Vault-13

HARTE HANKS INC HHS

COM · Common Stock · CUSIP 416196202

American marketing services company

31 institutional holders +3 vs Q1 2024
2,560,2362.6m shares reported held*
35.1% of all shares outstanding*
$20.8mreported value*
6 new 9 added 7 reduced 2 sold out net bought ≈ $2.6m (+321.6k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Shares outstanding: 7.3m as of 2024-07-31, from the company's own SEC filing; the percentage can still exceed 100%: lent-out shares are counted by the lender and the buyer, and some reports overlap without saying so. Implied quarter-end price ≈ $8.12.

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

0204060Q3 22: 38Q4 22: 41Q1 23: 33Q2 23: 31Q3 23: 25Q4 23: 27Q1 24: 28Q2 24: 3131Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 202238
Q4 202241
Q1 202333
Q2 202331
Q3 202325
Q4 202327
Q1 202428
Q2 202431

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 22: 22 bought or addedQ4 22: 17 cut or sold outQ4 22Q1 23: 16 bought or addedQ1 23: 20 cut or sold outQ2 23: 11 bought or addedQ2 23: 18 cut or sold outQ2 23Q3 23: 2 bought or addedQ3 23: 20 cut or sold outQ4 23: 11 bought or addedQ4 23: 10 cut or sold outQ4 23Q1 24: 10 bought or addedQ1 24: 11 cut or sold outQ2 24: 15 bought or addedQ2 24: 9 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 20222217
Q1 20231620
Q2 20231118
Q3 2023220
Q4 20231110
Q1 20241011
Q2 2024159

Biggest buyers

UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC New +117,500+117.5k
RENAISSANCE TECHNOLOGIES LLC Added +56,600+56.6k
Kent Lake Capital LLC New +55,297+55.3k
Krilogy Financial LLC Added +50,180+50.2k
CITADEL ADVISORS LLC Added +17,730+17.7k
Virtu Financial LLC New +14,148+14.1k
Hillsdale Investment Management Inc. New +12,587+12.6k
DIMENSIONAL FUND ADVISORS LP Added +11,549+11.5k
BlackRock Inc. Added +2,569+2.6k
WELLS FARGO & COMPANY/MN Added +957+957

Biggest sellers

Man Group plc Reduced -7,798-7.8k
GEODE CAPITAL MANAGEMENT, LLC Reduced -4,924-4.9k
TWO SIGMA INVESTMENTS, LP Reduced -3,400-3.4k
UBS Group AG Sold out -1,414-1.4k
NORTHERN TRUST CORP Reduced -1,167-1.2k
TWO SIGMA ADVISERS, LP Reduced -300-300
ACADIAN ASSET MANAGEMENT LLC Reduced -114-114
FIRST MANHATTAN CO. LLC. Sold out -32-32
MORGAN STANLEY Reduced -26-26

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
Rosenbach Gary Stephen 13D · may seek influence new · filed 2025-05-30
Stated purposeThe Reporting Person acquired the securities reported herein because he believed the securities represented an attractive investment opportunity. The securities reported herein were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the Issuer and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. On May 14, 2025 (the "Effective Date"), Rosenbach entered into a cooperation agreement with the Issuer (the "Cooperation Agreement"). Rosenbach agreed to certain customary standstill provisions that, among other things, prohibit it and its affiliates from: (i) soliciting proxies, (ii) advising or knowingly encouraging others with respect to the voting or disposition… Full filing
28.8% new 2.1m≈ $4.6m 2025-05-30
Radoff Bradley Louis 13D · may seek influence filed 2026-08-24
Stated purposeItem 4 is hereby amended to add the following: On August 14, 2026, the Issuer, Star Equity Holdings, Inc., a Delaware corporation ("Star"), and Merger Sub - R, Inc., a Delaware corporation and a wholly owned subsidiary of Star ("Merger Sub"), entered into an Agreement and Plan of Merger (the "Merger Agreement"), pursuant to which, and subject to the satisfaction or waiver of the conditions set forth in the Merger Agreement, Merger Sub will merge with and into the Issuer, with the Issuer continuing as the surviving corporation of the merger (the "Merger"), and a wholly owned subsidiary of Star. Subject to the terms and conditions of the Merger Agreement, upon the closing of the Merger and the other transactions contemplated by the Merger Agreement (the "Closing"), (a) any Shares held as t… Full filing
5.7% 423.4k≈ $914.6k 2026-08-24

Fell to 5% or below in the last year: WESTERLY CAPITAL MANAGEMENT, LLC (0.0%, 2026-08-21)

Insider purchases and sales in Q2 2024

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

Officers and directors buying vs selling

Number of people, by quarter (10% owners not included)

BuyingSelling
202Q3 22: 1 buyingQ3 22: 1 sellingQ4 22: 1 buyingQ4 22: 0 sellingQ4 22Q1 23: 1 buyingQ1 23: 0 sellingQ2 23: 2 buyingQ2 23: 0 sellingQ2 23Q3 23: 2 buyingQ3 23: 0 sellingQ4 23: 2 buyingQ4 23: 0 sellingQ4 23Q1 24: 0 buyingQ1 24: 0 sellingQ2 24: 2 buyingQ2 24: 0 sellingQ2 24
Numbers
QuarterBuyingBoughtSellingSoldSold under a plan
Q3 20221$29.9k1$7.4m—
Q4 20221$27.9k0——
Q1 20231$22.4k0——
Q2 20232$85.5k0——
Q3 20232$97.6k0——
Q4 20232$253.4k0——
Q1 20240—0——
Q2 20242$79.7k0——
DateInsiderTradeSharesPrice ValueTheir holding
2024-05-13 Davis Kirk A Chief Executive Officer Bought 7,050 $7.09 $50.0k7.0k shares +46%
2024-05-13 GARRISON DAVID A Chief Financial Officer · Shares held in participant's retirement account. Bought 4,125 $7.20 $29.7k4.1k shares new

Their holding: how much the trade added to or took from the insider's holding (direct, or the trust or fund named). The same trade is sometimes reported by more than one insider, such as a fund and the director who represents it; totals count it once. A value is left blank where the reported price is far from the market price (usually a typo).

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 WESTERLY CAPITAL MANAGEMENT, LLC 3.08% of their portfolio SAN FRANCISCO, CA 699,000699.0k $5.7m $5.7m 3.08% Unchanged
2 BLAIR WILLIAM & CO/IL 0.02% of their portfolio CHICAGO, IL 660,845660.8k $5.4m $5.4m 0.02% Unchanged
3 VANGUARD GROUP INC 0.00% of their portfolio Valley Forge, PA 297,342297.3k $2.4m $2.4m 0.00% Unchanged
4 Krilogy Financial LLC 0.08% of their portfolio ST. LOUIS, MO 137,680137.7k $1.1m $1.1m 0.08% Added +50.2k +50,180
5 ACADIAN ASSET MANAGEMENT LLC 0.00% of their portfolio Boston, MA 136,215136.2k $1.1m $1.1m 0.00% Reduced -114 -114
6 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 0.00% of their portfolio NEW YORK, NY 117,500117.5k $954.1k $954.1k 0.00% New
7 RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio NEW YORK, NY 87,90087.9k $713.7k $713.7k 0.00% Added +56.6k +56,600
8 GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio BOSTON, MA 62,52062.5k $507.8k $507.8k 0.00% Reduced -4.9k -4,924
9 Man Group plc 0.00% of their portfolio LONDON, X0 57,73957.7k $468.8k $468.8k 0.00% Reduced -7.8k -7,798
10 Kent Lake Capital LLC 0.20% of their portfolio RENO, NV 55,29755.3k $449.0k $449.0k 0.20% New
11 BRIDGEWAY CAPITAL MANAGEMENT, LLC 0.01% of their portfolio HOUSTON, TX 44,54644.5k $361.7k $361.7k 0.01% Unchanged
12 DIMENSIONAL FUND ADVISORS LP 0.00% of their portfolio AUSTIN, TX 38,37138.4k $311.6k $311.6k 0.00% Added +11.5k +11,549
13 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 28,94828.9k $235.1k $235.1k 0.00% Added +17.7k +17,730
14 BlackRock Inc. 0.00% of their portfolio New York, NY 27,01327.0k $219.3k $219.3k 0.00% Added +2.6k +2,569
15 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 23,94723.9k $194.4k $194.4k 0.00% Reduced -1.2k -1,167
16 TWO SIGMA ADVISERS, LP 0.00% of their portfolio NEW YORK, NY 19,50019.5k $158.3k $158.3k 0.00% Reduced -300 -300
17 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 18,79718.8k $152.6k $152.6k 0.00% Unchanged
18 TWO SIGMA INVESTMENTS, LP 0.00% of their portfolio NEW YORK, NY 17,03917.0k $138.4k $138.4k 0.00% Reduced -3.4k -3,400
19 Virtu Financial LLC 0.01% of their portfolio New York, NY 14,14814.1k $115.0k $115.0k 0.01% New
20 Hillsdale Investment Management Inc. 0.01% of their portfolio Toronto, A6 12,58712.6k $102.2k $102.2k 0.01% New
21 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 1,0011.0k $8.1k $8.1k 0.00% Added +957 +957
22 Tower Research Capital LLC (TRC) 0.00% of their portfolio NEW YORK, NY 949949 $7.7k $7.7k 0.00% Added +756 +756
23 Access Investment Management LLC 0.00% of their portfolio ATLANTA, GA 770770 $6.3k $6.3k 0.00% New
24 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 145145 $1.2k $1.2k 0.00% Reduced -26 -26
25 Stone House Investment Management, LLC 0.00% of their portfolio TUNKHANNOCK, PA 143143 $1.2k $1.2k 0.00% Unchanged
26 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 132132 $1.0k $1.0k 0.00% Added +53 +53
27 Cullen/Frost Bankers, Inc. 0.00% of their portfolio San Antonio, TX 7070 $568 $568 0.00% Unchanged
28 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 5050 $406 $406 0.00% Added +36 +36
29 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 2424 $194 $194 0.00% Unchanged
30 FEDERATED HERMES, INC. 0.00% of their portfolio PITTSBURGH, PA 1818 $146 $146 0.00% New
31 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged