HARROW INC HROW
COM · Common Stock · CUSIP 415858109
American pharmaceutical company
- SectorHealth care
- IndustryPharmaceutical Preparations
- HeadquartersNashville, TN
- Founded1998
- Websiteharrow.com
- FilingsSEC EDGAR
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($22.2k this quarter). Holder counts are more reliable. Shares outstanding: 35.5m as of 2024-08-07, from the company's own SEC filing; the percentage can still exceed 100%: lent-out shares are counted by the lender and the buyer, and some reports overlap without saying so. Implied quarter-end price ≈ $20.89. Options: 7 managers hold calls ($15.8m notional), 8 hold puts ($15.3m).
Trends to Q2 2024
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 81 |
| Q4 2022 | 95 |
| Q1 2023 | 116 |
| Q2 2023 | 113 |
| Q3 2023 | 130 |
| Q4 2023 | 114 |
| Q1 2024 | 113 |
| Q2 2024 | 111 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q4 2022 | 50 | 30 |
| Q1 2023 | 65 | 45 |
| Q2 2023 | 61 | 65 |
| Q3 2023 | 76 | 37 |
| Q4 2023 | 50 | 62 |
| Q1 2024 | 53 | 52 |
| Q2 2024 | 61 | 52 |
Calls vs puts
Options held, notional value, last 4 quarters. P/C = puts ÷ calls
Numbers
| Quarter | Calls | Puts | P/C |
|---|---|---|---|
| Q3 2023 | $3.4m | $4.9m | 1.47 |
| Q4 2023 | $3.9m | $2.4m | 0.60 |
| Q1 2024 | $2.2m | $6.2m | 2.87 |
| Q2 2024 | $15.8m | $15.3m | 0.97 |
Biggest buyers
| Nuveen Asset Management, LLC | Added | +316.9k |
| ROYCE & ASSOCIATES LP | Added | +225.0k |
| BRAIDWELL LP | Added | +171.2k |
| JANE STREET GROUP, LLC | Added | +89.0k |
| LOS ANGELES CAPITAL MANAGEMENT LLC | New | +81.3k |
| STATE STREET CORP | Added | +80.0k |
| Apis Capital Advisors, LLC | New | +79.5k |
| Opaleye Management Inc. | Added | +69.4k |
| Invesco Ltd. | Added | +59.7k |
| MARSHALL WACE, LLP | New | +53.2k |
Biggest sellers
| MORGAN STANLEY | Reduced | -2.8m |
| WASATCH ADVISORS LP | Sold out | -388.1k |
| Private Capital Management, LLC | Reduced | -297.5k |
| DEUTSCHE BANK AG\ | Reduced | -217.0k |
| CITADEL ADVISORS LLC | Reduced | -200.0k |
| RENAISSANCE TECHNOLOGIES LLC | Reduced | -171.2k |
| Ophir Asset Management Pty Ltd | Sold out | -146.6k |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Reduced | -97.4k |
| TWO SIGMA ADVISERS, LP | Reduced | -65.8k |
| JPMORGAN CHASE & CO | Reduced | -61.8k |
Biggest calls
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Added | $10.3m494.4k shares |
| CITADEL ADVISORS LLC | Added | $4.1m195.2k shares |
| GROUP ONE TRADING LLC | Added | $994.4k47.6k shares |
| SIMPLEX TRADING, LLC | Reduced | $210.0k10.1k shares |
| Crawford Fund Management, LLC | New | $208.9k10.0k shares |
| Belvedere Trading LLC | New | $4.2k200 shares |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | Unchanged | $00 shares |
Biggest puts
| CITADEL ADVISORS LLC | Added | $7.1m339.3k shares |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Reduced | $3.9m186.0k shares |
| SIMPLEX TRADING, LLC | Added | $2.1m98.9k shares |
| JANE STREET GROUP, LLC | Added | $1.1m54.9k shares |
| Belvedere Trading LLC | New | $614.2k29.4k shares |
| Squarepoint Ops LLC | New | $417.8k20.0k shares |
| GROUP ONE TRADING LLC | Reduced | $64.8k3.1k shares |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | Unchanged | $00 shares |
Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.
Major shareholders (over 5%)
Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.
| Holder | Stake |
|---|---|
BAUM MARK L
13D · may seek influence
filed 2025-04-07
Stated purposeItem 4 of the Original Schedule 13D is hereby amended and supplemented by adding the following information: "The 15,400 shares received upon exercise of stock options, 150,000 shares of Common Stock underlying the RSUs and 762,300 shares of Common Stock underlying the PSUs (prior to tax withholding) described in Item 3 were acquired by Mr. Baum as compensation for Mr. Baum's services as Chief Executive Officer of the Company. The information provided in Item 3 with respect to the stock options, RSUs and PSUs is incorporated by reference herein." Full filing |
10.7% |
| BlackRock, Inc. 13G · institution filed 2026-10-27 | 7.4% |
| Opaleye Management Inc. 13G · passive investor -1.2 pts · filed 2026-07-31 | 6.4% |
| Kaufman Daniel Louis 13G · passive investor new · filed 2026-03-11 | 5.0% |
Fell to 5% or below in the last year: VANGUARD GROUP INC (0.0%, 2026-03-27)
Insider purchases and sales in Q2 2024
Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.
Officers and directors buying vs selling
Number of people, by quarter (10% owners not included)
Numbers
| Quarter | Buying | Bought | Selling | Sold | Sold under a plan |
|---|---|---|---|---|---|
| Q3 2022 | 0 | — | 1 | $504.8k | — |
| Q4 2022 | 4 | $727.8k | 0 | — | — |
| Q1 2023 | 0 | — | 0 | — | — |
| Q2 2023 | 0 | — | 0 | — | — |
| Q3 2023 | 2 | $437.3k | 0 | — | — |
| Q4 2023 | 1 | $60.8k | 0 | — | — |
| Q1 2024 | 1 | $104.3k | 0 | — | — |
| Q2 2024 | 0 | — | 0 | — | — |
| Date | Insider | Trade | Value |
|---|---|---|---|
| 2024-04-25 | Opaleye Management Inc. 10% owner · By Opaleye, L.P. | Bought | $199.4k20.0k shares |
| 2024-04-24 | Opaleye Management Inc. 10% owner · By Opaleye, L.P. | Bought | $84.1k8.3k shares |
| 2024-04-23 | Opaleye Management Inc. 10% owner · By Opaleye, L.P. | Bought | $120.5k11.7k shares |
| 2024-04-19 | Opaleye Management Inc. 10% owner · By Opaleye, L.P. | Bought | $310.5k29.4k shares |
Their holding: how much the trade added to or took from the insider's holding (direct, or the trust or fund named). The same trade is sometimes reported by more than one insider, such as a fund and the director who represents it; totals count it once. A value is left blank where the reported price is far from the market price (usually a typo).
Holders, Q2 2024
| Manager | Shares | Change |
|---|---|---|
| Opaleye Management Inc. 19.04% of their portfolio | 4.0m $83.4m | Added +69.4k |
| Private Capital Management, LLC 6.73% of their portfolio | 2.7m $56.7m | Reduced -297.5k |
| BlackRock Inc. 0.00% of their portfolio | 2.1m $44.9m | Reduced -34.3k |
| VANGUARD GROUP INC 0.00% of their portfolio | 1.8m $38.5m | Added +10.9k |
| GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio | 718.8k $15.0m | Added +24.8k |
| STATE STREET CORP 0.00% of their portfolio | 715.4k $14.9m | Added +80.0k |
| STIFEL FINANCIAL CORP 0.01% of their portfolio | 542.8k $11.3m | Added +22.1k |
| ROYCE & ASSOCIATES LP 0.11% of their portfolio | 539.9k $11.3m | Added +225.0k |
| Nuveen Asset Management, LLC 0.00% of their portfolio | 425.9k $8.9m | Added +316.9k |
| RENAISSANCE TECHNOLOGIES LLC 0.01% of their portfolio | 306.2k $6.4m | Reduced -171.2k |
| Birchview Capital, LP 2.90% of their portfolio | 300.0k $6.3m | Unchanged |
| BRAIDWELL LP 0.19% of their portfolio | 297.2k $6.2m | Added +171.2k |
| NORTHERN TRUST CORP 0.00% of their portfolio | 290.0k $6.1m | Reduced -27.0k |
| Diametric Capital, LP 3.27% of their portfolio | 288.9k $6.0m | Reduced -13.6k |
| DEUTSCHE BANK AG\ 0.00% of their portfolio | 284.0k $5.9m | Reduced -217.0k |
| RICE HALL JAMES & ASSOCIATES, LLC 0.32% of their portfolio | 255.9k $5.3m | Added +10.8k |
| FRANKLIN RESOURCES INC 0.00% of their portfolio | 242.4k $5.1m | Reduced -39.4k |
| Westside Investment Management, Inc. 1.00% of their portfolio | 209.9k $4.4m | Reduced -1.6k |
| WOODMONT INVESTMENT COUNSEL LLC 0.35% of their portfolio | 205.9k $4.3m | Reduced -5.7k |
| CITADEL ADVISORS LLC 0.00% of their portfolio | 140.2k $2.9m | Reduced -200.0k |
| MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio | 138.1k $2.9m | Reduced -20.9k |
| JANE STREET GROUP, LLC 0.00% of their portfolio | 110.6k $2.3m | Added +89.0k |
| PARADIGM CAPITAL MANAGEMENT INC/NY 0.10% of their portfolio | 108.0k $2.3m | Unchanged |
| STATE OF WISCONSIN INVESTMENT BOARD 0.01% of their portfolio | 106.0k $2.2m | Added +3.7k |
| KENNEDY CAPITAL MANAGEMENT LLC 0.05% of their portfolio | 105.7k $2.2m | Reduced -13.4k |
| PRELUDE CAPITAL MANAGEMENT, LLC 0.18% of their portfolio | 105.2k $2.2m | Reduced -5.0k |
| WELLINGTON MANAGEMENT GROUP LLP 0.00% of their portfolio | 99.6k $2.1m | Added +7.9k |
| STANSBERRY ASSET MANAGEMENT, LLC 0.26% of their portfolio | 96.5k $2.0m | Reduced -18.7k |
| CAPTRUST FINANCIAL ADVISORS 0.01% of their portfolio | 94.0k $2.0m | Added +10 |
| Bank of New York Mellon Corp 0.00% of their portfolio | 88.2k $1.8m | Added +12.6k |
| JPMORGAN CHASE & CO 0.00% of their portfolio | 87.8k $1.8m | Reduced -61.8k |
| Steward Partners Investment Advisory, LLC 0.02% of their portfolio | 86.6k $1.8m | Added +22.3k |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.00% of their portfolio | 85.0k $1.8m | Added +3.2k |
| EQUITABLE TRUST CO 0.12% of their portfolio | 83.5k $1.7m | Unchanged |
| LOS ANGELES CAPITAL MANAGEMENT LLC 0.01% of their portfolio | 81.3k $1.7m | New |
| GOLDMAN SACHS GROUP INC 0.00% of their portfolio | 80.3k $1.7m | Added +31.6k |
| Apis Capital Advisors, LLC 1.23% of their portfolio | 79.5k $1.7m | New |
| Invesco Ltd. 0.00% of their portfolio | 73.4k $1.5m | Added +59.7k |
| MORGAN STANLEY 0.00% of their portfolio | 72.8k $1.5m | Reduced -2.8m |
| BARD ASSOCIATES INC 0.55% of their portfolio | 68.7k $1.4m | Reduced -1.2k |
| D.A. DAVIDSON & CO. 0.01% of their portfolio | 64.2k $1.3m | Unchanged |
| TWO SIGMA ADVISERS, LP 0.00% of their portfolio | 57.8k $1.2m | Reduced -65.8k |
| MARSHALL WACE, LLP 0.00% of their portfolio | 53.2k $1.1m | New |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio | 43.6k $911.7k | Reduced -97.4k |
| RHUMBLINE ADVISERS 0.00% of their portfolio | 43.0k $898.7k | Added +3.3k |
| Grant/GrossMendelsohn, LLC 0.40% of their portfolio | 41.6k $869.1k | Added +100 |
| LPL Financial LLC 0.00% of their portfolio | 37.6k $784.9k | Reduced -6.7k |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 35.4k $739.5k | Added +26.3k |
| DRIVE WEALTH MANAGEMENT, LLC 0.17% of their portfolio | 29.6k $617.3k | Added +11.4k |
| Creative Planning 0.00% of their portfolio | 29.5k $616.0k | Added +14.5k |
| ALLIANCEBERNSTEIN L.P. 0.00% of their portfolio | 29.0k $606.2k | Added +9.3k |
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 26.6k $555.7k | Added +13.3k |
| UBS Group AG 0.00% of their portfolio | 26.4k $551.7k | Reduced -18.8k |
| DEERFIELD MANAGEMENT COMPANY, L.P. 0.01% of their portfolio | 25.4k $531.6k | Added +9.1k |
| SIMPLEX TRADING, LLC 0.02% of their portfolio | 22.9k $478.0k | New |
| FineMark National Bank & Trust 0.02% of their portfolio | 22.7k $474.8k | Unchanged |
| BBR PARTNERS, LLC 0.04% of their portfolio | 22.0k $459.6k | Added +12.0k |
| Mendota Financial Group, LLC 0.21% of their portfolio | 19.1k $398.4k | Unchanged |
| MetLife Investment Management, LLC 0.00% of their portfolio | 17.9k $373.6k | Added +4.1k |
| PRICE T ROWE ASSOCIATES INC /MD/ 0.00% of their portfolio | 17.3k $361.0k | Added +590 |
| OSAIC HOLDINGS, INC. 0.00% of their portfolio | 16.5k $343.9k | Added +14.6k |
| Corebridge Financial, Inc. 0.00% of their portfolio | 16.4k $343.3k | First filing |
| MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. 0.00% of their portfolio | 14.6k $305.9k | First filing |
| BARCLAYS PLC 0.00% of their portfolio | 13.1k $273.4k | Reduced -31.3k |
| Trexquant Investment LP 0.00% of their portfolio | 12.8k $266.5k | New |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE 0.00% of their portfolio | 11.9k $247.9k | Added +567 |
| Belvedere Trading LLC 0.01% of their portfolio | 11.6k $243.0k | New |
| AVANTAX ADVISORY SERVICES, INC. 0.00% of their portfolio | 11.3k $235.2k | New |
| SHERBROOKE PARK ADVISERS LLC 0.04% of their portfolio | 11.1k $231.9k | New |
| Stratos Wealth Partners, LTD. 0.00% of their portfolio | 10.6k $221.6k | Reduced -40 |
| Lido Advisors, LLC 0.00% of their portfolio | 10.5k $219.3k | Unchanged |
| HighTower Advisors, LLC 0.00% of their portfolio | 10.5k $217.0k | New |
| NEW YORK STATE COMMON RETIREMENT FUND 0.00% of their portfolio | 10.5k $218.4k | Added +12 |
| VOYA INVESTMENT MANAGEMENT LLC 0.00% of their portfolio | 10.4k $216.3k | Reduced -68 |
| Independent Advisor Alliance 0.01% of their portfolio | 10.3k $214.9k | Added +11 |
| CITIGROUP INC 0.00% of their portfolio | 9.7k $203.3k | Added +4.6k |
| HARBOUR INVESTMENTS, INC. 0.01% of their portfolio | 7.6k $159.7k | Unchanged |
| PENSION & WEALTH MANAGEMENT ADVISORS, INC. 0.08% of their portfolio | 6.9k $143.4k | Reduced -5.0k |
| EntryPoint Capital, LLC 0.06% of their portfolio | 6.4k $133.7k | Added +4.5k |
| Tower Research Capital LLC (TRC) 0.00% of their portfolio | 5.3k $110.4k | Added +5.1k |
| China Universal Asset Management Co., Ltd. 0.01% of their portfolio | 4.2k $86.8k | Reduced -2.6k |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 4.0k $82.0k | Added +2.3k |
| Legal & General Group Plc 0.00% of their portfolio | 3.4k $71.6k | Reduced -21.1k |
| LAZARD ASSET MANAGEMENT LLC 0.00% of their portfolio | 3.0k $63.0k | New |
| BNP PARIBAS FINANCIAL MARKETS 0.00% of their portfolio | 2.6k $53.6k | Reduced -14.4k |
| Ameritas Investment Partners, Inc. 0.00% of their portfolio | 2.6k $53.6k | Unchanged |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 0.00% of their portfolio | 2.2k $46.2k | Reduced -27.7k |
| Allspring Global Investments Holdings, LLC 0.00% of their portfolio | 2.1k $44.3k | Added +2.0k |
| FMR LLC 0.00% of their portfolio | 1.8k $37.1k | Added +1.2k |
| Naples Money Management LLC 0.03% of their portfolio | 1.6k $33.7k | Unchanged |
| nVerses Capital, LLC 0.02% of their portfolio | 1.6k $33.4k | New |
| SALEM INVESTMENT COUNSELORS INC 0.00% of their portfolio | 1.3k $27.2k | Unchanged |
| AMALGAMATED BANK 0.00% of their portfolio | 1.1k $22.0k | Added +187 |
| Mirae Asset Global Investments Co., Ltd. 0.00% of their portfolio | 1.1k $22.2k | New |
| Key Financial Inc 0.00% of their portfolio | 750 $15.7k | Unchanged |
| NATIONAL BANK OF CANADA /FI/ 0.00% of their portfolio | 500 $10.5k | Unchanged |
| OPTIMUM INVESTMENT ADVISORS 0.00% of their portfolio | 500 $10.4k | New |
| INSTITUTIONAL & FAMILY ASSET MANAGEMENT, LLC 0.00% of their portfolio | 337 $7.0k | Unchanged |
| Arax Advisory Partners 0.00% of their portfolio | 222 $4.6k | New |
| Fortitude Family Office, LLC 0.00% of their portfolio | 157 $3.3k | Unchanged |