HANCOCK JOHN PFD INCOME FD I HPS
COM · Closed-End Fund · CUSIP 41021P103
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $14.26.
Trends to Q2 2025
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 58 |
| Q4 2022 | 61 |
| Q1 2023 | 67 |
| Q2 2023 | 65 |
| Q3 2023 | 67 |
| Q4 2023 | 69 |
| Q1 2024 | 60 |
| Q2 2024 | 61 |
| Q3 2024 | 61 |
| Q4 2024 | 72 |
| Q1 2025 | 62 |
| Q2 2025 | 68 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q3 2023 | 18 | 25 |
| Q4 2023 | 26 | 25 |
| Q1 2024 | 23 | 26 |
| Q2 2024 | 22 | 19 |
| Q3 2024 | 23 | 22 |
| Q4 2024 | 31 | 19 |
| Q1 2025 | 22 | 29 |
| Q2 2025 | 28 | 21 |
Biggest buyers
| GUGGENHEIM CAPITAL LLC | Added | +62.8k |
| ROYAL BANK OF CANADA | Added | +44.6k |
| LPL Financial LLC | Added | +36.3k |
| UBS Group AG | Added | +32.7k |
| Balyasny Asset Management L.P. | New | +27.7k |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | New | +22.5k |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | New | +14.8k |
| Invesco Ltd. | Added | +13.7k |
| Cresset Asset Management, LLC | New | +13.2k |
| AMERIPRISE FINANCIAL INC | Added | +12.1k |
Biggest sellers
| ROTHSCHILD INVESTMENT LLC | Reduced | -120.4k |
| Atria Wealth Solutions, Inc. | Sold out | -14.1k |
| B. Riley Wealth Advisors, Inc. | Sold out | -12.6k |
| READYSTATE ASSET MANAGEMENT LP | Sold out | -10.4k |
| Activest Wealth Management | Reduced | -8.1k |
| WELLS FARGO & COMPANY/MN | Reduced | -8.0k |
| BURNEY CO/ | Reduced | -6.5k |
| MORGAN STANLEY | Reduced | -5.2k |
| Clearstead Advisors, LLC | Sold out | -3.5k |
| OSAIC HOLDINGS, INC. | Reduced | -1.7k |
Insider purchases and sales in Q2 2025
Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.
Officers and directors buying vs selling
Number of people, by quarter (10% owners not included)
Numbers
| Quarter | Buying | Bought | Selling | Sold | Sold under a plan |
|---|---|---|---|---|---|
| Q3 2023 | 0 | — | 0 | — | — |
| Q4 2023 | 1 | $11.1k | 0 | — | — |
| Q1 2024 | 1 | $16.2k | 0 | — | — |
| Q2 2024 | 0 | — | 0 | — | — |
| Q3 2024 | 0 | — | 0 | — | — |
| Q4 2024 | 0 | — | 0 | — | — |
| Q1 2025 | 0 | — | 0 | — | — |
| Q2 2025 | 1 | $10.9k | 0 | — | — |
| Date | Insider | Trade | Value |
|---|---|---|---|
| 2025-04-08 | Wright Thomas Rowe Director | Bought | $10.9k794 shares |
Their holding: how much the trade added to or took from the insider's holding (direct, or the trust or fund named). The same trade is sometimes reported by more than one insider, such as a fund and the director who represents it; totals count it once. A value is left blank where the reported price is far from the market price (usually a typo).
Holders, Q2 2025
| Manager | Shares | Change |
|---|---|---|
| UBS Group AG 0.00% of their portfolio | 1.0m $14.7m | Added +32.7k |
| MORGAN STANLEY 0.00% of their portfolio | 833.1k $11.9m | Reduced -5.2k |
| LPL Financial LLC 0.00% of their portfolio | 289.0k $4.1m | Added +36.3k |
| Invesco Ltd. 0.00% of their portfolio | 236.0k $3.4m | Added +13.7k |
| GUGGENHEIM CAPITAL LLC 0.02% of their portfolio | 175.3k $2.5m | Added +62.8k |
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 147.0k $2.1m | Added +9.0k |
| Cetera Investment Advisers 0.00% of their portfolio | 140.2k $2.0m | Added +4.2k |
| AMERIPRISE FINANCIAL INC 0.00% of their portfolio | 137.7k $2.0m | Added +12.1k |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 96.1k $1.4m | Added +44.6k |
| Fiera Capital Corp 0.00% of their portfolio | 84.3k $1.2m | Reduced -724 |
| Pine Valley Investments Ltd Liability Co 0.05% of their portfolio | 62.9k $897.6k | Added +5.6k |
| Activest Wealth Management 0.21% of their portfolio | 60.8k $867.7k | Reduced -8.1k |
| J.W. COLE ADVISORS, INC. 0.02% of their portfolio | 55.1k $785.8k | Reduced -1.2k |
| COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio | 46.6k $664.0k | Reduced -497 |
| Sowell Financial Services LLC 0.03% of their portfolio | 46.3k $660.4k | Reduced -147 |
| OSAIC HOLDINGS, INC. 0.00% of their portfolio | 42.3k $602.7k | Reduced -1.7k |
| PHILADELPHIA TRUST CO 0.05% of their portfolio | 41.9k $597.0k | Unchanged |
| Live Oak Private Wealth LLC 0.08% of their portfolio | 38.6k $550.9k | Unchanged |
| Balyasny Asset Management L.P. 0.00% of their portfolio | 27.7k $394.6k | New |
| COHEN & STEERS, INC. 0.00% of their portfolio | 26.4k $377.0k | Added +1.3k |
| HighTower Advisors, LLC 0.00% of their portfolio | 25.1k $357.7k | Added +1.4k |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 24.6k $350.2k | Reduced -8.0k |
| Arkfeld Wealth Strategies, L.L.C. 0.14% of their portfolio | 24.0k $344.2k | Added +330 |
| Post Resch Tallon Group Inc. 0.33% of their portfolio | 23.9k $340.4k | Added +17 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio | 22.5k $326.0k | New |
| WEDBUSH SECURITIES INC 0.01% of their portfolio | 21.7k $309.0k | Reduced -1.0k |
| NewEdge Advisors, LLC 0.00% of their portfolio | 20.8k $296.6k | Unchanged |
| Janney Montgomery Scott LLC 0.00% of their portfolio | 19.6k $279.0k | Reduced -1.7k |
| RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio | 18.4k $262.8k | Reduced -1.5k |
| KEYBANK NATIONAL ASSOCIATION/OH 0.00% of their portfolio | 17.0k $242.4k | Unchanged |
| STIFEL FINANCIAL CORP 0.00% of their portfolio | 15.4k $219.6k | Reduced -604 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio | 14.8k $210.6k | New |
| Cresset Asset Management, LLC 0.00% of their portfolio | 13.2k $188.5k | New |
| BURNEY CO/ 0.01% of their portfolio | 13.0k $185.9k | Reduced -6.5k |
| Mariner, LLC 0.00% of their portfolio | 12.8k $182.9k | Added +18 |
| OneAscent Financial Services LLC 0.01% of their portfolio | 12.8k $182.0k | Unchanged |
| Sanctuary Advisors, LLC 0.00% of their portfolio | 11.6k $165.8k | New |
| Focus Financial Network, Inc. 0.01% of their portfolio | 11.4k $162.5k | Added +1.1k |
| Steward Partners Investment Advisory, LLC 0.00% of their portfolio | 5.1k $73.4k | Added +31 |
| FIFTH THIRD BANCORP 0.00% of their portfolio | 5.0k $71.8k | New |
| US BANCORP \DE\ 0.00% of their portfolio | 4.4k $62.7k | Unchanged |
| WOLVERINE ASSET MANAGEMENT LLC 0.00% of their portfolio | 4.1k $58.9k | New |
| Global Retirement Partners, LLC 0.00% of their portfolio | 4.0k $57.7k | First filing |
| CIBC Private Wealth Group LLC 0.00% of their portfolio | 4.0k $57.0k | Unchanged |
| Ameritas Advisory Services, LLC 0.00% of their portfolio | 3.6k $51.6k | New |
| COMERICA BANK 0.00% of their portfolio | 3.2k $46.3k | Unchanged |
| BankPlus Trust Department 0.01% of their portfolio | 2.5k $35.7k | Unchanged |
| PRIVATE TRUST CO NA 0.00% of their portfolio | 2.0k $28.5k | Unchanged |
| CENTRAL TRUST Co 0.00% of their portfolio | 1.5k $21.4k | Unchanged |
| ROTHSCHILD INVESTMENT LLC 0.00% of their portfolio | 1.5k $21.4k | Reduced -120.4k |
| CONSULTIVA WEALTH MANAGEMENT, CORP. 0.07% of their portfolio | 1.5k $21.4k | Unchanged |
| Elequin Capital, LP 0.00% of their portfolio | 1.4k $19.6k | New |
| HARBOUR INVESTMENTS, INC. 0.00% of their portfolio | 1.2k $17.1k | Unchanged |
| BARRETT & COMPANY, INC. 0.01% of their portfolio | 1.1k $16.2k | Added +26 |
| CoreCap Advisors, LLC 0.00% of their portfolio | 1.1k $15.0k | Unchanged |
| Olistico Wealth, LLC 0.01% of their portfolio | 1.0k $14.5k | Unchanged |
| CWM, LLC 0.00% of their portfolio | 1.0k $14.0k | Unchanged |
| MAI Capital Management 0.00% of their portfolio | 680 $9.7k | Reduced -267 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio | 500 $7.1k | Unchanged |
| CoreFirst Bank & Trust 0.00% of their portfolio | 500 $7.1k | New |
| Geneos Wealth Management Inc. 0.00% of their portfolio | 350 $5.0k | Reduced -350 |
| Federation des caisses Desjardins du Quebec 0.00% of their portfolio | 300 $4.3k | Unchanged |
| COUNTRY TRUST BANK 0.00% of their portfolio | 200 $2.9k | New |
| Allworth Financial LP 0.00% of their portfolio | 180 $2.6k | Unchanged |
| Glass Jacobson Investment Advisors llc 0.00% of their portfolio | 150 $2.1k | Unchanged |
| PNC Financial Services Group, Inc. 0.00% of their portfolio | 71 $1.0k | Unchanged |
| Farther Finance Advisors, LLC 0.00% of their portfolio | 8 $118 | Unchanged |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. — of their portfolio | 0 $0 | Unchanged |