Vault-13

HANCOCK JOHN INVT TR

TAX ADV GLB SH · CUSIP 41013P749

31 institutional holders +0 vs Q1 2023
1,731,7981.7m shares reported held*
$8.1mreported value*
8 new 13 added 4 reduced 7 sold out net bought ≈ $1.1m (+239.1k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $4.69.

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

02040Q3 22: 26Q4 22: 26Q1 23: 31Q2 23: 3131Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 202226
Q4 202226
Q1 202331
Q2 202331

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 22: 14 bought or addedQ4 22: 10 cut or sold outQ4 22Q1 23: 14 bought or addedQ1 23: 7 cut or sold outQ1 23Q2 23: 21 bought or addedQ2 23: 11 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 20221410
Q1 2023147
Q2 20232111

Biggest buyers

1607 Capital Partners, LLC Added +85,801+85.8k
WOLVERINE ASSET MANAGEMENT LLC Added +51,929+51.9k
RPO LLC New +39,188+39.2k
Shaker Financial Services, LLC Added +27,076+27.1k
Cornerstone Advisors, LLC New +20,483+20.5k
Saba Capital Management, L.P. New +12,630+12.6k
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. New +12,545+12.5k
Logan Stone Capital, LLC New +11,388+11.4k
GUGGENHEIM CAPITAL LLC Added +8,220+8.2k
UBS Group AG Added +4,259+4.3k

Biggest sellers

SUSQUEHANNA INTERNATIONAL GROUP, LLP Sold out -29,464-29.5k
Advisory Services Network, LLC Sold out -4,742-4.7k
OPTIMUM INVESTMENT ADVISORS Sold out -4,000-4.0k
ROYAL BANK OF CANADA Sold out -3,284-3.3k
MORGAN STANLEY Reduced -2,494-2.5k
Belpointe Asset Management LLC Sold out -2,000-2.0k
CITY HOLDING CO Sold out -1,200-1.2k
COMMONWEALTH EQUITY SERVICES, LLC Reduced -1,000-1.0k
OSAIC HOLDINGS, INC. Reduced -649-649
Samalin Investment Counsel, LLC Reduced -490-490

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 1607 Capital Partners, LLC 0.12% of their portfolio Richmond, VA 361,881361.9k $1.7m $1.7m 0.12% Added +85.8k +85,801
2 CLOUGH CAPITAL PARTNERS L P 0.10% of their portfolio Boston, MA 209,620209.6k $983.1k $983.1k 0.10% Added +2.2k +2,200
3 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 176,502176.5k $827.8k $827.8k 0.00% Added +3.2k +3,158
4 Shaker Financial Services, LLC 0.30% of their portfolio Arlington, VA 144,901144.9k $679.6k $679.6k 0.30% Added +27.1k +27,076
5 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 85,68285.7k $401.8k $401.8k 0.00% Reduced -649 -649
6 Epoch Investment Partners, Inc. 0.00% of their portfolio New York, NY 84,61384.6k $396.8k $396.8k 0.00% Unchanged
7 UBS Group AG 0.00% of their portfolio ZURICH, V8 77,92377.9k $365.5k $365.5k 0.00% Added +4.3k +4,259
8 GUGGENHEIM CAPITAL LLC 0.00% of their portfolio CHICAGO, IL 65,62565.6k $307.8k $307.8k 0.00% Added +8.2k +8,220
9 HARBOUR INVESTMENTS, INC. 0.01% of their portfolio MADISON, WI 61,94361.9k $290.5k $290.5k 0.01% Added +4.0k +3,952
10 WOLVERINE ASSET MANAGEMENT LLC 0.01% of their portfolio CHICAGO, IL 61,35961.4k $287.8k $287.8k 0.01% Added +51.9k +51,929
11 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 45,84045.8k $215.0k $215.0k 0.00% Reduced -2.5k -2,494
12 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 40,83440.8k $192.0k $192.0k 0.00% Reduced -1.0k -1,000
13 RPO LLC 0.19% of their portfolio Stamford, CT 39,18839.2k $183.8k $183.8k 0.19% New
14 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 37,59237.6k $176.3k $176.3k 0.00% Added +2 +2
15 NWF Advisory Services Inc. 0.04% of their portfolio Los Angeles, CA 37,30037.3k $174.9k $174.9k 0.04% Unchanged
16 Samalin Investment Counsel, LLC 0.09% of their portfolio CHAPPAQUA, NY 35,08535.1k $164.5k $164.5k 0.09% Reduced -490 -490
17 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 24,30024.3k $114.0k $114.0k 0.00% Added +1.2k +1,200
18 AlphaMark Advisors, LLC 0.05% of their portfolio FT. WRIGHT, KY 24,25024.2k $114.0k $114.0k 0.05% Unchanged
19 Cetera Advisor Networks LLC 0.00% of their portfolio EL SEGUNDO, CA 23,52023.5k $110.3k $110.3k 0.00% Added +1.2k +1,170
20 Cornerstone Advisors, LLC 0.00% of their portfolio ASHEVILLE, NC 20,48320.5k $96.1k $96.1k 0.00% New
21 Compound Planning, Inc. 0.04% of their portfolio NEW YORK, NY 18,47418.5k $86.6k $86.6k 0.04% Unchanged
22 Saba Capital Management, L.P. 0.00% of their portfolio NEW YORK, NY 12,63012.6k $59.2k $59.2k 0.00% New
23 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 0.01% of their portfolio Englewood, NJ 12,54512.5k $58.8k $58.8k 0.01% New
24 AVANTAX ADVISORY SERVICES, INC. 0.00% of their portfolio DALLAS, TX 11,81011.8k $55.4k $55.4k 0.00% Added +635 +635
25 Logan Stone Capital, LLC 0.02% of their portfolio CHICAGO, IL 11,38811.4k $53.4k $53.4k 0.02% New
26 PRIVATE TRUST CO NA 0.00% of their portfolio CLEVELAND, OH 3,0003.0k $14.1k $14.1k 0.00% Unchanged
27 Quarry LP 0.01% of their portfolio NEW YORK, NY 2,2002.2k $10.3k $10.3k 0.01% New
28 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 883883 $4.1k $4.1k 0.00% Added +20 +20
29 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 375375 $1.8k $1.8k 0.00% New
30 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 5252 $244 $244 0.00% New
31 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged