Vault-13

HANCOCK JOHN TAX-ADVANTAGED HTD

COM · Closed-End Fund · CUSIP 41013V100

84 institutional holders -10 vs Q4 2024
5,965,6156.0m shares reported held*
$142.7mreported value*
8 new 26 added 24 reduced 16 sold out net bought ≈ $463.6k (+19.4k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $23.92.

Trends to Q1 2025

Institutional holders

Managers reporting a position, each quarter

050100Q3 22: 83Q4 22: 92Q1 23: 81Q2 23: 83Q3 23: 83Q4 23: 88Q1 24: 85Q2 24: 90Q3 24: 93Q4 24: 94Q1 25: 8484Q3 22Q1 23Q3 23Q1 24Q3 24Q1 25
Numbers
QuarterHolders
Q3 202283
Q4 202292
Q1 202381
Q2 202383
Q3 202383
Q4 202388
Q1 202485
Q2 202490
Q3 202493
Q4 202494
Q1 202584

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
50050Q2 23: 34 bought or addedQ2 23: 35 cut or sold outQ3 23: 34 bought or addedQ3 23: 31 cut or sold outQ3 23Q4 23: 33 bought or addedQ4 23: 41 cut or sold outQ1 24: 39 bought or addedQ1 24: 39 cut or sold outQ1 24Q2 24: 37 bought or addedQ2 24: 36 cut or sold outQ3 24: 39 bought or addedQ3 24: 38 cut or sold outQ3 24Q4 24: 42 bought or addedQ4 24: 32 cut or sold outQ1 25: 34 bought or addedQ1 25: 40 cut or sold outQ1 25
Numbers
QuarterBought or addedCut or sold out
Q2 20233435
Q3 20233431
Q4 20233341
Q1 20243939
Q2 20243736
Q3 20243938
Q4 20244232
Q1 20253440

Biggest buyers

WELLS FARGO & COMPANY/MN Added +43,000+43.0k
CAPTRUST FINANCIAL ADVISORS Added +36,827+36.8k
GUGGENHEIM CAPITAL LLC Added +30,687+30.7k
CW Advisors, LLC New +25,221+25.2k
LPL Financial LLC Added +25,089+25.1k
MORGAN STANLEY Added +22,370+22.4k
Invesco Ltd. Added +18,922+18.9k
UBS Group AG Added +15,798+15.8k
Geneos Wealth Management Inc. Added +12,450+12.4k
Cambridge Investment Research Advisors, Inc. Added +11,169+11.2k

Biggest sellers

AQR Arbitrage LLC Reduced -50,364-50.4k
BANK OF AMERICA CORP /DE/ Reduced -45,106-45.1k
Polar Asset Management Partners Inc. Sold out -42,152-42.2k
OSAIC HOLDINGS, INC. Reduced -22,859-22.9k
Shaker Financial Services, LLC Sold out -14,000-14.0k
Karpus Management, Inc. Reduced -13,852-13.9k
Cornerstone Advisors, LLC Sold out -13,790-13.8k
Capital CS Group, LLC Sold out -12,459-12.5k
HighTower Advisors, LLC Sold out -11,495-11.5k
1607 Capital Partners, LLC Reduced -11,198-11.2k

Insider purchases and sales in Q1 2025

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

Officers and directors buying vs selling

Number of people, by quarter (10% owners not included)

BuyingSelling
101Q2 23: 0 buyingQ2 23: 0 sellingQ3 23: 0 buyingQ3 23: 0 sellingQ3 23Q4 23: 1 buyingQ4 23: 0 sellingQ1 24: 1 buyingQ1 24: 0 sellingQ1 24Q2 24: 0 buyingQ2 24: 0 sellingQ3 24: 0 buyingQ3 24: 0 sellingQ3 24Q4 24: 0 buyingQ4 24: 0 sellingQ1 25: 0 buyingQ1 25: 0 sellingQ1 25
Numbers
QuarterBuyingBoughtSellingSoldSold under a plan
Q2 20230—0——
Q3 20230—0——
Q4 20231$11.1k0——
Q1 20241$15.1k0——
Q2 20240—0——
Q3 20240—0——
Q4 20240—0——
Q1 20250—0——
DateInsiderTradeSharesPrice ValueTheir holding
2025-01-14 Bacic William K Trustee of the Fund Bought 459 $21.97 $10.1k459 shares new

Their holding: how much the trade added to or took from the insider's holding (direct, or the trust or fund named). The same trade is sometimes reported by more than one insider, such as a fund and the director who represents it; totals count it once. A value is left blank where the reported price is far from the market price (usually a typo).

Holders, Q1 2025

#ManagerLocationShares Value% of their portfolioChangeShares change
1 UBS Group AG 0.00% of their portfolio ZURICH, V8 723,685723.7k $17.3m $17.3m 0.00% Added +15.8k +15,798
2 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 518,742518.7k $12.4m $12.4m 0.00% Added +18.9k +18,922
3 CAPTRUST FINANCIAL ADVISORS 0.03% of their portfolio RALEIGH, NC 491,246491.2k $11.8m $11.8m 0.03% Added +36.8k +36,827
4 GUGGENHEIM CAPITAL LLC 0.09% of their portfolio CHICAGO, IL 406,624406.6k $9.7m $9.7m 0.09% Added +30.7k +30,687
5 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 395,003395.0k $9.5m $9.5m 0.00% Added +22.4k +22,370
6 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 299,995300.0k $7.2m $7.2m 0.00% Reduced -45.1k -45,106
7 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 298,592298.6k $7.1m $7.1m 0.00% Added +33 +33
8 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 291,620291.6k $7.0m $7.0m 0.00% Added +25.1k +25,089
9 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 278,814278.8k $6.7m $6.7m 0.00% Added +43.0k +43,000
10 Karpus Management, Inc. 0.18% of their portfolio Pittsford, NY 230,311230.3k $5.5m $5.5m 0.18% Reduced -13.9k -13,852
11 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 165,634165.6k $4.0m $4.0m 0.00% Added +708 +708
12 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 159,567159.6k $3.8m $3.8m 0.01% Added +6.5k +6,530
13 AQR Arbitrage LLC 0.09% of their portfolio Greenwich, CT 158,175158.2k $3.8m $3.8m 0.09% Reduced -50.4k -50,364
14 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 128,627128.6k $3.1m $3.1m 0.00% Added +4.6k +4,643
15 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 127,865127.9k $3.1m $3.1m 0.01% Reduced -22.9k -22,859
16 FIRST TRUST ADVISORS LP 0.00% of their portfolio Wheaton, IL 117,498117.5k $2.8m $2.8m 0.00% Reduced -3.6k -3,590
17 Live Oak Private Wealth LLC 0.40% of their portfolio WILMINGTON, NC 102,602102.6k $2.5m $2.5m 0.40% Unchanged
18 CENTRAL TRUST Co 0.05% of their portfolio JEFFERSON CITY, MO 88,22388.2k $2.1m $2.1m 0.05% Reduced -1.5k -1,534
19 COHEN & STEERS, INC. 0.00% of their portfolio NEW YORK, NY 72,83572.8k $1.7m $1.7m 0.00% Unchanged
20 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 63,93063.9k $1.5m $1.5m 0.00% Added +10.5k +10,492
21 Samalin Investment Counsel, LLC 0.50% of their portfolio CHAPPAQUA, NY 51,88451.9k $1.2m $1.2m 0.50% Added +288 +288
22 Welch & Forbes LLC 0.02% of their portfolio Boston, MA 50,00050.0k $1.2m $1.2m 0.02% Unchanged
23 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 45,94345.9k $1.1m $1.1m 0.00% Reduced -10.7k -10,674
24 Hennion & Walsh Asset Management, Inc. 0.05% of their portfolio Parsippany, NJ 44,07544.1k $1.1m $1.1m 0.05% Reduced -44 -44
25 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 42,18242.2k $1.0m $1.0m 0.00% Added +1.5k +1,544
26 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 30,72130.7k $735.0k $735.0k 0.00% Added +11.2k +11,169
27 MRA Advisory Group 0.37% of their portfolio PARSIPPANY, NJ 28,77328.8k $688.5k $688.5k 0.37% Reduced -417 -417
28 1607 Capital Partners, LLC 0.06% of their portfolio Richmond, VA 28,73128.7k $687.5k $687.5k 0.06% Reduced -11.2k -11,198
29 First National Bank of Mount Dora, Trust Investment Services 0.16% of their portfolio MOUNT DORA, FL 27,80027.8k $665.3k $665.3k 0.16% Unchanged
30 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 25,79725.8k $617.3k $617.3k 0.00% Added +8.5k +8,479
31 CW Advisors, LLC 0.01% of their portfolio BOSTON, MA 25,22125.2k $603.5k $603.5k 0.01% New
32 Calamos Advisors LLC 0.00% of their portfolio NAPERVILLE, IL 24,40024.4k $583.9k $583.9k 0.00% Reduced -976 -976
33 Walleye Capital LLC 0.01% of their portfolio NEW YORK, NY 24,25924.3k $580.5k $580.5k 0.01% Reduced -4.6k -4,647
34 Mutual Advisors, LLC 0.02% of their portfolio OMAHA, NE 23,97924.0k $543.9k $543.9k 0.02% Added +163 +163
35 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 22,64022.6k $541.8k $541.8k 0.00% Added +6.6k +6,571
36 NATIONS FINANCIAL GROUP INC, /IA/ /ADV 0.04% of their portfolio CEDAR RAPIDS, IA 21,34021.3k $510.7k $510.7k 0.04% Reduced -735 -735
37 Spire Wealth Management 0.02% of their portfolio MCLEAN, VA 20,80720.8k $497.9k $497.9k 0.02% Added +3.3k +3,333
38 FOUNDERS FINANCIAL SECURITIES LLC 0.04% of their portfolio TOWSON, MD 18,91518.9k $428.2k $428.2k 0.04% Reduced -2.3k -2,300
39 Geneos Wealth Management Inc. 0.01% of their portfolio ENGLEWOOD, CO 18,30018.3k $437.9k $437.9k 0.01% Added +12.4k +12,450
40 Lido Advisors, LLC 0.00% of their portfolio Los Angeles, CA 17,56717.6k $420.4k $420.4k 0.00% Added +4.9k +4,900
41 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 16,71116.7k $399.9k $399.9k 0.00% Reduced -1.1k -1,105
42 Abbot Financial Management, Inc. 0.19% of their portfolio ANDOVER, MA 15,60015.6k $373.3k $373.3k 0.19% Unchanged
43 Private Advisor Group, LLC 0.00% of their portfolio MORRISTOWN, NJ 13,66213.7k $326.9k $326.9k 0.00% Reduced -2.9k -2,868
44 Kingsview Wealth Management, LLC 0.01% of their portfolio GRANTS PASS, OR 12,69012.7k $303.7k $303.7k 0.01% Added +233 +233
45 AVANTAX ADVISORY SERVICES, INC. 0.00% of their portfolio DALLAS, TX 12,59812.6k $301.5k $301.5k 0.00% Added +213 +213
46 PFG Investments, LLC 0.02% of their portfolio WOODBURY, NY 12,05312.1k $288.4k $288.4k 0.02% Added +6 +6
47 Mezzasalma Advisors, LLC 0.10% of their portfolio TINTON FALLS, NJ 11,82411.8k $283.0k $283.0k 0.10% Reduced -477 -477
48 CONNING INC. 0.01% of their portfolio HARTFORD, CT 11,15011.2k $266.8k $266.8k 0.01% Unchanged
49 Argentarii, LLC 0.13% of their portfolio CINCINNATI, OH 10,82310.8k $259.0k $259.0k 0.13% Unchanged
50 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 10,70110.7k $256.1k $256.1k 0.00% Unchanged
51 SeaCrest Wealth Management, LLC 0.03% of their portfolio PURCHASE, NY 10,36110.4k $247.9k $247.9k 0.03% Reduced -1.1k -1,143
52 Powell Investment Advisors, LLC 0.12% of their portfolio MIAMI, FL 10,10010.1k $241.7k $241.7k 0.12% Unchanged
53 Sowell Financial Services LLC 0.01% of their portfolio NORTH LITTLE ROCK, AR 9,7219.7k $232.6k $232.6k 0.01% New
54 Ausdal Financial Partners, Inc. 0.02% of their portfolio Davenport, IA 9,6859.7k $231.8k $231.8k 0.02% New
55 Advisory Services Network, LLC 0.00% of their portfolio ATLANTA, GA 9,1649.2k $219.3k $219.3k 0.00% Unchanged
56 Institute for Wealth Management, LLC. 0.03% of their portfolio DENVER, CO 8,9929.0k $215.2k $215.2k 0.03% Reduced -1.0k -1,000
57 SMH CAPITAL ADVISORS INC 0.50% of their portfolio FORT WORTH, TX 8,9238.9k $213.5k $213.5k 0.50% Reduced -263 -263
58 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 8,0778.1k $193.3k $193.3k 0.00% Unchanged
59 GPS Wealth Strategies Group, LLC 0.02% of their portfolio CENTENNIAL, CO 7,5027.5k $179.5k $179.5k 0.02% Reduced -255 -255
60 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 7,3757.4k $176.5k $176.5k 0.00% Unchanged
61 COMERICA BANK 0.00% of their portfolio DALLAS, TX 4,3004.3k $102.9k $102.9k 0.00% Unchanged
62 LANARK FINANCIAL, INC. 0.01% of their portfolio BIRMINGHAM, AL 4,0254.0k $96.0k $96.0k 0.01% Added +4.0k +4,021
63 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 3,7803.8k $90.5k $90.5k 0.00% New
64 Beacon Capital Management, LLC 0.01% of their portfolio FRANKLIN, TN 2,8772.9k $68.8k $68.8k 0.01% Unchanged
65 REDMONT WEALTH ADVISORS LLC 0.12% of their portfolio CHICAGO, IL 2,6122.6k $62.5k $62.5k 0.12% New
66 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 2,2762.3k $51.4k $51.4k 0.00% Added +26 +26
67 JONES FINANCIAL COMPANIES LLLP 0.00% of their portfolio DES PERES, MO 2,0002.0k $47.9k $47.9k 0.00% New
68 PRIVATE TRUST CO NA 0.00% of their portfolio CLEVELAND, OH 2,0002.0k $47.9k $47.9k 0.00% Unchanged
69 ST GERMAIN D J CO INC 0.00% of their portfolio SPRINGFIELD, MA 1,9171.9k $45.9k $45.9k 0.00% Unchanged
70 North Capital, Inc. 0.04% of their portfolio SALT LAKE CITY, UT 1,6791.7k $40.2k $40.2k 0.04% First filing
71 OAKWORTH CAPITAL, INC. 0.00% of their portfolio BIRMINGHAM, AL 1,5001.5k $35.9k $35.9k 0.00% Unchanged
72 Kennebec Savings Bank 0.03% of their portfolio Augusta, ME 1,1551.2k $27.6k $27.6k 0.03% Reduced -145 -145
73 North Star Investment Management Corp. 0.00% of their portfolio CHICAGO, IL 1,0001.0k $23.9k $23.9k 0.00% Unchanged
74 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 948948 $22.7k $22.7k 0.00% Reduced -453 -453
75 CREATIVE FINANCIAL DESIGNS INC /ADV 0.00% of their portfolio KOKOMO, IN 600600 $14.4k $14.4k 0.00% Unchanged
76 CWM, LLC 0.00% of their portfolio OMAHA, NE 500500 $12.0k $12.0k 0.00% Reduced -690 -690
77 McIlrath & Eck, LLC 0.00% of their portfolio ARLINGTON, WA 500500 $12.0k $12.0k 0.00% Unchanged
78 AMERIFLEX GROUP, INC. 0.00% of their portfolio LAS VEGAS, NV 500500 $12.0k $12.0k 0.00% Unchanged
79 PRINCIPAL SECURITIES, INC. 0.00% of their portfolio DES MOINES, IA 471471 $10.4k $10.4k 0.00% Unchanged
80 Cheviot Value Management, LLC 0.00% of their portfolio BEVERLY HILLS, CA 200200 $4.6k $4.6k 0.00% New
81 Concord Wealth Partners 0.00% of their portfolio ABINGDON, VA 8383 $2.0k $2.0k 0.00% New
82 FIFTH THIRD BANCORP 0.00% of their portfolio CINCINNATI, OH 5858 $1.4k $1.4k 0.00% Unchanged
83 CONCOURSE FINANCIAL GROUP SECURITIES, INC. — of their portfolio BIRMINGHAM, AL 00 $0 $0 — Unchanged
84 Creekmur Asset Management LLC 0.00% of their portfolio MORTON, IL 00 $10 $10 0.00% Unchanged