Vault-13

HARTFORD FDS EXCHANGE TRADED HTAB

SCHRDRS TAX BD · ETP · CUSIP 41653L404

48 institutional holders +1 vs Q1 2026
12,404,30012.4m shares reported held*
$237.9mreported value*
5 new 21 added 17 reduced 3 sold out net bought ≈ $3.9m (+201.6k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $19.18.

Trends to Q2 2026

Institutional holders

Managers reporting a position, each quarter

0255075Q3 22: 12Q4 22: 18Q1 23: 28Q2 23: 38Q3 23: 39Q4 23: 43Q1 24: 54Q2 24: 58Q3 24: 55Q4 24: 57Q1 25: 62Q2 25: 61Q3 25: 54Q4 25: 51Q1 26: 47Q2 26: 4848Q3 22Q3 23Q3 24Q3 25Q2 26
Numbers
QuarterHolders
Q3 202212
Q4 202218
Q1 202328
Q2 202338
Q3 202339
Q4 202343
Q1 202454
Q2 202458
Q3 202455
Q4 202457
Q1 202562
Q2 202561
Q3 202554
Q4 202551
Q1 202647
Q2 202648

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
50050Q3 24: 46 bought or addedQ3 24: 7 cut or sold outQ4 24: 35 bought or addedQ4 24: 17 cut or sold outQ4 24Q1 25: 35 bought or addedQ1 25: 23 cut or sold outQ2 25: 28 bought or addedQ2 25: 34 cut or sold outQ2 25Q3 25: 26 bought or addedQ3 25: 32 cut or sold outQ4 25: 21 bought or addedQ4 25: 29 cut or sold outQ4 25Q1 26: 29 bought or addedQ1 26: 23 cut or sold outQ2 26: 26 bought or addedQ2 26: 20 cut or sold outQ2 26
Numbers
QuarterBought or addedCut or sold out
Q3 2024467
Q4 20243517
Q1 20253523
Q2 20252834
Q3 20252632
Q4 20252129
Q1 20262923
Q2 20262620

Biggest buyers

AXXCESS WEALTH MANAGEMENT, LLC New +264,611+264.6k
JANE STREET GROUP, LLC Added +151,106+151.1k
CPC Advisors, LLC Added +128,975+129.0k
TRUIST FINANCIAL CORP Added +61,971+62.0k
ENVESTNET ASSET MANAGEMENT INC Added +30,426+30.4k
NATIXIS ADVISORS, LLC Added +26,834+26.8k
RAYMOND JAMES FINANCIAL INC Added +21,235+21.2k
OLD MISSION CAPITAL LLC New +17,112+17.1k
MML INVESTORS SERVICES, LLC New +12,832+12.8k
Equitable Holdings, Inc. New +10,994+11.0k

Biggest sellers

LPL Financial LLC Reduced -227,155-227.2k
Bank of New York Mellon Corp Reduced -100,547-100.5k
Independent Advisor Alliance Sold out -47,088-47.1k
Patriot Financial Group Insurance Agency, LLC Reduced -33,601-33.6k
COMMONWEALTH EQUITY SERVICES, LLC Reduced -31,938-31.9k
IAG Wealth Partners, LLC Reduced -27,628-27.6k
FLOW TRADERS U.S. LLC Sold out -20,921-20.9k
Wealthcare Advisory Partners LLC Reduced -20,874-20.9k
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO Reduced -17,897-17.9k
Amplius Wealth Advisors, LLC Reduced -15,027-15.0k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
TRUIST FINANCIAL CORP 13G · institution new · filed 2026-10-19 6.6% new 833.2k≈ $16.0m 2026-10-19

Fell to 5% or below in the last year: Bank of New York Mellon Corp (0.4%, 2026-10-07)

Holders, Q2 2026

#ManagerLocationShares Value% of their portfolioChangeShares change
1 CPC Advisors, LLC 5.56% of their portfolio Atlanta, GA 2,149,5722.1m $41.2m $41.2m 5.56% Added +129.0k +128,975
2 Bank of New York Mellon Corp 0.01% of their portfolio NEW YORK, NY 2,085,8612.1m $40.0m $40.0m 0.01% Reduced -100.5k -100,547
3 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 946,182946.2k $18.1m $18.1m 0.00% Added +7.2k +7,155
4 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 925,807925.8k $17.8m $17.8m 0.00% Reduced -227.2k -227,155
5 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 924,489924.5k $17.7m $17.7m 0.00% Added +21.2k +21,235
6 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.01% of their portfolio MILWAUKEE, WI 749,155749.2k $14.4m $14.4m 0.01% Reduced -17.9k -17,897
7 JONES FINANCIAL COMPANIES LLLP 0.01% of their portfolio DES PERES, MO 669,960670.0k $12.9m $12.9m 0.01% Added +4.4k +4,421
8 Wealthspire Advisors, LLC 0.06% of their portfolio NEW YORK, NY 538,467538.5k $10.3m $10.3m 0.06% Reduced -2.2k -2,189
9 YARGER WEALTH STRATEGIES, LLC 3.34% of their portfolio WESTERVILLE, OH 480,097480.1k $9.2m $9.2m 3.34% Added +2.4k +2,426
10 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 322,980323.0k $6.2m $6.2m 0.00% Added +30.4k +30,426
11 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 319,584319.6k $6.1m $6.1m 0.01% Added +9.6k +9,578
12 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 314,986315.0k $6.0m $6.0m 0.01% Added +62.0k +61,971
13 AXXCESS WEALTH MANAGEMENT, LLC 0.08% of their portfolio CARLSBAD, CA 264,611264.6k $5.1m $5.1m 0.08% New
14 Capital Asset Advisory Services LLC 0.17% of their portfolio Williamston, MI 247,337247.3k $4.7m $4.7m 0.17% Added +7.1k +7,072
15 Wealthcare Advisory Partners LLC 0.07% of their portfolio WEST CHESTER, PA 186,550186.6k $3.6m $3.6m 0.07% Reduced -20.9k -20,874
16 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 178,640178.6k $3.4m $3.4m 0.00% Added +151.1k +151,106
17 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 163,103163.1k $3.1m $3.1m 0.00% Added +1.7k +1,689
18 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 114,260114.3k $2.2m $2.2m 0.00% Reduced -5.6k -5,623
19 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 98,28898.3k $1.9m $1.9m 0.01% Added +4.6k +4,605
20 Element Wealth, LLC 0.69% of their portfolio RIDGELAND, MS 95,62195.6k $1.8m $1.8m 0.69% Reduced -1.1k -1,142
21 IAG Wealth Partners, LLC 0.16% of their portfolio WAUKESHA, WI 86,18486.2k $1.7m $1.7m 0.16% Reduced -27.6k -27,628
22 NATIXIS ADVISORS, LLC 0.00% of their portfolio Boston, MA 66,36266.4k $1.3m $1.3m 0.00% Added +26.8k +26,834
23 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 41,47441.5k $795.6k $795.6k 0.00% Reduced -269 -269
24 Stonebridge Financial Group, LLC 0.05% of their portfolio Wormleysburg, PA 32,11632.1k $616.1k $616.1k 0.05% Unchanged
25 DAVENPORT & Co LLC 0.00% of their portfolio RICHMOND, VA 31,19031.2k $598.3k $598.3k 0.00% Added +170 +170
26 Patriot Financial Group Insurance Agency, LLC 0.06% of their portfolio Westborough, MA 30,77130.8k $590.3k $590.3k 0.06% Reduced -33.6k -33,601
27 Leelyn Smith, LLC 0.07% of their portfolio GENEVA, IL 28,73228.7k $551.1k $551.1k 0.07% Reduced -716 -716
28 Arete Wealth Advisors, LLC 0.03% of their portfolio CHICAGO, IL 26,41826.4k $506.7k $506.7k 0.03% Added +6.3k +6,269
29 &PARTNERS 0.00% of their portfolio NASHVILLE, TN 25,84825.8k $495.8k $495.8k 0.00% Added +3.6k +3,636
30 LifeGoal Investments, LLC 0.22% of their portfolio SARATOGA SPRINGS, NY 25,39225.4k $487.1k $487.1k 0.22% Reduced -657 -657
31 USAdvisors Wealth Management, LLC 0.14% of their portfolio EDEN PRAIRIE, MN 25,08225.1k $481.0k $481.0k 0.14% Added +1.8k +1,765
32 HARBOUR INVESTMENTS, INC. 0.01% of their portfolio MADISON, WI 24,76024.8k $474.9k $474.9k 0.01% Added +42 +42
33 WEST MICHIGAN ADVISORS, LLC 0.09% of their portfolio HOLLAND, MI 24,10524.1k $463.9k $463.9k 0.09% Reduced -4.5k -4,529
34 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 18,98619.0k $364.2k $364.2k 0.00% Reduced -31.9k -31,938
35 Opal Wealth Advisors, LLC 0.08% of their portfolio JERICHO, NY 18,55518.6k $355.9k $355.9k 0.08% Added +633 +633
36 Keystone Financial Services, LLC 0.20% of their portfolio OMAHA, NE 17,60617.6k $337.7k $337.7k 0.20% Reduced -4.7k -4,677
37 OLD MISSION CAPITAL LLC 0.01% of their portfolio CHICAGO, IL 17,11217.1k $328.2k $328.2k 0.01% New
38 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 15,81715.8k $303.4k $303.4k 0.00% Reduced -2.2k -2,182
39 Amplius Wealth Advisors, LLC 0.02% of their portfolio BLUE BELL, PA 13,57913.6k $260.5k $260.5k 0.02% Reduced -15.0k -15,027
40 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 12,83212.8k $246.1k $246.1k 0.00% New
41 Fermata Advisors, LLC 0.05% of their portfolio SONOMA, CA 11,63111.6k $223.1k $223.1k 0.05% Unchanged
42 Equitable Holdings, Inc. 0.00% of their portfolio NEW YORK, NY 10,99411.0k $210.9k $210.9k 0.00% New
43 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 7,2027.2k $138.2k $138.2k 0.00% Added +578 +578
44 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 6,0386.0k $115.8k $115.8k 0.00% Unchanged
45 PlanVest Financial, Inc 0.05% of their portfolio GAITHERSBURG, MD 3,6683.7k $70.4k $70.4k 0.05% Unchanged
46 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 3,0803.1k $59.1k $59.1k 0.00% Added +6 +6
47 Westside Investment Management, Inc. 0.01% of their portfolio SANTA MONICA, CA 2,0002.0k $38.4k $38.4k 0.01% Unchanged
48 Integrated Wealth Concepts LLC 0.00% of their portfolio WALTHAM, MA 1,2161.2k $23.3k $23.3k 0.00% New