Vault-13

HALOZYME THERAPEUTICS INC HALO 0.25 03.01.27

NOTE 0.250% 3/0 · US DOMESTIC · CUSIP 40637HAD1

68 institutional holders +2 vs Q1 2023
23,769,63023.8m shares reported held*
$669.3mreported value*
11 new 20 added 15 reduced 8 sold out net bought ≈ $24.4m (+592.5k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($1.7k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $28.15.

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

0255075Q3 22: 50Q4 22: 57Q1 23: 66Q2 23: 6868Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 202250
Q4 202257
Q1 202366
Q2 202368

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 22: 21 bought or addedQ4 22: 26 cut or sold outQ4 22Q1 23: 32 bought or addedQ1 23: 27 cut or sold outQ1 23Q2 23: 31 bought or addedQ2 23: 23 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 20222126
Q1 20233227
Q2 20233123

Biggest buyers

Linden Advisors LP Added +46,390,000+46.4m
CAMDEN ASSET MANAGEMENT L P /CA Added +30,400,000+30.4m
D. E. Shaw & Co., Inc. New +15,000,000+15.0m
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +8,150,000+8.2m
WELLS FARGO & COMPANY/MN Added +6,892,000+6.9m
VICTORY CAPITAL MANAGEMENT INC Added +5,646,000+5.6m
TENOR CAPITAL MANAGEMENT Co., L.P. New +5,000,000+5.0m
TORONTO DOMINION BANK Added +5,000,000+5.0m
MILLENNIUM MANAGEMENT LLC New +5,000,000+5.0m
BANK OF AMERICA CORP /DE/ Added +4,425,000+4.4m

Biggest sellers

Lombard Odier Asset Management (Europe) Ltd Reduced -40,420,000-40.4m
BlackRock Inc. Reduced -16,830,000-16.8m
Davidson Kempner Capital Management LP Reduced -14,500,000-14.5m
Wellesley Asset Management Reduced -11,077,123-11.1m
CSS LLC/IL Sold out -8,000,000-8.0m
CITADEL ADVISORS LLC Sold out -6,000,000-6.0m
JANE STREET GROUP, LLC Sold out -5,614,000-5.6m
CREDIT SUISSE AG/ Reduced -3,711,000-3.7m
MORGAN STANLEY Reduced -2,788,000-2.8m
Shaolin Capital Management LLC Sold out -2,500,000-2.5m

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 VOYA INVESTMENT MANAGEMENT LLC 0.16% of their portfolio ATLANTA, GA 187,275,000187.3m $156.5m $156.5m 0.16% Unchanged
2 CAMDEN ASSET MANAGEMENT L P /CA 2.23% of their portfolio Los Angeles, CA 77,523,00077.5m $64.4m $64.4m 2.23% Added +30.4m +30,400,000
3 Invesco Ltd. 0.01% of their portfolio ATLANTA, GA 60,000,00060.0m $49.8m $49.8m 0.01% Unchanged
4 Wellesley Asset Management 4.08% of their portfolio PORTSMOUTH, NH 59,699,35959.7m $50.2m $50.2m 4.08% Reduced -11.1m -11,077,123
5 Linden Advisors LP 0.50% of their portfolio New York, NY 57,430,00057.4m $47.8m $47.8m 0.50% Added +46.4m +46,390,000
6 Davidson Kempner Capital Management LP 0.91% of their portfolio New York, NY 52,037,00052.0m $43.2m $43.2m 0.91% Reduced -14.5m -14,500,000
7 CITIGROUP INC 0.02% of their portfolio NEW YORK, NY 22,830,00022.8m $19.0m $19.0m 0.02% Added +2.3m +2,330,000
8 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.03% of their portfolio BALA CYNWYD, PA 22,650,00022.6m $18.9m $18.9m 0.03% Added +8.2m +8,150,000
9 AVIVA PLC 0.07% of their portfolio LONDON, X0 20,000,00020.0m $16.8m $16.8m 0.07% Unchanged
10 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 16,390,00016.4m $13.6m $13.6m 0.00% Unchanged
11 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 16,295,00016.3m $13.6m $13.6m 0.00% Added +500.0k +500,000
12 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 15,947,00015.9m $13.3m $13.3m 0.00% Added +670.0k +670,000
13 D. E. Shaw & Co., Inc. 0.02% of their portfolio New York, NY 15,000,00015.0m $12.5m $12.5m 0.02% New
14 VICTORY CAPITAL MANAGEMENT INC 0.01% of their portfolio San Antonio, TX 13,499,00013.5m $11.2m $11.2m 0.01% Added +5.6m +5,646,000
15 Centiva Capital, LP 0.53% of their portfolio New York, NY 12,500,00012.5m $10.4m $10.4m 0.53% Added +3.8m +3,827,000
16 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 10,099,00010.1m $8.4m $8.4m 0.00% Added +6.9m +6,892,000
17 TORONTO DOMINION BANK 0.01% of their portfolio TORONTO, ONTARIO, A6 10,000,00010.0m $8.2m $8.2m 0.01% Added +5.0m +5,000,000
18 WOLVERINE ASSET MANAGEMENT LLC 0.15% of their portfolio CHICAGO, IL 9,500,0009.5m $7.9m $7.9m 0.15% Unchanged
19 ZAZOVE ASSOCIATES LLC 0.72% of their portfolio INCLINE VILLAGE, NV 9,418,0009.4m $7.8m $7.8m 0.72% Reduced -25.0k -25,000
20 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 9,212,0009.2m $7.7m $7.7m 0.00% Added +4.4m +4,425,000
21 DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main 0.01% of their portfolio FRANKFURT AM MAIN, 2M 8,750,0008.8m $7.3m $7.3m 0.01% Unchanged
22 PUTNAM INVESTMENTS LLC 0.01% of their portfolio BOSTON, MA 8,735,0008.7m $7.3m $7.3m 0.01% Reduced -211.0k -211,000
23 SHENKMAN CAPITAL MANAGEMENT INC 0.56% of their portfolio NEW YORK, NY 8,615,0008.6m $7.2m $7.2m 0.56% Reduced -319.0k -319,000
24 Calamos Advisors LLC 0.03% of their portfolio NAPERVILLE, IL 7,079,0007.1m $5.9m $5.9m 0.03% Reduced -131.0k -131,000
25 DEUTSCHE BANK AG\ 0.00% of their portfolio FRANKFURT AM MAIN, 2M 6,823,0006.8m $5.7m $5.7m 0.00% Reduced -2.2m -2,227,000
26 Man Group plc 0.02% of their portfolio LONDON, X0 6,480,0006.5m $5.4m $5.4m 0.02% Reduced -20.0k -20,000
27 SSI INVESTMENT MANAGEMENT LLC 0.37% of their portfolio Los Angeles, CA 6,295,0006.3m $5.2m $5.2m 0.37% Added +687.0k +687,000
28 ADVENT CAPITAL MANAGEMENT /DE/ 0.10% of their portfolio NEW YORK, NY 5,702,0005.7m $4.8m $4.8m 0.10% Added +1.4m +1,392,000
29 MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 5,000,0005.0m $4.2m $4.2m 0.00% New
30 TENOR CAPITAL MANAGEMENT Co., L.P. 0.09% of their portfolio NEW YORK, NY 5,000,0005.0m $4.2m $4.2m 0.09% New
31 BlackRock Inc. 0.00% of their portfolio New York, NY 4,585,0004.6m $3.8m $3.8m 0.00% Reduced -16.8m -16,830,000
32 PALISADE CAPITAL MANAGEMENT, LP 0.08% of their portfolio FORT LEE, NJ 3,768,0003.8m $3.1m $3.1m 0.08% Reduced -194.0k -194,000
33 Sonora Investment Management Group, LLC 0.26% of their portfolio TUCSON, AZ 3,635,0003.6m $3.1m $3.1m 0.26% Added +1.7m +1,670,000
34 LAZARD ASSET MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 3,000,0003.0m $2.5m $2.5m 0.00% Added +3.0m +3,000,000
35 FLOSSBACH VON STORCH SE 0.01% of their portfolio COLOGNE, 2M 2,850,0002.9m $2.4m $2.4m 0.01% Added +100.0k +100,000
36 READYSTATE ASSET MANAGEMENT LP 0.21% of their portfolio CHICAGO, IL 2,500,0002.5m $2.1m $2.1m 0.21% Reduced -2.5m -2,500,000
37 Amundi 0.00% of their portfolio Paris, I0 1,902,0001.9m $1.6m $1.6m 0.00% Unchanged
38 CREDIT SUISSE AG/ 0.00% of their portfolio ZURICH, V8 1,758,0001.8m $1.5m $1.5m 0.00% Reduced -3.7m -3,711,000
39 Penn Mutual Asset Management 1.17% of their portfolio Conshohocken, PA 1,555,0001.6m $1.3m $1.3m 1.17% Unchanged
40 Lombard Odier Asset Management (Europe) Ltd 0.06% of their portfolio LONDON, X0 1,378,0001.4m $1.1m $1.1m 0.06% Reduced -40.4m -40,420,000
41 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 1,264,0001.3m $1.1m $1.1m 0.00% New
42 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 1,050,0001.1m $872.0k $872.0k 0.00% Added +1.0m +1,036,000
43 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 1,040,0001.0m $861.9k $861.9k 0.00% Reduced -2.8m -2,788,000
44 LBP AM SA 0.02% of their portfolio Paris, I0 1,000,0001.0m $833.7k $833.7k 0.02% Unchanged
45 Calamos Wealth Management LLC 0.03% of their portfolio NAPERVILLE, IL 414,000414.0k $345.1k $345.1k 0.03% Reduced -70.0k -70,000
46 KBC Group NV 0.00% of their portfolio Brussels, C9 300,000300.0k $250.0k $250.0k 0.00% Unchanged
47 ABN AMRO INVESTMENT SOLUTIONS 0.01% of their portfolio PARIS CEDEX 008, I0 300,000300.0k $250.7k $250.7k 0.01% Unchanged
48 AMERICAN CENTURY COMPANIES INC 0.00% of their portfolio KANSAS CITY, MO 215,000215.0k $179.6k $179.6k 0.00% Unchanged
49 Union Investments & Development Ltd. 0.08% of their portfolio Tel Aviv, L3 200,000200.0k $166.7k $166.7k 0.08% New
50 D.A. DAVIDSON & CO. 0.00% of their portfolio GREAT FALLS, MT 180,000180.0k $148.5k $148.5k 0.00% Unchanged
51 Cetera Advisors LLC 0.00% of their portfolio DENVER, CO 148,000148.0k $122.9k $122.9k 0.00% Unchanged
52 Cetera Advisor Networks LLC 0.00% of their portfolio EL SEGUNDO, CA 107,000107.0k $88.9k $88.9k 0.00% Unchanged
53 Argent Trust Co 0.00% of their portfolio NASHVILLE, TN 70,00070.0k $58.1k $58.1k 0.00% New
54 FIRST HAWAIIAN BANK 0.00% of their portfolio HONOLULU, HI 65,00065.0k $54.0k $54.0k 0.00% Unchanged
55 CWM, LLC 0.00% of their portfolio OMAHA, NE 50,00050.0k $42.0k $42.0k 0.00% New
56 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 44,00044.0k $36.5k $36.5k 0.00% Unchanged
57 Cerity Partners LLC 0.00% of their portfolio NEW YORK, NY 43,00043.0k $36.1k $36.1k 0.00% New
58 MacKay Shields LLC 0.00% of their portfolio New York, NY 38,00038.0k $31.8k $31.8k 0.00% Added +10.0k +10,000
59 LAKE STREET ADVISORS GROUP, LLC 0.00% of their portfolio PORTSMOUTH, NH 35,00035.0k $29.0k $29.0k 0.00% Unchanged
60 Goldstein Advisors, LLC 0.00% of their portfolio Madison, WI 24,00024.0k $19.9k $19.9k 0.00% New
61 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 20,00020.0k $16.8k $16.8k 0.00% New
62 UBS Group AG 0.00% of their portfolio ZURICH, V8 9,0009.0k $7.5k $7.5k 0.00% Added +3.0k +3,000
63 LAFFER TENGLER INVESTMENTS, INC. 0.57% of their portfolio Scottsdale, AZ 2,5862.6k $2.2m $2.2m 0.57% Added +2.5k +2,486
64 TD PRIVATE CLIENT WEALTH LLC 0.00% of their portfolio NEW YORK, NY 2,0002.0k $1.7k $1.7k 0.00% New
65 Candriam S.C.A. 0.00% of their portfolio STRASSEN, N4 800800 $666.3k $666.3k 0.00% Unchanged
66 Rehmann Capital Advisory Group 0.00% of their portfolio LANSING, MI 4444 $36.5k $36.5k 0.00% Unchanged
67 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 4343 $35.7k $35.7k 0.00% Unchanged
68 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged