HANCOCK JOHN TAX-ADVANTAGED HTD
COM · Closed-End Fund · CUSIP 41013V100
83
institutional holders
+2 vs Q1 2023
4.8m
shares reported held*
$97.3mreported value*
11 new
23 added
25 reduced
10 sold out
net sold ≈ $341.2k (-16.7k shares)
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $20.40.
Trends to Q2 2023
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 83 |
| Q4 2022 | 92 |
| Q1 2023 | 81 |
| Q2 2023 | 83 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Bought or addedCut or sold out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q4 2022 | 47 | 22 |
| Q1 2023 | 34 | 40 |
| Q2 2023 | 34 | 35 |
Biggest buyers
| BANK OF AMERICA CORP /DE/ | Added | +33.5k |
| LPL Financial LLC | Added | +20.5k |
| WELLS FARGO & COMPANY/MN | Added | +19.2k |
| NewEdge Advisors, LLC | Added | +14.8k |
| Kingsview Wealth Management, LLC | New | +14.0k |
| OSAIC HOLDINGS, INC. | Added | +12.2k |
| Cetera Advisor Networks LLC | Added | +11.3k |
| HB Wealth Management, LLC | New | +10.3k |
| RAYMOND JAMES & ASSOCIATES | Added | +6.3k |
| WOLVERINE ASSET MANAGEMENT LLC | New | +4.2k |
Biggest sellers
| Platte River Wealth Advisors, LLC | Reduced | -27.4k |
| Mutual Advisors, LLC | Reduced | -23.7k |
| GUGGENHEIM CAPITAL LLC | Reduced | -20.4k |
| Samalin Investment Counsel, LLC | Reduced | -17.8k |
| UBS Group AG | Reduced | -13.4k |
| Steward Partners Investment Advisory, LLC | Reduced | -12.2k |
| Creative Planning | Sold out | -10.1k |
| Corient Private Wealth LP | Sold out | -9.7k |
| MORGAN STANLEY | Reduced | -9.6k |
| STIFEL FINANCIAL CORP | Reduced | -7.3k |
Insider purchases and sales in Q2 2023
Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.
None reported in Q2 2023.
Holders, Q2 2023
| Manager | Shares | Change |
|---|---|---|
| UBS Group AG 0.01% of their portfolio | 840.0k $17.1m | Reduced -13.4k |
| RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio | 387.2k $7.9m | Added +6.3k |
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 324.8k $6.6m | Added +33.5k |
| Invesco Ltd. 0.00% of their portfolio | 300.3k $6.1m | Reduced -1.1k |
| LPL Financial LLC 0.00% of their portfolio | 223.3k $4.6m | Added +20.5k |
| MORGAN STANLEY 0.00% of their portfolio | 193.1k $3.9m | Reduced -9.6k |
| OSAIC HOLDINGS, INC. 0.01% of their portfolio | 186.8k $3.8m | Added +12.2k |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 177.0k $3.6m | Added +19.2k |
| GUGGENHEIM CAPITAL LLC 0.03% of their portfolio | 170.4k $3.5m | Reduced -20.4k |
| Cetera Advisor Networks LLC 0.02% of their portfolio | 163.4k $3.3m | Added +11.3k |
| CENTRAL TRUST Co 0.07% of their portfolio | 127.9k $2.6m | Reduced -325 |
| FIRST TRUST ADVISORS LP 0.00% of their portfolio | 104.2k $2.1m | Added +338 |
| Live Oak Private Wealth LLC 0.42% of their portfolio | 102.6k $2.1m | Unchanged |
| Samalin Investment Counsel, LLC 1.13% of their portfolio | 102.2k $2.1m | Reduced -17.8k |
| FOUNDERS FINANCIAL SECURITIES LLC 0.26% of their portfolio | 95.9k $2.0m | Reduced -220 |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 94.1k $1.9m | Added +4.1k |
| STIFEL FINANCIAL CORP 0.00% of their portfolio | 89.0k $1.8m | Reduced -7.3k |
| Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio | 79.0k $1.6m | Reduced -1.9k |
| Janney Montgomery Scott LLC 0.00% of their portfolio | 67.5k $1.4m | Added +265 |
| NATIONS FINANCIAL GROUP INC, /IA/ /ADV 0.12% of their portfolio | 59.6k $1.2m | Reduced -2.6k |
| Hennion & Walsh Asset Management, Inc. 0.07% of their portfolio | 59.4k $1.2m | Reduced -3.5k |
| Welch & Forbes LLC 0.02% of their portfolio | 50.0k $1.0m | Unchanged |
| COHEN & STEERS, INC. 0.00% of their portfolio | 47.8k $976.0k | Unchanged |
| Golden Green, Inc. 1.03% of their portfolio | 46.5k $948.9k | Reduced -25 |
| Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio | 42.3k $862.0k | Added +407 |
| Mutual Advisors, LLC 0.03% of their portfolio | 39.6k $808.4k | Reduced -23.7k |
| COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio | 38.8k $791.0k | Added +152 |
| MRA Advisory Group 0.42% of their portfolio | 30.2k $615.7k | Added +19 |
| AMERIPRISE FINANCIAL INC 0.00% of their portfolio | 29.8k $607.1k | Reduced -1.2k |
| Advisors Asset Management, Inc. 0.01% of their portfolio | 28.7k $584.9k | Reduced -8 |
| Heron Bay Capital Management 0.16% of their portfolio | 28.5k $580.6k | Reduced -5.8k |
| First National Bank of Mount Dora, Trust Investment Services 0.16% of their portfolio | 27.8k $567.1k | Unchanged |
| Platte River Wealth Advisors, LLC 0.19% of their portfolio | 26.3k $535.8k | Reduced -27.4k |
| SeaCrest Wealth Management, LLC 0.06% of their portfolio | 24.1k $490.7k | Added +3 |
| Mariner, LLC 0.00% of their portfolio | 23.7k $483.9k | Reduced -1.0k |
| Ausdal Financial Partners, Inc. 0.05% of their portfolio | 19.2k $392.7k | Reduced -250 |
| Sowell Financial Services LLC 0.02% of their portfolio | 18.0k $367.0k | Added +86 |
| Private Advisor Group, LLC 0.00% of their portfolio | 17.6k $358.3k | Added +234 |
| Abbot Financial Management, Inc. 0.22% of their portfolio | 16.9k $344.8k | Reduced -525 |
| NewEdge Advisors, LLC 0.00% of their portfolio | 16.0k $326.8k | Added +14.8k |
| Steward Partners Investment Advisory, LLC 0.00% of their portfolio | 15.1k $308.1k | Reduced -12.2k |
| ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio | 14.4k $293.3k | Added +411 |
| Kingsview Wealth Management, LLC 0.01% of their portfolio | 14.0k $286.3k | New |
| Advisory Services Network, LLC 0.01% of their portfolio | 13.2k $268.4k | Added +113 |
| Institute for Wealth Management, LLC. 0.05% of their portfolio | 12.8k $260.2k | Unchanged |
| Spire Wealth Management 0.01% of their portfolio | 12.7k $259.3k | Added +2.9k |
| HighTower Advisors, LLC 0.00% of their portfolio | 12.6k $256.0k | Added +1.2k |
| Fernwood Investment Management, LLC 0.09% of their portfolio | 12.5k $255.3k | Added +945 |
| Capital CS Group, LLC 0.26% of their portfolio | 12.5k $254.2k | Unchanged |
| Fiduciary Trust Co 0.00% of their portfolio | 12.2k $248.9k | Unchanged |
| AVANTAX ADVISORY SERVICES, INC. 0.00% of their portfolio | 12.0k $244.8k | Unchanged |
| SMH CAPITAL ADVISORS INC 0.52% of their portfolio | 11.8k $240.0k | Reduced -135 |
| CONNING INC. 0.01% of their portfolio | 11.2k $229.5k | Unchanged |
| Powell Investment Advisors, LLC 0.13% of their portfolio | 10.6k $216.8k | Added +10 |
| HB Wealth Management, LLC 0.00% of their portfolio | 10.3k $209.3k | New |
| GPS Wealth Strategies Group, LLC 0.03% of their portfolio | 7.9k $161.5k | Unchanged |
| FIFTH THIRD BANCORP 0.00% of their portfolio | 6.2k $126.5k | Unchanged |
| Capital Advisors, Ltd. LLC 0.02% of their portfolio | 5.6k $114.0k | Unchanged |
| BALDWIN WEALTH PARTNERS LLC/MA 0.01% of their portfolio | 5.6k $114.1k | Unchanged |
| Venturi Wealth Management, LLC 0.01% of their portfolio | 5.3k $108.7k | Unchanged |
| Geneos Wealth Management Inc. 0.00% of their portfolio | 4.5k $91.8k | Added +4.0k |
| WOLVERINE ASSET MANAGEMENT LLC 0.00% of their portfolio | 4.2k $85.1k | New |
| Beacon Capital Management, LLC 0.02% of their portfolio | 2.9k $59.2k | Unchanged |
| ST GERMAIN D J CO INC 0.00% of their portfolio | 2.5k $51.9k | First filing |
| JNBA Financial Advisors 0.01% of their portfolio | 2.2k $45.7k | New |
| PRIVATE TRUST CO NA 0.01% of their portfolio | 2.0k $40.8k | Unchanged |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio | 1.8k $36.9k | New |
| Center for Financial Planning, Inc. 0.01% of their portfolio | 1.6k $32.5k | New |
| Tyler-Stone Wealth Management 0.02% of their portfolio | 1.5k $31.0k | First filing |
| OAKWORTH CAPITAL, INC. 0.00% of their portfolio | 1.5k $30.6k | New |
| Allworth Financial LP 0.00% of their portfolio | 1.4k $27.7k | Unchanged |
| Global Retirement Partners, LLC 0.00% of their portfolio | 1.3k $27.4k | Reduced -348 |
| IFP Advisors, Inc 0.00% of their portfolio | 1.2k $26.0k | New |
| North Star Investment Management Corp. 0.00% of their portfolio | 1.0k $20.4k | Unchanged |
| Gradient Investments LLC 0.00% of their portfolio | 1.0k $20.4k | New |
| PNC Financial Services Group, Inc. 0.00% of their portfolio | 888 $18.1k | Unchanged |
| Blue Trust, Inc. 0.00% of their portfolio | 725 $15.0k | New |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio | 500 $10.2k | Unchanged |
| McIlrath & Eck, LLC 0.00% of their portfolio | 500 $10.2k | Unchanged |
| ASSETMARK, INC 0.00% of their portfolio | 395 $8.1k | New |
| CWM, LLC 0.00% of their portfolio | 140 $3.0k | Reduced -1.8k |
| Richard W. Paul & Associates, LLC 0.00% of their portfolio | 44 $898 | Unchanged |
| US BANCORP \DE\ 0.00% of their portfolio | 39 $796 | Reduced -4.3k |