Vault-13

HSBC HLDGS PLC HSBC

SPON ADR NEW · ADR · CUSIP 404280406 · ISIN US4042804066

British multinational bank

469 institutional holders +41 vs Q3 2024
53,933,65353.9m shares reported held*
$2.7bnreported value*
52 new 179 added 123 reduced 31 sold out net bought ≈ $66.0m (-1.3m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($4.8m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $49.46. Options: 18 managers hold calls ($153.8m notional), 21 hold puts ($193.1m).

Trends to Q4 2024

Institutional holders

Managers reporting a position, each quarter

0200400600Q3 22: 290Q4 22: 317Q1 23: 339Q2 23: 366Q3 23: 376Q4 23: 414Q1 24: 413Q2 24: 421Q3 24: 428Q4 24: 469469Q3 22Q1 23Q3 23Q1 24Q3 24Q4 24
Numbers
QuarterHolders
Q3 2022290
Q4 2022317
Q1 2023339
Q2 2023366
Q3 2023376
Q4 2023414
Q1 2024413
Q2 2024421
Q3 2024428
Q4 2024469

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q1 23: 188 bought or addedQ1 23: 112 cut or sold outQ2 23: 204 bought or addedQ2 23: 114 cut or sold outQ2 23Q3 23: 177 bought or addedQ3 23: 127 cut or sold outQ4 23: 191 bought or addedQ4 23: 152 cut or sold outQ4 23Q1 24: 190 bought or addedQ1 24: 192 cut or sold outQ2 24: 227 bought or addedQ2 24: 155 cut or sold outQ2 24Q3 24: 203 bought or addedQ3 24: 175 cut or sold outQ4 24: 231 bought or addedQ4 24: 154 cut or sold outQ4 24
Numbers
QuarterBought or addedCut or sold out
Q1 2023188112
Q2 2023204114
Q3 2023177127
Q4 2023191152
Q1 2024190192
Q2 2024227155
Q3 2024203175
Q4 2024231154

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$50m$100m$150m$200mQ1 24 calls: $180.7mQ1 24 puts: $139.4mQ1 24P/C 0.77Q2 24 calls: $123.9mQ2 24 puts: $98.4mQ2 24P/C 0.79Q3 24 calls: $160.9mQ3 24 puts: $172.9mQ3 24P/C 1.07Q4 24 calls: $153.8mQ4 24 puts: $193.1mQ4 24P/C 1.26
Numbers
QuarterCallsPutsP/C
Q1 2024$180.7m$139.4m0.77
Q2 2024$123.9m$98.4m0.79
Q3 2024$160.9m$172.9m1.07
Q4 2024$153.8m$193.1m1.26

Biggest buyers

NORTHERN TRUST CORP Added +951,050+951.0k
UBS Group AG Added +704,840+704.8k
FMR LLC Added +441,033+441.0k
CONTRARIAN CAPITAL MANAGEMENT, L.L.C. New +240,876+240.9k
Bank of New York Mellon Corp Added +200,054+200.1k
Janney Capital Management LLC New +188,151+188.2k
MORGAN STANLEY Added +136,648+136.6k
BlackRock, Inc. Added +126,941+126.9k
Aquatic Capital Management LLC New +120,387+120.4k
GQG Partners LLC Added +97,574+97.6k

Biggest sellers

Mediolanum International Funds Ltd Sold out -3,095,699-3.1m
CITADEL ADVISORS LLC Reduced -375,223-375.2k
BANK OF AMERICA CORP /DE/ Reduced -317,366-317.4k
MILLENNIUM MANAGEMENT LLC Reduced -312,176-312.2k
RENAISSANCE TECHNOLOGIES LLC Reduced -156,650-156.7k
RENAISSANCE GROUP LLC Sold out -151,637-151.6k
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC Sold out -121,200-121.2k
GOLDMAN SACHS GROUP INC Reduced -114,994-115.0k
ENVESTNET ASSET MANAGEMENT INC Reduced -105,466-105.5k
BANK OF MONTREAL /CAN/ Reduced -99,376-99.4k

Biggest calls

CITADEL ADVISORS LLC Reduced $54.6m1.1m shares
Optiver Holding B.V. Reduced $32.2m650.5k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $15.5m312.6k shares
SIMPLEX TRADING, LLC Added $13.8m278.7k shares
UBS Group AG Unchanged $7.5m152.5k shares
Walleye Capital LLC Reduced $6.7m135.2k shares
GROUP ONE TRADING LLC Reduced $4.8m96.2k shares
Walleye Trading LLC Reduced $4.7m95.1k shares
IMC-Chicago, LLC Reduced $3.7m75.6k shares
JANE STREET GROUP, LLC Reduced $2.7m54.5k shares

Biggest puts

Optiver Holding B.V. Added $90.3m1.8m shares
Walleye Trading LLC Added $15.1m305.7k shares
Parallax Volatility Advisers, L.P. Added $12.8m258.2k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $12.4m251.4k shares
UBS Group AG Added $10.6m214.2k shares
Twin Tree Management, LP Added $10.0m201.9k shares
GROUP ONE TRADING LLC Added $9.0m182.4k shares
SIMPLEX TRADING, LLC Reduced $8.1m164.1k shares
CITADEL ADVISORS LLC Reduced $6.1m123.5k shares
JANE STREET GROUP, LLC Reduced $4.1m82.7k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Insider purchases and sales in Q4 2024

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

None reported in Q4 2024.

Holders, Q4 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 DIMENSIONAL FUND ADVISORS LP 0.13% of their portfolio AUSTIN, TX 10,632,33210.6m $525.9m $525.9m 0.13% Reduced -25.3k -25,300
2 MORGAN STANLEY 0.02% of their portfolio NEW YORK, NY 6,511,1076.5m $322.0m $322.0m 0.02% Added +136.6k +136,648
3 GOLDMAN SACHS GROUP INC 0.04% of their portfolio NEW YORK, NY 4,673,3484.7m $231.1m $231.1m 0.04% Reduced -115.0k -114,994
4 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 3,037,8473.0m $150.3m $150.3m 0.01% Reduced -317.4k -317,366
5 Sanders Capital, LLC 0.22% of their portfolio West Palm Beach, FL 2,981,1203.0m $147.4m $147.4m 0.22% Reduced -930 -930
6 FMR LLC 0.01% of their portfolio BOSTON, MA 2,883,2382.9m $142.6m $142.6m 0.01% Added +441.0k +441,033
7 NORTHERN TRUST CORP 0.02% of their portfolio CHICAGO, IL 2,781,3072.8m $137.6m $137.6m 0.02% Added +951.0k +951,050
8 BlackRock, Inc. 0.00% of their portfolio New York, NY 2,621,4482.6m $129.7m $129.7m 0.00% Added +126.9k +126,941
9 AMERICAN CENTURY COMPANIES INC 0.03% of their portfolio KANSAS CITY, MO 937,065937.1k $46.3m $46.3m 0.03% Added +40.4k +40,388
10 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 910,732910.7k $45.0m $45.0m 0.01% Reduced -5.4k -5,377
11 UBS Group AG 0.01% of their portfolio ZURICH, V8 786,330786.3k $38.9m $38.9m 0.01% Added +704.8k +704,840
12 COOKSON PEIRCE & CO INC 1.52% of their portfolio PITTSBURGH, PA 678,426678.4k $33.6m $33.6m 1.52% Reduced -14.0k -13,951
13 Crossmark Global Holdings, Inc. 0.46% of their portfolio HOUSTON, TX 514,642514.6k $25.5m $25.5m 0.46% Added +14.1k +14,095
14 O'SHAUGHNESSY ASSET MANAGEMENT, LLC 0.17% of their portfolio Stamford, CT 401,960402.0k $19.9m $19.9m 0.17% Added +85.1k +85,104
15 FRANKLIN RESOURCES INC 0.01% of their portfolio San Mateo, CA 397,408397.4k $19.7m $19.7m 0.01% Added +11.9k +11,864
16 NATIXIS ADVISORS, LLC 0.04% of their portfolio Boston, MA 395,350395.4k $19.6m $19.6m 0.04% Added +5.0k +5,013
17 RAYMOND JAMES FINANCIAL INC 0.01% of their portfolio ST. PETERSBURG, FL 360,192360.2k $17.8m $17.8m 0.01% First filing
18 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 347,565347.6k $17.2m $17.2m 0.00% Added +200.1k +200,054
19 QRG CAPITAL MANAGEMENT, INC. 0.18% of their portfolio BERWYN, PA 346,661346.7k $17.1m $17.1m 0.18% Added +36.2k +36,219
20 MERITAGE PORTFOLIO MANAGEMENT 0.98% of their portfolio OVERLAND PARK, KS 318,825318.8k $15.8m $15.8m 0.98% Added +17.0k +17,012
21 CITADEL ADVISORS LLC 0.01% of their portfolio MIAMI, FL 312,459312.5k $15.5m $15.5m 0.01% Reduced -375.2k -375,223
22 Grantham, Mayo, Van Otterloo & Co. LLC 0.05% of their portfolio Boston, MA 297,408297.4k $14.7m $14.7m 0.05% Reduced -38.5k -38,485
23 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 289,887289.9k $14.3m $14.3m 0.00% Added +14.6k +14,640
24 Qube Research & Technologies Ltd 0.02% of their portfolio LONDON, X0 276,036276.0k $13.7m $13.7m 0.02% Reduced -44.6k -44,645
25 Creative Planning 0.01% of their portfolio OVERLAND PARK, KS 268,197268.2k $13.3m $13.3m 0.01% Added +46.1k +46,105
26 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.00% of their portfolio SAN FRANCISCO, CA 261,135261.1k $12.9m $12.9m 0.00% Added +45.4k +45,387
27 CONTRARIAN CAPITAL MANAGEMENT, L.L.C. 4.03% of their portfolio Greenwich, CT 240,876240.9k $11.9m $11.9m 4.03% New
28 Quantinno Capital Management LP 0.11% of their portfolio NEW YORK, NY 223,886223.9k $11.1m $11.1m 0.11% Added +44.0k +43,978
29 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 193,118193.1k $9.6m $9.6m 0.00% Reduced -105.5k -105,466
30 Janney Capital Management LLC 0.62% of their portfolio PITTSBURGH, PA 188,151188.2k $9.3m $9.3m 0.62% New
31 Mariner, LLC 0.02% of their portfolio Overland Park, KS 186,985187.0k $9.2m $9.2m 0.02% Added +20.3k +20,326
32 MERCER GLOBAL ADVISORS INC /ADV 0.02% of their portfolio DENVER, CO 183,743183.7k $9.1m $9.1m 0.02% Added +8.9k +8,860
33 Ethic Inc. 0.17% of their portfolio NEW YORK, NY 174,539174.5k $8.6m $8.6m 0.17% Added +13.6k +13,642
34 GQG Partners LLC 0.01% of their portfolio FT. LAUDERDALE, FL 172,913172.9k $8.6m $8.6m 0.01% Added +97.6k +97,574
35 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 169,710169.7k $8.4m $8.4m 0.00% Reduced -1.2k -1,170
36 American Assets Investment Management, LLC 0.67% of their portfolio SAN DIEGO, CA 166,918166.9k $8.3m $8.3m 0.67% Unchanged
37 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 163,979164.0k $8.1m $8.1m 0.01% Added +6.1k +6,133
38 Pathstone Holdings, LLC 0.04% of their portfolio ENGLEWOOD, NJ 163,810163.8k $8.1m $8.1m 0.04% Added +5.6k +5,636
39 Promethos Capital, LLC 2.80% of their portfolio BOSTON, MA 160,253160.3k $7.9m $7.9m 2.80% Reduced -2.5k -2,501
40 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 153,518153.5k $7.6m $7.6m 0.00% Added +28.9k +28,875
41 Parallax Volatility Advisers, L.P. 0.16% of their portfolio San Francisco, CA 147,232147.2k $7.3m $7.3m 0.16% Added +34.8k +34,762
42 RITHOLTZ WEALTH MANAGEMENT 0.21% of their portfolio NEW YORK, NY 141,108141.1k $7.0m $7.0m 0.21% Added +15.5k +15,510
43 CWM, LLC 0.03% of their portfolio OMAHA, NE 140,380140.4k $6.9m $6.9m 0.03% Reduced -11.9k -11,908
44 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 136,363136.4k $6.7m $6.7m 0.01% Reduced -1.8k -1,764
45 Generali Investments CEE, investicni spolecnost, a.s. 0.66% of their portfolio PRAGUE, 2N 129,493129.5k $6.4m $6.4m 0.66% First filing
46 HENNESSY ADVISORS INC 0.18% of their portfolio NOVATO, CA 125,200125.2k $6.2m $6.2m 0.18% Reduced -4.6k -4,600
47 Ramirez Asset Management, Inc. 1.21% of their portfolio NEW YORK, NY 120,898120.9k $6.0m $6.0m 1.21% Added +4.0k +3,967
48 Aquatic Capital Management LLC 0.16% of their portfolio CHICAGO, IL 120,387120.4k $6.0m $6.0m 0.16% New
49 RENAISSANCE TECHNOLOGIES LLC 0.01% of their portfolio NEW YORK, NY 116,015116.0k $5.7m $5.7m 0.01% Reduced -156.7k -156,650
50 M&T Bank Corp 0.02% of their portfolio BUFFALO, NY 115,454115.5k $5.7m $5.7m 0.02% Added +678 +678
51 US BANCORP \DE\ 0.01% of their portfolio MINNEAPOLIS, MN 109,349109.3k $5.4m $5.4m 0.01% Added +14.3k +14,286
52 Manatuck Hill Partners, LLC 2.18% of their portfolio WESTPORT, CT 107,448107.4k $5.3m $5.3m 2.18% Unchanged
53 SEI INVESTMENTS CO 0.01% of their portfolio OAKS, PA 106,538106.5k $5.3m $5.3m 0.01% Added +4.7k +4,670
54 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 102,207102.2k $5.1m $5.1m 0.00% Reduced -11.5k -11,513
55 Vanguard Personalized Indexing Management, LLC 0.07% of their portfolio OAKLAND, CA 96,67996.7k $4.8m $4.8m 0.07% Added +11.4k +11,383
56 Stamos Capital Partners, L.P. 1.12% of their portfolio Menlo Park, CA 96,48096.5k $4.8m $4.8m 1.12% Reduced -12.5k -12,500
57 BNP PARIBAS FINANCIAL MARKETS 0.00% of their portfolio PARIS, I0 93,92993.9k $4.6m $4.6m 0.00% Added +254 +254
58 Naviter Wealth, LLC 0.48% of their portfolio LITTLE ROCK, AR 81,07881.1k $4.0m $4.0m 0.48% Reduced -12.3k -12,255
59 ARROWSTREET CAPITAL, LIMITED PARTNERSHIP 0.00% of their portfolio BOSTON, MA 80,83280.8k $4.0m $4.0m 0.00% New
60 Cerity Partners LLC 0.01% of their portfolio NEW YORK, NY 78,44778.4k $3.7m $3.7m 0.01% Reduced -13.7k -13,689
61 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 72,04072.0k $3.6m $3.6m 0.00% Reduced -99.4k -99,376
62 AQR CAPITAL MANAGEMENT LLC 0.00% of their portfolio Greenwich, CT 69,57269.6k $3.4m $3.4m 0.00% Added +11.9k +11,905
63 CAAS CAPITAL MANAGEMENT LP 2.82% of their portfolio NEW YORK, NY 69,03769.0k $3.4m $3.4m 2.82% Added +19.4k +19,441
64 Catalyst Capital Advisors LLC 0.07% of their portfolio San Juan, PR 64,80564.8k $3.2m $3.2m 0.07% Reduced -2.1k -2,125
65 Old Port Advisors 0.91% of their portfolio PORTLAND, ME 64,04964.0k $3.2m $3.2m 0.91% Reduced -486 -486
66 Vident Advisory, LLC 0.05% of their portfolio Alpharetta, GA 63,08763.1k $3.1m $3.1m 0.05% Reduced -221 -221
67 CAPITAL FUND MANAGEMENT S.A. 0.03% of their portfolio PARIS, I0 61,85861.9k $3.1m $3.1m 0.03% Added +5.1k +5,067
68 Schonfeld Strategic Advisors LLC 0.02% of their portfolio NEW YORK, NY 61,62361.6k $3.0m $3.0m 0.02% Reduced -78.8k -78,831
69 Laird Norton Wetherby Wealth Management, LLC 0.15% of their portfolio Seattle, WA 61,17261.2k $3.0m $3.0m 0.15% Added +87 +87
70 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 58,58658.6k $2.9m $2.9m 0.01% Added +10.9k +10,909
71 TWO SIGMA ADVISERS, LP 0.01% of their portfolio NEW YORK, NY 58,10058.1k $2.9m $2.9m 0.01% Added +8.2k +8,200
72 SIGNATUREFD, LLC 0.05% of their portfolio ATLANTA, GA 56,36356.4k $2.8m $2.8m 0.05% Added +5.0k +5,003
73 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 56,32656.3k $2.8m $2.8m 0.00% Reduced -312 -312
74 Sequoia Financial Advisors, LLC 0.03% of their portfolio Akron, OH 54,81554.8k $2.7m $2.7m 0.03% Added +1.6k +1,575
75 FIRST TRUST ADVISORS LP 0.00% of their portfolio Wheaton, IL 52,28052.3k $2.6m $2.6m 0.00% New
76 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 50,78050.8k $2.5m $2.5m 0.00% Added +863 +863
77 Caprock Group, LLC 0.08% of their portfolio BOISE, ID 49,06549.1k $2.4m $2.4m 0.08% Added +9.5k +9,499
78 Janney Montgomery Scott LLC 0.01% of their portfolio PHILADELPHIA, PA 48,93848.9k $2.4m $2.4m 0.01% Added +2.6k +2,615
79 Corient Private Wealth LP 0.00% of their portfolio MIAMI, FL 48,20048.2k $2.4m $2.4m 0.00% Reduced -648 -648
80 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 47,98348.0k $2.4m $2.4m 0.00% Reduced -685 -685
81 BRANDES INVESTMENT PARTNERS, LP 0.03% of their portfolio LA JOLLA, CA 47,21747.2k $2.3m $2.3m 0.03% Added +124 +124
82 Connor, Clark & Lunn Investment Management Ltd. 0.01% of their portfolio VANCOUVER, A1 46,76646.8k $2.3m $2.3m 0.01% Added +30.9k +30,865
83 Americana Partners, LLC 0.09% of their portfolio Houston, TX 46,62346.6k $2.3m $2.3m 0.09% Added +27.2k +27,227
84 Forum Financial Management, LP 0.04% of their portfolio LOMBARD, IL 43,31743.3k $2.1m $2.1m 0.04% Added +16.5k +16,516
85 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 43,21043.2k $2.1m $2.1m 0.00% Added +2.3k +2,343
86 YOUSIF CAPITAL MANAGEMENT, LLC 0.02% of their portfolio BLOOMFIELD HILLS, MI 42,89142.9k $2.1m $2.1m 0.02% Reduced -2.0k -2,000
87 Orion Porfolio Solutions, LLC 0.02% of their portfolio OMAHA, NE 41,93341.9k $2.1m $2.1m 0.02% Added +7.9k +7,908
88 Orion Portfolio Solutions, LLC 0.02% of their portfolio Omaha, NE 41,93341.9k $2.1m $2.1m 0.02% Added +7.9k +7,908
89 EARNEST PARTNERS LLC 0.01% of their portfolio ATLANTA, GA 41,01541.0k $2.0m $2.0m 0.01% Reduced -473 -473
90 Compound Planning, Inc. 0.10% of their portfolio NEW YORK, NY 40,59240.6k $2.0m $2.0m 0.10% Added +7.5k +7,490
91 NEUBERGER BERMAN GROUP LLC 0.00% of their portfolio NEW YORK, NY 40,49540.5k $2.0m $2.0m 0.00% Added +2.5k +2,524
92 CIBC WORLD MARKET INC. 0.00% of their portfolio TORONTO, A6 40,16140.2k $2.0m $2.0m 0.00% Added +349 +349
93 RAELIPSKIE PARTNERSHIP 0.97% of their portfolio WATERLOO, A6 39,34339.3k $1.9m $1.9m 0.97% Unchanged
94 Richard P Slaughter Associates Inc 0.43% of their portfolio AUSTIN, TX 39,11639.1k $1.9m $1.9m 0.43% Reduced -1.4k -1,378
95 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 38,95039.0k $1.9m $1.9m 0.00% Added +4.6k +4,552
96 XTX Topco Ltd 0.15% of their portfolio LONDON, X0 36,79636.8k $1.8m $1.8m 0.15% Reduced -6.5k -6,490
97 Advisors Asset Management, Inc. 0.03% of their portfolio Monument, CO 36,24236.2k $1.8m $1.8m 0.03% Reduced -852 -852
98 RHUMBLINE ADVISERS 0.00% of their portfolio BOSTON, MA 35,68935.7k $1.8m $1.8m 0.00% Added +272 +272
99 THOROUGHBRED FINANCIAL SERVICES, LLC 0.11% of their portfolio BRENTWOOD, TN 35,64135.6k $1.8m $1.8m 0.11% Reduced -155 -155
100 Y-Intercept (Hong Kong) Ltd 0.12% of their portfolio HONG KONG, K3 35,59035.6k $1.8m $1.8m 0.12% Reduced -9.9k -9,901