Vault-13

HALOZYME THERAPEUTICS INC HALO 0.25 03.01.27

NOTE 0.250% 3/0 · US DOMESTIC · CUSIP 40637HAD1

48 institutional holders -5 vs Q4 2025
27,348,00027.3m shares reported held*
$213.0mreported value*
7 new 9 added 10 reduced 11 sold out net bought ≈ $12.2m (+18.0m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $7.79.

Trends to Q1 2026

Institutional holders

Managers reporting a position, each quarter

0255075Q3 22: 50Q4 22: 57Q1 23: 66Q2 23: 68Q3 23: 67Q4 23: 66Q1 24: 63Q2 24: 59Q3 24: 57Q4 24: 59Q1 25: 61Q2 25: 66Q3 25: 64Q4 25: 53Q1 26: 4848Q3 22Q3 23Q3 24Q3 25Q1 26
Numbers
QuarterHolders
Q3 202250
Q4 202257
Q1 202366
Q2 202368
Q3 202367
Q4 202366
Q1 202463
Q2 202459
Q3 202457
Q4 202459
Q1 202561
Q2 202566
Q3 202564
Q4 202553
Q1 202648

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q2 24: 20 bought or addedQ2 24: 27 cut or sold outQ3 24: 29 bought or addedQ3 24: 27 cut or sold outQ3 24Q4 24: 21 bought or addedQ4 24: 29 cut or sold outQ1 25: 26 bought or addedQ1 25: 21 cut or sold outQ1 25Q2 25: 30 bought or addedQ2 25: 24 cut or sold outQ3 25: 30 bought or addedQ3 25: 37 cut or sold outQ3 25Q4 25: 23 bought or addedQ4 25: 37 cut or sold outQ1 26: 16 bought or addedQ1 26: 21 cut or sold outQ1 26
Numbers
QuarterBought or addedCut or sold out
Q2 20242027
Q3 20242927
Q4 20242129
Q1 20252621
Q2 20253024
Q3 20253037
Q4 20252337
Q1 20261621

Biggest buyers

STEELHEAD PARTNERS LLC New +19,053,000+19.1m
TPG GP A, LLC New +10,000,000+10.0m
Balyasny Asset Management L.P. New +6,200,000+6.2m
CITIGROUP INC Added +5,643,000+5.6m
SILVERBACK ASSET MANAGEMENT LLC Added +1,315,000+1.3m
SSI INVESTMENT MANAGEMENT LLC New +1,300,000+1.3m
BANK OF MONTREAL /CAN/ New +634,000+634.0k
RATIONAL ADVISORS, INC. Added +530,000+530.0k
PIER 88 INVESTMENT PARTNERS LLC Added +459,000+459.0k
M&G PLC Added +264,000+264.0k

Biggest sellers

CITADEL ADVISORS LLC Reduced -22,702,000-22.7m
TORONTO DOMINION BANK Sold out -2,500,000-2.5m
Jefferies Financial Group Inc. Sold out -2,327,000-2.3m
JPMORGAN CHASE & CO Reduced -1,540,000-1.5m
ADVENT CAPITAL MANAGEMENT /DE/ Reduced -1,434,000-1.4m
LAZARD ASSET MANAGEMENT LLC Sold out -1,396,000-1.4m
SSI INVESTMENT MANAGEMENT LLC Sold out -1,300,000-1.3m
FLOSSBACH VON STORCH SE Sold out -1,050,000-1.1m
PALISADE CAPITAL MANAGEMENT, LP Sold out -550,000-550.0k
Ares Systematic Credit Ltd Sold out -200,000-200.0k

Holders, Q1 2026

#ManagerLocationShares Value% of their portfolioChangeShares change
1 M&G PLC 0.20% of their portfolio London, X0 37,103,00037.1m $38.2m $38.2m 0.20% Added +264.0k +264,000
2 CITADEL ADVISORS LLC 0.01% of their portfolio MIAMI, FL 19,455,00019.5m $20.3m $20.3m 0.01% Reduced -22.7m -22,702,000
3 STEELHEAD PARTNERS LLC 1.43% of their portfolio SEATTLE, WA 19,053,00019.1m $19.8m $19.8m 1.43% New
4 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 18,136,00018.1m $18.7m $18.7m 0.00% Reduced -1.5m -1,540,000
5 Nuveen, LLC 0.00% of their portfolio CHARLOTTE, NC 12,340,00012.3m $12.8m $12.8m 0.00% Added +55.0k +55,000
6 SILVERBACK ASSET MANAGEMENT LLC 2.29% of their portfolio DURHAM, NC 11,134,00011.1m $11.6m $11.6m 2.29% Added +1.3m +1,315,000
7 DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main 0.01% of their portfolio FRANKFURT AM MAIN, 2M 10,650,00010.7m $11.1m $11.1m 0.01% Unchanged
8 CITIGROUP INC 0.01% of their portfolio NEW YORK, NY 10,146,00010.1m $10.5m $10.5m 0.01% Added +5.6m +5,643,000
9 TPG GP A, LLC 0.28% of their portfolio FORT WORTH, TX 10,000,00010.0m $10.4m $10.4m 0.28% New
10 Point72 Asset Management, L.P. 0.01% of their portfolio STAMFORD, CT 7,500,0007.5m $7.8m $7.8m 0.01% Unchanged
11 Balyasny Asset Management L.P. 0.01% of their portfolio Chicago, IL 6,200,0006.2m $6.5m $6.5m 0.01% New
12 Calamos Advisors LLC 0.02% of their portfolio NAPERVILLE, IL 5,663,0005.7m $5.9m $5.9m 0.02% Reduced -84.0k -84,000
13 MacKay Shields LLC 0.21% of their portfolio New York, NY 5,416,0005.4m $5.6m $5.6m 0.21% Added +177.0k +177,000
14 Focus Partners Wealth 0.00% of their portfolio ST LOUIS, MO 3,751,0003.8m $3.9m $3.9m 0.00% Reduced -30.0k -30,000
15 WATER ISLAND CAPITAL LLC 0.41% of their portfolio NEW YORK, NY 3,000,0003.0m $3.1m $3.1m 0.41% Unchanged
16 RATIONAL ADVISORS, INC. 0.31% of their portfolio San Juan, PR 2,970,0003.0m $3.1m $3.1m 0.31% Added +530.0k +530,000
17 PIER 88 INVESTMENT PARTNERS LLC 0.79% of their portfolio SAN FRANCISCO, CA 2,970,0003.0m $3.1m $3.1m 0.79% Added +459.0k +459,000
18 ADVENT CAPITAL MANAGEMENT /DE/ 0.09% of their portfolio NEW YORK, NY 2,832,0002.8m $3.0m $3.0m 0.09% Reduced -1.4m -1,434,000
19 BNP PARIBAS ASSET MANAGEMENT Holding S.A. 0.00% of their portfolio Paris, I0 2,650,0002.6m $2.7m $2.7m 0.00% Unchanged
20 FMR LLC 0.00% of their portfolio BOSTON, MA 2,343,0002.3m $2.4m $2.4m 0.00% Unchanged
21 Aequim Alternative Investments LP 0.04% of their portfolio MILL VALLEY, CA 2,000,0002.0m $2.1m $2.1m 0.04% Unchanged
22 Man Group plc 0.00% of their portfolio LONDON, X0 1,860,0001.9m $1.9m $1.9m 0.00% Reduced -100.0k -100,000
23 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 1,447,0001.4m $1.5m $1.5m 0.00% Added +1.0k +1,000
24 SSI INVESTMENT MANAGEMENT LLC 0.09% of their portfolio Los Angeles, CA 1,300,0001.3m $1.3m $1.3m 0.09% New
25 Kohlberg Kravis Roberts & Co. L.P. 0.02% of their portfolio NEW YORK, NY 915,000915.0k $953.3k $953.3k 0.02% Unchanged
26 Universal- Beteiligungs- und Servicegesellschaft mbH 0.00% of their portfolio FRANKFURT AM MAIN, 2M 750,000750.0k $780.7k $780.7k 0.00% Unchanged
27 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 634,000634.0k $662.4k $662.4k 0.00% New
28 Calamos Wealth Management LLC 0.01% of their portfolio NAPERVILLE, IL 266,000266.0k $276.8k $276.8k 0.01% Added +4.0k +4,000
29 OPPENHEIMER ASSET MANAGEMENT INC. 0.00% of their portfolio NEW YORK, NY 170,000170.0k $176.3k $176.3k 0.00% Reduced -5.0k -5,000
30 &PARTNERS 0.00% of their portfolio NASHVILLE, TN 130,000130.0k $134.8k $134.8k 0.00% Reduced -1.0k -1,000
31 Cutler Capital Management, LLC 0.03% of their portfolio WORCESTER, MA 110,000110.0k $114.1k $114.1k 0.03% Unchanged
32 UBS Group AG 0.00% of their portfolio ZURICH, V8 64,00064.0k $66.4k $66.4k 0.00% New
33 Mariner, LLC 0.00% of their portfolio Overland Park, KS 59,00059.0k $61.0k $61.0k 0.00% Unchanged
34 Capital Investment Advisory Services, LLC 0.00% of their portfolio RALEIGH, NC 59,00059.0k $61.2k $61.2k 0.00% Unchanged
35 STEPHENS INC /AR/ 0.00% of their portfolio LITTLE ROCK, AR 53,00053.0k $55.0k $55.0k 0.00% Unchanged
36 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 38,00038.0k $39.4k $39.4k 0.00% Unchanged
37 Balboa Wealth Partners 0.00% of their portfolio SCOTTSDALE, AZ 28,00028.0k $28.9k $28.9k 0.00% Unchanged
38 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 22,00022.0k $22.8k $22.8k 0.00% Unchanged
39 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 20,00020.0k $20.7k $20.7k 0.00% Unchanged
40 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 18,00018.0k $18.7k $18.7k 0.00% Unchanged
41 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 18,00018.0k $18.7k $18.7k 0.00% Reduced -16.0k -16,000
42 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 17,00017.0k $17.5k $17.5k 0.00% Reduced -4.0k -4,000
43 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 15,00015.0k $15.6k $15.6k 0.00% Unchanged
44 MAI Capital Management 0.00% of their portfolio INDEPENDENCE, OH 15,00015.0k $15.5k $15.5k 0.00% Unchanged
45 Goldstein Advisors, LLC 0.00% of their portfolio Madison, WI 14,00014.0k $14.5k $14.5k 0.00% Unchanged
46 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 12,00012.0k $12.4k $12.4k 0.00% Unchanged
47 LAFFER TENGLER INVESTMENTS, INC. 0.30% of their portfolio Scottsdale, AZ 1,9682.0k $2.1m $2.1m 0.30% New
48 Erste Asset Management GmbH 0.00% of their portfolio VIENNA, C4 00 $0 $0 0.00% Unchanged