Vault-13

HANCOCK JOHN TAX-ADVANTAGED HTD

COM · Closed-End Fund · CUSIP 41013V100

90 institutional holders +5 vs Q1 2024
5,523,1305.5m shares reported held*
$111.7mreported value*
12 new 25 added 29 reduced 7 sold out net sold ≈ $6.7m (-330.8k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $20.22.

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

050100Q3 22: 83Q4 22: 92Q1 23: 81Q2 23: 83Q3 23: 83Q4 23: 88Q1 24: 85Q2 24: 9090Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 202283
Q4 202292
Q1 202381
Q2 202383
Q3 202383
Q4 202388
Q1 202485
Q2 202490

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
50050Q4 22: 47 bought or addedQ4 22: 22 cut or sold outQ4 22Q1 23: 34 bought or addedQ1 23: 40 cut or sold outQ2 23: 34 bought or addedQ2 23: 35 cut or sold outQ2 23Q3 23: 34 bought or addedQ3 23: 31 cut or sold outQ4 23: 33 bought or addedQ4 23: 41 cut or sold outQ4 23Q1 24: 39 bought or addedQ1 24: 39 cut or sold outQ2 24: 37 bought or addedQ2 24: 36 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 20224722
Q1 20233440
Q2 20233435
Q3 20233431
Q4 20233341
Q1 20243939
Q2 20243736

Biggest buyers

GUGGENHEIM CAPITAL LLC Added +67,667+67.7k
AQR Arbitrage LLC Added +56,135+56.1k
Invesco Ltd. Added +34,803+34.8k
Raymond James Financial Services Advisors, Inc. Added +34,700+34.7k
ROYAL BANK OF CANADA Added +33,254+33.3k
Logan Stone Capital, LLC New +30,772+30.8k
WELLS FARGO & COMPANY/MN Added +25,276+25.3k
Almitas Capital LLC New +21,471+21.5k
CENTRAL BANK & TRUST CO New +16,073+16.1k
LPL Financial LLC Added +13,378+13.4k

Biggest sellers

MORGAN STANLEY Reduced -469,314-469.3k
OSAIC HOLDINGS, INC. Reduced -38,647-38.6k
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. Reduced -36,585-36.6k
FOUNDERS FINANCIAL SECURITIES LLC Reduced -31,025-31.0k
LINCOLN NATIONAL CORP Sold out -30,052-30.1k
Cornerstone Advisors, LLC Reduced -26,815-26.8k
Cetera Investment Advisers Reduced -26,296-26.3k
WOLVERINE ASSET MANAGEMENT LLC Reduced -23,347-23.3k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Sold out -14,896-14.9k
Mutual Advisors, LLC Reduced -10,643-10.6k

Insider purchases and sales in Q2 2024

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

Officers and directors buying vs selling

Number of people, by quarter (10% owners not included)

BuyingSelling
101Q3 22: 0 buyingQ3 22: 0 sellingQ4 22: 0 buyingQ4 22: 0 sellingQ4 22Q1 23: 0 buyingQ1 23: 0 sellingQ2 23: 0 buyingQ2 23: 0 sellingQ2 23Q3 23: 0 buyingQ3 23: 0 sellingQ4 23: 1 buyingQ4 23: 0 sellingQ4 23Q1 24: 1 buyingQ1 24: 0 sellingQ2 24: 0 buyingQ2 24: 0 sellingQ2 24
Numbers
QuarterBuyingBoughtSellingSoldSold under a plan
Q3 20220—0——
Q4 20220—0——
Q1 20230—0——
Q2 20230—0——
Q3 20230—0——
Q4 20231$11.1k0——
Q1 20241$15.1k0——
Q2 20240—0——

None reported in Q2 2024.

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 UBS Group AG 0.00% of their portfolio ZURICH, V8 691,285691.3k $14.0m $14.0m 0.00% Reduced -8.2k -8,228
2 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 448,254448.3k $9.1m $9.1m 0.00% Added +34.8k +34,803
3 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 422,485422.5k $8.5m $8.5m 0.01% Added +9.3k +9,286
4 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 372,392372.4k $7.5m $7.5m 0.00% Added +5.1k +5,126
5 GUGGENHEIM CAPITAL LLC 0.05% of their portfolio CHICAGO, IL 322,437322.4k $6.5m $6.5m 0.05% Added +67.7k +67,667
6 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 306,174306.2k $6.2m $6.2m 0.00% Reduced -469.3k -469,314
7 AQR Arbitrage LLC 0.13% of their portfolio Greenwich, CT 249,471249.5k $5.0m $5.0m 0.13% Added +56.1k +56,135
8 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 248,769248.8k $5.0m $5.0m 0.00% Added +13.4k +13,378
9 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 172,491172.5k $3.5m $3.5m 0.00% Added +25.3k +25,276
10 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 151,350151.3k $3.1m $3.1m 0.01% Reduced -26.3k -26,296
11 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 138,225138.2k $2.8m $2.8m 0.00% Added +33.3k +33,254
12 FIRST TRUST ADVISORS LP 0.00% of their portfolio Wheaton, IL 119,265119.3k $2.4m $2.4m 0.00% Added +5.0k +5,017
13 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 118,692118.7k $2.4m $2.4m 0.00% Added +4.5k +4,471
14 Karpus Management, Inc. 0.07% of their portfolio Pittsford, NY 116,726116.7k $2.4m $2.4m 0.07% Reduced -175 -175
15 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 115,724115.7k $2.3m $2.3m 0.00% Added +34.7k +34,700
16 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 108,010108.0k $2.2m $2.2m 0.01% Reduced -38.6k -38,647
17 Live Oak Private Wealth LLC 0.36% of their portfolio WILMINGTON, NC 102,602102.6k $2.1m $2.1m 0.36% Unchanged
18 CENTRAL TRUST Co 0.05% of their portfolio JEFFERSON CITY, MO 95,16295.2k $1.9m $1.9m 0.05% Reduced -3.6k -3,560
19 Hennion & Walsh Asset Management, Inc. 0.08% of their portfolio Parsippany, NJ 81,14481.1k $1.6m $1.6m 0.08% Reduced -2.0k -1,994
20 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 0.12% of their portfolio Englewood, NJ 72,14872.1k $1.5m $1.5m 0.12% Reduced -36.6k -36,585
21 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 59,01059.0k $1.2m $1.2m 0.00% Added +3.3k +3,341
22 Samalin Investment Counsel, LLC 0.55% of their portfolio CHAPPAQUA, NY 58,19758.2k $1.2m $1.2m 0.55% Added +7.1k +7,130
23 Cornerstone Advisors, LLC 0.04% of their portfolio ASHEVILLE, NC 52,33952.3k $1.1m $1.1m 0.04% Reduced -26.8k -26,815
24 Welch & Forbes LLC 0.01% of their portfolio Boston, MA 50,00050.0k $1.0m $1.0m 0.01% Unchanged
25 FOUNDERS FINANCIAL SECURITIES LLC 0.09% of their portfolio TOWSON, MD 48,95049.0k $989.3k $989.3k 0.09% Reduced -31.0k -31,025
26 COHEN & STEERS, INC. 0.00% of their portfolio NEW YORK, NY 47,83547.8k $967.0k $967.0k 0.00% Unchanged
27 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 43,17743.2k $872.6k $872.6k 0.00% Reduced -649 -649
28 Flow State Investments, L.P. 0.24% of their portfolio CHICAGO, IL 38,21838.2k $772.4k $772.4k 0.24% Reduced -1.8k -1,848
29 WOLVERINE ASSET MANAGEMENT LLC 0.01% of their portfolio CHICAGO, IL 37,74237.7k $762.8k $762.8k 0.01% Reduced -23.3k -23,347
30 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 37,24737.2k $753.0k $753.0k 0.00% Reduced -1.1k -1,112
31 Fernwood Investment Management, LLC 0.22% of their portfolio QUINCY, MA 34,79134.8k $703.1k $703.1k 0.22% Added +8.2k +8,229
32 Logan Stone Capital, LLC 0.16% of their portfolio CHICAGO, IL 30,77230.8k $621.9k $621.9k 0.16% New
33 MRA Advisory Group 0.35% of their portfolio PARSIPPANY, NJ 30,53830.5k $617.2k $617.2k 0.35% Reduced -387 -387
34 First National Bank of Mount Dora, Trust Investment Services 0.14% of their portfolio MOUNT DORA, FL 27,80027.8k $561.8k $561.8k 0.14% Unchanged
35 Platte River Wealth Advisors, LLC 0.15% of their portfolio LOUISVILLE, CO 26,72026.7k $540.0k $540.0k 0.15% Reduced -72 -72
36 Mutual Advisors, LLC 0.02% of their portfolio OMAHA, NE 23,75823.8k $497.7k $497.7k 0.02% Reduced -10.6k -10,643
37 NATIONS FINANCIAL GROUP INC, /IA/ /ADV 0.04% of their portfolio CEDAR RAPIDS, IA 21,77521.8k $440.1k $440.1k 0.04% Unchanged
38 Almitas Capital LLC 0.18% of their portfolio SANTA MONICA, CA 21,47121.5k $433.9k $433.9k 0.18% New
39 Advisors Asset Management, Inc. 0.01% of their portfolio Monument, CO 21,46821.5k $433.9k $433.9k 0.01% Reduced -6.0k -6,010
40 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 21,10521.1k $427.0k $427.0k 0.00% Reduced -2.0k -2,034
41 Private Advisor Group, LLC 0.00% of their portfolio MORRISTOWN, NJ 17,85017.9k $360.8k $360.8k 0.00% Added +224 +224
42 Calamos Advisors LLC 0.00% of their portfolio NAPERVILLE, IL 17,56817.6k $355.0k $355.0k 0.00% Added +5.6k +5,572
43 HB Wealth Management, LLC 0.00% of their portfolio Atlanta, GA 17,39917.4k $351.6k $351.6k 0.00% Added +157 +157
44 CENTRAL BANK & TRUST CO 0.05% of their portfolio LEXINGTON, KY 16,07316.1k $324.7k $324.7k 0.05% New
45 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 15,69715.7k $317.2k $317.2k 0.00% Reduced -149 -149
46 Abbot Financial Management, Inc. 0.17% of their portfolio ANDOVER, MA 15,60015.6k $315.3k $315.3k 0.17% Reduced -1.0k -1,000
47 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 15,20115.2k $307.2k $307.2k 0.00% Added +793 +793
48 Sowell Financial Services LLC 0.01% of their portfolio NORTH LITTLE ROCK, AR 14,42514.4k $292.0k $292.0k 0.01% Reduced -207 -207
49 PFG Investments, LLC 0.02% of their portfolio WOODBURY, NY 13,70813.7k $277.0k $277.0k 0.02% Unchanged
50 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 12,57912.6k $253.0k $253.0k 0.00% Added +675 +675
51 Capital CS Group, LLC 0.29% of their portfolio IRVINE, CA 12,45912.5k $251.8k $251.8k 0.29% Unchanged
52 Kingsview Wealth Management, LLC 0.01% of their portfolio GRANTS PASS, OR 12,10812.1k $244.7k $244.7k 0.01% Added +190 +190
53 AVANTAX ADVISORY SERVICES, INC. 0.00% of their portfolio DALLAS, TX 11,45311.5k $231.5k $231.5k 0.00% New
54 SeaCrest Wealth Management, LLC 0.03% of their portfolio PURCHASE, NY 11,45111.5k $231.4k $231.4k 0.03% Added +29 +29
55 CONNING INC. 0.01% of their portfolio HARTFORD, CT 11,25011.2k $227.4k $227.4k 0.01% Unchanged
56 Keel Point, LLC 0.02% of their portfolio HUNTSVILLE, AL 10,15010.2k $213.6k $213.6k 0.02% New
57 Powell Investment Advisors, LLC 0.11% of their portfolio MIAMI, FL 10,10010.1k $204.1k $204.1k 0.11% Unchanged
58 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 10,03510.0k $202.8k $202.8k 0.00% New
59 Institute for Wealth Management, LLC. 0.03% of their portfolio DENVER, CO 9,99210.0k $201.9k $201.9k 0.03% New
60 Global Retirement Partners, LLC 0.01% of their portfolio San Rafael, CA 9,2999.3k $187.9k $187.9k 0.01% Added +8.0k +7,981
61 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 7,5007.5k $151.6k $151.6k 0.00% Unchanged
62 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 7,0677.1k $142.8k $142.8k 0.00% Added +1.3k +1,337
63 GPS Wealth Strategies Group, LLC 0.02% of their portfolio CENTENNIAL, CO 5,8605.9k $118.4k $118.4k 0.02% Unchanged
64 Geneos Wealth Management Inc. 0.01% of their portfolio ENGLEWOOD, CO 5,8505.8k $118.2k $118.2k 0.01% Added +750 +750
65 Venturi Wealth Management, LLC 0.01% of their portfolio AUSTIN, TX 5,3285.3k $107.7k $107.7k 0.01% Unchanged
66 Spire Wealth Management 0.00% of their portfolio MCLEAN, VA 5,1215.1k $103.5k $103.5k 0.00% Reduced -944 -944
67 LANARK FINANCIAL, INC. 0.01% of their portfolio BIRMINGHAM, AL 4,0254.0k $81.0k $81.0k 0.01% Unchanged
68 COMERICA BANK 0.00% of their portfolio DALLAS, TX 3,3003.3k $66.7k $66.7k 0.00% Added +400 +400
69 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 3,0033.0k $60.7k $60.7k 0.00% Unchanged
70 Redwood Wealth Management Group, LLC 0.05% of their portfolio MEDFORD, NJ 3,0003.0k $60.6k $60.6k 0.05% New
71 Beacon Capital Management, LLC 0.01% of their portfolio FRANKLIN, TN 2,8772.9k $58.1k $58.1k 0.01% Unchanged
72 BALDWIN WEALTH PARTNERS LLC/MA 0.00% of their portfolio Marion, MA 2,6252.6k $53.1k $53.1k 0.00% Reduced -842 -842
73 REDMONT WEALTH ADVISORS LLC 0.08% of their portfolio CHICAGO, IL 2,6122.6k $52.8k $52.8k 0.08% Reduced -1.3k -1,289
74 PRIVATE TRUST CO NA 0.00% of their portfolio CLEVELAND, OH 2,0002.0k $40.4k $40.4k 0.00% Unchanged
75 ST GERMAIN D J CO INC 0.00% of their portfolio SPRINGFIELD, MA 1,9171.9k $38.7k $38.7k 0.00% Unchanged
76 Tyler-Stone Wealth Management 0.01% of their portfolio Beachwood, OH 1,5161.5k $30.6k $30.6k 0.01% Unchanged
77 OAKWORTH CAPITAL, INC. 0.00% of their portfolio BIRMINGHAM, AL 1,5001.5k $30.3k $30.3k 0.00% Unchanged
78 WASHINGTON TRUST Co 0.00% of their portfolio WESTERLY, RI 1,2001.2k $24.3k $24.3k 0.00% New
79 North Star Investment Management Corp. 0.00% of their portfolio CHICAGO, IL 1,0001.0k $20.2k $20.2k 0.00% Unchanged
80 CREATIVE FINANCIAL DESIGNS INC /ADV 0.00% of their portfolio KOKOMO, IN 850850 $17.2k $17.2k 0.00% Unchanged
81 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.00% of their portfolio ORLANDO, FL 844844 $17.1k $17.1k 0.00% New
82 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 790790 $16.1k $16.1k 0.00% New
83 TUCKER ASSET MANAGEMENT LLC 0.00% of their portfolio LITTLETON, CO 693693 $14.0k $14.0k 0.00% Reduced -890 -890
84 PRINCIPAL SECURITIES, INC. 0.00% of their portfolio DES MOINES, IA 568568 $11.5k $11.5k 0.00% Reduced -15 -15
85 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 500500 $10.1k $10.1k 0.00% Unchanged
86 CWM, LLC 0.00% of their portfolio OMAHA, NE 500500 $10.0k $10.0k 0.00% Unchanged
87 McIlrath & Eck, LLC 0.00% of their portfolio ARLINGTON, WA 500500 $10.1k $10.1k 0.00% Unchanged
88 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 300300 $6.1k $6.1k 0.00% Reduced -839 -839
89 Investors Research Corp 0.00% of their portfolio ATLANTA, GA 168168 $3.4k $3.4k 0.00% New
90 Creekmur Asset Management LLC 0.00% of their portfolio MORTON, IL 00 $8 $8 0.00% Reduced -284 -284