Vault-13

HANCOCK JOHN PFD INCOME FD HPI

SH BEN INT · Closed-End Fund · CUSIP 41013W108

65 institutional holders +0 vs Q1 2026
4,156,5764.2m shares reported held*
$67.4mreported value*
6 new 23 added 13 reduced 8 sold out net bought ≈ $5.6m (+547.0k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $16.21.

Trends to Q2 2026

Institutional holders

Managers reporting a position, each quarter

0255075Q3 22: 59Q4 22: 65Q1 23: 62Q2 23: 60Q3 23: 59Q4 23: 58Q1 24: 60Q2 24: 56Q3 24: 57Q4 24: 63Q1 25: 65Q2 25: 66Q3 25: 64Q4 25: 67Q1 26: 65Q2 26: 6565Q3 22Q3 23Q3 24Q3 25Q2 26
Numbers
QuarterHolders
Q3 202259
Q4 202265
Q1 202362
Q2 202360
Q3 202359
Q4 202358
Q1 202460
Q2 202456
Q3 202457
Q4 202463
Q1 202565
Q2 202566
Q3 202564
Q4 202567
Q1 202665
Q2 202665

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q3 24: 19 bought or addedQ3 24: 22 cut or sold outQ4 24: 24 bought or addedQ4 24: 22 cut or sold outQ4 24Q1 25: 29 bought or addedQ1 25: 21 cut or sold outQ2 25: 29 bought or addedQ2 25: 26 cut or sold outQ2 25Q3 25: 34 bought or addedQ3 25: 19 cut or sold outQ4 25: 26 bought or addedQ4 25: 27 cut or sold outQ4 25Q1 26: 33 bought or addedQ1 26: 23 cut or sold outQ2 26: 29 bought or addedQ2 26: 21 cut or sold outQ2 26
Numbers
QuarterBought or addedCut or sold out
Q3 20241922
Q4 20242422
Q1 20252921
Q2 20252926
Q3 20253419
Q4 20252627
Q1 20263323
Q2 20262921

Biggest buyers

TSP Capital Management Group, LLC New +202,635+202.6k
J.W. COLE ADVISORS, INC. New +152,483+152.5k
MORGAN STANLEY Added +65,016+65.0k
GUGGENHEIM CAPITAL LLC Added +54,665+54.7k
Cambridge Investment Research Advisors, Inc. Added +35,574+35.6k
Private Advisor Group, LLC Added +26,731+26.7k
ROYAL BANK OF CANADA Added +23,642+23.6k
CITADEL ADVISORS LLC New +19,004+19.0k
Advisors Asset Management, Inc. Added +13,503+13.5k
Equitable Holdings, Inc. New +12,617+12.6k

Biggest sellers

TSP Capital Management Group, LLC Sold out -201,710-201.7k
Mariner, LLC Sold out -39,676-39.7k
Avidian Wealth Enterprises, LLC Sold out -21,999-22.0k
READYSTATE ASSET MANAGEMENT LP Sold out -12,951-13.0k
Kestra Advisory Services, LLC Reduced -6,969-7.0k
Sound Income Strategies, LLC Sold out -2,150-2.1k
SAM Advisors, LLC Reduced -2,147-2.1k
LaSalle St. Investment Advisors, LLC Reduced -1,702-1.7k
Sanctuary Advisors, LLC Reduced -1,581-1.6k
RAYMOND JAMES FINANCIAL INC Reduced -1,406-1.4k

Insider purchases and sales since 1 Apr 2026

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

Officers and directors buying vs selling

Number of people, by quarter (10% owners not included)

BuyingSelling
101Q4 24: 0 buyingQ4 24: 0 sellingQ1 25: 0 buyingQ1 25: 0 sellingQ1 25Q2 25: 1 buyingQ2 25: 0 sellingQ3 25: 0 buyingQ3 25: 0 sellingQ3 25Q4 25: 0 buyingQ4 25: 0 sellingQ1 26: 1 buyingQ1 26: 0 sellingQ1 26Q2 26: 1 buyingQ2 26: 0 sellingQ3 26: 0 buyingQ3 26: 0 sellingQ3 26
Numbers
QuarterBuyingBoughtSellingSoldSold under a plan
Q4 20240—0——
Q1 20250—0——
Q2 20251$11.0k0——
Q3 20250—0——
Q4 20250—0——
Q1 20261$10.0k0——
Q2 20261$12.0k0——
Q3 20260—0——
DateInsiderTradeSharesPrice ValueTheir holding
2026-05-06 Hurtsellers Christine Director Bought 738 $16.25 $12.0k738 shares new

Their holding: how much the trade added to or took from the insider's holding (direct, or the trust or fund named). The same trade is sometimes reported by more than one insider, such as a fund and the director who represents it; totals count it once. A value is left blank where the reported price is far from the market price (usually a typo).

Holders, Q2 2026

#ManagerLocationShares Value% of their portfolioChangeShares change
1 UBS Group AG 0.00% of their portfolio ZURICH, V8 654,443654.4k $10.6m $10.6m 0.00% Added +4.5k +4,535
2 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 594,996595.0k $9.6m $9.6m 0.00% Added +65.0k +65,016
3 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 277,902277.9k $4.5m $4.5m 0.01% Added +5.7k +5,707
4 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 277,823277.8k $4.5m $4.5m 0.00% Added +23.6k +23,642
5 GUGGENHEIM CAPITAL LLC 0.03% of their portfolio CHICAGO, IL 260,204260.2k $4.2m $4.2m 0.03% Added +54.7k +54,665
6 TSP Capital Management Group, LLC 0.79% of their portfolio Summit, NJ 202,635202.6k $3.3m $3.3m 0.79% New
7 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 194,889194.9k $3.2m $3.2m 0.00% Reduced -1.4k -1,372
8 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 180,415180.4k $2.9m $2.9m 0.00% Reduced -1.4k -1,387
9 COHEN & STEERS, INC. 0.00% of their portfolio NEW YORK, NY 177,458177.5k $2.9m $2.9m 0.00% Unchanged
10 J.W. COLE ADVISORS, INC. 0.04% of their portfolio TAMPA, FL 152,483152.5k $2.5m $2.5m 0.04% New
11 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 118,465118.5k $1.9m $1.9m 0.00% Reduced -1.4k -1,406
12 Fiera Capital Corp 0.01% of their portfolio MONTREAL, A8 102,001102.0k $1.7m $1.7m 0.01% Added +3.0k +3,037
13 Advisory Resource Group 0.24% of their portfolio Tulsa, OK 100,187100.2k $1.6m $1.6m 0.24% Added +76 +76
14 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 81,79181.8k $1.3m $1.3m 0.00% Added +3.8k +3,825
15 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 80,97081.0k $1.3m $1.3m 0.00% Reduced -7.0k -6,969
16 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 72,93072.9k $1.2m $1.2m 0.00% Added +35.6k +35,574
17 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 52,06852.1k $844.0k $844.0k 0.00% Added +6.0k +6,029
18 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 51,79151.8k $839.5k $839.5k 0.00% Added +1.4k +1,445
19 Private Advisor Group, LLC 0.00% of their portfolio MORRISTOWN, NJ 43,30243.3k $701.9k $701.9k 0.00% Added +26.7k +26,731
20 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 33,35033.4k $540.6k $540.6k 0.00% Added +2.1k +2,112
21 SAM Advisors, LLC 0.13% of their portfolio OAKHURST, CA 29,94229.9k $485.4k $485.4k 0.13% Reduced -2.1k -2,147
22 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 29,87629.9k $484.3k $484.3k 0.00% Reduced -72 -72
23 Stratos Wealth Partners, LTD. 0.00% of their portfolio BEACHWOOD, OH 27,26527.3k $442.0k $442.0k 0.00% Unchanged
24 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 25,41225.4k $415.5k $415.5k 0.00% Unchanged
25 KPP Advisory Services LLC 0.05% of their portfolio Louisville, KY 23,46023.5k $380.3k $380.3k 0.05% Unchanged
26 Norris Financial Group, LLC 0.15% of their portfolio GREENVILLE, SC 22,60022.6k $366.3k $366.3k 0.15% Added +2.0k +2,000
27 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 22,02122.0k $357.0k $357.0k 0.00% Reduced -937 -937
28 Sanctuary Advisors, LLC 0.00% of their portfolio INDIANAPOLIS, IN 21,18921.2k $343.5k $343.5k 0.00% Reduced -1.6k -1,581
29 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 19,00419.0k $308.1k $308.1k 0.00% New
30 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 18,57518.6k $301.1k $301.1k 0.00% Reduced -542 -542
31 Mallini Complete Financial Planning LLC 0.20% of their portfolio GAINESVILLE, FL 17,54017.5k $284.3k $284.3k 0.20% Added +267 +267
32 LaSalle St. Investment Advisors, LLC 0.03% of their portfolio ELMHURST, IL 16,66316.7k $270.1k $270.1k 0.03% Reduced -1.7k -1,702
33 IHT Wealth Management, LLC 0.01% of their portfolio Chicago, IL 14,75514.8k $239.2k $239.2k 0.01% Reduced -1.1k -1,105
34 Main Street Financial Solutions, LLC 0.01% of their portfolio NEWTOWN, PA 14,15414.2k $229.4k $229.4k 0.01% Added +2.8k +2,832
35 Advisors Asset Management, Inc. 0.00% of their portfolio Monument, CO 13,88413.9k $225.1k $225.1k 0.00% Added +13.5k +13,503
36 HALBERT HARGROVE GLOBAL ADVISORS, LLC 0.01% of their portfolio LONG BEACH, CA 13,06813.1k $211.8k $211.8k 0.01% Reduced -180 -180
37 B. Riley Wealth Advisors, Inc. 0.01% of their portfolio MEMPHIS, TN 13,03013.0k $211.2k $211.2k 0.01% Added +50 +50
38 Equitable Holdings, Inc. 0.00% of their portfolio NEW YORK, NY 12,61712.6k $204.5k $204.5k 0.00% New
39 Everstar Asset Management, LLC 0.09% of their portfolio MOORESVILLE, NC 11,62011.6k $188.4k $188.4k 0.09% Unchanged
40 Sowell Financial Services LLC 0.01% of their portfolio NORTH LITTLE ROCK, AR 10,90010.9k $176.7k $176.7k 0.01% Unchanged
41 Merit Financial Group, LLC 0.00% of their portfolio ALPHARETTA, GA 10,56310.6k $171.2k $171.2k 0.00% Added +5 +5
42 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 10,21610.2k $165.6k $165.6k 0.00% Reduced -876 -876
43 COMPASS FINANCIAL MANAGEMENT LLC 0.01% of their portfolio TAMPA, FL 6,5416.5k $106.0k $106.0k 0.01% First filing
44 Quantum Portfolio Management LLC 0.03% of their portfolio NEW YORK, NY 5,4105.4k $87.7k $87.7k 0.03% New
45 Birchwood Financial Partners, Inc. 0.06% of their portfolio BLOOMINGTON, MN 4,7044.7k $76.3k $76.3k 0.06% Added +105 +105
46 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 4,3334.3k $70.2k $70.2k 0.00% Added +25 +25
47 IFG Advisory, LLC 0.00% of their portfolio ATLANTA, GA 4,0004.0k $64.8k $64.8k 0.00% Unchanged
48 HARBOR INVESTMENT ADVISORY, LLC 0.00% of their portfolio LUTHERVILLE, MD 3,6753.7k $59.6k $59.6k 0.00% Unchanged
49 Global Retirement Partners, LLC 0.00% of their portfolio San Rafael, CA 3,5743.6k $57.9k $57.9k 0.00% First filing
50 PRIVATE TRUST CO NA 0.00% of their portfolio CLEVELAND, OH 3,0533.1k $49.5k $49.5k 0.00% Added +2.5k +2,500
51 Smallwood Wealth Investment Management, LLC 0.01% of their portfolio RED BANK, NJ 2,1132.1k $34.3k $34.3k 0.01% Added +37 +37
52 CITY HOLDING CO 0.00% of their portfolio CHARLESTON, WV 2,0002.0k $32.4k $32.4k 0.00% Unchanged
53 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 1,8211.8k $29.5k $29.5k 0.00% Unchanged
54 Geneos Wealth Management Inc. 0.00% of their portfolio ENGLEWOOD, CO 1,5001.5k $24.3k $24.3k 0.00% Unchanged
55 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 1,2721.3k $20.6k $20.6k 0.00% Unchanged
56 Parallel Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 1,0001.0k $16.2k $16.2k 0.00% Unchanged
57 HIGHLINE WEALTH PARTNERS LLC 0.00% of their portfolio SHERMAN OAKS, CA 700700 $11.3k $11.3k 0.00% Unchanged
58 Clearstead Advisors, LLC 0.00% of their portfolio CLEVELAND, OH 549549 $8.9k $8.9k 0.00% Unchanged
59 Piscataqua Savings Bank 0.00% of their portfolio PORTSMOUTH, NH 400400 $6.5k $6.5k 0.00% Unchanged
60 COUNTRY TRUST BANK 0.00% of their portfolio Bloomington, IL 350350 $5.7k $5.7k 0.00% Unchanged
61 IFP Advisors, Inc 0.00% of their portfolio TAMPA, FL 324324 $5.3k $5.3k 0.00% Unchanged
62 Cullen/Frost Bankers, Inc. 0.00% of their portfolio San Antonio, TX 300300 $4.9k $4.9k 0.00% Unchanged
63 Clear Street Group Inc. 0.00% of their portfolio NEW YORK, NY 190190 $3.1k $3.1k 0.00% New
64 WEBSTER BANK, N. A. 0.00% of their portfolio WATERBURY, CT 164164 $2.7k $2.7k 0.00% Unchanged
65 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.00% of their portfolio ORLANDO, FL 146146 $2.4k $2.4k 0.00% Unchanged