Vault-13

HANCOCK JOHN FINL OPPTYS FD BTO

SH BEN INT NEW · Closed-End Fund · CUSIP 409735206

70 institutional holders +0 vs Q1 2024
3,942,2233.9m shares reported held*
$110.4mreported value*
8 new 28 added 12 reduced 7 sold out net sold ≈ $72.9m (-2.6m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $28.02.

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

050100Q3 22: 65Q4 22: 62Q1 23: 69Q2 23: 68Q3 23: 68Q4 23: 77Q1 24: 70Q2 24: 7070Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 202265
Q4 202262
Q1 202369
Q2 202368
Q3 202368
Q4 202377
Q1 202470
Q2 202470

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 22: 28 bought or addedQ4 22: 21 cut or sold outQ4 22Q1 23: 40 bought or addedQ1 23: 19 cut or sold outQ2 23: 31 bought or addedQ2 23: 33 cut or sold outQ2 23Q3 23: 30 bought or addedQ3 23: 26 cut or sold outQ4 23: 31 bought or addedQ4 23: 25 cut or sold outQ4 23Q1 24: 26 bought or addedQ1 24: 32 cut or sold outQ2 24: 36 bought or addedQ2 24: 19 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 20222821
Q1 20234019
Q2 20233133
Q3 20233026
Q4 20233125
Q1 20242632
Q2 20243619

Biggest buyers

Cornerstone Advisors, LLC New +97,366+97.4k
World Investment Advisors New +36,664+36.7k
WOLVERINE ASSET MANAGEMENT LLC Added +31,319+31.3k
ROYAL BANK OF CANADA Added +26,695+26.7k
Shaker Financial Services, LLC Added +19,629+19.6k
WELLS FARGO & COMPANY/MN Added +15,173+15.2k
OSAIC HOLDINGS, INC. Added +13,729+13.7k
UBS Group AG Added +11,240+11.2k
Invesco Ltd. New +8,397+8.4k
Creative Planning New +7,634+7.6k

Biggest sellers

MORGAN STANLEY Reduced -2,744,623-2.7m
Mesirow Financial Investment Management, Inc. Sold out -44,500-44.5k
LINCOLN NATIONAL CORP Sold out -29,510-29.5k
Raymond James Financial Services Advisors, Inc. Reduced -26,632-26.6k
B. Riley Wealth Advisors, Inc. Sold out -16,645-16.6k
Thrivent Financial for Lutherans Sold out -8,694-8.7k
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. Reduced -7,951-8.0k
Advisory Services Network, LLC Sold out -7,047-7.0k
BANK OF AMERICA CORP /DE/ Reduced -6,226-6.2k
Gilliland Jeter Wealth Management LLC Reduced -4,305-4.3k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
FIRST TRUST PORTFOLIOS LP 13G · institution new · filed 2026-01-30 5.4% new 1.1m≈ $42.0m 2026-01-30

Insider purchases and sales in Q2 2024

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

Officers and directors buying vs selling

Number of people, by quarter (10% owners not included)

BuyingSelling
101Q3 22: 0 buyingQ3 22: 0 sellingQ4 22: 0 buyingQ4 22: 0 sellingQ4 22Q1 23: 0 buyingQ1 23: 0 sellingQ2 23: 0 buyingQ2 23: 0 sellingQ2 23Q3 23: 0 buyingQ3 23: 0 sellingQ4 23: 1 buyingQ4 23: 0 sellingQ4 23Q1 24: 1 buyingQ1 24: 0 sellingQ2 24: 0 buyingQ2 24: 0 sellingQ2 24
Numbers
QuarterBuyingBoughtSellingSoldSold under a plan
Q3 20220—0——
Q4 20220—0——
Q1 20230—0——
Q2 20230—0——
Q3 20230—0——
Q4 20231$10.9k0——
Q1 20241$15.7k0——
Q2 20240—0——

None reported in Q2 2024.

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 1,264,9071.3m $35.4m $35.4m 0.00% Reduced -2.7m -2,744,623
2 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 590,785590.8k $16.5m $16.5m 0.00% Added +15.2k +15,173
3 Raymond James Financial Services Advisors, Inc. 0.02% of their portfolio ST. PETERSBURG, FL 383,506383.5k $10.7m $10.7m 0.02% Reduced -26.6k -26,632
4 Janney Montgomery Scott LLC 0.02% of their portfolio PHILADELPHIA, PA 206,464206.5k $5.8m $5.8m 0.02% Reduced -4.2k -4,150
5 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 195,135195.1k $5.5m $5.5m 0.00% Added +26.7k +26,695
6 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 117,778117.8k $3.3m $3.3m 0.00% Reduced -1.5k -1,505
7 Cornerstone Advisors, LLC 0.11% of their portfolio ASHEVILLE, NC 97,36697.4k $2.7m $2.7m 0.11% New
8 FCA CORP /TX 0.83% of their portfolio HOUSTON, TX 93,08993.1k $2.6m $2.6m 0.83% Added +1.2k +1,161
9 Aurora Investment Counsel 1.47% of their portfolio ATLANTA, GA 89,27989.3k $2.5m $2.5m 1.47% Added +429 +429
10 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 88,88288.9k $2.5m $2.5m 0.00% Added +6.0k +5,958
11 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 79,76479.8k $2.2m $2.2m 0.00% Added +171 +171
12 NORTH STAR ASSET MANAGEMENT INC 0.10% of their portfolio NEENAH, WI 75,20475.2k $2.1m $2.1m 0.10% Reduced -1.8k -1,795
13 UBS Group AG 0.00% of their portfolio ZURICH, V8 47,61647.6k $1.3m $1.3m 0.00% Added +11.2k +11,240
14 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 0.10% of their portfolio Englewood, NJ 40,93440.9k $1.1m $1.1m 0.10% Reduced -8.0k -7,951
15 Shaker Financial Services, LLC 0.46% of their portfolio Arlington, VA 40,84040.8k $1.1m $1.1m 0.46% Added +19.6k +19,629
16 WOLVERINE ASSET MANAGEMENT LLC 0.02% of their portfolio CHICAGO, IL 39,14839.1k $1.1m $1.1m 0.02% Added +31.3k +31,319
17 World Investment Advisors 0.06% of their portfolio LINCROFT, NJ 36,66436.7k $1.0m $1.0m 0.06% New
18 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 36,17736.2k $1.0m $1.0m 0.00% Added +2.2k +2,169
19 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 35,87535.9k $1.0m $1.0m 0.00% Reduced -6.2k -6,226
20 Gilliland Jeter Wealth Management LLC 0.30% of their portfolio LITTLE ROCK, AR 32,16332.2k $900.9k $900.9k 0.30% Reduced -4.3k -4,305
21 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 29,62029.6k $829.7k $829.7k 0.00% Added +13.7k +13,729
22 OPPENHEIMER & CO INC 0.01% of their portfolio NEW YORK, NY 26,63926.6k $746.2k $746.2k 0.01% Added +302 +302
23 Samalin Investment Counsel, LLC 0.33% of their portfolio CHAPPAQUA, NY 25,57025.6k $716.2k $716.2k 0.33% Added +2.0k +1,991
24 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 19,81719.8k $555.0k $555.0k 0.00% Added +1.1k +1,068
25 Mariner, LLC 0.00% of their portfolio Overland Park, KS 17,57617.6k $492.3k $492.3k 0.00% Added +3.2k +3,216
26 PEAPACK GLADSTONE FINANCIAL CORP 0.01% of their portfolio BEDMINSTER, NJ 17,06317.1k $478.0k $478.0k 0.01% Unchanged
27 All Season Financial Advisors, Inc. 0.34% of their portfolio DENVER, CO 13,55013.6k $379.5k $379.5k 0.34% Reduced -863 -863
28 Private Advisor Group, LLC 0.00% of their portfolio MORRISTOWN, NJ 12,96313.0k $363.1k $363.1k 0.00% Added +2.3k +2,316
29 L.M. KOHN & COMPANY 0.09% of their portfolio CINCINNATI, OH 12,26612.3k $343.6k $343.6k 0.09% Reduced -35 -35
30 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 12,22112.2k $342.3k $342.3k 0.00% Added +1.7k +1,706
31 WINTRUST INVESTMENTS LLC 0.03% of their portfolio CHICAGO, IL 12,17612.2k $341.0k $341.0k 0.03% Added +998 +998
32 D.A. DAVIDSON & CO. 0.00% of their portfolio GREAT FALLS, MT 11,59711.6k $324.9k $324.9k 0.00% Reduced -2.4k -2,434
33 STEPHENS INC /AR/ 0.00% of their portfolio LITTLE ROCK, AR 11,52411.5k $322.8k $322.8k 0.00% Added +2.8k +2,824
34 Formidable Asset Management, LLC 0.05% of their portfolio CINCINNATI, OH 11,21011.2k $314.0k $314.0k 0.05% Added +1.1k +1,100
35 Institute for Wealth Management, LLC. 0.04% of their portfolio DENVER, CO 10,80410.8k $302.6k $302.6k 0.04% Unchanged
36 Avidian Wealth Enterprises, LLC 0.01% of their portfolio Houston, TX 10,46410.5k $293.1k $293.1k 0.01% Unchanged
37 Atria Wealth Solutions, Inc. 0.00% of their portfolio NEW YORK, NY 10,39310.4k $291.1k $291.1k 0.00% Added +1.1k +1,101
38 Redwood Wealth Management Group, LLC 0.19% of their portfolio MEDFORD, NJ 8,8298.8k $247.3k $247.3k 0.19% Added +1.5k +1,500
39 J.W. COLE ADVISORS, INC. 0.01% of their portfolio TAMPA, FL 8,8178.8k $247.0k $247.0k 0.01% Added +114 +114
40 WEDBUSH SECURITIES INC 0.01% of their portfolio PASADENA, CA 8,7388.7k $245.0k $245.0k 0.01% Added +700 +700
41 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 8,3978.4k $235.2k $235.2k 0.00% New
42 Abel Hall, LLC 0.16% of their portfolio BATON ROUGE, LA 8,0008.0k $224.1k $224.1k 0.16% Unchanged
43 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 7,6347.6k $213.8k $213.8k 0.00% New
44 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 5,4955.5k $153.9k $153.9k 0.00% Reduced -582 -582
45 COMERICA BANK 0.00% of their portfolio DALLAS, TX 5,1355.1k $143.8k $143.8k 0.00% Added +300 +300
46 Mendota Financial Group, LLC 0.07% of their portfolio MADISON, WI 4,4854.5k $125.6k $125.6k 0.07% Unchanged
47 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 4,0174.0k $112.5k $112.5k 0.00% Unchanged
48 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 3,3843.4k $107.2k $107.2k 0.00% Added +3 +3
49 EverSource Wealth Advisors, LLC 0.01% of their portfolio BIRMINGHAM, AL 2,5002.5k $81.8k $81.8k 0.01% New
50 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.00% of their portfolio ORLANDO, FL 1,8251.8k $51.1k $51.1k 0.00% New
51 PRIVATE TRUST CO NA 0.00% of their portfolio CLEVELAND, OH 1,5001.5k $42.0k $42.0k 0.00% Added +1.0k +1,000
52 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 1,0761.1k $30.1k $30.1k 0.00% Unchanged
53 TOTH FINANCIAL ADVISORY CORP 0.00% of their portfolio LEESBURG, VA 660660 $18.5k $18.5k 0.00% Added +100 +100
54 THOMPSON INVESTMENT MANAGEMENT, INC. 0.00% of their portfolio MADISON, WI 649649 $18.2k $18.2k 0.00% Unchanged
55 CREATIVE FINANCIAL DESIGNS INC /ADV 0.00% of their portfolio KOKOMO, IN 600600 $16.8k $16.8k 0.00% Unchanged
56 AdvisorNet Financial, Inc 0.00% of their portfolio MINNETONKA, MN 600600 $16.8k $16.8k 0.00% Unchanged
57 CWM, LLC 0.00% of their portfolio OMAHA, NE 514514 $14.0k $14.0k 0.00% Unchanged
58 IFP Advisors, Inc 0.00% of their portfolio TAMPA, FL 500500 $14.0k $14.0k 0.00% Unchanged
59 Spire Wealth Management 0.00% of their portfolio MCLEAN, VA 429429 $12.0k $12.0k 0.00% Unchanged
60 CIBC Private Wealth Group LLC 0.00% of their portfolio ATLANTA, GA 300300 $8.4k $8.4k 0.00% Unchanged
61 Bogart Wealth, LLC 0.00% of their portfolio MCLEAN, VA 231231 $6.5k $6.5k 0.00% Unchanged
62 PRINCIPAL SECURITIES, INC. 0.00% of their portfolio DES MOINES, IA 225225 $6.3k $6.3k 0.00% Unchanged
63 Global Retirement Partners, LLC 0.00% of their portfolio San Rafael, CA 171171 $4.8k $4.8k 0.00% Unchanged
64 Geneos Wealth Management Inc. 0.00% of their portfolio ENGLEWOOD, CO 165165 $4.6k $4.6k 0.00% Unchanged
65 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 125125 $3.5k $3.5k 0.00% Unchanged
66 Investors Research Corp 0.00% of their portfolio ATLANTA, GA 110110 $3.1k $3.1k 0.00% New
67 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 8080 $2.2k $2.2k 0.00% Unchanged
68 Tower Research Capital LLC (TRC) 0.00% of their portfolio NEW YORK, NY 33 $84 $84 0.00% New
69 HUNTINGTON NATIONAL BANK 0.00% of their portfolio COLUMBUS, OH 11 $28 $28 0.00% Unchanged
70 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged