Vault-13

HSBC HLDGS PLC HSBC

SPON ADR NEW · ADR · CUSIP 404280406 · ISIN US4042804066

British multinational bank

428 institutional holders +7 vs Q2 2024
54,964,63355.0m shares reported held*
$2.4bnreported value*
42 new 161 added 138 reduced 37 sold out net sold ≈ $80.1m (-1.3m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($9.2m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $43.10. Options: 18 managers hold calls ($160.9m notional), 21 hold puts ($172.9m).

Trends to Q3 2024

Institutional holders

Managers reporting a position, each quarter

0200400600Q3 22: 290Q4 22: 317Q1 23: 339Q2 23: 366Q3 23: 376Q4 23: 414Q1 24: 413Q2 24: 421Q3 24: 428428Q3 22Q1 23Q3 23Q1 24Q3 24
Numbers
QuarterHolders
Q3 2022290
Q4 2022317
Q1 2023339
Q2 2023366
Q3 2023376
Q4 2023414
Q1 2024413
Q2 2024421
Q3 2024428

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 150 bought or addedQ4 22: 134 cut or sold outQ1 23: 188 bought or addedQ1 23: 112 cut or sold outQ1 23Q2 23: 204 bought or addedQ2 23: 114 cut or sold outQ3 23: 177 bought or addedQ3 23: 127 cut or sold outQ3 23Q4 23: 191 bought or addedQ4 23: 152 cut or sold outQ1 24: 190 bought or addedQ1 24: 192 cut or sold outQ1 24Q2 24: 227 bought or addedQ2 24: 155 cut or sold outQ3 24: 203 bought or addedQ3 24: 175 cut or sold outQ3 24
Numbers
QuarterBought or addedCut or sold out
Q4 2022150134
Q1 2023188112
Q2 2023204114
Q3 2023177127
Q4 2023191152
Q1 2024190192
Q2 2024227155
Q3 2024203175

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$100m$200m$300mQ4 23 calls: $292.6mQ4 23 puts: $299.6mQ4 23P/C 1.02Q1 24 calls: $180.7mQ1 24 puts: $139.4mQ1 24P/C 0.77Q2 24 calls: $123.9mQ2 24 puts: $98.4mQ2 24P/C 0.79Q3 24 calls: $160.9mQ3 24 puts: $172.9mQ3 24P/C 1.07
Numbers
QuarterCallsPutsP/C
Q4 2023$292.6m$299.6m1.02
Q1 2024$180.7m$139.4m0.77
Q2 2024$123.9m$98.4m0.79
Q3 2024$160.9m$172.9m1.07

Biggest buyers

Mediolanum International Funds Ltd New +3,095,699+3.1m
FMR LLC Added +749,759+749.8k
BANK OF AMERICA CORP /DE/ Added +535,408+535.4k
CITADEL ADVISORS LLC Added +478,075+478.1k
Qube Research & Technologies Ltd Added +189,004+189.0k
Schonfeld Strategic Advisors LLC New +140,454+140.5k
MILLENNIUM MANAGEMENT LLC Added +136,933+136.9k
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC New +121,200+121.2k
BANK OF MONTREAL /CAN/ Added +94,991+95.0k
O'SHAUGHNESSY ASSET MANAGEMENT, LLC Added +74,570+74.6k

Biggest sellers

GROUPAMA ASSET MANAGMENT Sold out -2,451,392-2.5m
CITIGROUP INC Reduced -1,448,042-1.4m
NOMURA HOLDINGS INC Sold out -1,087,712-1.1m
GOLDMAN SACHS GROUP INC Reduced -964,805-964.8k
DIMENSIONAL FUND ADVISORS LP Reduced -502,164-502.2k
GFS Advisors, LLC Sold out -205,905-205.9k
RENAISSANCE TECHNOLOGIES LLC Reduced -176,700-176.7k
Grantham, Mayo, Van Otterloo & Co. LLC Reduced -158,257-158.3k
ENVESTNET ASSET MANAGEMENT INC Reduced -132,843-132.8k
NEUBERGER BERMAN GROUP LLC Reduced -92,877-92.9k

Biggest calls

CITADEL ADVISORS LLC Added $51.5m1.1m shares
Optiver Holding B.V. Added $43.9m972.1k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $10.7m236.8k shares
SIMPLEX TRADING, LLC Added $8.9m196.2k shares
Walleye Trading LLC Added $7.6m167.6k shares
UBS Group AG New $6.9m152.5k shares
Walleye Capital LLC Reduced $6.8m149.9k shares
GROUP ONE TRADING LLC Added $5.3m117.3k shares
JANE STREET GROUP, LLC Reduced $5.2m115.9k shares
Parallax Volatility Advisers, L.P. Added $5.1m113.7k shares

Biggest puts

Optiver Holding B.V. Added $80.8m1.8m shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $11.5m255.2k shares
Walleye Trading LLC Added $11.0m242.9k shares
SIMPLEX TRADING, LLC Added $10.5m233.0k shares
UBS Group AG New $9.6m213.2k shares
Twin Tree Management, LP New $7.8m171.5k shares
CITADEL ADVISORS LLC Added $7.1m156.4k shares
GROUP ONE TRADING LLC Added $6.5m144.6k shares
JANE STREET GROUP, LLC Reduced $5.2m115.8k shares
Parallax Volatility Advisers, L.P. Added $5.2m114.9k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Insider purchases and sales in Q3 2024

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

None reported in Q3 2024.

Holders, Q3 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 DIMENSIONAL FUND ADVISORS LP 0.12% of their portfolio AUSTIN, TX 10,657,63210.7m $481.6m $481.6m 0.12% Reduced -502.2k -502,164
2 MORGAN STANLEY 0.02% of their portfolio NEW YORK, NY 6,374,4596.4m $288.1m $288.1m 0.02% Reduced -76.1k -76,070
3 GOLDMAN SACHS GROUP INC 0.04% of their portfolio NEW YORK, NY 4,788,3424.8m $216.4m $216.4m 0.04% Reduced -964.8k -964,805
4 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 3,355,2133.4m $151.6m $151.6m 0.01% Added +535.4k +535,408
5 Mediolanum International Funds Ltd 0.39% of their portfolio DUBLIN 1, L2 3,095,6993.1m $28.2m $28.2m 0.39% New
6 Sanders Capital, LLC 0.20% of their portfolio West Palm Beach, FL 2,982,0503.0m $134.8m $134.8m 0.20% Reduced -4.6k -4,620
7 BlackRock, Inc. 0.00% of their portfolio New York, NY 2,494,5072.5m $112.7m $112.7m 0.00% First filing
8 FMR LLC 0.01% of their portfolio BOSTON, MA 2,442,2052.4m $110.4m $110.4m 0.01% Added +749.8k +749,759
9 NORTHERN TRUST CORP 0.01% of their portfolio CHICAGO, IL 1,830,2571.8m $82.7m $82.7m 0.01% Reduced -73.7k -73,709
10 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 916,109916.1k $41.4m $41.4m 0.01% Added +32.5k +32,494
11 AMERICAN CENTURY COMPANIES INC 0.02% of their portfolio KANSAS CITY, MO 896,677896.7k $40.5m $40.5m 0.02% Added +45.8k +45,835
12 COOKSON PEIRCE & CO INC 1.47% of their portfolio PITTSBURGH, PA 692,377692.4k $31.3m $31.3m 1.47% Reduced -5.0k -4,994
13 CITADEL ADVISORS LLC 0.03% of their portfolio MIAMI, FL 687,682687.7k $31.1m $31.1m 0.03% Added +478.1k +478,075
14 Crossmark Global Holdings, Inc. 0.40% of their portfolio HOUSTON, TX 500,547500.5k $22.6m $22.6m 0.40% Added +67.9k +67,941
15 NATIXIS ADVISORS, LLC 0.03% of their portfolio Boston, MA 390,337390.3k $17.6m $17.6m 0.03% Reduced -23.5k -23,452
16 FRANKLIN RESOURCES INC 0.00% of their portfolio San Mateo, CA 385,544385.5k $17.1m $17.1m 0.00% Reduced -80.4k -80,378
17 Grantham, Mayo, Van Otterloo & Co. LLC 0.05% of their portfolio Boston, MA 335,893335.9k $15.2m $15.2m 0.05% Reduced -158.3k -158,257
18 MILLENNIUM MANAGEMENT LLC 0.01% of their portfolio NEW YORK, NY 324,057324.1k $14.6m $14.6m 0.01% Added +136.9k +136,933
19 Qube Research & Technologies Ltd 0.03% of their portfolio LONDON, X0 320,681320.7k $14.5m $14.5m 0.03% Added +189.0k +189,004
20 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 319,985320.0k $14.5m $14.5m 0.01% Reduced -41.4k -41,431
21 O'SHAUGHNESSY ASSET MANAGEMENT, LLC 0.13% of their portfolio Stamford, CT 316,856316.9k $14.1m $14.1m 0.13% Added +74.6k +74,570
22 QRG CAPITAL MANAGEMENT, INC. 0.15% of their portfolio BERWYN, PA 310,442310.4k $14.0m $14.0m 0.15% Added +7.4k +7,448
23 MERITAGE PORTFOLIO MANAGEMENT 0.84% of their portfolio OVERLAND PARK, KS 301,813301.8k $13.6m $13.6m 0.84% Added +67.6k +67,617
24 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 298,584298.6k $13.5m $13.5m 0.00% Reduced -132.8k -132,843
25 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 275,247275.2k $12.4m $12.4m 0.00% Reduced -27.0k -27,024
26 RENAISSANCE TECHNOLOGIES LLC 0.02% of their portfolio NEW YORK, NY 272,665272.7k $12.3m $12.3m 0.02% Reduced -176.7k -176,700
27 Creative Planning 0.01% of their portfolio OVERLAND PARK, KS 222,092222.1k $10.0m $10.0m 0.01% Added +19.2k +19,165
28 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.00% of their portfolio SAN FRANCISCO, CA 215,748215.7k $9.7m $9.7m 0.00% Added +27.5k +27,495
29 Quantinno Capital Management LP 0.11% of their portfolio NEW YORK, NY 179,908179.9k $8.1m $8.1m 0.11% Reduced -11.9k -11,876
30 MERCER GLOBAL ADVISORS INC /ADV 0.02% of their portfolio DENVER, CO 174,883174.9k $7.8m $7.8m 0.02% Added +11.0k +10,960
31 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 171,416171.4k $7.8m $7.8m 0.00% Added +95.0k +94,991
32 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 170,880170.9k $7.7m $7.7m 0.00% Reduced -2.1k -2,123
33 American Assets Investment Management, LLC 0.66% of their portfolio SAN DIEGO, CA 166,918166.9k $7.5m $7.5m 0.66% Unchanged
34 Mariner, LLC 0.01% of their portfolio Overland Park, KS 166,659166.7k $7.5m $7.5m 0.01% Added +5.6k +5,622
35 Promethos Capital, LLC 2.62% of their portfolio BOSTON, MA 162,754162.8k $7.4m $7.4m 2.62% Reduced -844 -844
36 Ethic Inc. 0.16% of their portfolio NEW YORK, NY 160,897160.9k $6.3m $6.3m 0.16% Reduced -22.7k -22,716
37 Pathstone Holdings, LLC 0.03% of their portfolio ENGLEWOOD, NJ 158,174158.2k $7.1m $7.1m 0.03% Reduced -41 -41
38 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 157,846157.8k $7.1m $7.1m 0.01% Added +24.1k +24,080
39 CWM, LLC 0.03% of their portfolio OMAHA, NE 152,288152.3k $6.9m $6.9m 0.03% Reduced -6.7k -6,698
40 RENAISSANCE GROUP LLC 0.28% of their portfolio Covington, KY 151,637151.6k $6.9m $6.9m 0.28% Reduced -3.2k -3,192
41 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 147,511147.5k $6.7m $6.7m 0.00% Added +12.9k +12,866
42 Schonfeld Strategic Advisors LLC 0.05% of their portfolio NEW YORK, NY 140,454140.5k $6.3m $6.3m 0.05% New
43 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 138,127138.1k $6.2m $6.2m 0.01% Added +39.5k +39,465
44 Insight Folios Inc 2.11% of their portfolio Charlotte, NC 130,832130.8k $5.9m $5.9m 2.11% Added +9.3k +9,299
45 HENNESSY ADVISORS INC 0.19% of their portfolio NOVATO, CA 129,800129.8k $5.9m $5.9m 0.19% Unchanged
46 RITHOLTZ WEALTH MANAGEMENT 0.17% of their portfolio NEW YORK, NY 125,598125.6k $5.7m $5.7m 0.17% Added +24.1k +24,149
47 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 124,643124.6k $5.6m $5.6m 0.00% Added +1.4k +1,450
48 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.01% of their portfolio ORLANDO, FL 121,200121.2k $2.7k $2.7k 0.01% New
49 Ramirez Asset Management, Inc. 1.01% of their portfolio NEW YORK, NY 116,931116.9k $5.3m $5.3m 1.01% Added +1.9k +1,907
50 M&T Bank Corp 0.02% of their portfolio BUFFALO, NY 114,776114.8k $5.2m $5.2m 0.02% Reduced -1.9k -1,933
51 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 113,720113.7k $5.1m $5.1m 0.00% Added +57.9k +57,878
52 Parallax Volatility Advisers, L.P. 0.13% of their portfolio San Francisco, CA 112,470112.5k $5.1m $5.1m 0.13% Reduced -47.6k -47,634
53 Stamos Capital Partners, L.P. 1.16% of their portfolio Menlo Park, CA 108,980109.0k $4.9m $4.9m 1.16% Reduced -6.2k -6,220
54 Manatuck Hill Partners, LLC 1.84% of their portfolio WESTPORT, CT 107,448107.4k $4.9m $4.9m 1.84% Unchanged
55 SEI INVESTMENTS CO 0.01% of their portfolio OAKS, PA 101,868101.9k $4.6m $4.6m 0.01% Reduced -17.3k -17,276
56 US BANCORP \DE\ 0.01% of their portfolio MINNEAPOLIS, MN 95,06395.1k $4.3m $4.3m 0.01% Reduced -36.6k -36,617
57 BNP PARIBAS FINANCIAL MARKETS 0.00% of their portfolio PARIS, I0 93,67593.7k $4.2m $4.2m 0.00% Added +74.3k +74,295
58 Naviter Wealth, LLC 0.59% of their portfolio LITTLE ROCK, AR 93,33393.3k $4.2m $4.2m 0.59% Added +2.5k +2,525
59 Cerity Partners LLC 0.01% of their portfolio NEW YORK, NY 92,13692.1k $4.2m $4.2m 0.01% Added +36.5k +36,543
60 Cresset Asset Management, LLC 0.02% of their portfolio Chicago, IL 90,05390.1k $4.1m $4.1m 0.02% Added +13.6k +13,615
61 Vanguard Personalized Indexing Management, LLC 0.06% of their portfolio OAKLAND, CA 85,29685.3k $3.9m $3.9m 0.06% Added +4.0k +4,023
62 UBS Group AG 0.00% of their portfolio ZURICH, V8 81,49081.5k $3.7m $3.7m 0.00% Reduced -8.8k -8,818
63 GQG Partners LLC 0.01% of their portfolio FT. LAUDERDALE, FL 75,33975.3k $3.4m $3.4m 0.01% Reduced -3.3k -3,285
64 Engineers Gate Manager LP 0.06% of their portfolio NEW YORK, NY 70,11770.1k $3.2m $3.2m 0.06% New
65 Catalyst Capital Advisors LLC 0.07% of their portfolio San Juan, PR 66,93066.9k $3.0m $3.0m 0.07% Reduced -1.9k -1,920
66 Old Port Advisors 0.81% of their portfolio PORTLAND, ME 64,53564.5k $2.9m $2.9m 0.81% Reduced -930 -930
67 Vident Advisory, LLC 0.07% of their portfolio Alpharetta, GA 63,30863.3k $2.9m $2.9m 0.07% Added +11.2k +11,161
68 Laird Norton Wetherby Wealth Management, LLC 0.13% of their portfolio Seattle, WA 61,08561.1k $2.8m $2.8m 0.13% Reduced -343 -343
69 Frank, Rimerman Advisors LLC 0.19% of their portfolio Palo Alto, CA 60,55460.6k $2.7m $2.7m 0.19% Added +1.0k +1,005
70 AQR CAPITAL MANAGEMENT LLC 0.00% of their portfolio Greenwich, CT 57,66757.7k $2.6m $2.6m 0.00% Added +3.6k +3,551
71 CAPITAL FUND MANAGEMENT S.A. 0.03% of their portfolio PARIS, I0 56,79156.8k $2.6m $2.6m 0.03% New
72 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 56,63856.6k $2.6m $2.6m 0.00% Added +118 +118
73 HRT FINANCIAL LP 0.01% of their portfolio NEW YORK, NY 56,24756.2k $2.5m $2.5m 0.01% New
74 Sequoia Financial Advisors, LLC 0.03% of their portfolio Akron, OH 53,24053.2k $2.4m $2.4m 0.03% Added +27.0k +27,002
75 Quantbot Technologies LP 0.09% of their portfolio NEW YORK, NY 53,22753.2k $2.4m $2.4m 0.09% New
76 SIGNATUREFD, LLC 0.04% of their portfolio ATLANTA, GA 51,36051.4k $2.3m $2.3m 0.04% Reduced -1.1k -1,089
77 First Trust Direct Indexing L.P. 0.12% of their portfolio Boston, MA 50,23850.2k $2.3m $2.3m 0.12% Added +646 +646
78 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 49,91749.9k $2.3m $2.3m 0.00% Reduced -312 -312
79 TWO SIGMA ADVISERS, LP 0.01% of their portfolio NEW YORK, NY 49,90049.9k $2.3m $2.3m 0.01% Added +31.0k +31,000
80 CAAS CAPITAL MANAGEMENT LP 1.53% of their portfolio NEW YORK, NY 49,59649.6k $2.2m $2.2m 1.53% Added +31.4k +31,403
81 Corient Private Wealth LP 0.00% of their portfolio MIAMI, FL 48,84848.8k $2.2m $2.2m 0.00% Added +1.3k +1,282
82 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 48,66848.7k $2.2m $2.2m 0.00% Reduced -2.7k -2,703
83 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 47,67747.7k $2.2m $2.2m 0.01% Reduced -17.0k -17,034
84 BRANDES INVESTMENT PARTNERS, LP 0.02% of their portfolio LA JOLLA, CA 47,09347.1k $2.1m $2.1m 0.02% Reduced -5.3k -5,315
85 Janney Montgomery Scott LLC 0.01% of their portfolio PHILADELPHIA, PA 46,32346.3k $2.1m $2.1m 0.01% Reduced -5.8k -5,754
86 Y-Intercept (Hong Kong) Ltd 0.13% of their portfolio HONG KONG, K3 45,49145.5k $2.1m $2.1m 0.13% Reduced -19.5k -19,508
87 YOUSIF CAPITAL MANAGEMENT, LLC 0.02% of their portfolio BLOOMFIELD HILLS, MI 44,89144.9k $2.0m $2.0m 0.02% Reduced -15.8k -15,827
88 XTX Topco Ltd 0.14% of their portfolio LONDON, X0 43,28643.3k $2.0m $2.0m 0.14% New
89 SEVEN EIGHT CAPITAL, LP 0.17% of their portfolio New York, NY 42,51042.5k $1.9m $1.9m 0.17% New
90 EARNEST PARTNERS LLC 0.01% of their portfolio ATLANTA, GA 41,48841.5k $1.9m $1.9m 0.01% Added +190 +190
91 ACADIAN ASSET MANAGEMENT LLC 0.01% of their portfolio Boston, MA 41,29741.3k $1.9m $1.9m 0.01% Reduced -19.7k -19,706
92 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 40,86740.9k $1.8m $1.8m 0.00% Reduced -880 -880
93 Richard P Slaughter Associates Inc 0.42% of their portfolio AUSTIN, TX 40,49440.5k $1.8m $1.8m 0.42% Added +2.2k +2,249
94 CIBC WORLD MARKET INC. 0.00% of their portfolio TORONTO, A6 39,81239.8k $1.8m $1.8m 0.00% Added +983 +983
95 Caprock Group, LLC 0.07% of their portfolio BOISE, ID 39,56639.6k $1.8m $1.8m 0.07% Added +4.5k +4,490
96 RAELIPSKIE PARTNERSHIP 0.87% of their portfolio WATERLOO, A6 39,34339.3k $1.8m $1.8m 0.87% Added +8.3k +8,257
97 NEUBERGER BERMAN GROUP LLC 0.00% of their portfolio NEW YORK, NY 37,97138.0k $1.7m $1.7m 0.00% Reduced -92.9k -92,877
98 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 37,45237.5k $1.7m $1.7m 0.00% Reduced -31.1k -31,087
99 Advisors Asset Management, Inc. 0.03% of their portfolio Monument, CO 37,09437.1k $1.7m $1.7m 0.03% Added +6.1k +6,056
100 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 37,08737.1k $1.7m $1.7m 0.00% Added +607 +607