Vault-13

HALOZYME THERAPEUTICS INC HALO 0.25 03.01.27

NOTE 0.250% 3/0 · US DOMESTIC · CUSIP 40637HAD1

57 institutional holders -2 vs Q2 2024
12,486,35512.5m shares reported held*
$710.0mreported value*
13 new 16 added 13 reduced 14 sold out net sold ≈ $97.0m (+3.6m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $56.86.

Trends to Q3 2024

Institutional holders

Managers reporting a position, each quarter

0255075Q3 22: 50Q4 22: 57Q1 23: 66Q2 23: 68Q3 23: 67Q4 23: 66Q1 24: 63Q2 24: 59Q3 24: 5757Q3 22Q1 23Q3 23Q1 24Q3 24
Numbers
QuarterHolders
Q3 202250
Q4 202257
Q1 202366
Q2 202368
Q3 202367
Q4 202366
Q1 202463
Q2 202459
Q3 202457

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 22: 21 bought or addedQ4 22: 26 cut or sold outQ1 23: 32 bought or addedQ1 23: 27 cut or sold outQ1 23Q2 23: 31 bought or addedQ2 23: 23 cut or sold outQ3 23: 25 bought or addedQ3 23: 26 cut or sold outQ3 23Q4 23: 18 bought or addedQ4 23: 30 cut or sold outQ1 24: 22 bought or addedQ1 24: 25 cut or sold outQ1 24Q2 24: 20 bought or addedQ2 24: 27 cut or sold outQ3 24: 29 bought or addedQ3 24: 27 cut or sold outQ3 24
Numbers
QuarterBought or addedCut or sold out
Q4 20222126
Q1 20233227
Q2 20233123
Q3 20232526
Q4 20231830
Q1 20242225
Q2 20242027
Q3 20242927

Biggest buyers

Calamos Advisors LLC Added +25,193,000+25.2m
ADVENT CAPITAL MANAGEMENT /DE/ New +20,008,000+20.0m
AMERIPRISE FINANCIAL INC New +12,018,000+12.0m
AQR Arbitrage LLC Added +8,478,000+8.5m
SHENKMAN CAPITAL MANAGEMENT INC Added +6,148,000+6.1m
VOYA INVESTMENT MANAGEMENT LLC Added +4,765,000+4.8m
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC New +4,735,000+4.7m
NEW YORK STATE COMMON RETIREMENT FUND New +3,442,000+3.4m
Jefferies Financial Group Inc. Added +2,507,000+2.5m
BANK OF MONTREAL /CAN/ New +2,500,000+2.5m

Biggest sellers

CAMDEN ASSET MANAGEMENT L P /CA Reduced -33,350,000-33.4m
III Capital Management Sold out -23,670,000-23.7m
AVIVA PLC Sold out -21,190,000-21.2m
CITIGROUP INC Sold out -21,068,000-21.1m
TENOR CAPITAL MANAGEMENT Co., L.P. Sold out -18,000,000-18.0m
Linden Advisors LP Reduced -14,970,000-15.0m
VICTORY CAPITAL MANAGEMENT INC Sold out -11,716,000-11.7m
WELLS FARGO & COMPANY/MN Reduced -10,062,000-10.1m
LAZARD ASSET MANAGEMENT LLC Reduced -9,016,000-9.0m
BNP PARIBAS FINANCIAL MARKETS Reduced -5,788,000-5.8m

Holders, Q3 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 VOYA INVESTMENT MANAGEMENT LLC 0.20% of their portfolio ATLANTA, GA 195,040,000195.0m $196.2m $196.2m 0.20% Added +4.8m +4,765,000
2 Linden Advisors LP 0.70% of their portfolio New York, NY 82,630,00082.6m $82.9m $82.9m 0.70% Reduced -15.0m -14,970,000
3 Invesco Ltd. 0.01% of their portfolio ATLANTA, GA 58,213,00058.2m $58.3m $58.3m 0.01% Reduced -1.8m -1,797,000
4 Wellesley Asset Management 4.72% of their portfolio PORTSMOUTH, NH 48,263,00048.3m $48.4m $48.4m 4.72% Reduced -2.6m -2,551,415
5 CAMDEN ASSET MANAGEMENT L P /CA 1.09% of their portfolio Los Angeles, CA 41,323,00041.3m $41.4m $41.4m 1.09% Reduced -33.4m -33,350,000
6 LAZARD ASSET MANAGEMENT LLC 0.05% of their portfolio NEW YORK, NY 35,528,00035.5m $35.7m $35.7m 0.05% Reduced -9.0m -9,016,000
7 BlackRock, Inc. 0.00% of their portfolio New York, NY 30,880,00030.9m $30.9m $30.9m 0.00% First filing
8 Calamos Advisors LLC 0.14% of their portfolio NAPERVILLE, IL 29,773,00029.8m $29.9m $29.9m 0.14% Added +25.2m +25,193,000
9 SHENKMAN CAPITAL MANAGEMENT INC 1.83% of their portfolio NEW YORK, NY 23,289,00023.3m $23.6m $23.6m 1.83% Added +6.1m +6,148,000
10 ADVENT CAPITAL MANAGEMENT /DE/ 0.50% of their portfolio NEW YORK, NY 20,008,00020.0m $20.1m $20.1m 0.50% New
11 AQR Arbitrage LLC 0.42% of their portfolio Greenwich, CT 17,943,00017.9m $18.0m $18.0m 0.42% Added +8.5m +8,478,000
12 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 17,695,00017.7m $17.7m $17.7m 0.00% Added +600.0k +600,000
13 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 12,094,00012.1m $12.1m $12.1m 0.00% Added +974.0k +974,000
14 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 12,018,00012.0m $12.0m $12.0m 0.00% New
15 DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main 0.01% of their portfolio FRANKFURT AM MAIN, 2M 9,450,0009.4m $9.5m $9.5m 0.01% Added +200.0k +200,000
16 BNP PARIBAS FINANCIAL MARKETS 0.01% of their portfolio PARIS, I0 7,974,0008.0m $8.0m $8.0m 0.01% Reduced -5.8m -5,788,000
17 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.01% of their portfolio BALA CYNWYD, PA 5,488,0005.5m $5.5m $5.5m 0.01% Added +500.0k +500,000
18 Jefferies Financial Group Inc. 0.08% of their portfolio NEW YORK, NY 4,767,0004.8m $4.8m $4.8m 0.08% Added +2.5m +2,507,000
19 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 0.00% of their portfolio NEW YORK, NY 4,735,0004.7m $4.7m $4.7m 0.00% New
20 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 4,675,0004.7m $4.7m $4.7m 0.00% Reduced -10.1m -10,062,000
21 Sonora Investment Management Group, LLC 0.31% of their portfolio TUCSON, AZ 4,117,0004.1m $4.1m $4.1m 0.31% Reduced -105.0k -105,000
22 NEW YORK STATE COMMON RETIREMENT FUND 0.00% of their portfolio ALBANY, NY 3,442,0003.4m $3.4m $3.4m 0.00% New
23 Man Group plc 0.01% of their portfolio LONDON, X0 3,100,0003.1m $3.1m $3.1m 0.01% Unchanged
24 TORONTO DOMINION BANK 0.01% of their portfolio TORONTO, ONTARIO, A6 3,000,0003.0m $3.0m $3.0m 0.01% Unchanged
25 SSI INVESTMENT MANAGEMENT LLC 0.22% of their portfolio Los Angeles, CA 2,962,0003.0m $3.0m $3.0m 0.22% Unchanged
26 PALISADE CAPITAL MANAGEMENT, LP 0.07% of their portfolio FORT LEE, NJ 2,586,0002.6m $2.6m $2.6m 0.07% Unchanged
27 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 2,500,0002.5m $2.5m $2.5m 0.00% New
28 FLOSSBACH VON STORCH SE 0.01% of their portfolio COLOGNE, 2M 1,900,0001.9m $1.9m $1.9m 0.01% Reduced -450.0k -450,000
29 DEUTSCHE BANK AG\ 0.00% of their portfolio FRANKFURT AM MAIN, 2M 1,380,0001.4m $1.4m $1.4m 0.00% New
30 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 1,096,0001.1m $1.1m $1.1m 0.00% Reduced -315.0k -315,000
31 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 700,000700.0k $702.3k $702.3k 0.00% Added +100.0k +100,000
32 BNP PARIBAS ASSET MANAGEMENT Holding S.A. 0.00% of their portfolio Paris, I0 650,000650.0k $650.0k $650.0k 0.00% Unchanged
33 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 450,000450.0k $450.4k $450.4k 0.00% New
34 Calamos Wealth Management LLC 0.02% of their portfolio NAPERVILLE, IL 383,000383.0k $384.3k $384.3k 0.02% New
35 Amundi 0.00% of their portfolio Paris, I0 324,000324.0k $316.7k $316.7k 0.00% Reduced -1.8m -1,778,000
36 ABN AMRO INVESTMENT SOLUTIONS 0.01% of their portfolio PARIS CEDEX 008, I0 300,000300.0k $301.8k $301.8k 0.01% Unchanged
37 KBC Group NV 0.00% of their portfolio Brussels, C9 200,000200.0k $200.0k $200.0k 0.00% Reduced -100.0k -100,000
38 Union Investments & Development Ltd. 1.16% of their portfolio Tel Aviv, L3 200,000200.0k $200.7k $200.7k 1.16% Unchanged
39 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 193,000193.0k $193.2k $193.2k 0.00% Unchanged
40 &PARTNERS 0.00% of their portfolio NASHVILLE, TN 143,000143.0k $143.1k $143.1k 0.00% Added +62.0k +62,000
41 Cutler Capital Management, LLC 0.04% of their portfolio WORCESTER, MA 110,000110.0k $110.1k $110.1k 0.04% Unchanged
42 Argent Trust Co 0.00% of their portfolio NASHVILLE, TN 70,00070.0k $70.1k $70.1k 0.00% Unchanged
43 Mariner, LLC 0.00% of their portfolio Overland Park, KS 54,00054.0k $54.0k $54.0k 0.00% New
44 Rollins Financial Advisors, LLC 0.01% of their portfolio ATLANTA, GA 54,00054.0k $54.0k $54.0k 0.01% New
45 LAKE STREET ADVISORS GROUP, LLC 0.00% of their portfolio PORTSMOUTH, NH 48,00048.0k $48.0k $48.0k 0.00% Added +10.0k +10,000
46 CHOREO, LLC 0.00% of their portfolio ROCKFORD, IL 47,00047.0k $46.9k $46.9k 0.00% Added +19.0k +19,000
47 Cerity Partners LLC 0.00% of their portfolio NEW YORK, NY 43,04343.0k $86.0k $86.0k 0.00% Added +43 +43
48 FORESIGHT CAPITAL MANAGEMENT ADVISORS, INC. 0.02% of their portfolio SALINE, MI 39,00039.0k $39.0k $39.0k 0.02% Reduced -5.0k -5,000
49 Goldstein Advisors, LLC 0.00% of their portfolio Madison, WI 14,00014.0k $14.0k $14.0k 0.00% Unchanged
50 LANARK FINANCIAL, INC. 0.00% of their portfolio BIRMINGHAM, AL 13,00013.0k $13.0k $13.0k 0.00% Unchanged
51 Boussard & Gavaudan Investment Management LLP 1.15% of their portfolio London, X0 12,50012.5k $12.6m $12.6m 1.15% Added +5.5k +5,500
52 COMERICA BANK 0.00% of their portfolio DALLAS, TX 10,00010.0k $10.0k $10.0k 0.00% New
53 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 10,00010.0k $10.0k $10.0k 0.00% New
54 NOMURA HOLDINGS INC 0.00% of their portfolio TOKYO, M0 5,8305.8k $333.7k $333.7k 0.00% New
55 LAFFER TENGLER INVESTMENTS, INC. 0.40% of their portfolio Scottsdale, AZ 1,9822.0k $2.0m $2.0m 0.40% Added +16 +16
56 Candriam S.C.A. 0.00% of their portfolio STRASSEN, N4 400400 $401.4k $401.4k 0.00% Unchanged
57 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged