HANCOCK JOHN PFD INCOME FD HPI
SH BEN INT · Closed-End Fund · CUSIP 41013W108
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $16.59.
Trends to Q1 2025
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 59 |
| Q4 2022 | 65 |
| Q1 2023 | 62 |
| Q2 2023 | 60 |
| Q3 2023 | 59 |
| Q4 2023 | 58 |
| Q1 2024 | 60 |
| Q2 2024 | 56 |
| Q3 2024 | 57 |
| Q4 2024 | 63 |
| Q1 2025 | 65 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q2 2023 | 23 | 26 |
| Q3 2023 | 23 | 21 |
| Q4 2023 | 28 | 22 |
| Q1 2024 | 30 | 21 |
| Q2 2024 | 22 | 20 |
| Q3 2024 | 19 | 22 |
| Q4 2024 | 24 | 22 |
| Q1 2025 | 29 | 21 |
Biggest buyers
| J.W. COLE ADVISORS, INC. | New | +70.3k |
| COHEN & STEERS, INC. | Added | +52.9k |
| MORGAN STANLEY | Added | +46.2k |
| BANK OF AMERICA CORP /DE/ | Added | +38.0k |
| UBS Group AG | Added | +36.3k |
| Janney Montgomery Scott LLC | New | +26.3k |
| Stratos Wealth Partners, LTD. | New | +26.1k |
| Norris Financial Group, LLC | New | +16.6k |
| Mariner, LLC | New | +13.6k |
| LPL Financial LLC | Added | +12.7k |
Biggest sellers
| HighTower Advisors, LLC | Reduced | -16.9k |
| LEVEL FOUR ADVISORY SERVICES, LLC | Reduced | -12.4k |
| GUGGENHEIM CAPITAL LLC | Reduced | -8.9k |
| Invesco Ltd. | Reduced | -5.0k |
| Everstar Asset Management, LLC | Reduced | -4.3k |
| Atria Wealth Solutions, Inc. | Reduced | -4.1k |
| WELLS FARGO & COMPANY/MN | Reduced | -3.7k |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Reduced | -3.6k |
| WOLVERINE ASSET MANAGEMENT LLC | Sold out | -2.6k |
| Tandem Financial, LLC | Sold out | -2.4k |
Insider purchases and sales in Q1 2025
Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.
Officers and directors buying vs selling
Number of people, by quarter (10% owners not included)
Numbers
| Quarter | Buying | Bought | Selling | Sold | Sold under a plan |
|---|---|---|---|---|---|
| Q2 2023 | 0 | — | 0 | — | — |
| Q3 2023 | 0 | — | 0 | — | — |
| Q4 2023 | 1 | $11.0k | 0 | — | — |
| Q1 2024 | 1 | $15.7k | 0 | — | — |
| Q2 2024 | 0 | — | 0 | — | — |
| Q3 2024 | 0 | — | 0 | — | — |
| Q4 2024 | 0 | — | 0 | — | — |
| Q1 2025 | 0 | — | 0 | — | — |
| Date | Insider | Trade | Value |
|---|---|---|---|
| 2025-01-14 | Bacic William K Trustee of the Fund | Bought | $10.0k610 shares |
Their holding: how much the trade added to or took from the insider's holding (direct, or the trust or fund named). The same trade is sometimes reported by more than one insider, such as a fund and the director who represents it; totals count it once. A value is left blank where the reported price is far from the market price (usually a typo).
Holders, Q1 2025
| Manager | Shares | Change |
|---|---|---|
| UBS Group AG 0.00% of their portfolio | 614.0k $10.2m | Added +36.3k |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 567.8k $9.4m | Added +1.8k |
| MORGAN STANLEY 0.00% of their portfolio | 279.2k $4.6m | Added +46.2k |
| COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio | 260.0k $4.3m | Reduced -269 |
| GUGGENHEIM CAPITAL LLC 0.04% of their portfolio | 257.4k $4.3m | Reduced -8.9k |
| Invesco Ltd. 0.00% of their portfolio | 188.2k $3.1m | Reduced -5.0k |
| LPL Financial LLC 0.00% of their portfolio | 183.1k $3.0m | Added +12.7k |
| TSP Capital Management Group, LLC 0.70% of their portfolio | 128.9k $2.1m | Reduced -1.4k |
| RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio | 113.8k $1.9m | Added +6.4k |
| Kestra Advisory Services, LLC 0.01% of their portfolio | 108.1k $1.8m | Added +8.9k |
| Advisory Resource Group 0.36% of their portfolio | 106.1k $1.8m | Added +18 |
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 98.8k $1.6m | Added +38.0k |
| COHEN & STEERS, INC. 0.00% of their portfolio | 87.3k $1.4m | Added +52.9k |
| Fiera Capital Corp 0.00% of their portfolio | 76.9k $1.3m | Unchanged |
| J.W. COLE ADVISORS, INC. 0.04% of their portfolio | 70.3k $1.2m | New |
| OSAIC HOLDINGS, INC. 0.00% of their portfolio | 42.9k $712.3k | Added +3.0k |
| Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio | 37.5k $623.0k | Added +600 |
| LEVEL FOUR ADVISORY SERVICES, LLC 0.02% of their portfolio | 33.2k $551.0k | Reduced -12.4k |
| Cetera Investment Advisers 0.00% of their portfolio | 33.1k $549.9k | Added +765 |
| ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio | 29.5k $490.0k | Added +120 |
| Selway Asset Management 0.19% of their portfolio | 27.4k $455.0k | Added +9.4k |
| SAM Advisors, LLC 0.17% of their portfolio | 26.7k $442.9k | Added +1.6k |
| Janney Montgomery Scott LLC 0.00% of their portfolio | 26.3k $436.0k | New |
| LaSalle St. Investment Advisors, LLC 0.10% of their portfolio | 26.2k $434.0k | Reduced -333 |
| Stratos Wealth Partners, LTD. 0.01% of their portfolio | 26.1k $433.6k | New |
| HighTower Advisors, LLC 0.00% of their portfolio | 25.9k $429.1k | Reduced -16.9k |
| Avidian Wealth Enterprises, LLC 0.02% of their portfolio | 21.0k $348.4k | Unchanged |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 20.7k $343.4k | Reduced -3.7k |
| NewEdge Advisors, LLC 0.00% of their portfolio | 20.6k $341.0k | Reduced -450 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio | 17.0k $282.4k | Reduced -3.6k |
| B. Riley Wealth Advisors, Inc. 0.01% of their portfolio | 16.9k $279.6k | Added +43 |
| Norris Financial Group, LLC 0.13% of their portfolio | 16.6k $275.4k | New |
| Mallini Complete Financial Planning LLC 0.26% of their portfolio | 16.4k $271.8k | Reduced -1.7k |
| Everstar Asset Management, LLC 0.18% of their portfolio | 16.2k $269.1k | Reduced -4.3k |
| Private Advisor Group, LLC 0.00% of their portfolio | 14.8k $244.9k | Reduced -2.0k |
| Mariner, LLC 0.00% of their portfolio | 13.6k $226.3k | New |
| Atria Wealth Solutions, Inc. 0.00% of their portfolio | 13.6k $225.6k | Reduced -4.1k |
| WEDBUSH SECURITIES INC 0.01% of their portfolio | 11.9k $197.0k | Unchanged |
| Merit Financial Group, LLC 0.00% of their portfolio | 11.2k $186.1k | Added +702 |
| Sowell Financial Services LLC 0.01% of their portfolio | 10.9k $180.8k | New |
| HALBERT HARGROVE GLOBAL ADVISORS, LLC 0.01% of their portfolio | 7.6k $126.4k | Unchanged |
| Geneos Wealth Management Inc. 0.00% of their portfolio | 5.9k $98.0k | Added +3.2k |
| HARBOR INVESTMENT ADVISORY, LLC 0.01% of their portfolio | 5.2k $85.9k | Unchanged |
| Smallwood Wealth Investment Management, LLC 0.03% of their portfolio | 3.2k $53.3k | New |
| Cullen/Frost Bankers, Inc. 0.00% of their portfolio | 3.1k $51.6k | Unchanged |
| AMERIFLEX GROUP, INC. 0.02% of their portfolio | 2.5k $41.6k | Reduced -172 |
| Sound Income Strategies, LLC 0.00% of their portfolio | 2.1k $35.7k | Unchanged |
| CITY HOLDING CO 0.00% of their portfolio | 2.0k $33.2k | Unchanged |
| Steward Partners Investment Advisory, LLC 0.00% of their portfolio | 1.8k $30.2k | Unchanged |
| Farther Finance Advisors, LLC 0.00% of their portfolio | 1.8k $29.9k | New |
| OPTIMUM INVESTMENT ADVISORS 0.01% of their portfolio | 1.6k $25.9k | Unchanged |
| Allworth Financial LP 0.00% of their portfolio | 1.5k $23.6k | Added +21 |
| CONSULTIVA WEALTH MANAGEMENT, CORP. 0.09% of their portfolio | 1.5k $24.9k | New |
| Parallel Advisors, LLC 0.00% of their portfolio | 1.0k $16.6k | Unchanged |
| Kentucky Trust Co 0.01% of their portfolio | 867 $14.4k | Unchanged |
| PRIVATE TRUST CO NA 0.00% of their portfolio | 553 $9.2k | Unchanged |
| MAI Capital Management 0.00% of their portfolio | 550 $9.1k | Unchanged |
| Clearstead Advisors, LLC 0.00% of their portfolio | 549 $9.1k | Unchanged |
| ORG Partners LLC 0.00% of their portfolio | 500 $8.3k | Unchanged |
| Piscataqua Savings Bank 0.01% of their portfolio | 400 $6.6k | Unchanged |
| Elequin Capital, LP 0.00% of their portfolio | 305 $5.1k | Reduced -220 |
| JONES FINANCIAL COMPANIES LLLP 0.00% of their portfolio | 200 $3.3k | New |
| WEBSTER BANK, N. A. 0.00% of their portfolio | 164 $2.7k | Unchanged |
| Peoples Bank/KS 0.00% of their portfolio | 100 $1.7k | Reduced -100 |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. — of their portfolio | 0 $0 | Unchanged |