HANCOCK JOHN TAX-ADVANTAGED HTD
COM · Closed-End Fund · CUSIP 41013V100
94
institutional holders
+1 vs Q3 2024
6.0m
shares reported held*
$131.6mreported value*
12 new
30 added
19 reduced
13 sold out
net bought ≈ $8.7m (+383.2k shares)
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $22.02.
Trends to Q4 2024
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 83 |
| Q4 2022 | 92 |
| Q1 2023 | 81 |
| Q2 2023 | 83 |
| Q3 2023 | 83 |
| Q4 2023 | 88 |
| Q1 2024 | 85 |
| Q2 2024 | 90 |
| Q3 2024 | 93 |
| Q4 2024 | 94 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Bought or addedCut or sold out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q1 2023 | 34 | 40 |
| Q2 2023 | 34 | 35 |
| Q3 2023 | 34 | 31 |
| Q4 2023 | 33 | 41 |
| Q1 2024 | 39 | 39 |
| Q2 2024 | 37 | 36 |
| Q3 2024 | 39 | 38 |
| Q4 2024 | 42 | 32 |
Biggest buyers
| CAPTRUST FINANCIAL ADVISORS | Added | +274.2k |
| Polar Asset Management Partners Inc. | New | +42.2k |
| OSAIC HOLDINGS, INC. | Added | +39.5k |
| WELLS FARGO & COMPANY/MN | Added | +37.5k |
| GUGGENHEIM CAPITAL LLC | Added | +30.4k |
| Invesco Ltd. | Added | +29.1k |
| MORGAN STANLEY | Added | +24.6k |
| UBS Group AG | Added | +23.4k |
| LPL Financial LLC | Added | +23.4k |
| Janney Montgomery Scott LLC | Added | +17.4k |
Biggest sellers
| AQR Arbitrage LLC | Reduced | -63.0k |
| Logan Stone Capital, LLC | Sold out | -61.1k |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | Sold out | -32.4k |
| HB Wealth Management, LLC | Sold out | -17.7k |
| CENTRAL BANK & TRUST CO | Sold out | -16.1k |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Sold out | -13.4k |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | Sold out | -11.8k |
| Sowell Financial Services LLC | Sold out | -11.7k |
| FOUNDERS FINANCIAL SECURITIES LLC | Reduced | -10.5k |
| Ausdal Financial Partners, Inc. | Sold out | -9.1k |
Insider purchases and sales in Q4 2024
Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.
Officers and directors buying vs selling
Number of people, by quarter (10% owners not included)
BuyingSelling
Numbers
| Quarter | Buying | Bought | Selling | Sold | Sold under a plan |
|---|---|---|---|---|---|
| Q1 2023 | 0 | — | 0 | — | — |
| Q2 2023 | 0 | — | 0 | — | — |
| Q3 2023 | 0 | — | 0 | — | — |
| Q4 2023 | 1 | $11.1k | 0 | — | — |
| Q1 2024 | 1 | $15.1k | 0 | — | — |
| Q2 2024 | 0 | — | 0 | — | — |
| Q3 2024 | 0 | — | 0 | — | — |
| Q4 2024 | 0 | — | 0 | — | — |
| Date | Insider | Trade | Value |
|---|---|---|---|
| 2024-12-23 | Ellison Noni L Trustee of the Fund | Bought | $11.3k505 shares |
Their holding: how much the trade added to or took from the insider's holding (direct, or the trust or fund named). The same trade is sometimes reported by more than one insider, such as a fund and the director who represents it; totals count it once. A value is left blank where the reported price is far from the market price (usually a typo).
Holders, Q4 2024
| Manager | Shares | Change |
|---|---|---|
| UBS Group AG 0.00% of their portfolio | 707.9k $15.6m | Added +23.4k |
| Invesco Ltd. 0.00% of their portfolio | 499.8k $11.0m | Added +29.1k |
| CAPTRUST FINANCIAL ADVISORS 0.03% of their portfolio | 454.4k $10.0m | Added +274.2k |
| GUGGENHEIM CAPITAL LLC 0.07% of their portfolio | 375.9k $8.3m | Added +30.4k |
| MORGAN STANLEY 0.00% of their portfolio | 372.6k $8.2m | Added +24.6k |
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 345.1k $7.6m | Reduced -5.6k |
| RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio | 298.6k $6.6m | First filing |
| LPL Financial LLC 0.00% of their portfolio | 266.5k $5.9m | Added +23.4k |
| Karpus Management, Inc. 0.16% of their portfolio | 244.2k $5.4m | Added +10.4k |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 235.8k $5.2m | Added +37.5k |
| AQR Arbitrage LLC 0.11% of their portfolio | 208.5k $4.6m | Reduced -63.0k |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 164.9k $3.6m | Added +3.7k |
| Cetera Investment Advisers 0.01% of their portfolio | 153.0k $3.4m | Added +3.8k |
| OSAIC HOLDINGS, INC. 0.01% of their portfolio | 150.7k $3.3m | Added +39.5k |
| STIFEL FINANCIAL CORP 0.00% of their portfolio | 124.0k $2.7m | Added +3.9k |
| FIRST TRUST ADVISORS LP 0.00% of their portfolio | 121.1k $2.7m | Added +1.8k |
| Live Oak Private Wealth LLC 0.38% of their portfolio | 102.6k $2.3m | Unchanged |
| CENTRAL TRUST Co 0.05% of their portfolio | 89.8k $2.0m | Reduced -1.8k |
| COHEN & STEERS, INC. 0.00% of their portfolio | 72.8k $1.6m | Unchanged |
| COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio | 56.6k $1.2m | Reduced -1.6k |
| Janney Montgomery Scott LLC 0.00% of their portfolio | 53.4k $1.2m | Added +17.4k |
| Samalin Investment Counsel, LLC 0.49% of their portfolio | 51.6k $1.1m | Reduced -790 |
| Welch & Forbes LLC 0.01% of their portfolio | 50.0k $1.1m | Unchanged |
| Hennion & Walsh Asset Management, Inc. 0.04% of their portfolio | 44.1k $971.5k | Reduced -8.2k |
| Polar Asset Management Partners Inc. 0.01% of their portfolio | 42.2k $928.2k | New |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio | 40.6k $894.8k | Added +86 |
| 1607 Capital Partners, LLC 0.07% of their portfolio | 39.9k $879.2k | Unchanged |
| MRA Advisory Group 0.34% of their portfolio | 29.2k $642.8k | Reduced -574 |
| Walleye Capital LLC 0.01% of their portfolio | 28.9k $636.5k | Reduced -7.4k |
| First National Bank of Mount Dora, Trust Investment Services 0.14% of their portfolio | 27.8k $612.2k | Unchanged |
| Calamos Advisors LLC 0.00% of their portfolio | 25.4k $558.8k | Added +4.9k |
| Fernwood Investment Management, LLC 0.19% of their portfolio | 25.2k $555.2k | Reduced -5.7k |
| Mutual Advisors, LLC 0.02% of their portfolio | 23.8k $533.7k | Added +94 |
| NATIONS FINANCIAL GROUP INC, /IA/ /ADV 0.04% of their portfolio | 22.1k $486.1k | Unchanged |
| FOUNDERS FINANCIAL SECURITIES LLC 0.04% of their portfolio | 21.2k $467.2k | Reduced -10.5k |
| Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio | 19.6k $431.0k | Added +3.0k |
| NewEdge Advisors, LLC 0.00% of their portfolio | 17.8k $392.3k | Reduced -241 |
| Spire Wealth Management 0.01% of their portfolio | 17.5k $384.8k | Added +12.3k |
| AMERIPRISE FINANCIAL INC 0.00% of their portfolio | 17.3k $381.3k | Added +7.0k |
| Private Advisor Group, LLC 0.00% of their portfolio | 16.5k $364.0k | Reduced -623 |
| ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio | 16.1k $353.8k | Added +161 |
| Abbot Financial Management, Inc. 0.17% of their portfolio | 15.6k $343.5k | Unchanged |
| Shaker Financial Services, LLC 0.12% of their portfolio | 14.0k $308.3k | New |
| Cornerstone Advisors, LLC 0.01% of their portfolio | 13.8k $303.7k | New |
| Lido Advisors, LLC 0.00% of their portfolio | 12.7k $278.9k | New |
| Capital CS Group, LLC 0.37% of their portfolio | 12.5k $274.3k | Unchanged |
| Kingsview Wealth Management, LLC 0.01% of their portfolio | 12.5k $274.3k | Added +172 |
| AVANTAX ADVISORY SERVICES, INC. 0.00% of their portfolio | 12.4k $272.7k | Added +213 |
| Mezzasalma Advisors, LLC 0.09% of their portfolio | 12.3k $270.9k | New |
| PFG Investments, LLC 0.02% of their portfolio | 12.0k $265.3k | Added +6 |
| SeaCrest Wealth Management, LLC 0.03% of their portfolio | 11.5k $253.3k | Added +26 |
| HighTower Advisors, LLC 0.00% of their portfolio | 11.5k $253.1k | Added +68 |
| READYSTATE ASSET MANAGEMENT LP 0.01% of their portfolio | 11.2k $245.8k | New |
| CONNING INC. 0.01% of their portfolio | 11.2k $245.5k | Reduced -100 |
| Argentarii, LLC 0.12% of their portfolio | 10.8k $238.3k | First filing |
| US BANCORP \DE\ 0.00% of their portfolio | 10.7k $235.6k | Unchanged |
| Powell Investment Advisors, LLC 0.10% of their portfolio | 10.1k $222.4k | Unchanged |
| Institute for Wealth Management, LLC. 0.03% of their portfolio | 10.0k $220.0k | Unchanged |
| TRUIST FINANCIAL CORP 0.00% of their portfolio | 10.0k $220.0k | Reduced -44 |
| SMH CAPITAL ADVISORS INC 0.49% of their portfolio | 9.2k $202.3k | Reduced -23 |
| Advisory Services Network, LLC 0.00% of their portfolio | 9.2k $201.8k | New |
| PNC Financial Services Group, Inc. 0.00% of their portfolio | 8.1k $177.9k | Unchanged |
| GPS Wealth Strategies Group, LLC 0.02% of their portfolio | 7.8k $170.8k | Added +1.9k |
| Steward Partners Investment Advisory, LLC 0.00% of their portfolio | 7.4k $162.4k | Added +1.9k |
| Global Retirement Partners, LLC 0.00% of their portfolio | 6.5k $142.8k | Reduced -2.6k |
| Geneos Wealth Management Inc. 0.00% of their portfolio | 5.8k $128.8k | Unchanged |
| Venturi Wealth Management, LLC 0.01% of their portfolio | 5.3k $117.3k | Unchanged |
| COMERICA BANK 0.00% of their portfolio | 4.3k $94.7k | Unchanged |
| Beacon Capital Management, LLC 0.01% of their portfolio | 2.9k $63.4k | Unchanged |
| Allworth Financial LP 0.00% of their portfolio | 2.2k $50.6k | Added +1.5k |
| Elequin Capital, LP 0.01% of their portfolio | 2.1k $46.0k | New |
| PRIVATE TRUST CO NA 0.00% of their portfolio | 2.0k $44.0k | Unchanged |
| ST GERMAIN D J CO INC 0.00% of their portfolio | 1.9k $42.2k | Unchanged |
| WASHINGTON TRUST Co 0.00% of their portfolio | 1.5k $33.0k | Unchanged |
| OAKWORTH CAPITAL, INC. 0.00% of their portfolio | 1.5k $33.0k | Unchanged |
| JPMORGAN CHASE & CO 0.00% of their portfolio | 1.4k $30.9k | Reduced -839 |
| Kennebec Savings Bank 0.03% of their portfolio | 1.3k $28.1k | Unchanged |
| CWM, LLC 0.00% of their portfolio | 1.2k $26.0k | Added +690 |
| North Star Investment Management Corp. 0.00% of their portfolio | 1.0k $22.0k | Unchanged |
| CREATIVE FINANCIAL DESIGNS INC /ADV 0.00% of their portfolio | 600 $13.2k | Unchanged |
| ORG Partners LLC 0.00% of their portfolio | 552 $12.2k | New |
| McIlrath & Eck, LLC 0.00% of their portfolio | 500 $11.0k | Unchanged |
| AMERIFLEX GROUP, INC. 0.01% of their portfolio | 500 $11.3k | First filing |
| ENDEAVOR PRIVATE WEALTH, INC. 0.01% of their portfolio | 475 $10.5k | First filing |
| PRINCIPAL SECURITIES, INC. 0.00% of their portfolio | 471 $10.4k | Unchanged |
| Provenance Wealth Advisors, LLC 0.00% of their portfolio | 386 $8.5k | Unchanged |
| Parallel Advisors, LLC 0.00% of their portfolio | 344 $7.6k | New |
| FIFTH THIRD BANCORP 0.00% of their portfolio | 58 $1.3k | Reduced -117 |
| RE Dickinson Investment Advisors, LLC 0.00% of their portfolio | 20 $4 | New |
| WPG Advisers, LLC 0.00% of their portfolio | 6 $132 | First filing |
| LANARK FINANCIAL, INC. 0.01% of their portfolio | 4 $88 | Reduced -4.0k |
| FMR LLC 0.00% of their portfolio | 1 $22 | New |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio | 0 $0 | Unchanged |
| Creekmur Asset Management LLC 0.00% of their portfolio | 0 $9 | Unchanged |