Vault-13

HALOZYME THERAPEUTICS INC HALO 0.25 03.01.27

NOTE 0.250% 3/0 · US DOMESTIC · CUSIP 40637HAD1

66 institutional holders +9 vs Q4 2022
23,179,14423.2m shares reported held*
$712.1mreported value*
17 new 15 added 17 reduced 10 sold out net bought ≈ $43.2m (+7.0m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $30.72.

Trends to Q1 2023

Institutional holders

Managers reporting a position, each quarter

0255075Q3 22: 50Q4 22: 57Q1 23: 6666Q3 22Q4 22Q1 23
Numbers
QuarterHolders
Q3 202250
Q4 202257
Q1 202366

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 22: 21 bought or addedQ4 22: 26 cut or sold outQ4 22Q1 23: 32 bought or addedQ1 23: 27 cut or sold outQ1 23
Numbers
QuarterBought or addedCut or sold out
Q4 20222126
Q1 20233227

Biggest buyers

Wellesley Asset Management Added +70,699,045+70.7m
SUSQUEHANNA INTERNATIONAL GROUP, LLP New +14,500,000+14.5m
WOLVERINE ASSET MANAGEMENT LLC New +9,500,000+9.5m
Centiva Capital, LP New +8,673,000+8.7m
Linden Advisors LP Added +8,540,000+8.5m
CSS LLC/IL New +8,000,000+8.0m
VICTORY CAPITAL MANAGEMENT INC New +7,853,000+7.9m
CITADEL ADVISORS LLC New +6,000,000+6.0m
JANE STREET GROUP, LLC Added +5,433,000+5.4m
TORONTO DOMINION BANK New +5,000,000+5.0m

Biggest sellers

VOYA INVESTMENT MANAGEMENT LLC Reduced -46,475,000-46.5m
Davidson Kempner Capital Management LP Reduced -12,774,000-12.8m
ADVENT CAPITAL MANAGEMENT /DE/ Reduced -12,690,000-12.7m
CAMDEN ASSET MANAGEMENT L P /CA Reduced -10,838,000-10.8m
BNP PARIBAS FINANCIAL MARKETS Sold out -4,729,000-4.7m
AVIVA PLC Reduced -4,100,000-4.1m
Invesco Ltd. Reduced -3,900,000-3.9m
NEW YORK STATE COMMON RETIREMENT FUND Sold out -3,788,000-3.8m
STATE STREET CORP Reduced -3,750,000-3.8m
DEUTSCHE BANK AG\ Reduced -3,573,000-3.6m

Holders, Q1 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 VOYA INVESTMENT MANAGEMENT LLC 0.17% of their portfolio ATLANTA, GA 187,275,000187.3m $159.7m $159.7m 0.17% Reduced -46.5m -46,475,000
2 Wellesley Asset Management 4.46% of their portfolio PORTSMOUTH, NH 70,776,48270.8m $60.4m $60.4m 4.46% Added +70.7m +70,699,045
3 DAVIDSON KEMPNER PARTNERS 1.40% of their portfolio New York, NY 66,537,00066.5m $56.4m $56.4m 1.40% First filing
4 Davidson Kempner Capital Management LP 1.18% of their portfolio New York, NY 66,537,00066.5m $56.4m $56.4m 1.18% Reduced -12.8m -12,774,000
5 Invesco Ltd. 0.01% of their portfolio ATLANTA, GA 60,000,00060.0m $50.9m $50.9m 0.01% Reduced -3.9m -3,900,000
6 CAMDEN ASSET MANAGEMENT L P /CA 1.34% of their portfolio Los Angeles, CA 47,123,00047.1m $39.9m $39.9m 1.34% Reduced -10.8m -10,838,000
7 Lombard Odier Asset Management (Europe) Ltd 1.82% of their portfolio LONDON, X0 41,798,00041.8m $35.1m $35.1m 1.82% Reduced -609.0k -609,000
8 BlackRock Inc. 0.00% of their portfolio New York, NY 21,415,00021.4m $18.1m $18.1m 0.00% Reduced -1.5m -1,535,000
9 CITIGROUP INC 0.02% of their portfolio NEW YORK, NY 20,500,00020.5m $17.4m $17.4m 0.02% Added +335.0k +335,000
10 AVIVA PLC 0.08% of their portfolio LONDON, X0 20,000,00020.0m $17.0m $17.0m 0.08% Reduced -4.1m -4,100,000
11 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 16,390,00016.4m $13.9m $13.9m 0.00% Added +2.4m +2,390,000
12 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 15,795,00015.8m $13.4m $13.4m 0.00% Reduced -3.8m -3,750,000
13 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 15,277,00015.3m $12.7m $12.7m 0.00% Added +3.5m +3,518,000
14 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.02% of their portfolio BALA CYNWYD, PA 14,500,00014.5m $12.3m $12.3m 0.02% New
15 Linden Advisors LP 0.10% of their portfolio New York, NY 11,040,00011.0m $9.4m $9.4m 0.10% Added +8.5m +8,540,000
16 WOLVERINE ASSET MANAGEMENT LLC 0.14% of their portfolio CHICAGO, IL 9,500,0009.5m $8.1m $8.1m 0.14% New
17 ZAZOVE ASSOCIATES LLC 0.73% of their portfolio INCLINE VILLAGE, NV 9,443,0009.4m $8.0m $8.0m 0.73% Reduced -245.0k -245,000
18 DEUTSCHE BANK AG\ 0.00% of their portfolio FRANKFURT AM MAIN, 2M 9,050,0009.1m $7.7m $7.7m 0.00% Reduced -3.6m -3,573,000
19 PUTNAM INVESTMENTS LLC 0.01% of their portfolio BOSTON, MA 8,946,0008.9m $7.6m $7.6m 0.01% Added +180.0k +180,000
20 SHENKMAN CAPITAL MANAGEMENT INC 0.58% of their portfolio NEW YORK, NY 8,934,0008.9m $7.6m $7.6m 0.58% Reduced -3.5m -3,469,000
21 DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main 0.01% of their portfolio FRANKFURT AM MAIN, 2M 8,750,0008.8m $7.4m $7.4m 0.01% Unchanged
22 Centiva Capital, LP 0.41% of their portfolio New York, NY 8,673,0008.7m $7.4m $7.4m 0.41% New
23 CSS LLC/IL 0.51% of their portfolio CHICAGO, IL 8,000,0008.0m $6.8m $6.8m 0.51% New
24 VICTORY CAPITAL MANAGEMENT INC 0.01% of their portfolio San Antonio, TX 7,853,0007.9m $6.7m $6.7m 0.01% New
25 Calamos Advisors LLC 0.03% of their portfolio NAPERVILLE, IL 7,210,0007.2m $6.1m $6.1m 0.03% Added +1.3m +1,280,000
26 Man Group plc 0.02% of their portfolio LONDON, X0 6,500,0006.5m $5.5m $5.5m 0.02% Unchanged
27 CITADEL ADVISORS LLC 0.01% of their portfolio MIAMI, FL 6,000,0006.0m $5.1m $5.1m 0.01% New
28 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 5,614,0005.6m $4.8m $4.8m 0.01% Added +5.4m +5,433,000
29 SSI INVESTMENT MANAGEMENT LLC 0.33% of their portfolio Los Angeles, CA 5,608,0005.6m $4.8m $4.8m 0.33% Reduced -75.0k -75,000
30 CREDIT SUISSE AG/ 0.00% of their portfolio ZURICH, V8 5,469,0005.5m $4.8m $4.8m 0.00% Added +950.0k +950,000
31 TORONTO DOMINION BANK 0.01% of their portfolio TORONTO, ONTARIO, A6 5,000,0005.0m $4.2m $4.2m 0.01% New
32 READYSTATE ASSET MANAGEMENT LP 0.53% of their portfolio CHICAGO, IL 5,000,0005.0m $4.3m $4.3m 0.53% New
33 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 4,787,0004.8m $4.1m $4.1m 0.00% Added +470.0k +470,000
34 ADVENT CAPITAL MANAGEMENT /DE/ 0.07% of their portfolio NEW YORK, NY 4,310,0004.3m $3.7m $3.7m 0.07% Reduced -12.7m -12,690,000
35 PALISADE CAPITAL MANAGEMENT, LP 0.09% of their portfolio FORT LEE, NJ 3,962,0004.0m $3.4m $3.4m 0.09% Added +610.0k +610,000
36 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 3,828,0003.8m $3.2m $3.2m 0.00% Added +403.0k +403,000
37 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 3,207,0003.2m $2.7m $2.7m 0.00% Added +1.2m +1,229,000
38 FLOSSBACH VON STORCH SE 0.01% of their portfolio COLOGNE, 2M 2,750,0002.8m $2.3m $2.3m 0.01% New
39 Shaolin Capital Management LLC 0.06% of their portfolio Miami, FL 2,500,0002.5m $2.1m $2.1m 0.06% New
40 III Capital Management 0.12% of their portfolio BOCA RATON, FL 2,000,0002.0m $1.7m $1.7m 0.12% New
41 Sonora Investment Management Group, LLC 0.15% of their portfolio TUCSON, AZ 1,965,0002.0m $1.7m $1.7m 0.15% New
42 Amundi 0.00% of their portfolio Paris, I0 1,902,0001.9m $1.6m $1.6m 0.00% Reduced -221.0k -221,000
43 Penn Mutual Asset Management 1.25% of their portfolio Conshohocken, PA 1,555,0001.6m $1.3m $1.3m 1.25% Added +250.0k +250,000
44 LBP AM SA 0.02% of their portfolio Paris, I0 1,000,0001.0m $848.1k $848.1k 0.02% New
45 Calamos Wealth Management LLC 0.03% of their portfolio NAPERVILLE, IL 484,000484.0k $410.6k $410.6k 0.03% Added +232.0k +232,000
46 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 320,000320.0k $271.3k $271.3k 0.00% Reduced -280.0k -280,000
47 KBC Group NV 0.00% of their portfolio Brussels, C9 300,000300.0k $254.0k $254.0k 0.00% Unchanged
48 ABN AMRO INVESTMENT SOLUTIONS 0.01% of their portfolio PARIS CEDEX 008, I0 300,000300.0k $255.8k $255.8k 0.01% First filing
49 AMERICAN CENTURY COMPANIES INC 0.00% of their portfolio KANSAS CITY, MO 215,000215.0k $183.3k $183.3k 0.00% Unchanged
50 D.A. DAVIDSON & CO. 0.00% of their portfolio GREAT FALLS, MT 180,000180.0k $151.9k $151.9k 0.00% Unchanged
51 Cetera Advisors LLC 0.00% of their portfolio DENVER, CO 148,000148.0k $125.4k $125.4k 0.00% Unchanged
52 Cetera Advisor Networks LLC 0.00% of their portfolio EL SEGUNDO, CA 107,000107.0k $90.7k $90.7k 0.00% Unchanged
53 FIRST HAWAIIAN BANK 0.00% of their portfolio HONOLULU, HI 65,00065.0k $55.1k $55.1k 0.00% Reduced -35.0k -35,000
54 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 44,00044.0k $37.3k $37.3k 0.00% Unchanged
55 LAKE STREET ADVISORS GROUP, LLC 0.00% of their portfolio PORTSMOUTH, NH 35,00035.0k $30.0k $30.0k 0.00% Unchanged
56 MacKay Shields LLC 0.00% of their portfolio New York, NY 28,00028.0k $23.9k $23.9k 0.00% Unchanged
57 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 14,00014.0k $12.0k $12.0k 0.00% New
58 Marcum Wealth, LLC 0.00% of their portfolio CLEVELAND, OH 11,00011.0k $9.3k $9.3k 0.00% New
59 NOMURA HOLDINGS INC 0.00% of their portfolio TOKYO, M0 10,69910.7k $408.4k $408.4k 0.00% Unchanged
60 UBS Group AG 0.00% of their portfolio ZURICH, V8 6,0006.0k $5.1k $5.1k 0.00% New
61 Candriam S.C.A. 0.00% of their portfolio STRASSEN, N4 800800 $624.5k $624.5k 0.00% Reduced -1.7k -1,700
62 LAFFER TENGLER INVESTMENTS, INC. 0.00% of their portfolio Scottsdale, AZ 100100 $41 $41 0.00% New
63 Rehmann Capital Advisory Group 0.00% of their portfolio LANSING, MI 4444 $37.3k $37.3k 0.00% Unchanged
64 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 4343 $36.4k $36.4k 0.00% Unchanged
65 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged
66 LAZARD ASSET MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 00 $852.0k $852.0k 0.00% Unchanged