Vault-13

HANCOCK JOHN PFD INCOME FD I HPS

COM · Closed-End Fund · CUSIP 41021P103

68 institutional holders +6 vs Q1 2025
3,992,3314.0m shares reported held*
$56.9mreported value*
11 new 17 added 16 reduced 5 sold out net bought ≈ $1.9m (+131.2k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $14.26.

Trends to Q2 2025

Institutional holders

Managers reporting a position, each quarter

0255075Q3 22: 58Q4 22: 61Q1 23: 67Q2 23: 65Q3 23: 67Q4 23: 69Q1 24: 60Q2 24: 61Q3 24: 61Q4 24: 72Q1 25: 62Q2 25: 6868Q3 22Q2 23Q1 24Q4 24Q2 25
Numbers
QuarterHolders
Q3 202258
Q4 202261
Q1 202367
Q2 202365
Q3 202367
Q4 202369
Q1 202460
Q2 202461
Q3 202461
Q4 202472
Q1 202562
Q2 202568

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q3 23: 18 bought or addedQ3 23: 25 cut or sold outQ4 23: 26 bought or addedQ4 23: 25 cut or sold outQ4 23Q1 24: 23 bought or addedQ1 24: 26 cut or sold outQ2 24: 22 bought or addedQ2 24: 19 cut or sold outQ2 24Q3 24: 23 bought or addedQ3 24: 22 cut or sold outQ4 24: 31 bought or addedQ4 24: 19 cut or sold outQ4 24Q1 25: 22 bought or addedQ1 25: 29 cut or sold outQ2 25: 28 bought or addedQ2 25: 21 cut or sold outQ2 25
Numbers
QuarterBought or addedCut or sold out
Q3 20231825
Q4 20232625
Q1 20242326
Q2 20242219
Q3 20242322
Q4 20243119
Q1 20252229
Q2 20252821

Biggest buyers

GUGGENHEIM CAPITAL LLC Added +62,819+62.8k
ROYAL BANK OF CANADA Added +44,629+44.6k
LPL Financial LLC Added +36,340+36.3k
UBS Group AG Added +32,676+32.7k
Balyasny Asset Management L.P. New +27,675+27.7k
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC New +22,530+22.5k
SUSQUEHANNA INTERNATIONAL GROUP, LLP New +14,772+14.8k
Invesco Ltd. Added +13,710+13.7k
Cresset Asset Management, LLC New +13,221+13.2k
AMERIPRISE FINANCIAL INC Added +12,097+12.1k

Biggest sellers

ROTHSCHILD INVESTMENT LLC Reduced -120,400-120.4k
Atria Wealth Solutions, Inc. Sold out -14,072-14.1k
B. Riley Wealth Advisors, Inc. Sold out -12,559-12.6k
READYSTATE ASSET MANAGEMENT LP Sold out -10,439-10.4k
Activest Wealth Management Reduced -8,074-8.1k
WELLS FARGO & COMPANY/MN Reduced -7,974-8.0k
BURNEY CO/ Reduced -6,535-6.5k
MORGAN STANLEY Reduced -5,157-5.2k
Clearstead Advisors, LLC Sold out -3,537-3.5k
OSAIC HOLDINGS, INC. Reduced -1,680-1.7k

Insider purchases and sales in Q2 2025

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

Officers and directors buying vs selling

Number of people, by quarter (10% owners not included)

BuyingSelling
101Q3 23: 0 buyingQ3 23: 0 sellingQ4 23: 1 buyingQ4 23: 0 sellingQ4 23Q1 24: 1 buyingQ1 24: 0 sellingQ2 24: 0 buyingQ2 24: 0 sellingQ2 24Q3 24: 0 buyingQ3 24: 0 sellingQ4 24: 0 buyingQ4 24: 0 sellingQ4 24Q1 25: 0 buyingQ1 25: 0 sellingQ2 25: 1 buyingQ2 25: 0 sellingQ2 25
Numbers
QuarterBuyingBoughtSellingSoldSold under a plan
Q3 20230—0——
Q4 20231$11.1k0——
Q1 20241$16.2k0——
Q2 20240—0——
Q3 20240—0——
Q4 20240—0——
Q1 20250—0——
Q2 20251$10.9k0——
DateInsiderTradeSharesPrice ValueTheir holding
2025-04-08 Wright Thomas Rowe Director Bought 794 $13.79 $10.9k794 shares new

Their holding: how much the trade added to or took from the insider's holding (direct, or the trust or fund named). The same trade is sometimes reported by more than one insider, such as a fund and the director who represents it; totals count it once. A value is left blank where the reported price is far from the market price (usually a typo).

Holders, Q2 2025

#ManagerLocationShares Value% of their portfolioChangeShares change
1 UBS Group AG 0.00% of their portfolio ZURICH, V8 1,030,0331.0m $14.7m $14.7m 0.00% Added +32.7k +32,676
2 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 833,131833.1k $11.9m $11.9m 0.00% Reduced -5.2k -5,157
3 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 289,043289.0k $4.1m $4.1m 0.00% Added +36.3k +36,340
4 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 235,960236.0k $3.4m $3.4m 0.00% Added +13.7k +13,710
5 GUGGENHEIM CAPITAL LLC 0.02% of their portfolio CHICAGO, IL 175,335175.3k $2.5m $2.5m 0.02% Added +62.8k +62,819
6 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 147,009147.0k $2.1m $2.1m 0.00% Added +9.0k +9,031
7 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 140,155140.2k $2.0m $2.0m 0.00% Added +4.2k +4,194
8 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 137,708137.7k $2.0m $2.0m 0.00% Added +12.1k +12,097
9 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 96,10096.1k $1.4m $1.4m 0.00% Added +44.6k +44,629
10 Fiera Capital Corp 0.00% of their portfolio MONTREAL, A8 84,27784.3k $1.2m $1.2m 0.00% Reduced -724 -724
11 Pine Valley Investments Ltd Liability Co 0.05% of their portfolio MARLTON, NJ 62,94862.9k $897.6k $897.6k 0.05% Added +5.6k +5,649
12 Activest Wealth Management 0.21% of their portfolio AVENTURA, FL 60,84660.8k $867.7k $867.7k 0.21% Reduced -8.1k -8,074
13 J.W. COLE ADVISORS, INC. 0.02% of their portfolio TAMPA, FL 55,10655.1k $785.8k $785.8k 0.02% Reduced -1.2k -1,201
14 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 46,55446.6k $664.0k $664.0k 0.00% Reduced -497 -497
15 Sowell Financial Services LLC 0.03% of their portfolio NORTH LITTLE ROCK, AR 46,30946.3k $660.4k $660.4k 0.03% Reduced -147 -147
16 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 42,26442.3k $602.7k $602.7k 0.00% Reduced -1.7k -1,680
17 PHILADELPHIA TRUST CO 0.05% of their portfolio PHILADELPHIA, PA 41,90041.9k $597.0k $597.0k 0.05% Unchanged
18 Live Oak Private Wealth LLC 0.08% of their portfolio WILMINGTON, NC 38,63038.6k $550.9k $550.9k 0.08% Unchanged
19 Balyasny Asset Management L.P. 0.00% of their portfolio Chicago, IL 27,67527.7k $394.6k $394.6k 0.00% New
20 COHEN & STEERS, INC. 0.00% of their portfolio NEW YORK, NY 26,44726.4k $377.0k $377.0k 0.00% Added +1.3k +1,347
21 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 25,08225.1k $357.7k $357.7k 0.00% Added +1.4k +1,396
22 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 24,55924.6k $350.2k $350.2k 0.00% Reduced -8.0k -7,974
23 Arkfeld Wealth Strategies, L.L.C. 0.14% of their portfolio OMAHA, NE 23,96824.0k $344.2k $344.2k 0.14% Added +330 +330
24 Post Resch Tallon Group Inc. 0.33% of their portfolio PITTSFORD, NY 23,87423.9k $340.4k $340.4k 0.33% Added +17 +17
25 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 22,53022.5k $326.0k $326.0k 0.00% New
26 WEDBUSH SECURITIES INC 0.01% of their portfolio PASADENA, CA 21,69921.7k $309.0k $309.0k 0.01% Reduced -1.0k -1,039
27 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 20,80020.8k $296.6k $296.6k 0.00% Unchanged
28 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 19,59119.6k $279.0k $279.0k 0.00% Reduced -1.7k -1,669
29 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 18,42618.4k $262.8k $262.8k 0.00% Reduced -1.5k -1,491
30 KEYBANK NATIONAL ASSOCIATION/OH 0.00% of their portfolio BROOKLYN, OH 17,00017.0k $242.4k $242.4k 0.00% Unchanged
31 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 15,39615.4k $219.6k $219.6k 0.00% Reduced -604 -604
32 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 14,77214.8k $210.6k $210.6k 0.00% New
33 Cresset Asset Management, LLC 0.00% of their portfolio Chicago, IL 13,22113.2k $188.5k $188.5k 0.00% New
34 BURNEY CO/ 0.01% of their portfolio RESTON, VA 13,04013.0k $185.9k $185.9k 0.01% Reduced -6.5k -6,535
35 Mariner, LLC 0.00% of their portfolio Overland Park, KS 12,82512.8k $182.9k $182.9k 0.00% Added +18 +18
36 OneAscent Financial Services LLC 0.01% of their portfolio BIRMINGHAM, AL 12,75012.8k $182.0k $182.0k 0.01% Unchanged
37 Sanctuary Advisors, LLC 0.00% of their portfolio INDIANAPOLIS, IN 11,62611.6k $165.8k $165.8k 0.00% New
38 Focus Financial Network, Inc. 0.01% of their portfolio MINNEAPOLIS, MN 11,39811.4k $162.5k $162.5k 0.01% Added +1.1k +1,116
39 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 5,1495.1k $73.4k $73.4k 0.00% Added +31 +31
40 FIFTH THIRD BANCORP 0.00% of their portfolio CINCINNATI, OH 5,0335.0k $71.8k $71.8k 0.00% New
41 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 4,3964.4k $62.7k $62.7k 0.00% Unchanged
42 WOLVERINE ASSET MANAGEMENT LLC 0.00% of their portfolio CHICAGO, IL 4,1274.1k $58.9k $58.9k 0.00% New
43 Global Retirement Partners, LLC 0.00% of their portfolio San Rafael, CA 4,0454.0k $57.7k $57.7k 0.00% First filing
44 CIBC Private Wealth Group LLC 0.00% of their portfolio ATLANTA, GA 4,0004.0k $57.0k $57.0k 0.00% Unchanged
45 Ameritas Advisory Services, LLC 0.00% of their portfolio Lincoln, NE 3,6183.6k $51.6k $51.6k 0.00% New
46 COMERICA BANK 0.00% of their portfolio DALLAS, TX 3,2503.2k $46.3k $46.3k 0.00% Unchanged
47 BankPlus Trust Department 0.01% of their portfolio JACKSON, MS 2,5052.5k $35.7k $35.7k 0.01% Unchanged
48 PRIVATE TRUST CO NA 0.00% of their portfolio CLEVELAND, OH 2,0002.0k $28.5k $28.5k 0.00% Unchanged
49 CENTRAL TRUST Co 0.00% of their portfolio JEFFERSON CITY, MO 1,5001.5k $21.4k $21.4k 0.00% Unchanged
50 ROTHSCHILD INVESTMENT LLC 0.00% of their portfolio CHICAGO, IL 1,5001.5k $21.4k $21.4k 0.00% Reduced -120.4k -120,400
51 CONSULTIVA WEALTH MANAGEMENT, CORP. 0.07% of their portfolio SAN JUAN, PR 1,5001.5k $21.4k $21.4k 0.07% Unchanged
52 Elequin Capital, LP 0.00% of their portfolio NEW YORK, NY 1,3751.4k $19.6k $19.6k 0.00% New
53 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 1,2001.2k $17.1k $17.1k 0.00% Unchanged
54 BARRETT & COMPANY, INC. 0.01% of their portfolio PROVIDENCE, RI 1,1381.1k $16.2k $16.2k 0.01% Added +26 +26
55 CoreCap Advisors, LLC 0.00% of their portfolio SOUTHFIELD, MI 1,0501.1k $15.0k $15.0k 0.00% Unchanged
56 Olistico Wealth, LLC 0.01% of their portfolio TULSA, OK 1,0191.0k $14.5k $14.5k 0.01% Unchanged
57 CWM, LLC 0.00% of their portfolio OMAHA, NE 1,0001.0k $14.0k $14.0k 0.00% Unchanged
58 MAI Capital Management 0.00% of their portfolio INDEPENDENCE, OH 680680 $9.7k $9.7k 0.00% Reduced -267 -267
59 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 500500 $7.1k $7.1k 0.00% Unchanged
60 CoreFirst Bank & Trust 0.00% of their portfolio TOPEKA, KS 500500 $7.1k $7.1k 0.00% New
61 Geneos Wealth Management Inc. 0.00% of their portfolio ENGLEWOOD, CO 350350 $5.0k $5.0k 0.00% Reduced -350 -350
62 Federation des caisses Desjardins du Quebec 0.00% of their portfolio LEVIS, A8 300300 $4.3k $4.3k 0.00% Unchanged
63 COUNTRY TRUST BANK 0.00% of their portfolio Bloomington, IL 200200 $2.9k $2.9k 0.00% New
64 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 180180 $2.6k $2.6k 0.00% Unchanged
65 Glass Jacobson Investment Advisors llc 0.00% of their portfolio OWINGS MILLS, MD 150150 $2.1k $2.1k 0.00% Unchanged
66 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 7171 $1.0k $1.0k 0.00% Unchanged
67 Farther Finance Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 88 $118 $118 0.00% Unchanged
68 CONCOURSE FINANCIAL GROUP SECURITIES, INC. — of their portfolio BIRMINGHAM, AL 00 $0 $0 — Unchanged