HANCOCK JOHN TAX-ADVANTAGED HTD
COM · Closed-End Fund · CUSIP 41013V100
81
institutional holders
-11 vs Q4 2022
4.8m
shares reported held*
$102.2mreported value*
8 new
26 added
26 reduced
14 sold out
net sold ≈ $1.1m (-52.1k shares)
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $21.32.
Trends to Q1 2023
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 83 |
| Q4 2022 | 92 |
| Q1 2023 | 81 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Bought or addedCut or sold out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q4 2022 | 47 | 22 |
| Q1 2023 | 34 | 40 |
Biggest buyers
| BANK OF AMERICA CORP /DE/ | Added | +67.9k |
| Golden Green, Inc. | New | +46.5k |
| RAYMOND JAMES & ASSOCIATES | Added | +16.4k |
| Capital CS Group, LLC | New | +12.5k |
| Creative Planning | New | +10.1k |
| Corient Private Wealth LP | New | +9.7k |
| Spire Wealth Management | Added | +8.2k |
| GPS Wealth Strategies Group, LLC | New | +7.9k |
| Advisory Services Network, LLC | Added | +6.9k |
| LPL Financial LLC | Added | +6.5k |
Biggest sellers
| Invesco Ltd. | Reduced | -49.3k |
| MML INVESTORS SERVICES, LLC | Sold out | -34.7k |
| FIRST TRUST ADVISORS LP | Reduced | -31.9k |
| Advisors Asset Management, Inc. | Reduced | -26.6k |
| Samalin Investment Counsel, LLC | Reduced | -11.0k |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | Sold out | -10.4k |
| HRT FINANCIAL LP | Sold out | -10.2k |
| NEUBERGER BERMAN GROUP LLC | Sold out | -9.9k |
| AE Wealth Management LLC | Sold out | -9.4k |
| Snowden Capital Advisors LLC | Sold out | -8.9k |
Insider purchases and sales in Q1 2023
Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.
None reported in Q1 2023.
Holders, Q1 2023
| Manager | Shares | Change |
|---|---|---|
| UBS Group AG 0.01% of their portfolio | 853.4k $18.2m | Reduced -3.7k |
| RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio | 380.9k $8.1m | Added +16.4k |
| Invesco Ltd. 0.00% of their portfolio | 301.4k $6.4m | Reduced -49.3k |
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 291.3k $6.2m | Added +67.9k |
| LPL Financial LLC 0.00% of their portfolio | 202.8k $4.3m | Added +6.5k |
| MORGAN STANLEY 0.00% of their portfolio | 202.7k $4.3m | Added +1.3k |
| GUGGENHEIM CAPITAL LLC 0.03% of their portfolio | 190.8k $4.1m | Reduced -3.1k |
| OSAIC HOLDINGS, INC. 0.01% of their portfolio | 174.5k $3.7m | Reduced -8.9k |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 157.8k $3.4m | Reduced -5.8k |
| Cetera Advisor Networks LLC 0.02% of their portfolio | 152.1k $3.2m | Reduced -576 |
| CENTRAL TRUST Co 0.08% of their portfolio | 128.2k $2.7m | Reduced -375 |
| Samalin Investment Counsel, LLC 1.54% of their portfolio | 119.9k $2.6m | Reduced -11.0k |
| FIRST TRUST ADVISORS LP 0.00% of their portfolio | 103.8k $2.2m | Reduced -31.9k |
| Live Oak Private Wealth LLC 0.45% of their portfolio | 102.6k $2.2m | Unchanged |
| STIFEL FINANCIAL CORP 0.00% of their portfolio | 96.3k $2.1m | Added +836 |
| FOUNDERS FINANCIAL SECURITIES LLC 0.30% of their portfolio | 96.1k $2.0m | Added +1.6k |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 90.0k $1.9m | Reduced -1.1k |
| Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio | 80.8k $1.7m | Reduced -4.7k |
| Janney Montgomery Scott LLC 0.01% of their portfolio | 67.3k $1.4m | Reduced -265 |
| Mutual Advisors, LLC 0.06% of their portfolio | 63.3k $1.4m | Reduced -980 |
| Hennion & Walsh Asset Management, Inc. 0.08% of their portfolio | 62.9k $1.3m | Added +6.4k |
| NATIONS FINANCIAL GROUP INC, /IA/ /ADV 0.14% of their portfolio | 62.2k $1.3m | Added +272 |
| Platte River Wealth Advisors, LLC 0.44% of their portfolio | 53.7k $1.1m | Reduced -2.7k |
| Welch & Forbes LLC 0.02% of their portfolio | 50.0k $1.1m | Unchanged |
| COHEN & STEERS, INC. 0.00% of their portfolio | 47.8k $1.0m | Unchanged |
| Golden Green, Inc. 1.16% of their portfolio | 46.5k $992.3k | New |
| Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio | 41.9k $893.0k | Reduced -3.3k |
| COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio | 38.6k $823.0k | Added +281 |
| Heron Bay Capital Management 0.28% of their portfolio | 34.3k $730.5k | Reduced -2.8k |
| AMERIPRISE FINANCIAL INC 0.00% of their portfolio | 30.9k $659.2k | Added +607 |
| MRA Advisory Group 0.46% of their portfolio | 30.2k $643.1k | Reduced -15 |
| Advisors Asset Management, Inc. 0.01% of their portfolio | 28.7k $611.5k | Reduced -26.6k |
| First National Bank of Mount Dora, Trust Investment Services 0.18% of their portfolio | 27.8k $592.7k | Unchanged |
| Steward Partners Investment Advisory, LLC 0.01% of their portfolio | 27.3k $582.5k | Added +3.4k |
| Mariner, LLC 0.00% of their portfolio | 24.7k $527.0k | Added +2.0k |
| SeaCrest Wealth Management, LLC 0.07% of their portfolio | 24.0k $512.7k | Added +2 |
| Ausdal Financial Partners, Inc. 0.06% of their portfolio | 19.5k $415.7k | Added +2.2k |
| Sowell Financial Services LLC 0.03% of their portfolio | 17.9k $382.0k | Added +78 |
| Abbot Financial Management, Inc. 0.25% of their portfolio | 17.4k $371.5k | Reduced -800 |
| Private Advisor Group, LLC 0.00% of their portfolio | 17.3k $369.5k | Added +215 |
| ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio | 14.0k $297.7k | Added +981 |
| Advisory Services Network, LLC 0.01% of their portfolio | 13.0k $278.1k | Added +6.9k |
| Institute for Wealth Management, LLC. 0.05% of their portfolio | 12.8k $272.0k | Reduced -400 |
| Capital CS Group, LLC 0.25% of their portfolio | 12.5k $265.6k | New |
| Fiduciary Trust Co 0.00% of their portfolio | 12.2k $260.1k | Unchanged |
| AVANTAX ADVISORY SERVICES, INC. 0.00% of their portfolio | 12.0k $255.8k | Added +1.1k |
| SMH CAPITAL ADVISORS INC 1.52% of their portfolio | 11.9k $256.0k | Reduced -1.7k |
| Fernwood Investment Management, LLC 0.09% of their portfolio | 11.6k $246.7k | Reduced -6.4k |
| HighTower Advisors, LLC 0.00% of their portfolio | 11.3k $241.0k | Added +1.6k |
| CONNING INC. 0.01% of their portfolio | 11.2k $239.8k | Unchanged |
| Ahrens Investment Partners LLC 0.11% of their portfolio | 10.7k $229.0k | Reduced -1.8k |
| Powell Investment Advisors, LLC 0.13% of their portfolio | 10.6k $226.3k | Added +10 |
| Creative Planning 0.00% of their portfolio | 10.1k $214.4k | New |
| Spire Wealth Management 0.01% of their portfolio | 9.8k $208.9k | Added +8.2k |
| Corient Private Wealth LP 0.00% of their portfolio | 9.7k $206.7k | New |
| GPS Wealth Strategies Group, LLC 0.03% of their portfolio | 7.9k $168.7k | New |
| FIFTH THIRD BANCORP 0.00% of their portfolio | 6.2k $132.2k | Unchanged |
| Capital Advisors, Ltd. LLC 0.02% of their portfolio | 5.6k $119.0k | Unchanged |
| BALDWIN WEALTH PARTNERS LLC/MA 0.01% of their portfolio | 5.6k $119.2k | Unchanged |
| Venturi Wealth Management, LLC 0.01% of their portfolio | 5.3k $113.6k | New |
| US BANCORP \DE\ 0.00% of their portfolio | 4.3k $92.7k | Unchanged |
| TCI Wealth Advisors, Inc. 0.01% of their portfolio | 4.1k $86.6k | Unchanged |
| Beacon Capital Management, LLC 0.02% of their portfolio | 2.9k $61.8k | Unchanged |
| Register Financial Advisors LLC 0.03% of their portfolio | 2.1k $44.3k | Unchanged |
| PRIVATE TRUST CO NA 0.01% of their portfolio | 2.0k $42.6k | Reduced -1.8k |
| Ameritas Advisory Services, LLC 0.00% of their portfolio | 2.0k $42.0k | New |
| CWM, LLC 0.00% of their portfolio | 1.9k $41.0k | Added +140 |
| Global Retirement Partners, LLC 0.00% of their portfolio | 1.7k $35.0k | Added +1.1k |
| Cullen/Frost Bankers, Inc. 0.00% of their portfolio | 1.6k $34.7k | Unchanged |
| Allworth Financial LP 0.00% of their portfolio | 1.4k $28.9k | Unchanged |
| NewEdge Advisors, LLC 0.00% of their portfolio | 1.2k $26.5k | Reduced -1.9k |
| North Star Investment Management Corp. 0.00% of their portfolio | 1.0k $21.3k | Unchanged |
| Tower Research Capital LLC (TRC) 0.00% of their portfolio | 993 $21.0k | New |
| PNC Financial Services Group, Inc. 0.00% of their portfolio | 888 $18.9k | Unchanged |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio | 500 $10.7k | Added +500 |
| McIlrath & Eck, LLC 0.00% of their portfolio | 500 $10.7k | Unchanged |
| Belpointe Asset Management LLC 0.00% of their portfolio | 500 $10.7k | Unchanged |
| Geneos Wealth Management Inc. 0.00% of their portfolio | 500 $10.7k | Reduced -4.0k |
| BELLEVUE ASSET MANAGEMENT, LLC 0.01% of their portfolio | 500 $10.7k | Unchanged |
| FMR LLC 0.00% of their portfolio | 418 $8.9k | Added +417 |
| Richard W. Paul & Associates, LLC 0.00% of their portfolio | 44 $938 | Unchanged |