Vault-13

HANCOCK JOHN TAX-ADVANTAGED HTD

COM · Closed-End Fund · CUSIP 41013V100

93 institutional holders +3 vs Q2 2024
5,601,0245.6m shares reported held*
$129.7mreported value*
11 new 28 added 29 reduced 9 sold out net bought ≈ $1.5m (+76.6k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $23.16.

Trends to Q3 2024

Institutional holders

Managers reporting a position, each quarter

050100Q3 22: 83Q4 22: 92Q1 23: 81Q2 23: 83Q3 23: 83Q4 23: 88Q1 24: 85Q2 24: 90Q3 24: 9393Q3 22Q1 23Q3 23Q1 24Q3 24
Numbers
QuarterHolders
Q3 202283
Q4 202292
Q1 202381
Q2 202383
Q3 202383
Q4 202388
Q1 202485
Q2 202490
Q3 202493

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
50050Q4 22: 47 bought or addedQ4 22: 22 cut or sold outQ1 23: 34 bought or addedQ1 23: 40 cut or sold outQ1 23Q2 23: 34 bought or addedQ2 23: 35 cut or sold outQ3 23: 34 bought or addedQ3 23: 31 cut or sold outQ3 23Q4 23: 33 bought or addedQ4 23: 41 cut or sold outQ1 24: 39 bought or addedQ1 24: 39 cut or sold outQ1 24Q2 24: 37 bought or addedQ2 24: 36 cut or sold outQ3 24: 39 bought or addedQ3 24: 38 cut or sold outQ3 24
Numbers
QuarterBought or addedCut or sold out
Q4 20224722
Q1 20233440
Q2 20233435
Q3 20233431
Q4 20233341
Q1 20243939
Q2 20243736
Q3 20243938

Biggest buyers

CAPTRUST FINANCIAL ADVISORS New +180,183+180.2k
Karpus Management, Inc. Added +117,082+117.1k
MORGAN STANLEY Added +41,890+41.9k
1607 Capital Partners, LLC New +39,929+39.9k
Walleye Capital LLC New +36,329+36.3k
Logan Stone Capital, LLC Added +30,347+30.3k
WELLS FARGO & COMPANY/MN Added +25,867+25.9k
COHEN & STEERS, INC. Added +25,000+25.0k
GUGGENHEIM CAPITAL LLC Added +23,113+23.1k
ROYAL BANK OF CANADA Added +23,050+23.1k

Biggest sellers

RAYMOND JAMES & ASSOCIATES Reduced -257,989-258.0k
Cornerstone Advisors, LLC Sold out -52,339-52.3k
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. Reduced -39,759-39.8k
Flow State Investments, L.P. Sold out -38,218-38.2k
WOLVERINE ASSET MANAGEMENT LLC Reduced -36,464-36.5k
Hennion & Walsh Asset Management, Inc. Reduced -28,864-28.9k
BANK OF AMERICA CORP /DE/ Reduced -21,643-21.6k
Almitas Capital LLC Sold out -21,471-21.5k
Advisors Asset Management, Inc. Sold out -21,468-21.5k
FOUNDERS FINANCIAL SECURITIES LLC Reduced -17,272-17.3k

Insider purchases and sales in Q3 2024

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

Officers and directors buying vs selling

Number of people, by quarter (10% owners not included)

BuyingSelling
101Q4 22: 0 buyingQ4 22: 0 sellingQ1 23: 0 buyingQ1 23: 0 sellingQ1 23Q2 23: 0 buyingQ2 23: 0 sellingQ3 23: 0 buyingQ3 23: 0 sellingQ3 23Q4 23: 1 buyingQ4 23: 0 sellingQ1 24: 1 buyingQ1 24: 0 sellingQ1 24Q2 24: 0 buyingQ2 24: 0 sellingQ3 24: 0 buyingQ3 24: 0 sellingQ3 24
Numbers
QuarterBuyingBoughtSellingSoldSold under a plan
Q4 20220—0——
Q1 20230—0——
Q2 20230—0——
Q3 20230—0——
Q4 20231$11.1k0——
Q1 20241$15.1k0——
Q2 20240—0——
Q3 20240—0——

None reported in Q3 2024.

Holders, Q3 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 UBS Group AG 0.00% of their portfolio ZURICH, V8 684,452684.5k $15.9m $15.9m 0.00% Reduced -6.8k -6,833
2 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 470,693470.7k $10.9m $10.9m 0.00% Added +22.4k +22,439
3 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 350,749350.7k $8.1m $8.1m 0.00% Reduced -21.6k -21,643
4 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 348,064348.1k $8.1m $8.1m 0.00% Added +41.9k +41,890
5 GUGGENHEIM CAPITAL LLC 0.06% of their portfolio CHICAGO, IL 345,550345.6k $8.0m $8.0m 0.06% Added +23.1k +23,113
6 AQR Arbitrage LLC 0.14% of their portfolio Greenwich, CT 271,558271.6k $6.2m $6.2m 0.14% Added +22.1k +22,087
7 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 243,163243.2k $5.6m $5.6m 0.00% Reduced -5.6k -5,606
8 Karpus Management, Inc. 0.15% of their portfolio Pittsford, NY 233,808233.8k $5.4m $5.4m 0.15% Added +117.1k +117,082
9 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 198,358198.4k $4.6m $4.6m 0.00% Added +25.9k +25,867
10 CAPTRUST FINANCIAL ADVISORS 0.01% of their portfolio RALEIGH, NC 180,183180.2k $4.2m $4.2m 0.01% New
11 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 164,496164.5k $3.8m $3.8m 0.00% Reduced -258.0k -257,989
12 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 161,275161.3k $3.7m $3.7m 0.00% Added +23.1k +23,050
13 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 149,191149.2k $3.5m $3.5m 0.01% Reduced -2.2k -2,159
14 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 126,110126.1k $2.9m $2.9m 0.00% Added +10.4k +10,386
15 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 120,058120.1k $2.8m $2.8m 0.00% Added +1.4k +1,366
16 FIRST TRUST ADVISORS LP 0.00% of their portfolio Wheaton, IL 119,326119.3k $2.8m $2.8m 0.00% Added +61 +61
17 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 111,226111.2k $2.6m $2.6m 0.01% Added +3.2k +3,216
18 Live Oak Private Wealth LLC 0.39% of their portfolio WILMINGTON, NC 102,602102.6k $2.4m $2.4m 0.39% Unchanged
19 CENTRAL TRUST Co 0.05% of their portfolio JEFFERSON CITY, MO 91,56291.6k $2.1m $2.1m 0.05% Reduced -3.6k -3,600
20 COHEN & STEERS, INC. 0.00% of their portfolio NEW YORK, NY 72,83572.8k $1.7m $1.7m 0.00% Added +25.0k +25,000
21 Logan Stone Capital, LLC 0.35% of their portfolio CHICAGO, IL 61,11961.1k $1.4m $1.4m 0.35% Added +30.3k +30,347
22 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 58,26158.3k $1.4m $1.4m 0.00% Reduced -749 -749
23 Samalin Investment Counsel, LLC 0.53% of their portfolio CHAPPAQUA, NY 52,38652.4k $1.2m $1.2m 0.53% Reduced -5.8k -5,811
24 Hennion & Walsh Asset Management, Inc. 0.06% of their portfolio Parsippany, NJ 52,28052.3k $1.2m $1.2m 0.06% Reduced -28.9k -28,864
25 Welch & Forbes LLC 0.01% of their portfolio Boston, MA 50,00050.0k $1.2m $1.2m 0.01% Unchanged
26 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 40,55240.6k $941.6k $941.6k 0.00% Reduced -2.6k -2,625
27 1607 Capital Partners, LLC 0.08% of their portfolio Richmond, VA 39,92939.9k $927.2k $927.2k 0.08% New
28 Walleye Capital LLC 0.01% of their portfolio NEW YORK, NY 36,32936.3k $843.6k $843.6k 0.01% New
29 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 36,01436.0k $836.0k $836.0k 0.00% Reduced -1.2k -1,233
30 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 0.08% of their portfolio Englewood, NJ 32,38932.4k $752.1k $752.1k 0.08% Reduced -39.8k -39,759
31 FOUNDERS FINANCIAL SECURITIES LLC 0.07% of their portfolio TOWSON, MD 31,67831.7k $735.6k $735.6k 0.07% Reduced -17.3k -17,272
32 Fernwood Investment Management, LLC 0.23% of their portfolio QUINCY, MA 30,92830.9k $718.1k $718.1k 0.23% Reduced -3.9k -3,863
33 MRA Advisory Group 0.38% of their portfolio PARSIPPANY, NJ 29,76429.8k $691.1k $691.1k 0.38% Reduced -774 -774
34 First National Bank of Mount Dora, Trust Investment Services 0.15% of their portfolio MOUNT DORA, FL 27,80027.8k $645.5k $645.5k 0.15% Unchanged
35 Platte River Wealth Advisors, LLC 0.17% of their portfolio LOUISVILLE, CO 27,72027.7k $643.7k $643.7k 0.17% Added +1.0k +1,000
36 Mutual Advisors, LLC 0.02% of their portfolio OMAHA, NE 23,72223.7k $555.8k $555.8k 0.02% Reduced -36 -36
37 NATIONS FINANCIAL GROUP INC, /IA/ /ADV 0.04% of their portfolio CEDAR RAPIDS, IA 22,07522.1k $512.6k $512.6k 0.04% Added +300 +300
38 Calamos Advisors LLC 0.00% of their portfolio NAPERVILLE, IL 20,49620.5k $475.9k $475.9k 0.00% Added +2.9k +2,928
39 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 18,05718.1k $419.3k $419.3k 0.00% Added +2.9k +2,856
40 HB Wealth Management, LLC 0.00% of their portfolio Atlanta, GA 17,73117.7k $411.7k $411.7k 0.00% Added +332 +332
41 Private Advisor Group, LLC 0.00% of their portfolio MORRISTOWN, NJ 17,15317.2k $398.3k $398.3k 0.00% Reduced -697 -697
42 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 16,57016.6k $385.0k $385.0k 0.00% Reduced -4.5k -4,535
43 CENTRAL BANK & TRUST CO 0.05% of their portfolio LEXINGTON, KY 16,07316.1k $373.2k $373.2k 0.05% Unchanged
44 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 15,90815.9k $369.4k $369.4k 0.00% Added +211 +211
45 Abbot Financial Management, Inc. 0.18% of their portfolio ANDOVER, MA 15,60015.6k $362.2k $362.2k 0.18% Unchanged
46 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 13,39913.4k $311.1k $311.1k 0.00% New
47 Capital CS Group, LLC 0.35% of their portfolio IRVINE, CA 12,45912.5k $289.3k $289.3k 0.35% Unchanged
48 Kingsview Wealth Management, LLC 0.01% of their portfolio GRANTS PASS, OR 12,28512.3k $285.3k $285.3k 0.01% Added +177 +177
49 AVANTAX ADVISORY SERVICES, INC. 0.00% of their portfolio DALLAS, TX 12,17212.2k $282.6k $282.6k 0.00% Added +719 +719
50 PFG Investments, LLC 0.02% of their portfolio WOODBURY, NY 12,04112.0k $279.6k $279.6k 0.02% Reduced -1.7k -1,667
51 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.00% of their portfolio ORLANDO, FL 11,84211.8k $510 $510 0.00% Added +11.0k +10,998
52 Sowell Financial Services LLC 0.01% of their portfolio NORTH LITTLE ROCK, AR 11,65111.7k $271.0k $271.0k 0.01% Reduced -2.8k -2,774
53 SeaCrest Wealth Management, LLC 0.03% of their portfolio PURCHASE, NY 11,47811.5k $266.5k $266.5k 0.03% Added +27 +27
54 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 11,42711.4k $266.0k $266.0k 0.00% Reduced -1.2k -1,152
55 CONNING INC. 0.01% of their portfolio HARTFORD, CT 11,25011.2k $261.2k $261.2k 0.01% Unchanged
56 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 10,70110.7k $248.5k $248.5k 0.00% Added +3.2k +3,201
57 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 10,32710.3k $239.8k $239.8k 0.00% New
58 Powell Investment Advisors, LLC 0.11% of their portfolio MIAMI, FL 10,10010.1k $234.5k $234.5k 0.11% Unchanged
59 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 10,03410.0k $233.0k $233.0k 0.00% Reduced -1 -1
60 Institute for Wealth Management, LLC. 0.03% of their portfolio DENVER, CO 9,99210.0k $232.0k $232.0k 0.03% Unchanged
61 SMH CAPITAL ADVISORS INC 0.66% of their portfolio FORT WORTH, TX 9,2099.2k $213.8k $213.8k 0.66% New
62 Ausdal Financial Partners, Inc. 0.02% of their portfolio Davenport, IA 9,1329.1k $212.0k $212.0k 0.02% New
63 Global Retirement Partners, LLC 0.01% of their portfolio San Rafael, CA 9,0569.1k $210.3k $210.3k 0.01% Reduced -243 -243
64 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 8,0778.1k $187.5k $187.5k 0.00% Added +5.1k +5,074
65 GPS Wealth Strategies Group, LLC 0.02% of their portfolio CENTENNIAL, CO 5,8605.9k $136.1k $136.1k 0.02% Unchanged
66 Geneos Wealth Management Inc. 0.01% of their portfolio ENGLEWOOD, CO 5,8505.8k $135.8k $135.8k 0.01% Unchanged
67 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 5,5005.5k $127.7k $127.7k 0.00% Reduced -1.6k -1,567
68 Venturi Wealth Management, LLC 0.01% of their portfolio AUSTIN, TX 5,3285.3k $123.7k $123.7k 0.01% Unchanged
69 Spire Wealth Management 0.00% of their portfolio MCLEAN, VA 5,1465.1k $119.5k $119.5k 0.00% Added +25 +25
70 COMERICA BANK 0.00% of their portfolio DALLAS, TX 4,3004.3k $99.8k $99.8k 0.00% Added +1.0k +1,000
71 LANARK FINANCIAL, INC. 0.01% of their portfolio BIRMINGHAM, AL 4,0254.0k $93.0k $93.0k 0.01% Unchanged
72 Beacon Capital Management, LLC 0.01% of their portfolio FRANKLIN, TN 2,8772.9k $66.8k $66.8k 0.01% Unchanged
73 REDMONT WEALTH ADVISORS LLC 0.09% of their portfolio CHICAGO, IL 2,6122.6k $60.7k $60.7k 0.09% Unchanged
74 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 2,2402.2k $52.0k $52.0k 0.00% New
75 PRIVATE TRUST CO NA 0.00% of their portfolio CLEVELAND, OH 2,0002.0k $46.4k $46.4k 0.00% Unchanged
76 ST GERMAIN D J CO INC 0.00% of their portfolio SPRINGFIELD, MA 1,9171.9k $44.5k $44.5k 0.00% Unchanged
77 WASHINGTON TRUST Co 0.00% of their portfolio WESTERLY, RI 1,5001.5k $34.8k $34.8k 0.00% Added +300 +300
78 OAKWORTH CAPITAL, INC. 0.00% of their portfolio BIRMINGHAM, AL 1,5001.5k $34.8k $34.8k 0.00% Unchanged
79 Kennebec Savings Bank 0.03% of their portfolio Augusta, ME 1,3001.3k $30.2k $30.2k 0.03% First filing
80 WOLVERINE ASSET MANAGEMENT LLC 0.00% of their portfolio CHICAGO, IL 1,2781.3k $29.7k $29.7k 0.00% Reduced -36.5k -36,464
81 North Star Investment Management Corp. 0.00% of their portfolio CHICAGO, IL 1,0001.0k $23.2k $23.2k 0.00% Unchanged
82 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 790790 $18.3k $18.3k 0.00% Unchanged
83 CREATIVE FINANCIAL DESIGNS INC /ADV 0.00% of their portfolio KOKOMO, IN 600600 $13.9k $13.9k 0.00% Reduced -250 -250
84 BALDWIN WEALTH PARTNERS LLC/MA 0.00% of their portfolio Marion, MA 500500 $11.6k $11.6k 0.00% Reduced -2.1k -2,125
85 CWM, LLC 0.00% of their portfolio OMAHA, NE 500500 $12.0k $12.0k 0.00% Unchanged
86 McIlrath & Eck, LLC 0.00% of their portfolio ARLINGTON, WA 500500 $11.6k $11.6k 0.00% Unchanged
87 PRINCIPAL SECURITIES, INC. 0.00% of their portfolio DES MOINES, IA 471471 $10.9k $10.9k 0.00% Reduced -97 -97
88 Provenance Wealth Advisors, LLC 0.00% of their portfolio FORT LAUDERDALE, FL 386386 $9.0k $9.0k 0.00% New
89 JNBA Financial Advisors 0.00% of their portfolio BLOOMINGTON, MN 276276 $6.4k $6.4k 0.00% New
90 FIFTH THIRD BANCORP 0.00% of their portfolio CINCINNATI, OH 175175 $4.1k $4.1k 0.00% New
91 Investors Research Corp 0.00% of their portfolio ATLANTA, GA 168168 $3.9k $3.9k 0.00% Unchanged
92 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Reduced -500 -500
93 Creekmur Asset Management LLC 0.00% of their portfolio MORTON, IL 00 $9 $9 0.00% Unchanged