Vault-13

HALOZYME THERAPEUTICS INC HALO 1 08.15.28

NOTE 1.000% 8/1 · US DOMESTIC · CUSIP 40637HAF6

74 institutional holders +0 vs Q1 2024
23,370,00023.4m shares reported held*
$978.5mreported value*
10 new 14 added 25 reduced 9 sold out net sold ≈ $25.6m (-2.4m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $41.87. Options: 1 managers hold calls ($2.8m notional), 0 hold puts (—).

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

0255075Q3 23: 67Q4 23: 75Q1 24: 74Q2 24: 7474Q3 23Q4 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 202367
Q4 202375
Q1 202474
Q2 202474

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 23: 34 bought or addedQ4 23: 26 cut or sold outQ4 23Q1 24: 27 bought or addedQ1 24: 37 cut or sold outQ1 24Q2 24: 24 bought or addedQ2 24: 34 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 20233426
Q1 20242737
Q2 20242434

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$2m$4m$6mQ3 23 calls: $4.1mQ3 23 puts: $0Q3 23P/C 0.00Q4 23 calls: $3.8mQ4 23 puts: $0Q4 23P/C 0.00Q1 24 calls: $3.2mQ1 24 puts: $0Q1 24P/C 0.00Q2 24 calls: $2.8mQ2 24 puts: $0Q2 24P/C 0.00
Numbers
QuarterCallsPutsP/C
Q3 2023$4.1m$00.00
Q4 2023$3.8m$00.00
Q1 2024$3.2m$00.00
Q2 2024$2.8m$00.00

Biggest buyers

M&G PLC Added +5,127,000,000+5.1bn
BlackRock Inc. Added +29,780,000+29.8m
MILLENNIUM MANAGEMENT LLC Added +28,500,000+28.5m
VOYA INVESTMENT MANAGEMENT LLC New +14,500,000+14.5m
CAMDEN ASSET MANAGEMENT L P /CA Added +13,000,000+13.0m
BANK OF AMERICA CORP /DE/ Added +10,977,000+11.0m
AMERIPRISE FINANCIAL INC New +10,500,000+10.5m
FMR LLC New +8,920,000+8.9m
JPMORGAN CHASE & CO Added +5,162,000+5.2m
WELLS FARGO & COMPANY/MN Added +5,018,000+5.0m

Biggest sellers

Linden Advisors LP Reduced -68,900,000-68.9m
ADVENT CAPITAL MANAGEMENT /DE/ Reduced -26,894,000-26.9m
MORGAN STANLEY Reduced -18,470,000-18.5m
Magnetar Financial LLC Sold out -16,100,000-16.1m
Mirabaud Asset Management (France) SAS Reduced -14,750,000-14.8m
WOLVERINE ASSET MANAGEMENT LLC Reduced -4,500,000-4.5m
SUSQUEHANNA INTERNATIONAL GROUP, LLP Sold out -4,000,000-4.0m
Jefferies Financial Group Inc. Reduced -1,645,000-1.6m
JANE STREET GROUP, LLC Sold out -1,360,000-1.4m
DEUTSCHE BANK AG\ Sold out -1,275,000-1.3m

Biggest calls

DEUTSCHE BANK AG\ Reduced $2.8m2.5m shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 M&G PLC 0.18% of their portfolio London, X0 23,356,000,00023.4bn $30.6m $30.6m 0.18% Added +5.1bn +5,127,000,000
2 Calamos Advisors LLC 0.34% of their portfolio NAPERVILLE, IL 63,430,00063.4m $70.6m $70.6m 0.34% Reduced -55.0k -55,000
3 WOLVERINE ASSET MANAGEMENT LLC 0.98% of their portfolio CHICAGO, IL 46,689,00046.7m $51.9m $51.9m 0.98% Reduced -4.5m -4,500,000
4 MacKay Shields LLC 1.51% of their portfolio New York, NY 44,673,00044.7m $49.8m $49.8m 1.51% Reduced -329.0k -329,000
5 CAMDEN ASSET MANAGEMENT L P /CA 1.46% of their portfolio Los Angeles, CA 43,463,00043.5m $48.3m $48.3m 1.46% Added +13.0m +13,000,000
6 LAZARD ASSET MANAGEMENT LLC 0.06% of their portfolio NEW YORK, NY 42,339,00042.3m $47.2m $47.2m 0.06% Unchanged
7 MILLENNIUM MANAGEMENT LLC 0.04% of their portfolio NEW YORK, NY 42,000,00042.0m $46.8m $46.8m 0.04% Added +28.5m +28,500,000
8 BlackRock Inc. 0.00% of their portfolio New York, NY 35,255,00035.3m $39.2m $39.2m 0.00% Added +29.8m +29,780,000
9 ADVENT CAPITAL MANAGEMENT /DE/ 0.62% of their portfolio NEW YORK, NY 23,033,00023.0m $25.7m $25.7m 0.62% Reduced -26.9m -26,894,000
10 Polar Asset Management Partners Inc. 0.57% of their portfolio TORONTO, A6 20,000,00020.0m $22.3m $22.3m 0.57% Unchanged
11 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 17,902,00017.9m $19.9m $19.9m 0.00% Added +11.0m +10,977,000
12 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 14,700,00014.7m $16.4m $16.4m 0.00% Reduced -1.1m -1,100,000
13 VOYA INVESTMENT MANAGEMENT LLC 0.02% of their portfolio ATLANTA, GA 14,500,00014.5m $16.2m $16.2m 0.02% New
14 AQR Arbitrage LLC 0.39% of their portfolio Greenwich, CT 13,550,00013.6m $15.1m $15.1m 0.39% Unchanged
15 CITADEL ADVISORS LLC 0.01% of their portfolio MIAMI, FL 13,200,00013.2m $14.7m $14.7m 0.01% Added +3.1m +3,106,000
16 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 13,014,00013.0m $14.5m $14.5m 0.00% Added +5.0m +5,018,000
17 ABSOLUTE INVESTMENT ADVISERS, LLC 1.81% of their portfolio ROSEMARY BEACH, FL 11,000,00011.0m $12.2m $12.2m 1.81% Unchanged
18 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 10,500,00010.5m $11.7m $11.7m 0.00% New
19 Kohlberg Kravis Roberts & Co. L.P. 0.33% of their portfolio NEW YORK, NY 10,000,00010.0m $11.1m $11.1m 0.33% Unchanged
20 SCHRODER INVESTMENT MANAGEMENT GROUP 0.01% of their portfolio London, X0 9,875,0009.9m $10.9m $10.9m 0.01% Added +300.0k +300,000
21 Mirabaud Asset Management (France) SAS 5.63% of their portfolio PARIS, I0 9,500,0009.5m $10.6m $10.6m 5.63% Reduced -14.8m -14,750,000
22 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 9,235,0009.2m $10.3m $10.3m 0.00% Reduced -18.5m -18,470,000
23 FMR LLC 0.00% of their portfolio BOSTON, MA 8,920,0008.9m $9.9m $9.9m 0.00% New
24 DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main 0.01% of their portfolio FRANKFURT AM MAIN, 2M 8,700,0008.7m $9.7m $9.7m 0.01% Unchanged
25 GABELLI FUNDS LLC 0.07% of their portfolio Rye, NY 7,900,0007.9m $8.7m $8.7m 0.07% Unchanged
26 Amundi 0.00% of their portfolio Paris, I0 7,500,0007.5m $8.3m $8.3m 0.00% Reduced -500.0k -500,000
27 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 6,802,0006.8m $7.6m $7.6m 0.00% Added +5.2m +5,162,000
28 FRANKLIN RESOURCES INC 0.00% of their portfolio San Mateo, CA 6,464,0006.5m $7.2m $7.2m 0.00% Added +3.1m +3,082,000
29 SHENKMAN CAPITAL MANAGEMENT INC 0.54% of their portfolio NEW YORK, NY 5,482,0005.5m $6.2m $6.2m 0.54% Reduced -44.0k -44,000
30 OFI INVEST ASSET MANAGEMENT 0.13% of their portfolio ISSY LES MOULINEAUX, I0 4,900,0004.9m $5.1m $5.1m 0.13% Reduced -4.9k -4,900
31 SSI INVESTMENT MANAGEMENT LLC 0.40% of their portfolio Los Angeles, CA 4,730,0004.7m $5.3m $5.3m 0.40% Reduced -112.0k -112,000
32 RWC Asset Management LLP 0.31% of their portfolio LONDON, X0 4,000,0004.0m $4.4m $4.4m 0.31% Unchanged
33 NEW YORK STATE COMMON RETIREMENT FUND 0.01% of their portfolio ALBANY, NY 3,899,0003.9m $4.3m $4.3m 0.01% Reduced -1.1m -1,094,000
34 OAKTREE CAPITAL MANAGEMENT LP 0.07% of their portfolio LOS ANGELES, CA 3,592,0003.6m $4.0m $4.0m 0.07% Unchanged
35 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 3,467,0003.5m $3.9m $3.9m 0.00% Unchanged
36 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 3,251,0003.3m $3.6m $3.6m 0.00% Reduced -352.0k -352,000
37 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 3,128,0003.1m $3.5m $3.5m 0.00% Added +2.9m +2,851,000
38 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 0.00% of their portfolio NEW YORK, NY 3,058,0003.1m $3.4m $3.4m 0.00% New
39 Man Group plc 0.01% of their portfolio LONDON, X0 2,835,0002.8m $3.1m $3.1m 0.01% Reduced -725.0k -725,000
40 Nicholas Investment Partners, LP 0.31% of their portfolio RANCHO SANTA FE, CA 2,700,0002.7m $3.0m $3.0m 0.31% New
41 PALISADE CAPITAL MANAGEMENT, LP 0.08% of their portfolio FORT LEE, NJ 2,569,0002.6m $2.9m $2.9m 0.08% Reduced -1.0m -1,000,000
42 Sonora Investment Management Group, LLC 0.18% of their portfolio TUCSON, AZ 2,335,0002.3m $2.3m $2.3m 0.18% Unchanged
43 WESTWOOD HOLDINGS GROUP INC 1.17% of their portfolio DALLAS, TX 2,250,0002.2m $250.1m $250.1m 1.17% Unchanged
44 BNP PARIBAS FINANCIAL MARKETS 0.00% of their portfolio PARIS, I0 2,088,0002.1m $2.3m $2.3m 0.00% Reduced -525.0k -525,000
45 FLOSSBACH VON STORCH SE 0.01% of their portfolio COLOGNE, 2M 1,800,0001.8m $2.0m $2.0m 0.01% Reduced -730.0k -730,000
46 MACQUARIE GROUP LTD 0.00% of their portfolio Sydney, NSW 2000, C3 1,700,0001.7m $1.9m $1.9m 0.00% Reduced -1.0m -1,000,000
47 AGF MANAGEMENT LTD 0.01% of their portfolio TORONTO, A6 1,500,0001.5m $1.7m $1.7m 0.01% Unchanged
48 Wellesley Asset Management 0.16% of their portfolio PORTSMOUTH, NH 1,400,0001.4m $1.6m $1.6m 0.16% New
49 GROUPAMA ASSET MANAGMENT 0.02% of their portfolio PARIS, I0 1,200,0001.2m $1.3m $1.3m 0.02% Unchanged
50 PROSPECTOR PARTNERS LLC 0.16% of their portfolio GUILFORD, CT 1,200,0001.2m $1.3m $1.3m 0.16% Added +200.0k +200,000
51 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 600,000600.0k $667.3k $667.3k 0.00% Unchanged
52 Zurcher Kantonalbank (Zurich Cantonalbank) 0.00% of their portfolio ZURICH, V8 500,000500.0k $555.9k $555.9k 0.00% Unchanged
53 Teton Advisors, Inc. 0.23% of their portfolio Rye, NY 500,000500.0k $552.1k $552.1k 0.23% Unchanged
54 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 496,000496.0k $547.2k $547.2k 0.00% New
55 Russell Investments Group, Ltd. 0.00% of their portfolio Seattle, WA 428,000428.0k $477.8k $477.8k 0.00% Unchanged
56 ABN AMRO INVESTMENT SOLUTIONS 0.01% of their portfolio PARIS CEDEX 008, I0 400,000400.0k $445.6k $445.6k 0.01% Reduced -200.0k -200,000
57 Calamos Wealth Management LLC 0.02% of their portfolio NAPERVILLE, IL 365,000365.0k $406.1k $406.1k 0.02% Added +12.0k +12,000
58 SEI INVESTMENTS CO 0.00% of their portfolio OAKS, PA 322,000322.0k $357.9k $357.9k 0.00% Unchanged
59 Central Pacific Bank - Trust Division 0.03% of their portfolio HONOLULU, HI 233,000233.0k $259.0k $259.0k 0.03% Unchanged
60 KBC Group NV 0.00% of their portfolio Brussels, C9 200,000200.0k $223.0k $223.0k 0.00% Unchanged
61 OPPENHEIMER ASSET MANAGEMENT INC. 0.00% of their portfolio NEW YORK, NY 186,000186.0k $206.8k $206.8k 0.00% Added +78.0k +78,000
62 Linden Advisors LP 0.00% of their portfolio New York, NY 123,000123.0k $137.0k $137.0k 0.00% Reduced -68.9m -68,900,000
63 STEPHENS INC /AR/ 0.00% of their portfolio LITTLE ROCK, AR 102,000102.0k $113.4k $113.4k 0.00% Reduced -2.0k -2,000
64 FIRST HAWAIIAN BANK 0.00% of their portfolio HONOLULU, HI 56,00056.0k $62.2k $62.2k 0.00% Reduced -34.0k -34,000
65 Virtus Investment Advisers, LLC 0.04% of their portfolio HARTFORD, CT 38,00038.0k $42.2k $42.2k 0.04% Unchanged
66 Balboa Wealth Partners 0.01% of their portfolio SCOTTSDALE, AZ 32,00032.0k $35.4k $35.4k 0.01% Reduced -1.0k -1,000
67 LAKE STREET ADVISORS GROUP, LLC 0.00% of their portfolio PORTSMOUTH, NH 27,00027.0k $30.0k $30.0k 0.00% Unchanged
68 Jefferies Financial Group Inc. 0.00% of their portfolio NEW YORK, NY 22,00022.0k $24.6k $24.6k 0.00% Reduced -1.6m -1,645,000
69 CHOREO, LLC 0.00% of their portfolio ROCKFORD, IL 19,00019.0k $21.1k $21.1k 0.00% New
70 Boussard & Gavaudan Investment Management LLP 1.25% of their portfolio London, X0 7,0007.0k $7.8m $7.8m 1.25% New
71 COMERICA BANK 0.00% of their portfolio DALLAS, TX 2,0002.0k $2.2k $2.2k 0.00% Unchanged
72 Alken Asset Management Ltd 0.02% of their portfolio LONDON, X0 1,3001.3k $1.4k $1.4k 0.02% New
73 Candriam S.C.A. 0.01% of their portfolio STRASSEN, N4 1,1001.1k $1.2m $1.2m 0.01% Reduced -300 -300
74 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged