HANCOCK JOHN TAX-ADVANTAGED HTD
COM · Closed-End Fund · CUSIP 41013V100
85
institutional holders
-3 vs Q4 2023
5.9m
shares reported held*
$115.1mreported value*
10 new
29 added
26 reduced
13 sold out
net bought ≈ $9.8m (+498.8k shares)
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $19.66.
Trends to Q1 2024
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 83 |
| Q4 2022 | 92 |
| Q1 2023 | 81 |
| Q2 2023 | 83 |
| Q3 2023 | 83 |
| Q4 2023 | 88 |
| Q1 2024 | 85 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Bought or addedCut or sold out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q4 2022 | 47 | 22 |
| Q1 2023 | 34 | 40 |
| Q2 2023 | 34 | 35 |
| Q3 2023 | 34 | 31 |
| Q4 2023 | 33 | 41 |
| Q1 2024 | 39 | 39 |
Biggest buyers
| MORGAN STANLEY | Added | +415.5k |
| Cetera Investment Advisers | New | +177.6k |
| Cornerstone Advisors, LLC | Added | +61.3k |
| UBS Group AG | Added | +49.0k |
| BANK OF AMERICA CORP /DE/ | Added | +45.5k |
| RAYMOND JAMES & ASSOCIATES | Added | +25.2k |
| AQR Arbitrage LLC | Added | +24.9k |
| GUGGENHEIM CAPITAL LLC | Added | +18.8k |
| ROYAL BANK OF CANADA | Added | +17.9k |
| LPL Financial LLC | Added | +17.1k |
Biggest sellers
| Cetera Advisor Networks LLC | Sold out | -190.7k |
| Flow State Investments, L.P. | Reduced | -43.1k |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | Reduced | -39.9k |
| OSAIC HOLDINGS, INC. | Reduced | -26.5k |
| Invesco Ltd. | Reduced | -19.1k |
| WOLVERINE ASSET MANAGEMENT LLC | Reduced | -18.7k |
| JPMORGAN CHASE & CO | Sold out | -16.7k |
| Elequin Capital, LP | Sold out | -16.6k |
| FOUNDERS FINANCIAL SECURITIES LLC | Reduced | -15.1k |
| Logan Stone Capital, LLC | Sold out | -13.2k |
Insider purchases and sales in Q1 2024
Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.
Officers and directors buying vs selling
Number of people, by quarter (10% owners not included)
BuyingSelling
Numbers
| Quarter | Buying | Bought | Selling | Sold | Sold under a plan |
|---|---|---|---|---|---|
| Q2 2022 | 0 | — | 0 | — | — |
| Q3 2022 | 0 | — | 0 | — | — |
| Q4 2022 | 0 | — | 0 | — | — |
| Q1 2023 | 0 | — | 0 | — | — |
| Q2 2023 | 0 | — | 0 | — | — |
| Q3 2023 | 0 | — | 0 | — | — |
| Q4 2023 | 1 | $11.1k | 0 | — | — |
| Q1 2024 | 1 | $15.1k | 0 | — | — |
| Date | Insider | Trade | Value |
|---|---|---|---|
| 2024-01-02 | Garfield Dean Director | Bought | $15.1k701 shares |
Their holding: how much the trade added to or took from the insider's holding (direct, or the trust or fund named). The same trade is sometimes reported by more than one insider, such as a fund and the director who represents it; totals count it once. A value is left blank where the reported price is far from the market price (usually a typo).
Holders, Q1 2024
| Manager | Shares | Change |
|---|---|---|
| MORGAN STANLEY 0.00% of their portfolio | 775.5k $15.2m | Added +415.5k |
| UBS Group AG 0.00% of their portfolio | 699.5k $13.8m | Added +49.0k |
| Invesco Ltd. 0.00% of their portfolio | 413.5k $8.1m | Reduced -19.1k |
| RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio | 413.2k $8.1m | Added +25.2k |
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 367.3k $7.2m | Added +45.5k |
| GUGGENHEIM CAPITAL LLC 0.04% of their portfolio | 254.8k $5.0m | Added +18.8k |
| LPL Financial LLC 0.00% of their portfolio | 235.4k $4.6m | Added +17.1k |
| AQR Arbitrage LLC 0.13% of their portfolio | 193.3k $3.8m | Added +24.9k |
| Cetera Investment Advisers 0.01% of their portfolio | 177.6k $3.5m | New |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 147.2k $2.9m | Reduced -13.1k |
| OSAIC HOLDINGS, INC. 0.01% of their portfolio | 146.7k $2.9m | Reduced -26.5k |
| Karpus Management, Inc. 0.07% of their portfolio | 116.9k $2.3m | Reduced -1.2k |
| FIRST TRUST ADVISORS LP 0.00% of their portfolio | 114.2k $2.2m | Added +10.7k |
| STIFEL FINANCIAL CORP 0.00% of their portfolio | 114.2k $2.2m | Reduced -6.4k |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 0.19% of their portfolio | 108.7k $2.1m | Reduced -39.9k |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 105.0k $2.1m | Added +17.9k |
| Live Oak Private Wealth LLC 0.35% of their portfolio | 102.6k $2.0m | Unchanged |
| CENTRAL TRUST Co 0.05% of their portfolio | 98.7k $1.9m | Reduced -10.6k |
| Hennion & Walsh Asset Management, Inc. 0.09% of their portfolio | 83.1k $1.6m | Added +8.4k |
| Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio | 81.0k $1.6m | Added +2.3k |
| FOUNDERS FINANCIAL SECURITIES LLC 0.16% of their portfolio | 80.0k $1.6m | Reduced -15.1k |
| Cornerstone Advisors, LLC 0.06% of their portfolio | 79.2k $1.6m | Added +61.3k |
| WOLVERINE ASSET MANAGEMENT LLC 0.02% of their portfolio | 61.1k $1.2m | Reduced -18.7k |
| COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio | 55.7k $1.1m | Added +15.6k |
| Samalin Investment Counsel, LLC 0.48% of their portfolio | 51.1k $1.0m | Reduced -12.4k |
| Welch & Forbes LLC 0.01% of their portfolio | 50.0k $983.0k | Unchanged |
| COHEN & STEERS, INC. 0.00% of their portfolio | 47.8k $940.0k | Unchanged |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio | 43.8k $861.6k | Added +773 |
| Flow State Investments, L.P. 0.23% of their portfolio | 40.1k $787.7k | Reduced -43.1k |
| Janney Montgomery Scott LLC 0.00% of their portfolio | 38.4k $754.0k | Added +4.0k |
| Mutual Advisors, LLC 0.02% of their portfolio | 34.4k $676.3k | Reduced -655 |
| MRA Advisory Group 0.36% of their portfolio | 30.9k $608.0k | Added +249 |
| LINCOLN NATIONAL CORP 0.01% of their portfolio | 30.1k $590.8k | Added +15.9k |
| First National Bank of Mount Dora, Trust Investment Services 0.13% of their portfolio | 27.8k $546.5k | Unchanged |
| Advisors Asset Management, Inc. 0.01% of their portfolio | 27.5k $540.2k | Reduced -522 |
| Platte River Wealth Advisors, LLC 0.15% of their portfolio | 26.8k $526.7k | Added +5.6k |
| Fernwood Investment Management, LLC 0.15% of their portfolio | 26.6k $522.2k | Added +11.3k |
| Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio | 23.1k $455.0k | Reduced -1.4k |
| NATIONS FINANCIAL GROUP INC, /IA/ /ADV 0.04% of their portfolio | 21.8k $428.1k | Reduced -1.2k |
| Private Advisor Group, LLC 0.00% of their portfolio | 17.6k $346.5k | Added +227 |
| HB Wealth Management, LLC 0.00% of their portfolio | 17.2k $339.0k | Added +1.4k |
| Abbot Financial Management, Inc. 0.18% of their portfolio | 16.6k $326.4k | Unchanged |
| ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio | 15.8k $311.5k | Added +554 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio | 14.9k $292.9k | New |
| Sowell Financial Services LLC 0.01% of their portfolio | 14.6k $288.0k | Reduced -2.9k |
| NewEdge Advisors, LLC 0.00% of their portfolio | 14.4k $283.3k | Reduced -644 |
| PFG Investments, LLC 0.02% of their portfolio | 13.7k $269.5k | New |
| Capital CS Group, LLC 0.25% of their portfolio | 12.5k $244.9k | Unchanged |
| Calamos Advisors LLC 0.00% of their portfolio | 12.0k $235.8k | New |
| Kingsview Wealth Management, LLC 0.01% of their portfolio | 11.9k $234.3k | Added +192 |
| HighTower Advisors, LLC 0.00% of their portfolio | 11.9k $234.0k | Added +88 |
| SeaCrest Wealth Management, LLC 0.03% of their portfolio | 11.4k $224.6k | Added +29 |
| CONNING INC. 0.01% of their portfolio | 11.2k $221.2k | Unchanged |
| SMH CAPITAL ADVISORS INC 0.56% of their portfolio | 10.5k $206.9k | New |
| Kestra Advisory Services, LLC 0.00% of their portfolio | 10.2k $200.0k | New |
| Powell Investment Advisors, LLC 0.10% of their portfolio | 10.1k $198.6k | Reduced -4 |
| US BANCORP \DE\ 0.00% of their portfolio | 7.5k $147.4k | Reduced -150 |
| FIFTH THIRD BANCORP 0.00% of their portfolio | 6.2k $121.9k | Unchanged |
| Spire Wealth Management 0.00% of their portfolio | 6.1k $119.2k | Added +1.7k |
| GPS Wealth Strategies Group, LLC 0.02% of their portfolio | 5.9k $115.2k | Reduced -2.1k |
| Steward Partners Investment Advisory, LLC 0.00% of their portfolio | 5.7k $112.7k | Reduced -3.6k |
| Capital Advisors, Ltd. LLC 0.01% of their portfolio | 5.6k $110.0k | Unchanged |
| Venturi Wealth Management, LLC 0.01% of their portfolio | 5.3k $104.7k | Unchanged |
| Geneos Wealth Management Inc. 0.00% of their portfolio | 5.1k $100.3k | Added +2.9k |
| LANARK FINANCIAL, INC. 0.01% of their portfolio | 4.0k $79.0k | Unchanged |
| REDMONT WEALTH ADVISORS LLC 0.11% of their portfolio | 3.9k $76.7k | New |
| BALDWIN WEALTH PARTNERS LLC/MA 0.01% of their portfolio | 3.5k $68.2k | Reduced -2.1k |
| PNC Financial Services Group, Inc. 0.00% of their portfolio | 3.0k $59.0k | Unchanged |
| COMERICA BANK 0.00% of their portfolio | 2.9k $57.0k | Reduced -900 |
| Beacon Capital Management, LLC 0.01% of their portfolio | 2.9k $56.6k | Unchanged |
| PRIVATE TRUST CO NA 0.00% of their portfolio | 2.0k $39.3k | Unchanged |
| ST GERMAIN D J CO INC 0.00% of their portfolio | 1.9k $37.7k | Unchanged |
| TUCKER ASSET MANAGEMENT LLC 0.01% of their portfolio | 1.6k $31.1k | New |
| Tyler-Stone Wealth Management 0.01% of their portfolio | 1.5k $29.8k | Unchanged |
| OAKWORTH CAPITAL, INC. 0.00% of their portfolio | 1.5k $29.5k | Unchanged |
| Global Retirement Partners, LLC 0.00% of their portfolio | 1.3k $25.9k | Reduced -659 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio | 1.1k $22.4k | New |
| North Star Investment Management Corp. 0.00% of their portfolio | 1.0k $19.7k | Unchanged |
| CREATIVE FINANCIAL DESIGNS INC /ADV 0.00% of their portfolio | 850 $16.7k | Added +250 |
| PRINCIPAL SECURITIES, INC. 0.00% of their portfolio | 583 $11.5k | Added +45 |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio | 500 $9.8k | Unchanged |
| CWM, LLC 0.00% of their portfolio | 500 $10.0k | Reduced -140 |
| McIlrath & Eck, LLC 0.00% of their portfolio | 500 $9.8k | Unchanged |
| Creekmur Asset Management LLC 0.00% of their portfolio | 284 $5.6k | Reduced -1.3k |
| Tower Research Capital LLC (TRC) 0.00% of their portfolio | 1 $20 | New |