HANCOCK JOHN TAX-ADVANTAGED HTD
COM · Closed-End Fund · CUSIP 41013V100
83
institutional holders
+0 vs Q2 2023
4.9m
shares reported held*
$86.9mreported value*
8 new
26 added
22 reduced
9 sold out
net bought ≈ $2.1m (+116.3k shares)
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $17.76.
Trends to Q3 2023
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 83 |
| Q4 2022 | 92 |
| Q1 2023 | 81 |
| Q2 2023 | 83 |
| Q3 2023 | 83 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Bought or addedCut or sold out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q4 2022 | 47 | 22 |
| Q1 2023 | 34 | 40 |
| Q2 2023 | 34 | 35 |
| Q3 2023 | 34 | 31 |
Biggest buyers
| Invesco Ltd. | Added | +78.3k |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | New | +61.6k |
| WOLVERINE ASSET MANAGEMENT LLC | Added | +42.7k |
| GUGGENHEIM CAPITAL LLC | Added | +34.6k |
| Cetera Advisor Networks LLC | Added | +32.1k |
| BANK OF AMERICA CORP /DE/ | Added | +29.2k |
| AQR Arbitrage LLC | New | +25.6k |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | New | +25.2k |
| COMERICA BANK | New | +18.2k |
| OSAIC HOLDINGS, INC. | Added | +15.0k |
Biggest sellers
| UBS Group AG | Reduced | -152.4k |
| LPL Financial LLC | Reduced | -51.1k |
| NATIONS FINANCIAL GROUP INC, /IA/ /ADV | Reduced | -36.7k |
| Samalin Investment Counsel, LLC | Reduced | -19.5k |
| Sowell Financial Services LLC | Sold out | -18.0k |
| MORGAN STANLEY | Reduced | -13.9k |
| SMH CAPITAL ADVISORS INC | Sold out | -11.8k |
| Spire Wealth Management | Reduced | -5.6k |
| CENTRAL TRUST Co | Reduced | -3.6k |
| Ausdal Financial Partners, Inc. | Reduced | -2.8k |
Insider purchases and sales in Q3 2023
Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.
None reported in Q3 2023.
Holders, Q3 2023
| Manager | Shares | Change |
|---|---|---|
| UBS Group AG 0.01% of their portfolio | 687.6k $12.2m | Reduced -152.4k |
| RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio | 399.7k $7.1m | Added +12.6k |
| Invesco Ltd. 0.00% of their portfolio | 378.6k $6.7m | Added +78.3k |
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 354.0k $6.3m | Added +29.2k |
| GUGGENHEIM CAPITAL LLC 0.03% of their portfolio | 205.0k $3.6m | Added +34.6k |
| OSAIC HOLDINGS, INC. 0.01% of their portfolio | 201.8k $3.6m | Added +15.0k |
| Cetera Advisor Networks LLC 0.02% of their portfolio | 195.5k $3.5m | Added +32.1k |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 180.0k $3.2m | Added +3.1k |
| MORGAN STANLEY 0.00% of their portfolio | 179.2k $3.2m | Reduced -13.9k |
| LPL Financial LLC 0.00% of their portfolio | 172.2k $3.1m | Reduced -51.1k |
| CENTRAL TRUST Co 0.06% of their portfolio | 124.3k $2.2m | Reduced -3.6k |
| FIRST TRUST ADVISORS LP 0.00% of their portfolio | 108.0k $1.9m | Added +3.8k |
| Live Oak Private Wealth LLC 0.39% of their portfolio | 102.6k $1.8m | Unchanged |
| FOUNDERS FINANCIAL SECURITIES LLC 0.22% of their portfolio | 95.4k $1.7m | Reduced -513 |
| STIFEL FINANCIAL CORP 0.00% of their portfolio | 94.3k $1.7m | Added +5.3k |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 92.6k $1.6m | Reduced -1.5k |
| Samalin Investment Counsel, LLC 0.84% of their portfolio | 82.6k $1.5m | Reduced -19.5k |
| Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio | 80.7k $1.4m | Added +1.8k |
| Hennion & Walsh Asset Management, Inc. 0.08% of their portfolio | 70.5k $1.3m | Added +11.1k |
| Janney Montgomery Scott LLC 0.00% of their portfolio | 68.8k $1.2m | Added +1.2k |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio | 61.6k $1.1m | New |
| Welch & Forbes LLC 0.01% of their portfolio | 50.0k $888.0k | Unchanged |
| Golden Green, Inc. 0.91% of their portfolio | 48.9k $868.0k | Added +2.4k |
| COHEN & STEERS, INC. 0.00% of their portfolio | 47.8k $850.0k | Unchanged |
| WOLVERINE ASSET MANAGEMENT LLC 0.02% of their portfolio | 46.8k $831.8k | Added +42.7k |
| Mutual Advisors, LLC 0.03% of their portfolio | 40.3k $716.0k | Added +692 |
| COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio | 39.9k $709.0k | Added +1.2k |
| Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio | 39.5k $701.0k | Reduced -2.8k |
| AMERIPRISE FINANCIAL INC 0.00% of their portfolio | 32.4k $575.6k | Added +2.6k |
| MRA Advisory Group 0.39% of their portfolio | 30.4k $540.2k | Added +235 |
| SeaCrest Wealth Management, LLC 0.07% of their portfolio | 29.6k $525.4k | Added +5.5k |
| Advisors Asset Management, Inc. 0.01% of their portfolio | 28.7k $510.0k | Added +45 |
| Platte River Wealth Advisors, LLC 0.19% of their portfolio | 28.7k $509.9k | Added +2.4k |
| First National Bank of Mount Dora, Trust Investment Services 0.15% of their portfolio | 27.8k $493.7k | Unchanged |
| Heron Bay Capital Management 0.13% of their portfolio | 27.7k $491.6k | Reduced -782 |
| AQR Arbitrage LLC 0.02% of their portfolio | 25.6k $454.7k | New |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 0.06% of their portfolio | 25.2k $447.6k | New |
| Mariner, LLC 0.00% of their portfolio | 23.7k $421.3k | Unchanged |
| NATIONS FINANCIAL GROUP INC, /IA/ /ADV 0.04% of their portfolio | 23.0k $408.3k | Reduced -36.7k |
| COMERICA BANK 0.00% of their portfolio | 18.2k $323.1k | New |
| NewEdge Advisors, LLC 0.00% of their portfolio | 18.2k $322.7k | Added +2.1k |
| Abbot Financial Management, Inc. 0.20% of their portfolio | 16.6k $294.8k | Reduced -300 |
| Ausdal Financial Partners, Inc. 0.04% of their portfolio | 16.4k $292.1k | Reduced -2.8k |
| Private Advisor Group, LLC 0.00% of their portfolio | 16.3k $289.8k | Reduced -1.2k |
| ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio | 15.3k $272.4k | Added +965 |
| Kingsview Wealth Management, LLC 0.01% of their portfolio | 14.7k $260.5k | Added +634 |
| HB Wealth Management, LLC 0.00% of their portfolio | 14.5k $258.2k | Added +4.3k |
| Flow State Investments, L.P. 0.09% of their portfolio | 14.2k $253.0k | New |
| Steward Partners Investment Advisory, LLC 0.00% of their portfolio | 14.0k $248.2k | Reduced -1.1k |
| Fernwood Investment Management, LLC 0.09% of their portfolio | 13.9k $246.3k | Added +1.4k |
| Institute for Wealth Management, LLC. 0.04% of their portfolio | 12.8k $226.5k | Unchanged |
| Capital CS Group, LLC 0.26% of their portfolio | 12.5k $221.3k | Unchanged |
| Fiduciary Trust Co 0.00% of their portfolio | 12.2k $216.7k | Unchanged |
| HighTower Advisors, LLC 0.00% of their portfolio | 11.9k $211.0k | Reduced -672 |
| CONNING INC. 0.01% of their portfolio | 11.2k $199.8k | Unchanged |
| Elequin Capital, LP 0.04% of their portfolio | 11.0k $195.9k | New |
| Advisory Services Network, LLC 0.01% of their portfolio | 10.7k $189.4k | Reduced -2.5k |
| AVANTAX ADVISORY SERVICES, INC. 0.00% of their portfolio | 10.6k $187.5k | Reduced -1.4k |
| Powell Investment Advisors, LLC 0.11% of their portfolio | 10.1k $179.4k | Reduced -526 |
| GPS Wealth Strategies Group, LLC 0.03% of their portfolio | 7.9k $140.6k | Unchanged |
| Spire Wealth Management 0.00% of their portfolio | 7.1k $125.7k | Reduced -5.6k |
| FIFTH THIRD BANCORP 0.00% of their portfolio | 6.2k $110.1k | Unchanged |
| Capital Advisors, Ltd. LLC 0.02% of their portfolio | 5.6k $99.0k | Unchanged |
| BALDWIN WEALTH PARTNERS LLC/MA 0.01% of their portfolio | 5.6k $99.3k | Unchanged |
| Venturi Wealth Management, LLC 0.01% of their portfolio | 5.3k $94.6k | Unchanged |
| Geneos Wealth Management Inc. 0.00% of their portfolio | 4.5k $79.9k | Unchanged |
| LANARK FINANCIAL, INC. 0.01% of their portfolio | 4.0k $71.0k | First filing |
| Beacon Capital Management, LLC 0.02% of their portfolio | 2.9k $59.2k | Unchanged |
| JNBA Financial Advisors 0.00% of their portfolio | 2.2k $39.8k | Unchanged |
| PRIVATE TRUST CO NA 0.00% of their portfolio | 2.0k $35.5k | Unchanged |
| ST GERMAIN D J CO INC 0.00% of their portfolio | 1.9k $34.0k | Reduced -625 |
| Tyler-Stone Wealth Management 0.02% of their portfolio | 1.5k $27.0k | Unchanged |
| OAKWORTH CAPITAL, INC. 0.00% of their portfolio | 1.5k $26.6k | Unchanged |
| LWM Advisory Services, LLC 0.02% of their portfolio | 1.1k $19.7k | New |
| North Star Investment Management Corp. 0.00% of their portfolio | 1.0k $17.8k | Unchanged |
| Global Retirement Partners, LLC 0.00% of their portfolio | 1.0k $17.0k | Reduced -345 |
| PNC Financial Services Group, Inc. 0.00% of their portfolio | 888 $15.8k | Unchanged |
| Blue Trust, Inc. 0.00% of their portfolio | 725 $15.0k | Unchanged |
| Allworth Financial LP 0.00% of their portfolio | 700 $12.4k | Reduced -656 |
| Anchor Investment Management, LLC 0.00% of their portfolio | 551 $9.8k | New |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio | 500 $8.9k | Unchanged |
| McIlrath & Eck, LLC 0.00% of their portfolio | 500 $8.9k | Unchanged |
| CWM, LLC 0.00% of their portfolio | 140 $2.0k | Unchanged |