Vault-13

HSBC HLDGS PLC HSBC

SPON ADR NEW · ADR · CUSIP 404280406 · ISIN US4042804066

British multinational bank

421 institutional holders +8 vs Q1 2024
56,267,26356.3m shares reported held*
$2.4bnreported value*
50 new 177 added 112 reduced 43 sold out net sold ≈ $494.8m (-10.7m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($7.5m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $41.87. Options: 17 managers hold calls ($123.9m notional), 16 hold puts ($98.4m).

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

0200400600Q3 22: 290Q4 22: 317Q1 23: 339Q2 23: 366Q3 23: 376Q4 23: 414Q1 24: 413Q2 24: 421421Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 2022290
Q4 2022317
Q1 2023339
Q2 2023366
Q3 2023376
Q4 2023414
Q1 2024413
Q2 2024421

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 150 bought or addedQ4 22: 134 cut or sold outQ4 22Q1 23: 188 bought or addedQ1 23: 112 cut or sold outQ2 23: 204 bought or addedQ2 23: 114 cut or sold outQ2 23Q3 23: 177 bought or addedQ3 23: 127 cut or sold outQ4 23: 191 bought or addedQ4 23: 152 cut or sold outQ4 23Q1 24: 190 bought or addedQ1 24: 192 cut or sold outQ2 24: 227 bought or addedQ2 24: 155 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 2022150134
Q1 2023188112
Q2 2023204114
Q3 2023177127
Q4 2023191152
Q1 2024190192
Q2 2024227155

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$100m$200m$300m$400mQ3 23 calls: $251.5mQ3 23 puts: $333.1mQ3 23P/C 1.32Q4 23 calls: $292.6mQ4 23 puts: $299.6mQ4 23P/C 1.02Q1 24 calls: $180.7mQ1 24 puts: $139.4mQ1 24P/C 0.77Q2 24 calls: $123.9mQ2 24 puts: $98.4mQ2 24P/C 0.79
Numbers
QuarterCallsPutsP/C
Q3 2023$251.5m$333.1m1.32
Q4 2023$292.6m$299.6m1.02
Q1 2024$180.7m$139.4m0.77
Q2 2024$123.9m$98.4m0.79

Biggest buyers

NOMURA HOLDINGS INC Added +1,017,761+1.0m
FMR LLC Added +917,206+917.2k
GROUPAMA ASSET MANAGMENT Added +558,799+558.8k
GOLDMAN SACHS GROUP INC Added +350,876+350.9k
BlackRock Inc. Added +272,119+272.1k
GFS Advisors, LLC New +205,905+205.9k
Parallax Volatility Advisers, L.P. New +160,104+160.1k
Quantinno Capital Management LP Added +107,118+107.1k
COOKSON PEIRCE & CO INC Added +93,979+94.0k
NATIXIS ADVISORS, LLC Added +74,980+75.0k

Biggest sellers

MORGAN STANLEY Reduced -12,011,348-12.0m
BANK OF AMERICA CORP /DE/ Reduced -779,537-779.5k
JANE STREET GROUP, LLC Reduced -551,514-551.5k
Grantham, Mayo, Van Otterloo & Co. LLC Reduced -510,224-510.2k
DIMENSIONAL FUND ADVISORS LP Reduced -244,267-244.3k
Qube Research & Technologies Ltd Reduced -149,561-149.6k
MILLENNIUM MANAGEMENT LLC Reduced -104,670-104.7k
Susquehanna International Securities, Ltd. Reduced -98,929-98.9k
RENAISSANCE TECHNOLOGIES LLC Reduced -95,778-95.8k
Schonfeld Strategic Advisors LLC Sold out -92,937-92.9k

Biggest calls

Optiver Holding B.V. Reduced $36.4m837.9k shares
CITADEL ADVISORS LLC Reduced $24.2m557.4k shares
JANE STREET GROUP, LLC Added $23.1m530.9k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $13.7m315.7k shares
Walleye Capital LLC Reduced $7.4m169.5k shares
Walleye Trading LLC Reduced $5.6m127.6k shares
GROUP ONE TRADING LLC Reduced $5.1m117.0k shares
SIMPLEX TRADING, LLC Added $3.8m87.7k shares
IMC-Chicago, LLC New $2.5m57.6k shares
WOLVERINE TRADING, LLC Added $1.2m27.0k shares

Biggest puts

Optiver Holding B.V. Reduced $42.7m981.8k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $16.6m380.5k shares
Walleye Trading LLC Reduced $10.1m231.6k shares
GROUP ONE TRADING LLC Reduced $6.2m142.0k shares
JANE STREET GROUP, LLC Reduced $5.7m129.9k shares
SIMPLEX TRADING, LLC Reduced $4.3m99.2k shares
CITADEL ADVISORS LLC Added $2.7m61.4k shares
PEAK6 Investments LLC Reduced $2.1m47.2k shares
Walleye Capital LLC Reduced $1.9m43.8k shares
IMC-Chicago, LLC New $1.7m38.3k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Insider purchases and sales in Q2 2024

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

None reported in Q2 2024.

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 DIMENSIONAL FUND ADVISORS LP 0.13% of their portfolio AUSTIN, TX 11,159,79611.2m $485.5m $485.5m 0.13% Reduced -244.3k -244,267
2 MORGAN STANLEY 0.02% of their portfolio NEW YORK, NY 6,450,5296.5m $280.6m $280.6m 0.02% Reduced -12.0m -12,011,348
3 GOLDMAN SACHS GROUP INC 0.05% of their portfolio NEW YORK, NY 5,753,1475.8m $250.3m $250.3m 0.05% Added +350.9k +350,876
4 Sanders Capital, LLC 0.20% of their portfolio West Palm Beach, FL 2,986,6703.0m $129.9m $129.9m 0.20% Reduced -140 -140
5 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 2,819,8052.8m $122.7m $122.7m 0.01% Reduced -779.5k -779,537
6 GROUPAMA ASSET MANAGMENT 0.29% of their portfolio PARIS, I0 2,451,3922.5m $21.2m $21.2m 0.29% Added +558.8k +558,799
7 BlackRock Inc. 0.00% of their portfolio New York, NY 2,414,9922.4m $105.1m $105.1m 0.00% Added +272.1k +272,119
8 NORTHERN TRUST CORP 0.01% of their portfolio CHICAGO, IL 1,903,9661.9m $82.8m $82.8m 0.01% Reduced -6.6k -6,587
9 FMR LLC 0.00% of their portfolio BOSTON, MA 1,692,4461.7m $73.6m $73.6m 0.00% Added +917.2k +917,206
10 CITIGROUP INC 0.06% of their portfolio NEW YORK, NY 1,473,5421.5m $64.1m $64.1m 0.06% Reduced -4.6k -4,625
11 NOMURA HOLDINGS INC 0.30% of their portfolio TOKYO, M0 1,087,7121.1m $47.3m $47.3m 0.30% Added +1.0m +1,017,761
12 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 883,615883.6k $38.4m $38.4m 0.01% Added +9.0k +9,002
13 AMERICAN CENTURY COMPANIES INC 0.02% of their portfolio KANSAS CITY, MO 850,842850.8k $37.0m $37.0m 0.02% Added +37.8k +37,781
14 COOKSON PEIRCE & CO INC 1.46% of their portfolio PITTSBURGH, PA 697,371697.4k $30.3m $30.3m 1.46% Added +94.0k +93,979
15 Grantham, Mayo, Van Otterloo & Co. LLC 0.07% of their portfolio Boston, MA 494,150494.1k $21.5m $21.5m 0.07% Reduced -510.2k -510,224
16 FRANKLIN RESOURCES INC 0.01% of their portfolio San Mateo, CA 465,922465.9k $20.3m $20.3m 0.01% Added +5.2k +5,218
17 RENAISSANCE TECHNOLOGIES LLC 0.03% of their portfolio NEW YORK, NY 449,365449.4k $19.5m $19.5m 0.03% Reduced -95.8k -95,778
18 Crossmark Global Holdings, Inc. 0.36% of their portfolio HOUSTON, TX 432,606432.6k $18.8m $18.8m 0.36% Reduced -6.7k -6,713
19 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 431,427431.4k $18.8m $18.8m 0.01% Reduced -73.7k -73,710
20 NATIXIS ADVISORS, LLC 0.04% of their portfolio Boston, MA 413,789413.8k $18.0m $18.0m 0.04% Added +75.0k +74,980
21 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 361,416361.4k $15.7m $15.7m 0.01% Added +9.3k +9,323
22 QRG CAPITAL MANAGEMENT, INC. 0.16% of their portfolio BERWYN, PA 302,994303.0k $13.2m $13.2m 0.16% Added +48.4k +48,366
23 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 302,271302.3k $13.1m $13.1m 0.00% Reduced -42.4k -42,379
24 O'SHAUGHNESSY ASSET MANAGEMENT, LLC 0.11% of their portfolio Stamford, CT 242,286242.3k $10.5m $10.5m 0.11% Added +65.9k +65,934
25 MERITAGE PORTFOLIO MANAGEMENT 0.64% of their portfolio OVERLAND PARK, KS 234,196234.2k $10.2m $10.2m 0.64% Reduced -3.4k -3,373
26 CITADEL ADVISORS LLC 0.01% of their portfolio MIAMI, FL 209,607209.6k $9.1m $9.1m 0.01% Added +396 +396
27 GFS Advisors, LLC 0.00% of their portfolio HOUSTON, TX 205,905205.9k $23.0k $23.0k 0.00% New
28 Creative Planning 0.01% of their portfolio OVERLAND PARK, KS 202,927202.9k $8.8m $8.8m 0.01% Added +37.0k +37,015
29 Quantinno Capital Management LP 0.15% of their portfolio NEW YORK, NY 191,784191.8k $8.3m $8.3m 0.15% Added +107.1k +107,118
30 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.00% of their portfolio SAN FRANCISCO, CA 188,253188.3k $8.2m $8.2m 0.00% Added +47.6k +47,586
31 MILLENNIUM MANAGEMENT LLC 0.01% of their portfolio NEW YORK, NY 187,124187.1k $8.1m $8.1m 0.01% Reduced -104.7k -104,670
32 Ethic Inc. 0.19% of their portfolio NEW YORK, NY 183,613183.6k $8.0m $8.0m 0.19% Added +22.7k +22,716
33 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 173,003173.0k $7.5m $7.5m 0.00% Reduced -15.6k -15,608
34 American Assets Investment Management, LLC 0.68% of their portfolio SAN DIEGO, CA 166,918166.9k $7.3m $7.3m 0.68% Unchanged
35 MERCER GLOBAL ADVISORS INC /ADV 0.02% of their portfolio DENVER, CO 163,923163.9k $7.1m $7.1m 0.02% Added +19.7k +19,670
36 Promethos Capital, LLC 2.70% of their portfolio BOSTON, MA 163,598163.6k $7.1m $7.1m 2.70% Added +366 +366
37 Mariner, LLC 0.01% of their portfolio Overland Park, KS 161,037161.0k $7.0m $7.0m 0.01% Added +19.1k +19,139
38 Parallax Volatility Advisers, L.P. 0.18% of their portfolio San Francisco, CA 160,104160.1k $7.0m $7.0m 0.18% New
39 CWM, LLC 0.03% of their portfolio OMAHA, NE 158,986159.0k $6.9m $6.9m 0.03% Reduced -8.5k -8,467
40 Pathstone Holdings, LLC 0.03% of their portfolio ENGLEWOOD, NJ 158,215158.2k $6.9m $6.9m 0.03% Added +18.5k +18,505
41 RENAISSANCE GROUP LLC 0.26% of their portfolio Covington, KY 154,829154.8k $6.7m $6.7m 0.26% Reduced -5.4k -5,387
42 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 134,645134.6k $5.9m $5.9m 0.00% Added +6.4k +6,377
43 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 133,766133.8k $5.8m $5.8m 0.01% Reduced -14.0k -14,022
44 US BANCORP \DE\ 0.01% of their portfolio MINNEAPOLIS, MN 131,680131.7k $5.7m $5.7m 0.01% Added +39.1k +39,118
45 Qube Research & Technologies Ltd 0.01% of their portfolio LONDON, X0 131,677131.7k $5.7m $5.7m 0.01% Reduced -149.6k -149,561
46 NEUBERGER BERMAN GROUP LLC 0.00% of their portfolio NEW YORK, NY 130,848130.8k $5.7m $5.7m 0.00% Added +792 +792
47 HENNESSY ADVISORS INC 0.21% of their portfolio NOVATO, CA 129,800129.8k $5.6m $5.6m 0.21% Reduced -2.6k -2,600
48 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 123,193123.2k $5.4m $5.4m 0.00% Added +29.4k +29,363
49 Insight Folios Inc 2.17% of their portfolio Charlotte, NC 121,533121.5k $5.3m $5.3m 2.17% Added +4.9k +4,935
50 SEI INVESTMENTS CO 0.01% of their portfolio OAKS, PA 119,144119.1k $5.2m $5.2m 0.01% Added +6.2k +6,174
51 M&T Bank Corp 0.02% of their portfolio BUFFALO, NY 116,709116.7k $5.1m $5.1m 0.02% Added +3.7k +3,720
52 Stamos Capital Partners, L.P. 1.06% of their portfolio Menlo Park, CA 115,200115.2k $5.0m $5.0m 1.06% Reduced -10.8k -10,770
53 Ramirez Asset Management, Inc. 1.02% of their portfolio NEW YORK, NY 115,024115.0k $5.0m $5.0m 1.02% Reduced -6.2k -6,229
54 Manatuck Hill Partners, LLC 2.06% of their portfolio WESTPORT, CT 107,448107.4k $4.7m $4.7m 2.06% Unchanged
55 RITHOLTZ WEALTH MANAGEMENT 0.15% of their portfolio NEW YORK, NY 101,449101.4k $4.4m $4.4m 0.15% Added +29.6k +29,637
56 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 98,66298.7k $4.3m $4.3m 0.00% Added +38.5k +38,542
57 Naviter Wealth, LLC 0.59% of their portfolio LITTLE ROCK, AR 90,80890.8k $4.0m $4.0m 0.59% Added +4.4k +4,404
58 UBS Group AG 0.00% of their portfolio ZURICH, V8 90,30890.3k $3.9m $3.9m 0.00% Reduced -41.0k -40,993
59 Vanguard Personalized Indexing Management, LLC 0.07% of their portfolio OAKLAND, CA 81,27381.3k $3.5m $3.5m 0.07% Added +15.5k +15,513
60 GQG Partners LLC 0.01% of their portfolio FT. LAUDERDALE, FL 78,62478.6k $3.4m $3.4m 0.01% Added +3.3k +3,257
61 Cresset Asset Management, LLC 0.01% of their portfolio Chicago, IL 76,43876.4k $3.3m $3.3m 0.01% Added +13.7k +13,719
62 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 76,42576.4k $3.4m $3.4m 0.00% Reduced -64.6k -64,576
63 Catalyst Capital Advisors LLC 0.07% of their portfolio San Juan, PR 68,85068.8k $3.0m $3.0m 0.07% Reduced -150 -150
64 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 68,53968.5k $3.0m $3.0m 0.00% Reduced -551.5k -551,514
65 Old Port Advisors 0.85% of their portfolio PORTLAND, ME 65,46565.5k $2.8m $2.8m 0.85% Reduced -1.3k -1,320
66 Y-Intercept (Hong Kong) Ltd 0.15% of their portfolio HONG KONG, K3 64,99965.0k $2.8m $2.8m 0.15% Reduced -61.3k -61,325
67 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 64,71164.7k $2.8m $2.8m 0.01% Added +4.4k +4,391
68 Laird Norton Wetherby Wealth Management, LLC 0.13% of their portfolio Seattle, WA 61,42861.4k $2.7m $2.7m 0.13% Added +1.1k +1,064
69 ACADIAN ASSET MANAGEMENT LLC 0.01% of their portfolio Boston, MA 61,00361.0k $2.7m $2.7m 0.01% Added +45.6k +45,553
70 YOUSIF CAPITAL MANAGEMENT, LLC 0.03% of their portfolio BLOOMFIELD HILLS, MI 60,71860.7k $2.6m $2.6m 0.03% Reduced -5.4k -5,390
71 Frank, Rimerman Advisors LLC 0.18% of their portfolio Palo Alto, CA 59,54959.5k $2.6m $2.6m 0.18% New
72 West Family Investments, Inc. 0.76% of their portfolio CARLSBAD, CA 58,15358.2k $2.5m $2.5m 0.76% Added +1.2k +1,169
73 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 56,52056.5k $2.5m $2.5m 0.00% Added +6.8k +6,784
74 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 55,84255.8k $2.4m $2.4m 0.00% Added +25.7k +25,682
75 Cerity Partners LLC 0.01% of their portfolio NEW YORK, NY 55,59355.6k $2.4m $2.4m 0.01% Reduced -33.5k -33,543
76 AQR CAPITAL MANAGEMENT LLC 0.00% of their portfolio Greenwich, CT 54,11654.1k $2.4m $2.4m 0.00% Added +13.7k +13,698
77 SIGNATUREFD, LLC 0.05% of their portfolio ATLANTA, GA 52,44952.4k $2.3m $2.3m 0.05% Added +7.6k +7,598
78 BRANDES INVESTMENT PARTNERS, LP 0.03% of their portfolio LA JOLLA, CA 52,40852.4k $2.3m $2.3m 0.03% Reduced -3.0k -3,021
79 Vident Advisory, LLC 0.06% of their portfolio Alpharetta, GA 52,14752.1k $2.3m $2.3m 0.06% Added +6.4k +6,353
80 Janney Montgomery Scott LLC 0.01% of their portfolio PHILADELPHIA, PA 52,07752.1k $2.3m $2.3m 0.01% Reduced -4.0k -3,979
81 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 51,56151.6k $2.2m $2.2m 0.00% Added +19.8k +19,832
82 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 51,37151.4k $2.2m $2.2m 0.00% Reduced -5.5k -5,460
83 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 50,22950.2k $2.2m $2.2m 0.00% Reduced -2.0k -2,031
84 First Trust Direct Indexing L.P. 0.13% of their portfolio Boston, MA 49,59249.6k $2.2m $2.2m 0.13% Added +2.4k +2,402
85 Corient Private Wealth LP 0.00% of their portfolio MIAMI, FL 47,56647.6k $2.1m $2.1m 0.00% Added +172 +172
86 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 41,74741.7k $1.8m $1.8m 0.00% Added +1.5k +1,540
87 EARNEST PARTNERS LLC 0.01% of their portfolio ATLANTA, GA 41,29841.3k $1.8m $1.8m 0.01% Reduced -3.0k -3,032
88 CAPTRUST FINANCIAL ADVISORS 0.01% of their portfolio RALEIGH, NC 41,04741.0k $1.8m $1.8m 0.01% Added +6.7k +6,724
89 CIBC WORLD MARKET INC. 0.00% of their portfolio TORONTO, A6 38,82938.8k $1.7m $1.7m 0.00% Reduced -1.8k -1,813
90 Richard P Slaughter Associates Inc 0.39% of their portfolio AUSTIN, TX 38,24538.2k $1.7m $1.7m 0.39% Added +1.6k +1,614
91 Orion Porfolio Solutions, LLC 0.02% of their portfolio OMAHA, NE 37,18737.2k $1.6m $1.6m 0.02% Added +3.1k +3,103
92 Orion Portfolio Solutions, LLC 0.02% of their portfolio Omaha, NE 37,18737.2k $1.6m $1.6m 0.02% Added +3.1k +3,103
93 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 37,15537.2k $1.6m $1.6m 0.00% Reduced -1.4k -1,404
94 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 36,48036.5k $1.6m $1.6m 0.00% Added +1.5k +1,481
95 THOROUGHBRED FINANCIAL SERVICES, LLC 0.10% of their portfolio BRENTWOOD, TN 35,73135.7k $1.6m $1.6m 0.10% Added +525 +525
96 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 35,22235.2k $1.5m $1.5m 0.00% Added +523 +523
97 LAZARD ASSET MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 35,19235.2k $1.5m $1.5m 0.00% Reduced -4.8k -4,790
98 WINTRUST INVESTMENTS LLC 0.13% of their portfolio CHICAGO, IL 35,12235.1k $1.5m $1.5m 0.13% Reduced -248 -248
99 Caprock Group, LLC 0.06% of their portfolio BOISE, ID 35,07635.1k $1.5m $1.5m 0.06% Added +15.8k +15,787
100 OPPENHEIMER & CO INC 0.02% of their portfolio NEW YORK, NY 34,10034.1k $1.5m $1.5m 0.02% Reduced -1.5k -1,524