Vault-13

HALOZYME THERAPEUTICS INC HALO 0.25 03.01.27

NOTE 0.250% 3/0 · US DOMESTIC · CUSIP 40637HAD1

57 institutional holders +7 vs Q3 2022
16,212,04416.2m shares reported held*
$716.4mreported value*
12 new 9 added 21 reduced 5 sold out net sold ≈ $11.2m (-7.1m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $44.19.

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

0204060Q3 22: 50Q4 22: 5757Q3 22Q4 22
Numbers
QuarterHolders
Q3 202250
Q4 202257

Biggest buyers

Lombard Odier Asset Management (Europe) Ltd Added +36,141,000+36.1m
AMERIPRISE FINANCIAL INC New +14,000,000+14.0m
BNP PARIBAS FINANCIAL MARKETS New +4,729,000+4.7m
SHENKMAN CAPITAL MANAGEMENT INC Added +4,124,000+4.1m
DEUTSCHE BANK AG\ Added +4,000,000+4.0m
PALISADE CAPITAL MANAGEMENT, LP New +3,352,000+3.4m
Linden Advisors LP New +2,500,000+2.5m
Polar Capital Holdings Plc New +2,500,000+2.5m
JPMORGAN CHASE & CO Added +2,186,000+2.2m
BlueCrest Capital Management Ltd New +2,000,000+2.0m

Biggest sellers

VOYA INVESTMENT MANAGEMENT LLC Reduced -17,900,000-17.9m
Calamos Advisors LLC Reduced -17,878,000-17.9m
ADVENT CAPITAL MANAGEMENT /DE/ Reduced -12,500,000-12.5m
BANK OF AMERICA CORP /DE/ Reduced -8,403,000-8.4m
MacKay Shields LLC Reduced -7,688,000-7.7m
CAMDEN ASSET MANAGEMENT L P /CA Reduced -6,500,000-6.5m
AVIVA PLC Reduced -6,075,000-6.1m
NEW YORK STATE COMMON RETIREMENT FUND Reduced -4,359,000-4.4m
PALISADE CAPITAL MANAGEMENT, LP Sold out -4,250,000-4.2m
Kohlberg Kravis Roberts & Co. L.P. Sold out -2,500,000-2.5m

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 VOYA INVESTMENT MANAGEMENT LLC 0.26% of their portfolio ATLANTA, GA 233,750,000233.8m $227.5m $227.5m 0.26% Reduced -17.9m -17,900,000
2 Davidson Kempner Capital Management LP 1.64% of their portfolio New York, NY 79,311,00079.3m $76.8m $76.8m 1.64% Unchanged
3 Invesco Ltd. 0.02% of their portfolio ATLANTA, GA 63,900,00063.9m $61.9m $61.9m 0.02% Unchanged
4 CAMDEN ASSET MANAGEMENT L P /CA 1.81% of their portfolio Los Angeles, CA 57,961,00058.0m $56.1m $56.1m 1.81% Reduced -6.5m -6,500,000
5 Lombard Odier Asset Management (Europe) Ltd 2.39% of their portfolio LONDON, X0 42,407,00042.4m $56.0m $56.0m 2.39% Added +36.1m +36,141,000
6 AVIVA PLC 0.12% of their portfolio LONDON, X0 24,100,00024.1m $23.4m $23.4m 0.12% Reduced -6.1m -6,075,000
7 BlackRock Inc. 0.00% of their portfolio New York, NY 22,950,00022.9m $22.2m $22.2m 0.00% Added +1.8m +1,830,000
8 CITIGROUP INC 0.03% of their portfolio NEW YORK, NY 20,165,00020.2m $19.5m $19.5m 0.03% Reduced -351.0k -351,000
9 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 19,545,00019.5m $19.0m $19.0m 0.00% Added +1.6m +1,600,000
10 ADVENT CAPITAL MANAGEMENT /DE/ 0.30% of their portfolio NEW YORK, NY 17,000,00017.0m $16.5m $16.5m 0.30% Reduced -12.5m -12,500,000
11 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 14,000,00014.0m $13.6m $13.6m 0.00% New
12 DEUTSCHE BANK AG\ 0.01% of their portfolio FRANKFURT AM MAIN, 2M 12,623,00012.6m $12.2m $12.2m 0.01% Added +4.0m +4,000,000
13 SHENKMAN CAPITAL MANAGEMENT INC 0.74% of their portfolio NEW YORK, NY 12,403,00012.4m $12.0m $12.0m 0.74% Added +4.1m +4,124,000
14 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 11,759,00011.8m $11.4m $11.4m 0.00% Added +2.2m +2,186,000
15 ZAZOVE ASSOCIATES LLC 0.87% of their portfolio INCLINE VILLAGE, NV 9,688,0009.7m $9.4m $9.4m 0.87% Reduced -290.0k -290,000
16 PUTNAM INVESTMENTS LLC 0.01% of their portfolio BOSTON, MA 8,766,0008.8m $8.5m $8.5m 0.01% Reduced -1.0m -1,002,000
17 DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main 0.02% of their portfolio FRANKFURT AM MAIN, 2M 8,750,0008.8m $8.5m $8.5m 0.02% Reduced -1.0m -1,000,000
18 Man Group plc 0.02% of their portfolio LONDON, X0 6,500,0006.5m $6.3m $6.3m 0.02% Added +1.3m +1,300,000
19 Calamos Advisors LLC 0.03% of their portfolio NAPERVILLE, IL 5,930,0005.9m $5.8m $5.8m 0.03% Reduced -17.9m -17,878,000
20 SSI INVESTMENT MANAGEMENT LLC 0.35% of their portfolio Los Angeles, CA 5,683,0005.7m $5.5m $5.5m 0.35% Reduced -150.0k -150,000
21 BNP PARIBAS FINANCIAL MARKETS 0.01% of their portfolio PARIS, I0 4,729,0004.7m $4.6m $4.6m 0.01% New
22 CREDIT SUISSE AG/ 0.00% of their portfolio ZURICH, V8 4,519,0004.5m $4.4m $4.4m 0.00% Reduced -1.1m -1,144,000
23 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 4,317,0004.3m $4.2m $4.2m 0.00% Reduced -8.4m -8,403,000
24 NEW YORK STATE COMMON RETIREMENT FUND 0.01% of their portfolio ALBANY, NY 3,788,0003.8m $3.7m $3.7m 0.01% Reduced -4.4m -4,359,000
25 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 3,425,0003.4m $3.3m $3.3m 0.00% Unchanged
26 PALISADE CAPITAL MANAGEMENT, LP 0.09% of their portfolio FORT LEE, NJ 3,352,0003.4m $3.3m $3.3m 0.09% New
27 Linden Advisors LP 0.03% of their portfolio New York, NY 2,500,0002.5m $2.4m $2.4m 0.03% New
28 Polar Capital Holdings Plc 0.02% of their portfolio London, X0 2,500,0002.5m $2.4m $2.4m 0.02% New
29 Amundi 0.00% of their portfolio Paris, I0 2,123,0002.1m $2.0m $2.0m 0.00% Reduced -747.0k -747,000
30 OAKTREE CAPITAL MANAGEMENT LP 0.02% of their portfolio LOS ANGELES, CA 2,111,0002.1m $2.1m $2.1m 0.02% Unchanged
31 BlueCrest Capital Management Ltd 0.24% of their portfolio ST HELIER, Y9 2,000,0002.0m $1.9m $1.9m 0.24% New
32 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 1,978,0002.0m $1.9m $1.9m 0.00% Added +1.0m +1,000,000
33 Penn Mutual Asset Management 1.41% of their portfolio Conshohocken, PA 1,305,0001.3m $1.3m $1.3m 1.41% Unchanged
34 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 600,000600.0k $583.8k $583.8k 0.00% Reduced -200.0k -200,000
35 Quaero Capital S.A. 0.34% of their portfolio GENEVE, V8 500,000500.0k $487.5k $487.5k 0.34% New
36 KBC Group NV 0.00% of their portfolio Brussels, C9 300,000300.0k $292.0k $292.0k 0.00% Unchanged
37 Calamos Wealth Management LLC 0.02% of their portfolio NAPERVILLE, IL 252,000252.0k $245.7k $245.7k 0.02% Reduced -292.0k -292,000
38 AMERICAN CENTURY COMPANIES INC 0.00% of their portfolio KANSAS CITY, MO 215,000215.0k $209.2k $209.2k 0.00% Reduced -46.0k -46,000
39 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 181,000181.0k $177.4k $177.4k 0.00% New
40 D.A. DAVIDSON & CO. 0.00% of their portfolio GREAT FALLS, MT 180,000180.0k $174.5k $174.5k 0.00% Unchanged
41 Cetera Advisors LLC 0.00% of their portfolio DENVER, CO 148,000148.0k $143.3k $143.3k 0.00% New
42 Cutler Capital Management, LLC 0.04% of their portfolio WORCESTER, MA 110,000110.0k $106.5k $106.5k 0.04% New
43 Cetera Advisor Networks LLC 0.00% of their portfolio EL SEGUNDO, CA 107,000107.0k $103.6k $103.6k 0.00% New
44 FIRST HAWAIIAN BANK 0.00% of their portfolio HONOLULU, HI 100,000100.0k $97.0k $97.0k 0.00% Unchanged
45 Wellesley Asset Management 5.08% of their portfolio PORTSMOUTH, NH 77,43777.4k $75.1k $75.1k 5.08% Reduced -11.7k -11,715
46 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 44,00044.0k $42.6k $42.6k 0.00% Unchanged
47 Cerity Partners LLC 0.00% of their portfolio NEW YORK, NY 43,00043.0k $41.9k $41.9k 0.00% Unchanged
48 Sage Mountain Advisors LLC 0.01% of their portfolio ATLANTA, GA 40,00040.0k $38.7k $38.7k 0.01% Reduced -6.0k -6,000
49 LAKE STREET ADVISORS GROUP, LLC 0.00% of their portfolio PORTSMOUTH, NH 35,00035.0k $34.0k $34.0k 0.00% Added +11.0k +11,000
50 MacKay Shields LLC 0.00% of their portfolio New York, NY 28,00028.0k $27.2k $27.2k 0.00% Reduced -7.7m -7,688,000
51 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 12,00012.0k $11.7k $11.7k 0.00% First filing
52 NOMURA HOLDINGS INC 0.00% of their portfolio TOKYO, M0 10,69910.7k $6.0k $6.0k 0.00% Unchanged
53 Candriam S.C.A. 0.02% of their portfolio STRASSEN, N4 2,5002.5k $2.8m $2.8m 0.02% New
54 Rehmann Capital Advisory Group 0.00% of their portfolio LANSING, MI 4444 $42.6k $42.6k 0.00% Reduced -44.0k -43,956
55 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 4343 $42.0k $42.0k 0.00% Unchanged
56 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged
57 LAZARD ASSET MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 00 $973.0k $973.0k 0.00% Unchanged