Vault-13

HARTFORD FDS EXCHANGE TRADED HTAB

SCHRDRS TAX BD · ETP · CUSIP 41653L404

55 institutional holders -3 vs Q2 2024
14,579,25714.6m shares reported held*
$288.8mreported value*
1 new 45 added 4 reduced 3 sold out net bought ≈ $52.0m (+2.6m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $19.81.

Trends to Q3 2024

Institutional holders

Managers reporting a position, each quarter

0204060Q3 22: 12Q4 22: 18Q1 23: 28Q2 23: 38Q3 23: 39Q4 23: 43Q1 24: 54Q2 24: 58Q3 24: 5555Q3 22Q1 23Q3 23Q1 24Q3 24
Numbers
QuarterHolders
Q3 202212
Q4 202218
Q1 202328
Q2 202338
Q3 202339
Q4 202343
Q1 202454
Q2 202458
Q3 202455

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
50050Q4 22: 10 bought or addedQ4 22: 7 cut or sold outQ1 23: 21 bought or addedQ1 23: 6 cut or sold outQ1 23Q2 23: 28 bought or addedQ2 23: 5 cut or sold outQ3 23: 27 bought or addedQ3 23: 14 cut or sold outQ3 23Q4 23: 28 bought or addedQ4 23: 15 cut or sold outQ1 24: 39 bought or addedQ1 24: 13 cut or sold outQ1 24Q2 24: 40 bought or addedQ2 24: 16 cut or sold outQ3 24: 46 bought or addedQ3 24: 7 cut or sold outQ3 24
Numbers
QuarterBought or addedCut or sold out
Q4 2022107
Q1 2023216
Q2 2023285
Q3 20232714
Q4 20232815
Q1 20243913
Q2 20244016
Q3 2024467

Biggest buyers

Bank of New York Mellon Corp Added +806,029+806.0k
LPL Financial LLC Added +692,916+692.9k
Wealthcare Advisory Partners LLC Added +251,383+251.4k
BANK OF AMERICA CORP /DE/ Added +210,783+210.8k
CPC Advisors, LLC New +193,848+193.8k
Cambridge Investment Research Advisors, Inc. Added +143,067+143.1k
IAG Wealth Partners, LLC Added +122,405+122.4k
ENVESTNET ASSET MANAGEMENT INC Added +110,458+110.5k
TRUIST FINANCIAL CORP Added +93,762+93.8k
Raymond James Financial Services Advisors, Inc. Added +82,595+82.6k

Biggest sellers

ERn Financial, LLC Reduced -405,370-405.4k
Independent Wealth Network Inc. Sold out -71,625-71.6k
FLOW TRADERS U.S. LLC Sold out -29,589-29.6k
COMMONWEALTH EQUITY SERVICES, LLC Reduced -18,137-18.1k
JANE STREET GROUP, LLC Sold out -10,261-10.3k
Trademark Financial Management, LLC Reduced -5,216-5.2k
Leelyn Smith, LLC Reduced -2,508-2.5k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
TRUIST FINANCIAL CORP 13G · institution new · filed 2026-10-19 6.6% new 833.2k≈ $16.0m 2026-10-19

Fell to 5% or below in the last year: Bank of New York Mellon Corp (0.4%, 2026-10-07)

Holders, Q3 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 LPL Financial LLC 0.02% of their portfolio FORT MILL, SC 2,252,1562.3m $44.6m $44.6m 0.02% Added +692.9k +692,916
2 Bank of New York Mellon Corp 0.01% of their portfolio NEW YORK, NY 1,976,0132.0m $39.1m $39.1m 0.01% Added +806.0k +806,029
3 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 1,031,6711.0m $20.4m $20.4m 0.00% Added +210.8k +210,783
4 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 989,385989.4k $19.6m $19.6m 0.01% Added +43.2k +43,187
5 TRUIST FINANCIAL CORP 0.03% of their portfolio CHARLOTTE, NC 881,304881.3k $17.5m $17.5m 0.03% Added +93.8k +93,762
6 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 856,920856.9k $17.0m $17.0m 0.01% Added +110.5k +110,458
7 Amplius Wealth Advisors, LLC 1.63% of their portfolio BLUE BELL, PA 755,505755.5k $15.0m $15.0m 1.63% Added +11.7k +11,713
8 Raymond James Financial Services Advisors, Inc. 0.02% of their portfolio ST. PETERSBURG, FL 753,843753.8k $14.9m $14.9m 0.02% Added +82.6k +82,595
9 IAG Wealth Partners, LLC 2.19% of their portfolio WAUKESHA, WI 599,321599.3k $11.9m $11.9m 2.19% Added +122.4k +122,405
10 YARGER WEALTH STRATEGIES, LLC 4.97% of their portfolio WESTERVILLE, OH 453,539453.5k $9.0m $9.0m 4.97% Added +64.4k +64,386
11 Main Street Financial Solutions, LLC 0.80% of their portfolio NEWTOWN, PA 438,735438.7k $8.7m $8.7m 0.80% Added +27.5k +27,465
12 ERn Financial, LLC 1.26% of their portfolio MIDDLETON, WI 419,260419.3k $8.3m $8.3m 1.26% Reduced -405.4k -405,370
13 Wealthcare Advisory Partners LLC 0.23% of their portfolio WEST CHESTER, PA 414,974415.0k $8.2m $8.2m 0.23% Added +251.4k +251,383
14 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 303,654303.7k $6.0m $6.0m 0.01% Added +14.9k +14,858
15 Cambridge Investment Research Advisors, Inc. 0.02% of their portfolio FAIRFIELD, IA 239,284239.3k $4.7m $4.7m 0.02% Added +143.1k +143,067
16 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 225,448225.4k $4.5m $4.5m 0.01% Added +11.7k +11,678
17 CPC Advisors, LLC 0.57% of their portfolio Atlanta, GA 193,848193.8k $3.8m $3.8m 0.57% New
18 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 177,051177.1k $3.5m $3.5m 0.00% Added +47.8k +47,823
19 Element Wealth, LLC 1.58% of their portfolio RIDGELAND, MS 150,834150.8k $3.0m $3.0m 1.58% Added +238 +238
20 Capital Asset Advisory Services LLC 0.14% of their portfolio Williamston, MI 141,197141.2k $2.8m $2.8m 0.14% Added +8.7k +8,739
21 AXXCESS WEALTH MANAGEMENT, LLC 0.07% of their portfolio CARLSBAD, CA 140,633140.6k $2.8m $2.8m 0.07% Added +10.5k +10,518
22 Patriot Financial Group Insurance Agency, LLC 0.37% of their portfolio Westborough, MA 138,354138.4k $2.7m $2.7m 0.37% Added +12.4k +12,407
23 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 135,688135.7k $2.7m $2.7m 0.00% Reduced -18.1k -18,137
24 JONES FINANCIAL COMPANIES LLLP 0.00% of their portfolio DES PERES, MO 112,377112.4k $2.2m $2.2m 0.00% Added +72.3k +72,335
25 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 86,52986.5k $1.7m $1.7m 0.00% Added +3.4k +3,410
26 Financial Advocates Investment Management 0.07% of their portfolio OLYMPIA, WA 63,97264.0k $1.3m $1.3m 0.07% Added +6.4k +6,430
27 Sanctuary Advisors, LLC 0.01% of their portfolio INDIANAPOLIS, IN 55,93555.9k $1.1m $1.1m 0.01% Added +25.7k +25,740
28 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.05% of their portfolio BIRMINGHAM, AL 45,96046.0k $912.8k $912.8k 0.05% Added +6.6k +6,640
29 Leelyn Smith, LLC 0.14% of their portfolio GENEVA, IL 38,92538.9k $771.1k $771.1k 0.14% Reduced -2.5k -2,508
30 JOURNEY STRATEGIC WEALTH LLC 0.03% of their portfolio SUMMIT, NJ 37,56037.6k $744.1k $744.1k 0.03% Unchanged
31 RAYMOND JAMES TRUST N.A. 0.02% of their portfolio ST. PETERSBURG, FL 36,86236.9k $730.2k $730.2k 0.02% Added +6.6k +6,598
32 Arete Wealth Advisors, LLC 0.06% of their portfolio CHICAGO, IL 34,61134.6k $686.0k $686.0k 0.06% Added +9.9k +9,941
33 HARBOUR INVESTMENTS, INC. 0.02% of their portfolio MADISON, WI 33,77533.8k $669.1k $669.1k 0.02% Added +2.0k +2,039
34 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 33,17233.2k $657.1k $657.1k 0.00% Added +656 +656
35 &PARTNERS 0.01% of their portfolio NASHVILLE, TN 32,32532.3k $640.4k $640.4k 0.01% Added +1.2k +1,200
36 Atria Wealth Solutions, Inc. 0.01% of their portfolio NEW YORK, NY 29,54729.5k $586.8k $586.8k 0.01% Added +422 +422
37 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 29,29529.3k $580.3k $580.3k 0.00% Added +14.8k +14,821
38 WEST MICHIGAN ADVISORS, LLC 0.16% of their portfolio HOLLAND, MI 26,38526.4k $524.0k $524.0k 0.16% Added +12.8k +12,795
39 Private Advisor Group, LLC 0.00% of their portfolio MORRISTOWN, NJ 25,53925.5k $505.9k $505.9k 0.00% Added +659 +659
40 EverSource Wealth Advisors, LLC 0.03% of their portfolio BIRMINGHAM, AL 25,03825.0k $496.0k $496.0k 0.03% Added +51 +51
41 DAVENPORT & Co LLC 0.00% of their portfolio RICHMOND, VA 23,82023.8k $471.9k $471.9k 0.00% Added +1.8k +1,777
42 Prostatis Group LLC 0.14% of their portfolio HANOVER, MD 22,10022.1k $437.8k $437.8k 0.14% Added +5.0k +5,000
43 USAdvisors Wealth Management, LLC 0.15% of their portfolio EDEN PRAIRIE, MN 21,78321.8k $432.0k $432.0k 0.15% Added +1.1k +1,105
44 Opal Wealth Advisors, LLC 0.12% of their portfolio JERICHO, NY 19,35719.4k $383.5k $383.5k 0.12% Added +19.0k +19,008
45 Financial Planning & Information Services, Inc. 0.04% of their portfolio DE PERE, WI 13,05813.1k $258.7k $258.7k 0.04% Added +2.8k +2,755
46 PRIVATE TRUST CO NA 0.03% of their portfolio CLEVELAND, OH 12,93512.9k $256.2k $256.2k 0.03% Added +2.8k +2,760
47 Trademark Financial Management, LLC 0.20% of their portfolio Bloomington, MN 12,63112.6k $250.2k $250.2k 0.20% Reduced -5.2k -5,216
48 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 12,13212.1k $240.0k $240.0k 0.00% Added +469 +469
49 Global Retirement Partners, LLC 0.00% of their portfolio San Rafael, CA 6,2646.3k $124.1k $124.1k 0.00% Unchanged
50 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 5,5595.6k $110.1k $110.1k 0.00% Added +5.5k +5,497
51 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 5,4085.4k $107.1k $107.1k 0.00% Added +482 +482
52 UBS Group AG 0.00% of their portfolio ZURICH, V8 3,9664.0k $78.6k $78.6k 0.00% Added +4.0k +3,960
53 Westside Investment Management, Inc. 0.01% of their portfolio SANTA MONICA, CA 2,0002.0k $39.6k $39.6k 0.01% Unchanged
54 Tanglewood Legacy Advisors, LLC 0.01% of their portfolio HOUSTON, TX 1,2751.3k $25.3k $25.3k 0.01% Unchanged
55 Householder Group Estate & Retirement Specialist, LLC 0.00% of their portfolio SCOTTSDALE, AZ 545545 $10.0k $10.0k 0.00% Unchanged