Vault-13

HANCOCK JOHN INCOME SECS TR JHS

COM · Closed-End Fund · CUSIP 410123103

30 institutional holders +2 vs Q1 2023
4,878,1784.9m shares reported held*
$52.5mreported value*
4 new 12 added 5 reduced 2 sold out net bought ≈ $5.6m (+518.3k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $10.77.

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

0102030Q3 22: 28Q4 22: 30Q1 23: 28Q2 23: 3030Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 202228
Q4 202230
Q1 202328
Q2 202330

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
20020Q4 22: 15 bought or addedQ4 22: 12 cut or sold outQ4 22Q1 23: 12 bought or addedQ1 23: 13 cut or sold outQ1 23Q2 23: 16 bought or addedQ2 23: 7 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 20221512
Q1 20231213
Q2 2023167

Biggest buyers

Allspring Global Investments Holdings, LLC Added +318,310+318.3k
SIT INVESTMENT ASSOCIATES INC Added +173,242+173.2k
1607 Capital Partners, LLC Added +26,400+26.4k
RIVERBRIDGE PARTNERS LLC New +18,154+18.2k
AQR Arbitrage LLC New +13,692+13.7k
Hennion & Walsh Asset Management, Inc. New +13,372+13.4k
GUGGENHEIM CAPITAL LLC Added +9,401+9.4k
MORGAN STANLEY Added +6,258+6.3k
NewEdge Advisors, LLC Added +3,250+3.2k
STIFEL FINANCIAL CORP Added +1,996+2.0k

Biggest sellers

UBS Group AG Reduced -30,117-30.1k
WOLVERINE ASSET MANAGEMENT LLC Reduced -28,210-28.2k
Steward Partners Investment Advisory, LLC Sold out -3,250-3.2k
Kestra Advisory Services, LLC Reduced -2,921-2.9k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -2,150-2.1k
WELLS FARGO & COMPANY/MN Reduced -1,536-1.5k
CWM, LLC Sold out -166-166

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
SIT INVESTMENT ASSOCIATES INC 13G · institution filed 2025-07-07 26.8% 3.1m≈ $34.5m 2025-07-07
Karpus Management, Inc. 13G · institution new · filed 2026-08-14 7.3% new 846.2k≈ $9.3m 2026-08-14
1607 Capital Partners, LLC 13G · institution -3.2 pts · filed 2026-08-14 6.8% -3.2 pts 791.2k≈ $8.7m 2026-08-14

Insider purchases and sales in Q2 2023

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

None reported in Q2 2023.

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 SIT INVESTMENT ASSOCIATES INC 0.61% of their portfolio Minneapolis, MN 2,171,1292.2m $23.4m $23.4m 0.61% Added +173.2k +173,242
2 Allspring Global Investments Holdings, LLC 0.02% of their portfolio CHARLOTTE, NC 1,013,9621.0m $10.9m $10.9m 0.02% Added +318.3k +318,310
3 1607 Capital Partners, LLC 0.71% of their portfolio Richmond, VA 914,958915.0k $9.9m $9.9m 0.71% Added +26.4k +26,400
4 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 111,980112.0k $1.2m $1.2m 0.00% Added +6.3k +6,258
5 UBS Group AG 0.00% of their portfolio ZURICH, V8 90,01190.0k $969.4k $969.4k 0.00% Reduced -30.1k -30,117
6 GUGGENHEIM CAPITAL LLC 0.01% of their portfolio CHICAGO, IL 77,64477.6k $836.2k $836.2k 0.01% Added +9.4k +9,401
7 Fiera Capital Corp 0.00% of their portfolio MONTREAL, A8 67,72367.7k $729.4k $729.4k 0.00% Unchanged
8 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 66,10266.1k $711.9k $711.9k 0.00% Added +828 +828
9 Karpus Management, Inc. 0.02% of their portfolio Pittsford, NY 63,81363.8k $687.3k $687.3k 0.02% Unchanged
10 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 33,60933.6k $362.0k $362.0k 0.00% Added +25 +25
11 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 33,48233.5k $360.6k $360.6k 0.00% Added +2.0k +1,996
12 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 27,83227.8k $299.8k $299.8k 0.00% Reduced -2.9k -2,921
13 MELFA WEALTH MANAGEMENT, INC. 0.27% of their portfolio WESTBOROUGH, MA 24,50524.5k $263.9k $263.9k 0.27% Added +7 +7
14 RIVERBRIDGE PARTNERS LLC 0.00% of their portfolio MINNEAPOLIS, MN 18,15418.2k $195.5k $195.5k 0.00% New
15 Waverly Advisors, LLC 0.01% of their portfolio BIRMINGHAM, AL 17,15217.2k $184.7k $184.7k 0.01% Unchanged
16 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 16,58716.6k $179.0k $179.0k 0.00% Added +43 +43
17 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 16,57516.6k $178.5k $178.5k 0.00% Added +3.2k +3,250
18 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 15,79815.8k $170.2k $170.2k 0.00% Reduced -1.5k -1,536
19 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 15,52215.5k $167.2k $167.2k 0.00% Unchanged
20 ProVise Management Group, LLC 0.01% of their portfolio CLEARWATER, FL 13,90013.9k $149.7k $149.7k 0.01% Unchanged
21 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 13,83113.8k $149.0k $149.0k 0.00% Reduced -2.1k -2,150
22 AQR Arbitrage LLC 0.01% of their portfolio Greenwich, CT 13,69213.7k $147.5k $147.5k 0.01% New
23 Hennion & Walsh Asset Management, Inc. 0.01% of their portfolio Parsippany, NJ 13,37213.4k $144.0k $144.0k 0.01% New
24 WOLVERINE ASSET MANAGEMENT LLC 0.00% of their portfolio CHICAGO, IL 13,24213.2k $142.6k $142.6k 0.00% Reduced -28.2k -28,210
25 HOLLENCREST CAPITAL MANAGEMENT 0.01% of their portfolio NEWPORT BEACH, CA 5,5085.5k $59.3k $59.3k 0.01% Unchanged
26 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 3,7723.8k $41.0k $41.0k 0.00% Added +150 +150
27 Founders Capital Management 0.02% of their portfolio HOUSTON, TX 2,8002.8k $30.2k $30.2k 0.02% Unchanged
28 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 1,5231.5k $16.4k $16.4k 0.00% New
29 HUNTINGTON NATIONAL BANK 0.00% of their portfolio COLUMBUS, OH 11 $11 $11 0.00% Unchanged
30 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged