HANCOCK JOHN TAX-ADVANTAGED HTD
COM · Closed-End Fund · CUSIP 41013V100
92
institutional holders
+9 vs Q3 2022
4.9m
shares reported held*
$111.0mreported value*
16 new
31 added
14 reduced
8 sold out
net bought ≈ $435.2k (+20.3k shares)
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $22.86.
Trends to Q4 2022
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 83 |
| Q4 2022 | 92 |
Biggest buyers
| Heron Bay Capital Management | New | +37.0k |
| Hennion & Walsh Asset Management, Inc. | Added | +33.2k |
| BANK OF AMERICA CORP /DE/ | Added | +24.7k |
| UBS Group AG | Added | +24.7k |
| OSAIC HOLDINGS, INC. | Added | +15.9k |
| Advisors Asset Management, Inc. | Added | +12.3k |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | New | +10.4k |
| HRT FINANCIAL LP | New | +10.2k |
| HighTower Advisors, LLC | New | +9.7k |
| COMERICA BANK | New | +8.9k |
Biggest sellers
| Invesco Ltd. | Reduced | -90.2k |
| Karpus Management, Inc. | Sold out | -42.6k |
| Raymond James Financial Services Advisors, Inc. | Reduced | -25.9k |
| MORGAN STANLEY | Reduced | -25.9k |
| Shaker Financial Services, LLC | Sold out | -21.1k |
| QP WEALTH MANAGEMENT, LLC | Sold out | -9.6k |
| GPS Wealth Strategies Group, LLC | Sold out | -6.9k |
| GUGGENHEIM CAPITAL LLC | Reduced | -5.8k |
| MOTCO | Sold out | -5.0k |
| Fernwood Investment Management, LLC | Reduced | -4.6k |
Insider purchases and sales in Q4 2022
Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.
None reported in Q4 2022.
Holders, Q4 2022
| Manager | Shares | Change |
|---|---|---|
| UBS Group AG 0.01% of their portfolio | 857.1k $19.6m | Added +24.7k |
| RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio | 364.5k $8.3m | Added +4.0k |
| Invesco Ltd. 0.00% of their portfolio | 350.7k $8.0m | Reduced -90.2k |
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 223.4k $5.1m | Added +24.7k |
| MORGAN STANLEY 0.00% of their portfolio | 201.4k $4.6m | Reduced -25.9k |
| LPL Financial LLC 0.00% of their portfolio | 196.3k $4.5m | Added +2.2k |
| GUGGENHEIM CAPITAL LLC 0.04% of their portfolio | 194.0k $4.4m | Reduced -5.8k |
| OSAIC HOLDINGS, INC. 0.01% of their portfolio | 183.4k $4.2m | Added +15.9k |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 163.5k $3.7m | Added +8.9k |
| Cetera Advisor Networks LLC 0.03% of their portfolio | 152.6k $3.5m | Added +7.0k |
| FIRST TRUST ADVISORS LP 0.00% of their portfolio | 135.7k $3.1m | Reduced -3.2k |
| Samalin Investment Counsel, LLC 1.89% of their portfolio | 130.9k $3.0m | Reduced -3.6k |
| CENTRAL TRUST Co 0.09% of their portfolio | 128.6k $2.9m | Reduced -250 |
| Live Oak Private Wealth LLC 0.49% of their portfolio | 102.6k $2.3m | Unchanged |
| STIFEL FINANCIAL CORP 0.00% of their portfolio | 95.5k $2.2m | Added +7.7k |
| FOUNDERS FINANCIAL SECURITIES LLC 0.34% of their portfolio | 94.5k $2.2m | Reduced -350 |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 91.1k $2.1m | Added +787 |
| Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio | 85.5k $2.0m | Reduced -25.9k |
| Janney Montgomery Scott LLC 0.01% of their portfolio | 67.5k $1.5m | Added +8.7k |
| Mutual Advisors, LLC 0.07% of their portfolio | 64.3k $1.5m | Reduced -2.6k |
| NATIONS FINANCIAL GROUP INC, /IA/ /ADV 0.16% of their portfolio | 62.0k $1.4m | Added +1.6k |
| Hennion & Walsh Asset Management, Inc. 0.08% of their portfolio | 56.5k $1.3m | Added +33.2k |
| Platte River Wealth Advisors, LLC 0.54% of their portfolio | 56.4k $1.3m | Added +1.7k |
| Advisors Asset Management, Inc. 0.03% of their portfolio | 55.3k $1.3m | Added +12.3k |
| Welch & Forbes LLC 0.02% of their portfolio | 50.0k $1.1m | Unchanged |
| COHEN & STEERS, INC. 0.00% of their portfolio | 47.8k $1.1m | Unchanged |
| Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio | 45.2k $1.0m | Added +1.6k |
| COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio | 38.3k $876.0k | Reduced -2.7k |
| Heron Bay Capital Management 0.52% of their portfolio | 37.0k $846.2k | New |
| MML INVESTORS SERVICES, LLC 0.01% of their portfolio | 34.7k $793.0k | Added +1.8k |
| AMERIPRISE FINANCIAL INC 0.00% of their portfolio | 30.3k $696.0k | Added +1.1k |
| MRA Advisory Group 0.54% of their portfolio | 30.2k $689.9k | Added +96 |
| First National Bank of Mount Dora, Trust Investment Services 0.21% of their portfolio | 27.8k $636.0k | Unchanged |
| SeaCrest Wealth Management, LLC 0.08% of their portfolio | 24.0k $549.7k | Added +2 |
| Steward Partners Investment Advisory, LLC 0.01% of their portfolio | 23.9k $546.8k | Added +122 |
| Mariner, LLC 0.00% of their portfolio | 22.7k $519.0k | Added +500 |
| Abbot Financial Management, Inc. 0.28% of their portfolio | 18.2k $416.6k | Unchanged |
| Fernwood Investment Management, LLC 0.17% of their portfolio | 17.9k $409.9k | Reduced -4.6k |
| Sowell Financial Services LLC 0.03% of their portfolio | 17.8k $408.0k | Added +633 |
| Ausdal Financial Partners, Inc. 0.06% of their portfolio | 17.3k $395.7k | Added +1.5k |
| Private Advisor Group, LLC 0.01% of their portfolio | 17.1k $391.0k | Added +1.3k |
| SMH CAPITAL ADVISORS INC 0.45% of their portfolio | 13.6k $310.0k | Added +1.1k |
| Institute for Wealth Management, LLC. 0.06% of their portfolio | 13.2k $300.7k | Unchanged |
| ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio | 13.0k $296.8k | Added +1.1k |
| Ahrens Investment Partners LLC 0.13% of their portfolio | 12.5k $286.6k | Added +1.0k |
| Fiduciary Trust Co 0.01% of their portfolio | 12.2k $278.9k | Unchanged |
| CONNING INC. 0.01% of their portfolio | 11.2k $257.2k | Unchanged |
| AVANTAX ADVISORY SERVICES, INC. 0.00% of their portfolio | 10.9k $250.2k | Reduced -400 |
| Powell Investment Advisors, LLC 0.14% of their portfolio | 10.6k $242.5k | Added +9 |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.02% of their portfolio | 10.4k $238.0k | New |
| HRT FINANCIAL LP 0.00% of their portfolio | 10.2k $233.0k | New |
| NEUBERGER BERMAN GROUP LLC 0.00% of their portfolio | 9.9k $226.3k | Unchanged |
| HighTower Advisors, LLC 0.00% of their portfolio | 9.7k $223.0k | New |
| AE Wealth Management LLC 0.00% of their portfolio | 9.4k $214.8k | Reduced -982 |
| COMERICA BANK 0.00% of their portfolio | 8.9k $215.0k | New |
| Snowden Capital Advisors LLC 0.01% of their portfolio | 8.9k $203.4k | New |
| Ignite Planners, LLC 0.09% of their portfolio | 8.5k $206.4k | New |
| FIFTH THIRD BANCORP 0.00% of their portfolio | 6.2k $141.7k | Unchanged |
| Lindbrook Capital, LLC 0.02% of their portfolio | 6.2k $141.7k | Unchanged |
| Advisory Services Network, LLC 0.00% of their portfolio | 6.1k $140.0k | New |
| Capital Advisors, Ltd. LLC 0.02% of their portfolio | 5.6k $128.0k | Unchanged |
| BALDWIN WEALTH PARTNERS LLC/MA 0.01% of their portfolio | 5.6k $127.8k | Unchanged |
| Geneos Wealth Management Inc. 0.01% of their portfolio | 4.5k $102.9k | Unchanged |
| US BANCORP \DE\ 0.00% of their portfolio | 4.3k $99.4k | Added +4.2k |
| TCI Wealth Advisors, Inc. 0.01% of their portfolio | 4.1k $92.8k | Unchanged |
| PRIVATE TRUST CO NA 0.01% of their portfolio | 3.8k $87.0k | Unchanged |
| NewEdge Advisors, LLC 0.00% of their portfolio | 3.2k $44.0k | New |
| Beacon Capital Management, LLC 0.02% of their portfolio | 2.9k $66.3k | Unchanged |
| Register Financial Advisors LLC 0.03% of their portfolio | 2.1k $47.5k | First filing |
| CWM, LLC 0.00% of their portfolio | 1.8k $40.0k | Unchanged |
| Cullen/Frost Bankers, Inc. 0.00% of their portfolio | 1.6k $37.2k | Reduced -60 |
| Spire Wealth Management 0.00% of their portfolio | 1.6k $36.0k | Added +23 |
| Tyler-Stone Wealth Management 0.02% of their portfolio | 1.5k $35.0k | Unchanged |
| Allworth Financial LP 0.00% of their portfolio | 1.4k $31.0k | Unchanged |
| MONEY CONCEPTS CAPITAL CORP 0.00% of their portfolio | 1.1k $24.4k | Added +1.0k |
| Accurate Wealth Management, LLC 0.01% of their portfolio | 1.0k $24.2k | New |
| North Star Investment Management Corp. 0.00% of their portfolio | 1.0k $22.9k | Unchanged |
| PNC Financial Services Group, Inc. 0.00% of their portfolio | 888 $20.3k | Unchanged |
| SouthState Bank Corp 0.00% of their portfolio | 707 $16.2k | New |
| Global Retirement Partners, LLC 0.00% of their portfolio | 616 $14.1k | Not comparable |
| AdvisorNet Financial, Inc 0.00% of their portfolio | 534 $12.2k | New |
| First Horizon Advisors, Inc. 0.00% of their portfolio | 500 $11.4k | Unchanged |
| McIlrath & Eck, LLC 0.00% of their portfolio | 500 $11.4k | Unchanged |
| Belpointe Asset Management LLC 0.00% of their portfolio | 500 $11.4k | New |
| BELLEVUE ASSET MANAGEMENT, LLC 0.01% of their portfolio | 500 $11.4k | Unchanged |
| CoreCap Advisors, LLC 0.00% of their portfolio | 320 $7.3k | New |
| IFP Advisors, Inc 0.00% of their portfolio | 181 $4.0k | Unchanged |
| SALEM INVESTMENT COUNSELORS INC 0.00% of their portfolio | 84 $1.9k | New |
| Richard W. Paul & Associates, LLC 0.00% of their portfolio | 44 $1.0k | First filing |
| TRUSTCORE FINANCIAL SERVICES, LLC 0.00% of their portfolio | 4 $99 | Unchanged |
| FMR LLC 0.00% of their portfolio | 1 $23 | New |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio | 0 $0 | Unchanged |