HANCOCK JOHN PFD INCOME FD HPI
SH BEN INT · Closed-End Fund · CUSIP 41013W108
60
institutional holders
-2 vs Q1 2023
3.4m
shares reported held*
$51.9mreported value*
5 new
18 added
18 reduced
8 sold out
net sold ≈ $1.3m (-85.0k shares)
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $15.23.
Trends to Q2 2023
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 59 |
| Q4 2022 | 65 |
| Q1 2023 | 62 |
| Q2 2023 | 60 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Bought or addedCut or sold out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q4 2022 | 36 | 22 |
| Q1 2023 | 21 | 34 |
| Q2 2023 | 23 | 26 |
Biggest buyers
| ROYAL BANK OF CANADA | Added | +92.2k |
| Shaker Financial Services, LLC | Added | +38.7k |
| RAYMOND JAMES & ASSOCIATES | Added | +30.4k |
| LPL Financial LLC | Added | +17.2k |
| Kestra Advisory Services, LLC | Added | +15.2k |
| LEVEL FOUR ADVISORY SERVICES, LLC | New | +10.0k |
| PNC Financial Services Group, Inc. | Added | +6.3k |
| COHEN & STEERS, INC. | Added | +4.5k |
| NewEdge Advisors, LLC | Added | +3.8k |
| Cullen/Frost Bankers, Inc. | New | +3.1k |
Biggest sellers
| CAPTRUST FINANCIAL ADVISORS | Sold out | -107.2k |
| UBS Group AG | Reduced | -58.5k |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | Sold out | -52.1k |
| GUGGENHEIM CAPITAL LLC | Reduced | -21.4k |
| Simplicity Solutions, LLC | Sold out | -19.9k |
| Raymond James Financial Services Advisors, Inc. | Reduced | -16.4k |
| WELLS FARGO & COMPANY/MN | Reduced | -10.5k |
| TSP Capital Management Group, LLC | Reduced | -6.2k |
| COMMONWEALTH EQUITY SERVICES, LLC | Reduced | -6.2k |
| Invesco Ltd. | Reduced | -3.5k |
Insider purchases and sales in Q2 2023
Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.
None reported in Q2 2023.
Holders, Q2 2023
| Manager | Shares | Change |
|---|---|---|
| MORGAN STANLEY 0.00% of their portfolio | 874.6k $13.3m | Reduced -1.3k |
| UBS Group AG 0.00% of their portfolio | 318.5k $4.9m | Reduced -58.5k |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 300.5k $4.6m | Added +92.2k |
| COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio | 209.5k $3.2m | Reduced -6.2k |
| Invesco Ltd. 0.00% of their portfolio | 194.4k $3.0m | Reduced -3.5k |
| LPL Financial LLC 0.00% of their portfolio | 162.1k $2.5m | Added +17.2k |
| GUGGENHEIM CAPITAL LLC 0.02% of their portfolio | 135.0k $2.1m | Reduced -21.4k |
| Advisory Resource Group 0.54% of their portfolio | 131.2k $2.0m | Added +640 |
| Kestra Advisory Services, LLC 0.02% of their portfolio | 111.1k $1.7m | Added +15.2k |
| Fiera Capital Corp 0.00% of their portfolio | 77.5k $1.2m | Unchanged |
| TSP Capital Management Group, LLC 0.40% of their portfolio | 73.0k $1.1m | Reduced -6.2k |
| Shaker Financial Services, LLC 0.47% of their portfolio | 71.0k $1.1m | Added +38.7k |
| RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio | 52.5k $799.1k | Added +30.4k |
| OSAIC HOLDINGS, INC. 0.00% of their portfolio | 49.3k $750.9k | Added +1.9k |
| Atria Wealth Solutions, Inc. 0.01% of their portfolio | 40.8k $621.3k | Reduced -102 |
| HighTower Advisors, LLC 0.00% of their portfolio | 40.7k $620.0k | Added +262 |
| Golden Green, Inc. 0.64% of their portfolio | 38.8k $591.0k | Reduced -388 |
| NewEdge Advisors, LLC 0.01% of their portfolio | 33.4k $508.8k | Added +3.8k |
| ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio | 32.5k $494.7k | Reduced -167 |
| B. Riley Wealth Advisors, Inc. 0.01% of their portfolio | 30.5k $464.6k | Added +2.2k |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 27.9k $425.1k | Reduced -10.5k |
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 25.2k $383.1k | Added +223 |
| Baird Financial Group, Inc. 0.00% of their portfolio | 24.3k $370.5k | Reduced -138 |
| Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio | 24.0k $366.0k | Reduced -1.9k |
| Cetera Advisor Networks LLC 0.00% of their portfolio | 22.2k $337.8k | Reduced -2.9k |
| McGlone Suttner Wealth Management, Inc. 0.08% of their portfolio | 22.1k $337.3k | Added +14 |
| Altus Wealth Group LLC 0.20% of their portfolio | 21.1k $321.8k | Unchanged |
| Private Advisor Group, LLC 0.00% of their portfolio | 21.1k $321.7k | Added +245 |
| Avidian Wealth Enterprises, LLC 0.02% of their portfolio | 21.0k $319.8k | Unchanged |
| Selway Asset Management 0.14% of their portfolio | 20.9k $318.5k | Added +270 |
| COHEN & STEERS, INC. 0.00% of their portfolio | 19.8k $301.0k | Added +4.5k |
| HARBOR INVESTMENT ADVISORY, LLC 0.04% of their portfolio | 16.7k $254.3k | Unchanged |
| WEDBUSH SECURITIES INC 0.01% of their portfolio | 16.2k $247.0k | Reduced -500 |
| Sowell Financial Services LLC 0.01% of their portfolio | 16.1k $245.0k | Unchanged |
| Mariner, LLC 0.00% of their portfolio | 15.3k $233.5k | Reduced -290 |
| Koshinski Asset Management, Inc. 0.02% of their portfolio | 15.3k $232.4k | Reduced -1.6k |
| MCRAE CAPITAL MANAGEMENT INC 0.06% of their portfolio | 14.4k $219.3k | Unchanged |
| PNC Financial Services Group, Inc. 0.00% of their portfolio | 13.7k $208.7k | Added +6.3k |
| Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio | 12.9k $196.8k | Reduced -16.4k |
| Keystone Financial Group 0.03% of their portfolio | 12.6k $191.3k | First filing |
| Merit Financial Group, LLC 0.01% of their portfolio | 10.3k $157.2k | Unchanged |
| LEVEL FOUR ADVISORY SERVICES, LLC 0.01% of their portfolio | 10.0k $152.3k | New |
| JPMORGAN CHASE & CO 0.00% of their portfolio | 7.6k $115.0k | Added +1.1k |
| Geneos Wealth Management Inc. 0.00% of their portfolio | 3.4k $51.5k | Unchanged |
| Cullen/Frost Bankers, Inc. 0.00% of their portfolio | 3.1k $47.4k | New |
| Avior Wealth Management, LLC 0.00% of their portfolio | 2.2k $34.0k | Added +55 |
| Sound Income Strategies, LLC 0.00% of their portfolio | 2.1k $32.7k | Unchanged |
| CITY HOLDING CO 0.01% of their portfolio | 2.0k $30.5k | Unchanged |
| FIFTH THIRD BANCORP 0.00% of their portfolio | 2.0k $30.4k | Unchanged |
| Steward Partners Investment Advisory, LLC 0.00% of their portfolio | 1.8k $27.7k | Unchanged |
| OPTIMUM INVESTMENT ADVISORS 0.01% of their portfolio | 1.7k $25.9k | Unchanged |
| Parallel Advisors, LLC 0.00% of their portfolio | 1.0k $15.2k | New |
| Piscataqua Savings Bank 0.01% of their portfolio | 800 $12.2k | Unchanged |
| Sanctuary Wealth Management, L.L.C. 0.01% of their portfolio | 697 $10.6k | First filing |
| PRIVATE TRUST CO NA 0.00% of their portfolio | 553 $8.4k | New |
| ORG Partners LLC 0.00% of their portfolio | 500 $8.0k | New |
| Sugarloaf Wealth Management, LLC 0.00% of their portfolio | 385 $5.9k | Reduced -1.7k |
| AlphaMark Advisors, LLC 0.00% of their portfolio | 200 $3.0k | Unchanged |
| WEBSTER BANK, N. A. 0.00% of their portfolio | 164 $2.5k | Unchanged |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio | 0 $0 | Unchanged |