Vault-13

HANCOCK JOHN TAX-ADVANTAGED HTD

COM · Closed-End Fund · CUSIP 41013V100

94 institutional holders -3 vs Q3 2025
5,965,3226.0m shares reported held*
$141.1mreported value*
10 new 28 added 26 reduced 17 sold out net sold ≈ $1.0m (-44.0k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $23.66.

Trends to Q4 2025

Institutional holders

Managers reporting a position, each quarter

050100Q3 22: 83Q4 22: 92Q1 23: 81Q2 23: 83Q3 23: 83Q4 23: 88Q1 24: 85Q2 24: 90Q3 24: 93Q4 24: 94Q1 25: 84Q2 25: 97Q3 25: 97Q4 25: 9494Q3 22Q2 23Q1 24Q4 24Q4 25
Numbers
QuarterHolders
Q3 202283
Q4 202292
Q1 202381
Q2 202383
Q3 202383
Q4 202388
Q1 202485
Q2 202490
Q3 202493
Q4 202494
Q1 202584
Q2 202597
Q3 202597
Q4 202594

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
50050Q1 24: 39 bought or addedQ1 24: 39 cut or sold outQ2 24: 37 bought or addedQ2 24: 36 cut or sold outQ2 24Q3 24: 39 bought or addedQ3 24: 38 cut or sold outQ4 24: 42 bought or addedQ4 24: 32 cut or sold outQ4 24Q1 25: 34 bought or addedQ1 25: 40 cut or sold outQ2 25: 33 bought or addedQ2 25: 30 cut or sold outQ2 25Q3 25: 41 bought or addedQ3 25: 34 cut or sold outQ4 25: 38 bought or addedQ4 25: 43 cut or sold outQ4 25
Numbers
QuarterBought or addedCut or sold out
Q1 20243939
Q2 20243736
Q3 20243938
Q4 20244232
Q1 20253440
Q2 20253330
Q3 20254134
Q4 20253843

Biggest buyers

Shaker Financial Services, LLC Added +84,924+84.9k
LPL Financial LLC Added +79,754+79.8k
MORGAN STANLEY Added +66,043+66.0k
Savvy Advisors, Inc. New +26,895+26.9k
Cetera Investment Advisers Added +21,406+21.4k
UBS Group AG Added +19,536+19.5k
Presper Financial Architects, LLC Added +15,555+15.6k
MML INVESTORS SERVICES, LLC New +11,739+11.7k
RAYMOND JAMES FINANCIAL INC Added +11,366+11.4k
BENJAMIN EDWARDS INC New +10,555+10.6k

Biggest sellers

NFSG Corp Sold out -97,756-97.8k
OSAIC HOLDINGS, INC. Reduced -67,017-67.0k
AQR Arbitrage LLC Sold out -39,209-39.2k
GUGGENHEIM CAPITAL LLC Reduced -37,199-37.2k
Invesco Ltd. Reduced -28,165-28.2k
Calamos Advisors LLC Sold out -27,328-27.3k
Walleye Capital LLC Sold out -22,539-22.5k
CAPTRUST FINANCIAL ADVISORS Reduced -19,238-19.2k
PREVAIL INNOVATIVE WEALTH ADVISORS, LLC Sold out -15,494-15.5k
Hennion & Walsh Asset Management, Inc. Reduced -12,887-12.9k

Insider purchases and sales in Q4 2025

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

Officers and directors buying vs selling

Number of people, by quarter (10% owners not included)

BuyingSelling
101Q1 24: 1 buyingQ1 24: 0 sellingQ2 24: 0 buyingQ2 24: 0 sellingQ2 24Q3 24: 0 buyingQ3 24: 0 sellingQ4 24: 0 buyingQ4 24: 0 sellingQ4 24Q1 25: 0 buyingQ1 25: 0 sellingQ2 25: 1 buyingQ2 25: 0 sellingQ2 25Q3 25: 0 buyingQ3 25: 0 sellingQ4 25: 0 buyingQ4 25: 0 sellingQ4 25
Numbers
QuarterBuyingBoughtSellingSoldSold under a plan
Q1 20241$15.1k0——
Q2 20240—0——
Q3 20240—0——
Q4 20240—0——
Q1 20250—0——
Q2 20251$11.0k0——
Q3 20250—0——
Q4 20250—0——

None reported in Q4 2025.

Holders, Q4 2025

#ManagerLocationShares Value% of their portfolioChangeShares change
1 UBS Group AG 0.00% of their portfolio ZURICH, V8 767,161767.2k $18.2m $18.2m 0.00% Added +19.5k +19,536
2 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 495,638495.6k $11.7m $11.7m 0.00% Reduced -28.2k -28,165
3 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 481,356481.4k $11.4m $11.4m 0.00% Added +66.0k +66,043
4 CAPTRUST FINANCIAL ADVISORS 0.02% of their portfolio RALEIGH, NC 462,313462.3k $10.9m $10.9m 0.02% Reduced -19.2k -19,238
5 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 369,256369.3k $8.7m $8.7m 0.00% Added +79.8k +79,754
6 GUGGENHEIM CAPITAL LLC 0.06% of their portfolio CHICAGO, IL 335,350335.4k $7.9m $7.9m 0.06% Reduced -37.2k -37,199
7 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 315,729315.7k $7.5m $7.5m 0.00% Added +11.4k +11,366
8 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 284,215284.2k $6.7m $6.7m 0.00% Added +3.7k +3,749
9 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 275,581275.6k $6.5m $6.5m 0.00% Reduced -4.2k -4,161
10 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 200,994201.0k $4.8m $4.8m 0.01% Added +21.4k +21,406
11 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 189,865189.9k $4.5m $4.5m 0.00% Added +1.8k +1,835
12 FIRST TRUST ADVISORS LP 0.00% of their portfolio Wheaton, IL 142,878142.9k $3.4m $3.4m 0.00% Added +5.8k +5,820
13 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 133,746133.7k $3.2m $3.2m 0.00% Reduced -67.0k -67,017
14 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 125,084125.1k $3.0m $3.0m 0.00% Reduced -2.0k -1,952
15 Shaker Financial Services, LLC 0.77% of their portfolio Arlington, VA 103,019103.0k $2.4m $2.4m 0.77% Added +84.9k +84,924
16 Live Oak Private Wealth LLC 0.33% of their portfolio WILMINGTON, NC 102,602102.6k $2.4m $2.4m 0.33% Unchanged
17 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 88,05388.1k $2.1m $2.1m 0.00% Reduced -3.6k -3,630
18 CENTRAL TRUST Co 0.04% of their portfolio JEFFERSON CITY, MO 85,52685.5k $2.0m $2.0m 0.04% Reduced -1.3k -1,280
19 Sanctuary Advisors, LLC 0.01% of their portfolio INDIANAPOLIS, IN 51,88051.9k $1.2m $1.2m 0.01% Added +3.3k +3,338
20 Welch & Forbes LLC 0.01% of their portfolio Boston, MA 50,00050.0k $1.2m $1.2m 0.01% Unchanged
21 Indivisible Partners 0.13% of their portfolio CLEARWATER, FL 49,79449.8k $1.2m $1.2m 0.13% First filing
22 Samalin Investment Counsel, LLC 0.40% of their portfolio CHAPPAQUA, NY 48,20748.2k $1.1m $1.1m 0.40% Reduced -905 -905
23 Presper Financial Architects, LLC 0.57% of their portfolio AKRON, OH 42,58142.6k $1.0m $1.0m 0.57% Added +15.6k +15,555
24 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 42,28242.3k $998.3k $998.3k 0.00% Reduced -120 -120
25 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 32,93132.9k $779.1k $779.1k 0.00% Added +2.6k +2,555
26 Diesslin Group, Inc. 0.30% of their portfolio FORT WORTH, TX 31,89331.9k $754.6k $754.6k 0.30% First filing
27 Spire Wealth Management 0.03% of their portfolio MCLEAN, VA 31,84631.8k $753.5k $753.5k 0.03% Added +796 +796
28 World Investment Advisors 0.01% of their portfolio LINCROFT, NJ 29,86929.9k $706.7k $706.7k 0.01% Reduced -1.0k -1,016
29 &PARTNERS 0.00% of their portfolio NASHVILLE, TN 29,71629.7k $703.1k $703.1k 0.00% Added +10.0k +10,048
30 PMG Family Office LLC 0.78% of their portfolio PLANO, TX 28,54828.5k $675.4k $675.4k 0.78% Reduced -1 -1
31 MRA Advisory Group 0.28% of their portfolio PARSIPPANY, NJ 27,88427.9k $659.7k $659.7k 0.28% Reduced -261 -261
32 First National Bank of Mount Dora, Trust Investment Services 0.14% of their portfolio MOUNT DORA, FL 27,80027.8k $657.7k $657.7k 0.14% Unchanged
33 Savvy Advisors, Inc. 0.02% of their portfolio NEW YORK, NY 26,89526.9k $636.3k $636.3k 0.02% New
34 Mutual Advisors, LLC 0.01% of their portfolio OMAHA, NE 24,83424.8k $587.6k $587.6k 0.01% Added +418 +418
35 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 23,32523.3k $551.9k $551.9k 0.00% Added +1.6k +1,642
36 NATIONS FINANCIAL GROUP INC, /IA/ /ADV 0.03% of their portfolio CEDAR RAPIDS, IA 22,09022.1k $522.6k $522.6k 0.03% Unchanged
37 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 21,01921.0k $497.0k $497.0k 0.00% Reduced -1.2k -1,200
38 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 19,83819.8k $469.4k $469.4k 0.00% Added +439 +439
39 FOUNDERS FINANCIAL SECURITIES LLC 0.03% of their portfolio TOWSON, MD 18,91518.9k $447.5k $447.5k 0.03% Unchanged
40 Abbot Financial Management, Inc. 0.15% of their portfolio ANDOVER, MA 15,60015.6k $369.1k $369.1k 0.15% Unchanged
41 Hennion & Walsh Asset Management, Inc. 0.01% of their portfolio Parsippany, NJ 15,39215.4k $364.2k $364.2k 0.01% Reduced -12.9k -12,887
42 PFG Investments, LLC 0.02% of their portfolio WOODBURY, NY 13,90813.9k $329.1k $329.1k 0.02% Reduced -358 -358
43 Private Advisor Group, LLC 0.00% of their portfolio MORRISTOWN, NJ 13,82113.8k $327.0k $327.0k 0.00% Added +126 +126
44 Kingsview Wealth Management, LLC 0.00% of their portfolio GRANTS PASS, OR 13,20213.2k $312.4k $312.4k 0.00% Added +199 +199
45 Lido Advisors, LLC 0.00% of their portfolio Los Angeles, CA 12,66712.7k $299.7k $299.7k 0.00% Unchanged
46 Mezzasalma Advisors, LLC 0.07% of their portfolio TINTON FALLS, NJ 12,51212.5k $297.9k $297.9k 0.07% Added +238 +238
47 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 11,75011.8k $278.0k $278.0k 0.00% Reduced -4.4k -4,388
48 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 11,73911.7k $277.8k $277.8k 0.00% New
49 Geneos Wealth Management Inc. 0.01% of their portfolio ENGLEWOOD, CO 11,70011.7k $276.8k $276.8k 0.01% Unchanged
50 Milestones Private Investment Advisors LLC 0.18% of their portfolio FAIRPORT, NY 11,31111.3k $267.6k $267.6k 0.18% Unchanged
51 CONNING INC. 0.01% of their portfolio HARTFORD, CT 11,15011.2k $263.8k $263.8k 0.01% Unchanged
52 Argentarii, LLC 0.08% of their portfolio CINCINNATI, OH 10,82310.8k $256.1k $256.1k 0.08% Unchanged
53 BENJAMIN EDWARDS INC 0.00% of their portfolio Clayton, MO 10,55510.6k $249.7k $249.7k 0.00% New
54 Concurrent Investment Advisors, LLC 0.00% of their portfolio Tampa, FL 10,14310.1k $240.0k $240.0k 0.00% Reduced -242 -242
55 Powell Investment Advisors, LLC 0.08% of their portfolio MIAMI, FL 10,10010.1k $239.0k $239.0k 0.08% Unchanged
56 Logan Stone Capital, LLC 0.06% of their portfolio CHICAGO, IL 9,8819.9k $233.8k $233.8k 0.06% New
57 Sowell Financial Services LLC 0.01% of their portfolio NORTH LITTLE ROCK, AR 9,6279.6k $227.8k $227.8k 0.01% Added +55 +55
58 Ausdal Financial Partners, Inc. 0.01% of their portfolio Davenport, IA 9,2419.2k $218.6k $218.6k 0.01% Added +294 +294
59 Advisory Services Network, LLC 0.00% of their portfolio ATLANTA, GA 9,1649.2k $216.8k $216.8k 0.00% Unchanged
60 Institute for Wealth Management, LLC. 0.02% of their portfolio DENVER, CO 8,9929.0k $212.8k $212.8k 0.02% Unchanged
61 SILVER OAK SECURITIES, INCORPORATED 0.01% of their portfolio JACKSON, TN 8,8188.8k $210.6k $210.6k 0.01% Added +18 +18
62 SMH CAPITAL ADVISORS INC 0.42% of their portfolio FORT WORTH, TX 8,7458.7k $206.9k $206.9k 0.42% Reduced -59 -59
63 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 7,7587.8k $183.6k $183.6k 0.00% New
64 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 6,5006.5k $153.8k $153.8k 0.00% Added +500 +500
65 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 5,2495.2k $124.2k $124.2k 0.00% Reduced -11.6k -11,629
66 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 4,1634.2k $98.5k $98.5k 0.00% Added +30 +30
67 LANARK FINANCIAL, INC. 0.01% of their portfolio BIRMINGHAM, AL 4,0254.0k $95.2k $95.2k 0.01% Unchanged
68 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 2,8882.9k $68.3k $68.3k 0.00% Reduced -585 -585
69 COMERICA BANK 0.00% of their portfolio DALLAS, TX 2,8002.8k $66.2k $66.2k 0.00% Reduced -1.3k -1,300
70 REDMONT WEALTH ADVISORS LLC 0.09% of their portfolio CHICAGO, IL 2,6122.6k $61.8k $61.8k 0.09% Unchanged
71 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 2,4782.5k $58.6k $58.6k 0.00% Reduced -53 -53
72 FIRST HORIZON CORP 0.00% of their portfolio MEMPHIS, TN 2,4702.5k $58.4k $58.4k 0.00% Unchanged
73 Garton & Associates Financial Advisors LLC 0.03% of their portfolio LOUISVILLE, KY 2,3422.3k $55.4k $55.4k 0.03% First filing
74 Arax Advisory Partners 0.00% of their portfolio NEW YORK, NY 2,2932.3k $54.3k $54.3k 0.00% Added +2.1k +2,092
75 PRIVATE TRUST CO NA 0.00% of their portfolio CLEVELAND, OH 2,0002.0k $47.3k $47.3k 0.00% Unchanged
76 ST GERMAIN D J CO INC 0.00% of their portfolio SPRINGFIELD, MA 1,9171.9k $45.4k $45.4k 0.00% Unchanged
77 Global Retirement Partners, LLC 0.00% of their portfolio San Rafael, CA 1,6951.7k $40.1k $40.1k 0.00% Reduced -81 -81
78 ASSETMARK, INC 0.00% of their portfolio CONCORD, CA 1,5261.5k $36.1k $36.1k 0.00% Added +1.2k +1,246
79 OAKWORTH CAPITAL, INC. 0.00% of their portfolio BIRMINGHAM, AL 1,5001.5k $35.5k $35.5k 0.00% Unchanged
80 Global Wealth Strategies & Associates 0.01% of their portfolio DENVER, CO 1,4451.4k $34.2k $34.2k 0.01% New
81 RESOURCES MANAGEMENT CORP /CT/ /ADV 0.00% of their portfolio WEST HARTFORD, CT 1,2501.2k $30.0k $30.0k 0.00% New
82 Kennebec Savings Bank 0.02% of their portfolio Augusta, ME 1,1551.2k $27.3k $27.3k 0.02% Unchanged
83 IFC & Insurance Marketing, Inc. 0.03% of their portfolio AUBURN, CA 1,0901.1k $26.0k $26.0k 0.03% First filing
84 North Star Investment Management Corp. 0.00% of their portfolio CHICAGO, IL 1,0001.0k $23.7k $23.7k 0.00% Unchanged
85 BAYBAN 0.02% of their portfolio Bayport, MN 948948 $22.4k $22.4k 0.02% First filing
86 CREATIVE FINANCIAL DESIGNS INC /ADV 0.00% of their portfolio KOKOMO, IN 600600 $14.2k $14.2k 0.00% Unchanged
87 CWM, LLC 0.00% of their portfolio OMAHA, NE 500500 $12.0k $12.0k 0.00% Unchanged
88 McIlrath & Eck, LLC 0.00% of their portfolio ARLINGTON, WA 500500 $11.8k $11.8k 0.00% Unchanged
89 AMERIFLEX GROUP, INC. 0.01% of their portfolio LAS VEGAS, NV 500500 $11.8k $11.8k 0.01% Reduced -500 -500
90 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.00% of their portfolio ORLANDO, FL 300300 $7.1k $7.1k 0.00% New
91 Farther Finance Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 277277 $6.6k $6.6k 0.00% Added +127 +127
92 HIGHLINE WEALTH PARTNERS LLC 0.00% of their portfolio SHERMAN OAKS, CA 140140 $3.3k $3.3k 0.00% New
93 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 4242 $994 $994 0.00% Reduced -442 -442
94 Tower Research Capital LLC (TRC) 0.00% of their portfolio NEW YORK, NY 55 $118 $118 0.00% New