Vault-13

HANCOCK JOHN INCOME SECS TR JHS

COM · Closed-End Fund · CUSIP 410123103

34 institutional holders +3 vs Q1 2024
6,197,1216.2m shares reported held*
$67.6mreported value*
3 new 10 added 11 reduced 0 sold out net sold ≈ $1.8m (-169.8k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $10.90.

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

02040Q3 22: 28Q4 22: 30Q1 23: 28Q2 23: 30Q3 23: 28Q4 23: 35Q1 24: 31Q2 24: 3434Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 202228
Q4 202230
Q1 202328
Q2 202330
Q3 202328
Q4 202335
Q1 202431
Q2 202434

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
20020Q4 22: 15 bought or addedQ4 22: 12 cut or sold outQ4 22Q1 23: 12 bought or addedQ1 23: 13 cut or sold outQ2 23: 16 bought or addedQ2 23: 7 cut or sold outQ2 23Q3 23: 14 bought or addedQ3 23: 9 cut or sold outQ4 23: 18 bought or addedQ4 23: 10 cut or sold outQ4 23Q1 24: 19 bought or addedQ1 24: 11 cut or sold outQ2 24: 13 bought or addedQ2 24: 11 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 20221512
Q1 20231213
Q2 2023167
Q3 2023149
Q4 20231810
Q1 20241911
Q2 20241311

Biggest buyers

Allspring Global Investments Holdings, LLC Added +85,082+85.1k
GUGGENHEIM CAPITAL LLC Added +47,022+47.0k
RIVERBRIDGE PARTNERS LLC Added +20,857+20.9k
Shaker Financial Services, LLC Added +17,196+17.2k
Kestra Advisory Services, LLC Added +12,473+12.5k
Hennion & Walsh Asset Management, Inc. Added +7,584+7.6k
STIFEL FINANCIAL CORP Added +5,673+5.7k
Baird Financial Group, Inc. Added +5,368+5.4k
WOLVERINE ASSET MANAGEMENT LLC New +4,387+4.4k
BANK OF AMERICA CORP /DE/ Added +2,777+2.8k

Biggest sellers

MORGAN STANLEY Reduced -258,343-258.3k
SIT INVESTMENT ASSOCIATES INC Reduced -64,645-64.6k
ROTHSCHILD INVESTMENT LLC Reduced -18,000-18.0k
1607 Capital Partners, LLC Reduced -16,204-16.2k
Karpus Management, Inc. Reduced -9,430-9.4k
OSAIC HOLDINGS, INC. Reduced -6,081-6.1k
UBS Group AG Reduced -2,446-2.4k
AQR Arbitrage LLC Reduced -2,215-2.2k
WELLS FARGO & COMPANY/MN Reduced -1,600-1.6k
LPL Financial LLC Reduced -545-545

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
SIT INVESTMENT ASSOCIATES INC 13G · institution filed 2025-07-07 26.8% 3.1m≈ $34.5m 2025-07-07
Karpus Management, Inc. 13G · institution new · filed 2026-08-14 7.3% new 846.2k≈ $9.3m 2026-08-14
1607 Capital Partners, LLC 13G · institution -3.2 pts · filed 2026-08-14 6.8% -3.2 pts 791.2k≈ $8.7m 2026-08-14

Insider purchases and sales in Q2 2024

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

Officers and directors buying vs selling

Number of people, by quarter (10% owners not included)

BuyingSelling
101Q3 22: 0 buyingQ3 22: 0 sellingQ4 22: 0 buyingQ4 22: 0 sellingQ4 22Q1 23: 0 buyingQ1 23: 0 sellingQ2 23: 0 buyingQ2 23: 0 sellingQ2 23Q3 23: 0 buyingQ3 23: 0 sellingQ4 23: 1 buyingQ4 23: 0 sellingQ4 23Q1 24: 1 buyingQ1 24: 0 sellingQ2 24: 0 buyingQ2 24: 0 sellingQ2 24
Numbers
QuarterBuyingBoughtSellingSoldSold under a plan
Q3 20220—0——
Q4 20220—0——
Q1 20230—0——
Q2 20230—0——
Q3 20230—0——
Q4 20231$11.0k0——
Q1 20241$16.5k0——
Q2 20240—0——

None reported in Q2 2024.

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 SIT INVESTMENT ASSOCIATES INC 0.64% of their portfolio Minneapolis, MN 2,550,6002.6m $27.8m $27.8m 0.64% Reduced -64.6k -64,645
2 Allspring Global Investments Holdings, LLC 0.03% of their portfolio CHARLOTTE, NC 1,552,1711.6m $16.9m $16.9m 0.03% Added +85.1k +85,082
3 1607 Capital Partners, LLC 0.76% of their portfolio Richmond, VA 773,503773.5k $8.4m $8.4m 0.76% Reduced -16.2k -16,204
4 GUGGENHEIM CAPITAL LLC 0.01% of their portfolio CHICAGO, IL 183,921183.9k $2.0m $2.0m 0.01% Added +47.0k +47,022
5 Karpus Management, Inc. 0.05% of their portfolio Pittsford, NY 165,660165.7k $1.8m $1.8m 0.05% Reduced -9.4k -9,430
6 Hennion & Walsh Asset Management, Inc. 0.08% of their portfolio Parsippany, NJ 146,870146.9k $1.6m $1.6m 0.08% Added +7.6k +7,584
7 ROTHSCHILD INVESTMENT LLC 0.10% of their portfolio CHICAGO, IL 127,379127.4k $1.4m $1.4m 0.10% Reduced -18.0k -18,000
8 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 124,697124.7k $1.4m $1.4m 0.00% Reduced -258.3k -258,343
9 RIVERBRIDGE PARTNERS LLC 0.01% of their portfolio MINNEAPOLIS, MN 80,62680.6k $878.8k $878.8k 0.01% Added +20.9k +20,857
10 Fiera Capital Corp 0.00% of their portfolio MONTREAL, A8 68,17368.2k $743.1k $743.1k 0.00% Unchanged
11 AQR Arbitrage LLC 0.01% of their portfolio Greenwich, CT 47,60547.6k $518.9k $518.9k 0.01% Reduced -2.2k -2,215
12 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 46,33246.3k $505.0k $505.0k 0.00% Added +5.4k +5,368
13 Shaker Financial Services, LLC 0.19% of their portfolio Arlington, VA 43,11343.1k $469.9k $469.9k 0.19% Added +17.2k +17,196
14 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 42,86442.9k $467.2k $467.2k 0.00% Reduced -545 -545
15 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 41,54441.5k $452.8k $452.8k 0.00% Added +12.5k +12,473
16 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 33,82933.8k $368.7k $368.7k 0.00% Added +5.7k +5,673
17 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 0.03% of their portfolio Englewood, NJ 29,59229.6k $322.6k $322.6k 0.03% Reduced -182 -182
18 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 26,65326.7k $290.5k $290.5k 0.00% Reduced -6.1k -6,081
19 Waverly Advisors, LLC 0.00% of their portfolio BIRMINGHAM, AL 17,15217.2k $187.0k $187.0k 0.00% Unchanged
20 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 16,02216.0k $174.6k $174.6k 0.00% Unchanged
21 MELFA WEALTH MANAGEMENT, INC. 0.12% of their portfolio WESTBOROUGH, MA 15,75515.8k $171.7k $171.7k 0.12% Unchanged
22 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 14,22314.2k $155.0k $155.0k 0.00% Reduced -1.6k -1,600
23 ProVise Management Group, LLC 0.01% of their portfolio CLEARWATER, FL 12,90012.9k $140.6k $140.6k 0.01% Unchanged
24 UBS Group AG 0.00% of their portfolio ZURICH, V8 10,82610.8k $118.0k $118.0k 0.00% Reduced -2.4k -2,446
25 HOLLENCREST CAPITAL MANAGEMENT 0.00% of their portfolio NEWPORT BEACH, CA 5,5085.5k $60.0k $60.0k 0.00% Unchanged
26 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 5,2725.3k $57.0k $57.0k 0.00% Unchanged
27 WOLVERINE ASSET MANAGEMENT LLC 0.00% of their portfolio CHICAGO, IL 4,3874.4k $47.8k $47.8k 0.00% New
28 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 3,1063.1k $33.9k $33.9k 0.00% Added +2.8k +2,777
29 Semmax Financial Advisors Inc. 0.01% of their portfolio Winston Salem, NC 2,8382.8k $32.3k $32.3k 0.01% Unchanged
30 COMERICA BANK 0.00% of their portfolio DALLAS, TX 2,5002.5k $27.2k $27.2k 0.00% Unchanged
31 HUNTINGTON NATIONAL BANK 0.00% of their portfolio COLUMBUS, OH 2,3262.3k $25.4k $25.4k 0.00% Added +2.2k +2,225
32 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.00% of their portfolio ORLANDO, FL 1,1001.1k $12.0k $12.0k 0.00% New
33 WETZEL INVESTMENT ADVISORS, INC. 0.00% of their portfolio INDIANAPOLIS, IN 400400 $4.5k $4.5k 0.00% New
34 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged