Vault-13

HANCOCK JOHN PFD INCOME FD I HPS

COM · Closed-End Fund · CUSIP 41021P103

69 institutional holders +9 vs Q1 2026
4,345,6334.3m shares reported held*
$63.2mreported value*
11 new 23 added 14 reduced 4 sold out net bought ≈ $1.6m (+109.8k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $14.54.

Trends to Q2 2026

Institutional holders

Managers reporting a position, each quarter

0255075Q3 22: 58Q4 22: 61Q1 23: 67Q2 23: 65Q3 23: 67Q4 23: 69Q1 24: 60Q2 24: 61Q3 24: 61Q4 24: 72Q1 25: 62Q2 25: 68Q3 25: 63Q4 25: 64Q1 26: 60Q2 26: 6969Q3 22Q3 23Q3 24Q3 25Q2 26
Numbers
QuarterHolders
Q3 202258
Q4 202261
Q1 202367
Q2 202365
Q3 202367
Q4 202369
Q1 202460
Q2 202461
Q3 202461
Q4 202472
Q1 202562
Q2 202568
Q3 202563
Q4 202564
Q1 202660
Q2 202669

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q3 24: 23 bought or addedQ3 24: 22 cut or sold outQ4 24: 31 bought or addedQ4 24: 19 cut or sold outQ4 24Q1 25: 22 bought or addedQ1 25: 29 cut or sold outQ2 25: 28 bought or addedQ2 25: 21 cut or sold outQ2 25Q3 25: 28 bought or addedQ3 25: 24 cut or sold outQ4 25: 29 bought or addedQ4 25: 24 cut or sold outQ4 25Q1 26: 26 bought or addedQ1 26: 23 cut or sold outQ2 26: 34 bought or addedQ2 26: 18 cut or sold outQ2 26
Numbers
QuarterBought or addedCut or sold out
Q3 20242322
Q4 20243119
Q1 20252229
Q2 20252821
Q3 20252824
Q4 20252924
Q1 20262623
Q2 20263418

Biggest buyers

MORGAN STANLEY Added +61,469+61.5k
UBS Group AG Added +60,464+60.5k
J.W. COLE ADVISORS, INC. New +58,240+58.2k
OSAIC HOLDINGS, INC. Added +17,870+17.9k
READYSTATE ASSET MANAGEMENT LP New +17,374+17.4k
HRT FINANCIAL LP New +11,401+11.4k
Cetera Investment Advisers Added +9,369+9.4k
AMERIPRISE FINANCIAL INC Added +8,130+8.1k
WELLS FARGO & COMPANY/MN Added +5,112+5.1k
ROTHSCHILD INVESTMENT LLC Added +4,500+4.5k

Biggest sellers

GUGGENHEIM CAPITAL LLC Reduced -64,524-64.5k
Activest Wealth Management Reduced -31,532-31.5k
LPL Financial LLC Reduced -17,287-17.3k
Pine Valley Investments Ltd Liability Co Reduced -17,279-17.3k
IHT Wealth Management, LLC Sold out -11,512-11.5k
ROYAL BANK OF CANADA Reduced -8,504-8.5k
WEDBUSH SECURITIES INC Reduced -6,750-6.8k
FIFTH THIRD BANCORP Reduced -3,223-3.2k
Sowell Financial Services LLC Reduced -1,708-1.7k
Larson Financial Group LLC Sold out -1,694-1.7k

Insider purchases and sales since 1 Apr 2026

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

Officers and directors buying vs selling

Number of people, by quarter (10% owners not included)

BuyingSelling
101Q4 24: 0 buyingQ4 24: 0 sellingQ1 25: 0 buyingQ1 25: 0 sellingQ1 25Q2 25: 1 buyingQ2 25: 0 sellingQ3 25: 0 buyingQ3 25: 0 sellingQ3 25Q4 25: 0 buyingQ4 25: 0 sellingQ1 26: 1 buyingQ1 26: 0 sellingQ1 26Q2 26: 1 buyingQ2 26: 0 sellingQ3 26: 0 buyingQ3 26: 0 sellingQ3 26
Numbers
QuarterBuyingBoughtSellingSoldSold under a plan
Q4 20240—0——
Q1 20250—0——
Q2 20251$10.9k0——
Q3 20250—0——
Q4 20250—0——
Q1 20261$10.0k0——
Q2 20261$12.0k0——
Q3 20260—0——
DateInsiderTradeSharesPrice ValueTheir holding
2026-05-06 Hurtsellers Christine Director Bought 809 $14.83 $12.0k809 shares new

Their holding: how much the trade added to or took from the insider's holding (direct, or the trust or fund named). The same trade is sometimes reported by more than one insider, such as a fund and the director who represents it; totals count it once. A value is left blank where the reported price is far from the market price (usually a typo).

Holders, Q2 2026

#ManagerLocationShares Value% of their portfolioChangeShares change
1 UBS Group AG 0.00% of their portfolio ZURICH, V8 1,291,7171.3m $18.8m $18.8m 0.00% Added +60.5k +60,464
2 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 837,423837.4k $12.2m $12.2m 0.00% Added +61.5k +61,469
3 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 298,403298.4k $4.3m $4.3m 0.00% Reduced -17.3k -17,287
4 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 217,859217.9k $3.2m $3.2m 0.00% Added +2.9k +2,900
5 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 176,393176.4k $2.6m $2.6m 0.00% Added +8.1k +8,130
6 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 176,029176.0k $2.6m $2.6m 0.00% Added +9.4k +9,369
7 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 156,415156.4k $2.3m $2.3m 0.00% Reduced -8.5k -8,504
8 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 149,439149.4k $2.2m $2.2m 0.00% Added +2.4k +2,438
9 Fiera Capital Corp 0.01% of their portfolio MONTREAL, A8 114,018114.0k $1.7m $1.7m 0.01% Added +3.3k +3,321
10 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 65,38665.4k $950.8k $950.8k 0.00% Added +17.9k +17,870
11 COHEN & STEERS, INC. 0.00% of their portfolio NEW YORK, NY 61,23461.2k $890.0k $890.0k 0.00% Unchanged
12 J.W. COLE ADVISORS, INC. 0.01% of their portfolio TAMPA, FL 58,24058.2k $846.8k $846.8k 0.01% New
13 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 52,09952.1k $757.5k $757.5k 0.00% Reduced -32 -32
14 GUGGENHEIM CAPITAL LLC 0.00% of their portfolio CHICAGO, IL 48,36648.4k $703.2k $703.2k 0.00% Reduced -64.5k -64,524
15 Sowell Financial Services LLC 0.02% of their portfolio NORTH LITTLE ROCK, AR 46,39746.4k $674.6k $674.6k 0.02% Reduced -1.7k -1,708
16 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 45,58745.6k $662.8k $662.8k 0.00% Added +5.1k +5,112
17 Pine Valley Investments Ltd Liability Co 0.03% of their portfolio MARLTON, NJ 44,95345.0k $653.6k $653.6k 0.03% Reduced -17.3k -17,279
18 Live Oak Private Wealth LLC 0.07% of their portfolio WILMINGTON, NC 38,63038.6k $561.7k $561.7k 0.07% Unchanged
19 Western Wealth Management, LLC 0.02% of their portfolio GOLDEN, CO 32,23232.2k $468.6k $468.6k 0.02% Added +24 +24
20 PHILADELPHIA TRUST CO 0.03% of their portfolio PHILADELPHIA, PA 27,82027.8k $405.0k $405.0k 0.03% Unchanged
21 Activest Wealth Management 0.08% of their portfolio AVENTURA, FL 27,05727.1k $393.4k $393.4k 0.08% Reduced -31.5k -31,532
22 Post Resch Tallon Group Inc. 0.26% of their portfolio PITTSFORD, NY 25,83625.8k $375.7k $375.7k 0.26% Added +27 +27
23 Arkfeld Wealth Strategies, L.L.C. 0.11% of their portfolio OMAHA, NE 25,81525.8k $376.9k $376.9k 0.11% Added +351 +351
24 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 25,38025.4k $370.0k $370.0k 0.00% Reduced -1.2k -1,200
25 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 23,70523.7k $345.0k $345.0k 0.00% Added +1.5k +1,531
26 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 20,75720.8k $301.8k $301.8k 0.00% Added +3.2k +3,157
27 Gladstone Institutional Advisory LLC 0.01% of their portfolio Bedminster, NJ 20,73120.7k $301.4k $301.4k 0.01% Added +25 +25
28 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 19,65219.7k $285.7k $285.7k 0.00% Added +299 +299
29 READYSTATE ASSET MANAGEMENT LP 0.01% of their portfolio CHICAGO, IL 17,37417.4k $252.6k $252.6k 0.01% New
30 KEYBANK NATIONAL ASSOCIATION/OH 0.00% of their portfolio BROOKLYN, OH 17,00017.0k $247.2k $247.2k 0.00% Unchanged
31 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 15,99116.0k $232.5k $232.5k 0.00% Reduced -1.2k -1,186
32 Focus Financial Network, Inc. 0.01% of their portfolio MINNEAPOLIS, MN 14,77614.8k $214.8k $214.8k 0.01% Added +2.3k +2,260
33 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 14,46514.5k $210.3k $210.3k 0.00% Unchanged
34 Sanctuary Advisors, LLC 0.00% of their portfolio INDIANAPOLIS, IN 14,40814.4k $209.5k $209.5k 0.00% Added +113 +113
35 OneAscent Financial Services LLC 0.01% of their portfolio BIRMINGHAM, AL 12,75012.8k $185.4k $185.4k 0.01% Unchanged
36 WEDBUSH SECURITIES INC 0.00% of their portfolio PASADENA, CA 12,00012.0k $174.0k $174.0k 0.00% Reduced -6.8k -6,750
37 Mariner, LLC 0.00% of their portfolio Overland Park, KS 11,45611.5k $166.6k $166.6k 0.00% Reduced -882 -882
38 HRT FINANCIAL LP 0.00% of their portfolio NEW YORK, NY 11,40111.4k $165.0k $165.0k 0.00% New
39 B. Riley Wealth Advisors, Inc. 0.01% of their portfolio MEMPHIS, TN 11,29511.3k $163.0k $163.0k 0.01% Added +135 +135
40 PW Nova Financial Services LLC 0.03% of their portfolio NEWTOWN, PA 10,85410.9k $157.8k $157.8k 0.03% Added +241 +241
41 Cherry Creek Investment Advisors, Inc. 0.06% of their portfolio ENGLEWOOD, CO 10,00010.0k $145.4k $145.4k 0.06% Unchanged
42 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 7,9377.9k $115.4k $115.4k 0.00% Unchanged
43 ROTHSCHILD INVESTMENT LLC 0.00% of their portfolio CHICAGO, IL 6,0006.0k $87.2k $87.2k 0.00% Added +4.5k +4,500
44 COMPASS FINANCIAL MANAGEMENT LLC 0.01% of their portfolio TAMPA, FL 5,6855.7k $81.1k $81.1k 0.01% First filing
45 Global Retirement Partners, LLC 0.00% of their portfolio San Rafael, CA 3,5103.5k $51.0k $51.0k 0.00% First filing
46 FIFTH THIRD BANCORP 0.00% of their portfolio CINCINNATI, OH 3,2503.2k $47.3k $47.3k 0.00% Reduced -3.2k -3,223
47 Integrated Wealth Concepts LLC 0.00% of their portfolio WALTHAM, MA 2,6062.6k $37.9k $37.9k 0.00% New
48 BankPlus Trust Department 0.01% of their portfolio JACKSON, MS 2,5052.5k $36.4k $36.4k 0.01% Unchanged
49 PRIVATE TRUST CO NA 0.00% of their portfolio CLEVELAND, OH 2,0002.0k $29.1k $29.1k 0.00% Unchanged
50 Arax Advisory Partners 0.00% of their portfolio NEW YORK, NY 1,6581.7k $24.1k $24.1k 0.00% New
51 BARRETT & COMPANY, INC. 0.01% of their portfolio PROVIDENCE, RI 1,2451.2k $18.1k $18.1k 0.01% Added +28 +28
52 Olistico Wealth, LLC 0.01% of their portfolio TULSA, OK 1,0191.0k $14.8k $14.8k 0.01% Unchanged
53 Crews Bank & Trust 0.00% of their portfolio PORT CHARLOTTE, FL 1,0001.0k $14.5k $14.5k 0.00% New
54 LifeSteps Financial, Inc. 0.01% of their portfolio CLAREMONT, CA 750750 $10.9k $10.9k 0.01% New
55 IFG Advisory, LLC 0.00% of their portfolio ATLANTA, GA 731731 $10.6k $10.6k 0.00% New
56 ENTRUST FINANCIAL LLC 0.01% of their portfolio WAYNE, PA 700700 $10.2k $10.2k 0.01% New
57 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 539539 $7.8k $7.8k 0.00% Added +8 +8
58 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 500500 $7.3k $7.3k 0.00% Reduced -581 -581
59 CoreFirst Bank & Trust 0.00% of their portfolio TOPEKA, KS 500500 $7.3k $7.3k 0.00% Unchanged
60 HIGHLINE WEALTH PARTNERS LLC 0.00% of their portfolio SHERMAN OAKS, CA 500500 $7.3k $7.3k 0.00% Unchanged
61 Institute for Wealth Management, LLC. 0.00% of their portfolio DENVER, CO 495495 $7.2k $7.2k 0.00% New
62 Geneos Wealth Management Inc. 0.00% of their portfolio ENGLEWOOD, CO 350350 $5.1k $5.1k 0.00% Unchanged
63 COUNTRY TRUST BANK 0.00% of their portfolio Bloomington, IL 200200 $2.9k $2.9k 0.00% Unchanged
64 Caldwell Trust Co 0.00% of their portfolio Venice, FL 195195 $2.8k $2.8k 0.00% Reduced -195 -195
65 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 180180 $2.6k $2.6k 0.00% Unchanged
66 Glass Jacobson Investment Advisors llc 0.00% of their portfolio OWINGS MILLS, MD 150150 $2.2k $2.2k 0.00% Unchanged
67 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 7171 $1.0k $1.0k 0.00% Unchanged
68 Farther Finance Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 99 $132 $132 0.00% Unchanged
69 ASSETMARK, INC 0.00% of their portfolio CONCORD, CA 55 $73 $73 0.00% New