Vault-13

HANCOCK JOHN PFD INCOME FD HPI

SH BEN INT · Closed-End Fund · CUSIP 41013W108

65 institutional holders +2 vs Q4 2024
3,741,0473.7m shares reported held*
$62.1mreported value*
10 new 19 added 17 reduced 4 sold out net bought ≈ $5.3m (+320.1k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $16.59.

Trends to Q1 2025

Institutional holders

Managers reporting a position, each quarter

0255075Q3 22: 59Q4 22: 65Q1 23: 62Q2 23: 60Q3 23: 59Q4 23: 58Q1 24: 60Q2 24: 56Q3 24: 57Q4 24: 63Q1 25: 6565Q3 22Q1 23Q3 23Q1 24Q3 24Q1 25
Numbers
QuarterHolders
Q3 202259
Q4 202265
Q1 202362
Q2 202360
Q3 202359
Q4 202358
Q1 202460
Q2 202456
Q3 202457
Q4 202463
Q1 202565

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q2 23: 23 bought or addedQ2 23: 26 cut or sold outQ3 23: 23 bought or addedQ3 23: 21 cut or sold outQ3 23Q4 23: 28 bought or addedQ4 23: 22 cut or sold outQ1 24: 30 bought or addedQ1 24: 21 cut or sold outQ1 24Q2 24: 22 bought or addedQ2 24: 20 cut or sold outQ3 24: 19 bought or addedQ3 24: 22 cut or sold outQ3 24Q4 24: 24 bought or addedQ4 24: 22 cut or sold outQ1 25: 29 bought or addedQ1 25: 21 cut or sold outQ1 25
Numbers
QuarterBought or addedCut or sold out
Q2 20232326
Q3 20232321
Q4 20232822
Q1 20243021
Q2 20242220
Q3 20241922
Q4 20242422
Q1 20252921

Biggest buyers

J.W. COLE ADVISORS, INC. New +70,295+70.3k
COHEN & STEERS, INC. Added +52,867+52.9k
MORGAN STANLEY Added +46,248+46.2k
BANK OF AMERICA CORP /DE/ Added +37,991+38.0k
UBS Group AG Added +36,267+36.3k
Janney Montgomery Scott LLC New +26,300+26.3k
Stratos Wealth Partners, LTD. New +26,135+26.1k
Norris Financial Group, LLC New +16,600+16.6k
Mariner, LLC New +13,643+13.6k
LPL Financial LLC Added +12,718+12.7k

Biggest sellers

HighTower Advisors, LLC Reduced -16,870-16.9k
LEVEL FOUR ADVISORY SERVICES, LLC Reduced -12,440-12.4k
GUGGENHEIM CAPITAL LLC Reduced -8,944-8.9k
Invesco Ltd. Reduced -4,964-5.0k
Everstar Asset Management, LLC Reduced -4,300-4.3k
Atria Wealth Solutions, Inc. Reduced -4,119-4.1k
WELLS FARGO & COMPANY/MN Reduced -3,743-3.7k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -3,625-3.6k
WOLVERINE ASSET MANAGEMENT LLC Sold out -2,649-2.6k
Tandem Financial, LLC Sold out -2,381-2.4k

Insider purchases and sales in Q1 2025

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

Officers and directors buying vs selling

Number of people, by quarter (10% owners not included)

BuyingSelling
101Q2 23: 0 buyingQ2 23: 0 sellingQ3 23: 0 buyingQ3 23: 0 sellingQ3 23Q4 23: 1 buyingQ4 23: 0 sellingQ1 24: 1 buyingQ1 24: 0 sellingQ1 24Q2 24: 0 buyingQ2 24: 0 sellingQ3 24: 0 buyingQ3 24: 0 sellingQ3 24Q4 24: 0 buyingQ4 24: 0 sellingQ1 25: 0 buyingQ1 25: 0 sellingQ1 25
Numbers
QuarterBuyingBoughtSellingSoldSold under a plan
Q2 20230—0——
Q3 20230—0——
Q4 20231$11.0k0——
Q1 20241$15.7k0——
Q2 20240—0——
Q3 20240—0——
Q4 20240—0——
Q1 20250—0——
DateInsiderTradeSharesPrice ValueTheir holding
2025-01-14 Bacic William K Trustee of the Fund Bought 610 $16.45 $10.0k610 shares new

Their holding: how much the trade added to or took from the insider's holding (direct, or the trust or fund named). The same trade is sometimes reported by more than one insider, such as a fund and the director who represents it; totals count it once. A value is left blank where the reported price is far from the market price (usually a typo).

Holders, Q1 2025

#ManagerLocationShares Value% of their portfolioChangeShares change
1 UBS Group AG 0.00% of their portfolio ZURICH, V8 614,015614.0k $10.2m $10.2m 0.00% Added +36.3k +36,267
2 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 567,767567.8k $9.4m $9.4m 0.00% Added +1.8k +1,753
3 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 279,235279.2k $4.6m $4.6m 0.00% Added +46.2k +46,248
4 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 259,954260.0k $4.3m $4.3m 0.01% Reduced -269 -269
5 GUGGENHEIM CAPITAL LLC 0.04% of their portfolio CHICAGO, IL 257,362257.4k $4.3m $4.3m 0.04% Reduced -8.9k -8,944
6 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 188,186188.2k $3.1m $3.1m 0.00% Reduced -5.0k -4,964
7 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 183,128183.1k $3.0m $3.0m 0.00% Added +12.7k +12,718
8 TSP Capital Management Group, LLC 0.70% of their portfolio Summit, NJ 128,860128.9k $2.1m $2.1m 0.70% Reduced -1.4k -1,355
9 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 113,795113.8k $1.9m $1.9m 0.00% Added +6.4k +6,389
10 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 108,071108.1k $1.8m $1.8m 0.01% Added +8.9k +8,883
11 Advisory Resource Group 0.36% of their portfolio Tulsa, OK 106,058106.1k $1.8m $1.8m 0.36% Added +18 +18
12 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 98,78898.8k $1.6m $1.6m 0.00% Added +38.0k +37,991
13 COHEN & STEERS, INC. 0.00% of their portfolio NEW YORK, NY 87,26487.3k $1.4m $1.4m 0.00% Added +52.9k +52,867
14 Fiera Capital Corp 0.00% of their portfolio MONTREAL, A8 76,90476.9k $1.3m $1.3m 0.00% Unchanged
15 J.W. COLE ADVISORS, INC. 0.04% of their portfolio TAMPA, FL 70,29570.3k $1.2m $1.2m 0.04% New
16 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 42,93742.9k $712.3k $712.3k 0.00% Added +3.0k +3,042
17 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 37,53837.5k $623.0k $623.0k 0.00% Added +600 +600
18 LEVEL FOUR ADVISORY SERVICES, LLC 0.02% of their portfolio DALLAS, TX 33,21333.2k $551.0k $551.0k 0.02% Reduced -12.4k -12,440
19 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 33,14733.1k $549.9k $549.9k 0.00% Added +765 +765
20 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 29,53529.5k $490.0k $490.0k 0.00% Added +120 +120
21 Selway Asset Management 0.19% of their portfolio BOISE, ID 27,42527.4k $455.0k $455.0k 0.19% Added +9.4k +9,440
22 SAM Advisors, LLC 0.17% of their portfolio OAKHURST, CA 26,69626.7k $442.9k $442.9k 0.17% Added +1.6k +1,553
23 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 26,30026.3k $436.0k $436.0k 0.00% New
24 LaSalle St. Investment Advisors, LLC 0.10% of their portfolio ELMHURST, IL 26,18526.2k $434.0k $434.0k 0.10% Reduced -333 -333
25 Stratos Wealth Partners, LTD. 0.01% of their portfolio BEACHWOOD, OH 26,13526.1k $433.6k $433.6k 0.01% New
26 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 25,86225.9k $429.1k $429.1k 0.00% Reduced -16.9k -16,870
27 Avidian Wealth Enterprises, LLC 0.02% of their portfolio Houston, TX 21,00021.0k $348.4k $348.4k 0.02% Unchanged
28 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 20,69720.7k $343.4k $343.4k 0.00% Reduced -3.7k -3,743
29 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 20,55520.6k $341.0k $341.0k 0.00% Reduced -450 -450
30 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 17,02417.0k $282.4k $282.4k 0.00% Reduced -3.6k -3,625
31 B. Riley Wealth Advisors, Inc. 0.01% of their portfolio MEMPHIS, TN 16,85216.9k $279.6k $279.6k 0.01% Added +43 +43
32 Norris Financial Group, LLC 0.13% of their portfolio GREENVILLE, SC 16,60016.6k $275.4k $275.4k 0.13% New
33 Mallini Complete Financial Planning LLC 0.26% of their portfolio GAINESVILLE, FL 16,38216.4k $271.8k $271.8k 0.26% Reduced -1.7k -1,716
34 Everstar Asset Management, LLC 0.18% of their portfolio MOORESVILLE, NC 16,22016.2k $269.1k $269.1k 0.18% Reduced -4.3k -4,300
35 Private Advisor Group, LLC 0.00% of their portfolio MORRISTOWN, NJ 14,76214.8k $244.9k $244.9k 0.00% Reduced -2.0k -1,951
36 Mariner, LLC 0.00% of their portfolio Overland Park, KS 13,64313.6k $226.3k $226.3k 0.00% New
37 Atria Wealth Solutions, Inc. 0.00% of their portfolio NEW YORK, NY 13,60013.6k $225.6k $225.6k 0.00% Reduced -4.1k -4,119
38 WEDBUSH SECURITIES INC 0.01% of their portfolio PASADENA, CA 11,88311.9k $197.0k $197.0k 0.01% Unchanged
39 Merit Financial Group, LLC 0.00% of their portfolio ALPHARETTA, GA 11,21811.2k $186.1k $186.1k 0.00% Added +702 +702
40 Sowell Financial Services LLC 0.01% of their portfolio NORTH LITTLE ROCK, AR 10,90010.9k $180.8k $180.8k 0.01% New
41 HALBERT HARGROVE GLOBAL ADVISORS, LLC 0.01% of their portfolio LONG BEACH, CA 7,6207.6k $126.4k $126.4k 0.01% Unchanged
42 Geneos Wealth Management Inc. 0.00% of their portfolio ENGLEWOOD, CO 5,9105.9k $98.0k $98.0k 0.00% Added +3.2k +3,230
43 HARBOR INVESTMENT ADVISORY, LLC 0.01% of their portfolio LUTHERVILLE, MD 5,1755.2k $85.9k $85.9k 0.01% Unchanged
44 Smallwood Wealth Investment Management, LLC 0.03% of their portfolio RED BANK, NJ 3,2113.2k $53.3k $53.3k 0.03% New
45 Cullen/Frost Bankers, Inc. 0.00% of their portfolio San Antonio, TX 3,1133.1k $51.6k $51.6k 0.00% Unchanged
46 AMERIFLEX GROUP, INC. 0.02% of their portfolio LAS VEGAS, NV 2,5052.5k $41.6k $41.6k 0.02% Reduced -172 -172
47 Sound Income Strategies, LLC 0.00% of their portfolio FT LAUDERDALE, FL 2,1502.1k $35.7k $35.7k 0.00% Unchanged
48 CITY HOLDING CO 0.00% of their portfolio CHARLESTON, WV 2,0002.0k $33.2k $33.2k 0.00% Unchanged
49 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 1,8211.8k $30.2k $30.2k 0.00% Unchanged
50 Farther Finance Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 1,8001.8k $29.9k $29.9k 0.00% New
51 OPTIMUM INVESTMENT ADVISORS 0.01% of their portfolio Chicago, IL 1,5601.6k $25.9k $25.9k 0.01% Unchanged
52 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 1,5031.5k $23.6k $23.6k 0.00% Added +21 +21
53 CONSULTIVA WEALTH MANAGEMENT, CORP. 0.09% of their portfolio SAN JUAN, PR 1,5001.5k $24.9k $24.9k 0.09% New
54 Parallel Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 1,0001.0k $16.6k $16.6k 0.00% Unchanged
55 Kentucky Trust Co 0.01% of their portfolio DANVILLE, KY 867867 $14.4k $14.4k 0.01% Unchanged
56 PRIVATE TRUST CO NA 0.00% of their portfolio CLEVELAND, OH 553553 $9.2k $9.2k 0.00% Unchanged
57 MAI Capital Management 0.00% of their portfolio INDEPENDENCE, OH 550550 $9.1k $9.1k 0.00% Unchanged
58 Clearstead Advisors, LLC 0.00% of their portfolio CLEVELAND, OH 549549 $9.1k $9.1k 0.00% Unchanged
59 ORG Partners LLC 0.00% of their portfolio ROANOKE, IN 500500 $8.3k $8.3k 0.00% Unchanged
60 Piscataqua Savings Bank 0.01% of their portfolio PORTSMOUTH, NH 400400 $6.6k $6.6k 0.01% Unchanged
61 Elequin Capital, LP 0.00% of their portfolio NEW YORK, NY 305305 $5.1k $5.1k 0.00% Reduced -220 -220
62 JONES FINANCIAL COMPANIES LLLP 0.00% of their portfolio DES PERES, MO 200200 $3.3k $3.3k 0.00% New
63 WEBSTER BANK, N. A. 0.00% of their portfolio WATERBURY, CT 164164 $2.7k $2.7k 0.00% Unchanged
64 Peoples Bank/KS 0.00% of their portfolio PRATT, KS 100100 $1.7k $1.7k 0.00% Reduced -100 -100
65 CONCOURSE FINANCIAL GROUP SECURITIES, INC. — of their portfolio BIRMINGHAM, AL 00 $0 $0 — Unchanged