Vault-13

HSBC HLDGS PLC HSBC

SPON ADR NEW · ADR · CUSIP 404280406 · ISIN US4042804066

British multinational bank

366 institutional holders +27 vs Q1 2023
59,277,40859.3m shares reported held*
$2.3bnreported value*
62 new 142 added 80 reduced 34 sold out net bought ≈ $151.4m (+3.8m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($5.7m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $39.62. Options: 16 managers hold calls ($213.7m notional), 14 hold puts ($187.2m).

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

0200400Q3 22: 290Q4 22: 317Q1 23: 339Q2 23: 366366Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 2022290
Q4 2022317
Q1 2023339
Q2 2023366

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 150 bought or addedQ4 22: 134 cut or sold outQ4 22Q1 23: 188 bought or addedQ1 23: 112 cut or sold outQ1 23Q2 23: 204 bought or addedQ2 23: 114 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022150134
Q1 2023188112
Q2 2023204114

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$100m$200m$300mQ3 22 calls: $224.1mQ3 22 puts: $252.6mQ3 22P/C 1.13Q4 22 calls: $240.5mQ4 22 puts: $212.7mQ4 22P/C 0.88Q1 23 calls: $232.3mQ1 23 puts: $163.5mQ1 23P/C 0.70Q2 23 calls: $213.7mQ2 23 puts: $187.2mQ2 23P/C 0.88
Numbers
QuarterCallsPutsP/C
Q3 2022$224.1m$252.6m1.13
Q4 2022$240.5m$212.7m0.88
Q1 2023$232.3m$163.5m0.70
Q2 2023$213.7m$187.2m0.88

Biggest buyers

LAZARD ASSET MANAGEMENT LLC Added +1,364,367+1.4m
Clark Capital Management Group, Inc. New +1,022,436+1.0m
MORGAN STANLEY Added +981,729+981.7k
DIMENSIONAL FUND ADVISORS LP Added +438,181+438.2k
BlackRock Inc. Added +227,790+227.8k
ENVESTNET ASSET MANAGEMENT INC Added +216,510+216.5k
CITADEL ADVISORS LLC Added +189,155+189.2k
GOLDMAN SACHS GROUP INC Added +178,435+178.4k
COOKSON PEIRCE & CO INC Added +149,350+149.3k
APG Asset Management N.V. New +123,000+123.0k

Biggest sellers

JANE STREET GROUP, LLC Reduced -963,514-963.5k
FMR LLC Reduced -509,051-509.1k
Qube Research & Technologies Ltd Sold out -184,996-185.0k
RENAISSANCE TECHNOLOGIES LLC Reduced -155,200-155.2k
Optiver Holding B.V. Sold out -139,617-139.6k
Cubist Systematic Strategies, LLC Reduced -122,723-122.7k
VOLORIDGE INVESTMENT MANAGEMENT, LLC Sold out -107,830-107.8k
FIL Ltd Reduced -100,871-100.9k
Bayesian Capital Management, LP Sold out -61,000-61.0k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -55,812-55.8k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $37.6m949.7k shares
Optiver Holding B.V. Added $36.2m913.5k shares
GROUP ONE TRADING LLC Added $32.0m806.8k shares
Walleye Trading LLC Reduced $24.1m609.0k shares
ROYAL BANK OF CANADA Added $20.8m525.8k shares
JANE STREET GROUP, LLC Reduced $19.6m494.8k shares
CITADEL ADVISORS LLC Reduced $16.8m422.9k shares
SIMPLEX TRADING, LLC Reduced $10.8m273.2k shares
MILLENNIUM MANAGEMENT LLC New $5.7m145.0k shares
Walleye Capital LLC Added $5.5m138.3k shares

Biggest puts

Optiver Holding B.V. Added $45.7m1.2m shares
Walleye Trading LLC Added $32.3m816.2k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $27.1m684.9k shares
GROUP ONE TRADING LLC Added $18.9m477.7k shares
CITADEL ADVISORS LLC Reduced $17.4m440.1k shares
Walleye Capital LLC Added $12.3m310.0k shares
SIMPLEX TRADING, LLC Reduced $10.0m253.6k shares
PEAK6 Investments LLC Added $8.9m223.7k shares
MILLENNIUM MANAGEMENT LLC Added $7.5m189.6k shares
ROYAL BANK OF CANADA Unchanged $4.2m106.8k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Insider purchases and sales in Q2 2023

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

None reported in Q2 2023.

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 DIMENSIONAL FUND ADVISORS LP 0.14% of their portfolio AUSTIN, TX 10,964,95011.0m $434.4m $434.4m 0.14% Added +438.2k +438,181
2 MORGAN STANLEY 0.03% of their portfolio NEW YORK, NY 8,301,5598.3m $328.9m $328.9m 0.03% Added +981.7k +981,729
3 GOLDMAN SACHS GROUP INC 0.05% of their portfolio NEW YORK, NY 4,799,3484.8m $190.2m $190.2m 0.05% Added +178.4k +178,435
4 LAZARD ASSET MANAGEMENT LLC 0.22% of their portfolio NEW YORK, NY 4,422,1424.4m $175.2m $175.2m 0.22% Added +1.4m +1,364,367
5 JANE STREET GROUP, LLC 0.24% of their portfolio NEW YORK, NY 4,370,2484.4m $173.1m $173.1m 0.24% Reduced -963.5k -963,514
6 BANK OF AMERICA CORP /DE/ 0.02% of their portfolio CHARLOTTE, NC 3,372,0643.4m $133.6m $133.6m 0.02% Added +4.5k +4,462
7 BlackRock Inc. 0.00% of their portfolio New York, NY 1,993,7322.0m $79.0m $79.0m 0.00% Added +227.8k +227,790
8 NORTHERN TRUST CORP 0.01% of their portfolio CHICAGO, IL 1,823,9931.8m $72.3m $72.3m 0.01% Added +83.8k +83,792
9 RENAISSANCE TECHNOLOGIES LLC 0.10% of their portfolio NEW YORK, NY 1,686,0431.7m $66.8m $66.8m 0.10% Reduced -155.2k -155,200
10 CITIGROUP INC 0.07% of their portfolio NEW YORK, NY 1,465,1961.5m $58.1m $58.1m 0.07% Reduced -1.5k -1,454
11 Clark Capital Management Group, Inc. 0.36% of their portfolio PHILADELPHIA, PA 1,022,4361.0m $40.5m $40.5m 0.36% New
12 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 970,094970.1k $38.4m $38.4m 0.01% Reduced -14.8k -14,838
13 FMR LLC 0.00% of their portfolio BOSTON, MA 719,469719.5k $28.5m $28.5m 0.00% Reduced -509.1k -509,051
14 FIL Ltd 0.03% of their portfolio HAMILTON, D0 708,266708.3k $28.1m $28.1m 0.03% Reduced -100.9k -100,871
15 COOKSON PEIRCE & CO INC 1.49% of their portfolio PITTSBURGH, PA 615,613615.6k $24.4m $24.4m 1.49% Added +149.3k +149,350
16 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 609,617609.6k $24.2m $24.2m 0.01% Added +1.8k +1,758
17 NATIXIS ADVISORS, LLC 0.07% of their portfolio Boston, MA 604,487604.5k $23.9m $23.9m 0.07% Added +41.0k +41,030
18 CITADEL ADVISORS LLC 0.03% of their portfolio MIAMI, FL 599,074599.1k $23.7m $23.7m 0.03% Added +189.2k +189,155
19 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 568,929568.9k $22.5m $22.5m 0.01% Added +216.5k +216,510
20 AMERICAN CENTURY COMPANIES INC 0.01% of their portfolio KANSAS CITY, MO 500,967501.0k $19.8m $19.8m 0.01% Added +64.6k +64,648
21 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 358,916358.9k $14.2m $14.2m 0.00% Added +2.3k +2,277
22 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 330,743330.7k $13.1m $13.1m 0.01% Added +33.1k +33,111
23 Balyasny Asset Management L.P. 0.04% of their portfolio Chicago, IL 324,629324.6k $12.9m $12.9m 0.04% Added +9.9k +9,933
24 Grantham, Mayo, Van Otterloo & Co. LLC 0.06% of their portfolio Boston, MA 315,187315.2k $12.5m $12.5m 0.06% Added +91.5k +91,487
25 Crossmark Global Holdings, Inc. 0.22% of their portfolio HOUSTON, TX 247,617247.6k $10.3m $10.3m 0.22% Reduced -575 -575
26 MERITAGE PORTFOLIO MANAGEMENT 0.65% of their portfolio OVERLAND PARK, KS 233,221233.2k $9.2m $9.2m 0.65% Reduced -11.4k -11,383
27 RENAISSANCE GROUP LLC 0.29% of their portfolio Covington, KY 172,240172.2k $6.8m $6.8m 0.29% Reduced -27.5k -27,453
28 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 168,764168.8k $6.7m $6.7m 0.00% Reduced -8.1k -8,108
29 American Assets Investment Management, LLC 0.74% of their portfolio SAN DIEGO, CA 166,918166.9k $6.6m $6.6m 0.74% Unchanged
30 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 155,169155.2k $6.1m $6.1m 0.00% Added +28.1k +28,076
31 HENNESSY ADVISORS INC 0.44% of their portfolio NOVATO, CA 154,200154.2k $6.1m $6.1m 0.44% Reduced -8.7k -8,700
32 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 148,481148.5k $5.9m $5.9m 0.00% Added +64.5k +64,521
33 UBS Group AG 0.00% of their portfolio ZURICH, V8 146,686146.7k $5.8m $5.8m 0.00% Added +5.3k +5,339
34 SUSQUEHANNA FUNDAMENTAL INVESTMENTS, LLC 0.20% of their portfolio BALA CYNWYD, PA 139,998140.0k $5.5m $5.5m 0.20% Unchanged
35 Creative Planning 0.01% of their portfolio OVERLAND PARK, KS 138,284138.3k $5.5m $5.5m 0.01% Added +42.8k +42,813
36 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 123,592123.6k $4.9m $4.9m 0.01% Added +75.6k +75,591
37 APG Asset Management N.V. 0.01% of their portfolio Amsterdam, P7 123,000123.0k $4.5m $4.5m 0.01% New
38 Mariner, LLC 0.01% of their portfolio Overland Park, KS 121,697121.7k $4.8m $4.8m 0.01% Added +18.9k +18,910
39 M&T Bank Corp 0.02% of their portfolio BUFFALO, NY 117,142117.1k $4.6m $4.6m 0.02% Added +2.6k +2,599
40 THOMAS WHITE INTERNATIONAL LTD 0.92% of their portfolio CHICAGO, IL 111,793111.8k $4.4m $4.4m 0.92% Reduced -97 -97
41 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 111,653111.7k $4.4m $4.4m 0.01% Added +46.8k +46,831
42 Orion Porfolio Solutions, LLC 0.05% of their portfolio OMAHA, NE 108,430108.4k $4.3m $4.3m 0.05% Reduced -1.5k -1,546
43 Orion Portfolio Solutions, LLC 0.05% of their portfolio Omaha, NE 108,430108.4k $4.3m $4.3m 0.05% Reduced -1.5k -1,546
44 REGIONS FINANCIAL CORP 0.04% of their portfolio BIRMINGHAM, AL 108,267108.3k $4.3m $4.3m 0.04% Added +1.3k +1,254
45 O'SHAUGHNESSY ASSET MANAGEMENT, LLC 0.06% of their portfolio Stamford, CT 107,555107.6k $4.3m $4.3m 0.06% Added +15.4k +15,398
46 Manatuck Hill Partners, LLC 2.02% of their portfolio WESTPORT, CT 107,448107.4k $4.3m $4.3m 2.02% Unchanged
47 Summit Global Investments 0.28% of their portfolio BOUNTIFUL, UT 104,977105.0k $4.2m $4.2m 0.28% Added +1.5k +1,480
48 US BANCORP \DE\ 0.01% of their portfolio MINNEAPOLIS, MN 101,149101.1k $4.0m $4.0m 0.01% Added +9.3k +9,271
49 ARROWSTREET CAPITAL, LIMITED PARTNERSHIP 0.00% of their portfolio BOSTON, MA 92,80492.8k $3.7m $3.7m 0.00% Added +76.8k +76,770
50 Catalyst Capital Advisors LLC 0.09% of their portfolio San Juan, PR 79,10079.1k $3.1m $3.1m 0.09% Added +15.8k +15,750
51 MERCER GLOBAL ADVISORS INC /ADV 0.01% of their portfolio DENVER, CO 77,58877.6k $3.1m $3.1m 0.01% Added +26.8k +26,848
52 ADVISOR PARTNERS II, LLC 0.14% of their portfolio WALNUT CREEK, CA 74,99475.0k $3.0m $3.0m 0.14% Added +5.4k +5,415
53 Sanders Capital, LLC 0.01% of their portfolio West Palm Beach, FL 73,70073.7k $2.9m $2.9m 0.01% New
54 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 73,63673.6k $2.9m $2.9m 0.00% Added +15.4k +15,367
55 Beck Bode, LLC 0.70% of their portfolio DEDHAM, MA 72,71172.7k $2.9m $2.9m 0.70% Reduced -3.4k -3,442
56 SEI INVESTMENTS CO 0.00% of their portfolio OAKS, PA 70,68370.7k $2.8m $2.8m 0.00% Added +12.9k +12,875
57 Russell Investments Group, Ltd. 0.01% of their portfolio Seattle, WA 68,51268.5k $2.7m $2.7m 0.01% Reduced -18.7k -18,699
58 Janney Montgomery Scott LLC 0.01% of their portfolio PHILADELPHIA, PA 67,44967.4k $2.7m $2.7m 0.01% Reduced -7.3k -7,285
59 YOUSIF CAPITAL MANAGEMENT, LLC 0.03% of their portfolio BLOOMFIELD HILLS, MI 66,96867.0k $2.7m $2.7m 0.03% Reduced -205 -205
60 BUCKINGHAM STRATEGIC WEALTH, LLC 0.04% of their portfolio CLAYTON, MO 66,11366.1k $2.6m $2.6m 0.04% New
61 Laird Norton Wetherby Wealth Management, LLC 0.13% of their portfolio Seattle, WA 63,04963.0k $2.5m $2.5m 0.13% Added +10.9k +10,922
62 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 61,47661.5k $2.4m $2.4m 0.00% Reduced -3.3k -3,301
63 Integrated Wealth Concepts LLC 0.04% of their portfolio WALTHAM, MA 61,25961.3k $2.4m $2.4m 0.04% Reduced -146 -146
64 West Family Investments, Inc. 0.86% of their portfolio CARLSBAD, CA 55,62355.6k $2.2m $2.2m 0.86% Added +5.6k +5,623
65 Vanguard Personalized Indexing Management, LLC 0.07% of their portfolio OAKLAND, CA 53,87353.9k $2.1m $2.1m 0.07% Added +8.0k +7,965
66 Private Advisor Group, LLC 0.02% of their portfolio MORRISTOWN, NJ 52,68352.7k $2.2m $2.2m 0.02% Added +1.1k +1,115
67 First Trust Direct Indexing L.P. 0.23% of their portfolio Boston, MA 52,52552.5k $2.1m $2.1m 0.23% Reduced -2.5k -2,474
68 Corient Private Wealth LP 0.00% of their portfolio MIAMI, FL 51,18151.2k $2.0m $2.0m 0.00% Added +303 +303
69 Qtron Investments LLC 0.38% of their portfolio Boston, MA 50,86350.9k $2.0m $2.0m 0.38% Added +3.1k +3,121
70 Cresset Asset Management, LLC 0.01% of their portfolio Chicago, IL 50,69050.7k $2.0m $2.0m 0.01% New
71 CIBC WORLD MARKET INC. 0.01% of their portfolio TORONTO, A6 50,48250.5k $2.0m $2.0m 0.01% Added +32.4k +32,422
72 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.00% of their portfolio SAN FRANCISCO, CA 49,43349.4k $2.0m $2.0m 0.00% Added +24.8k +24,782
73 Koss-Olinger Consulting, LLC 0.23% of their portfolio GAINESVILLE, FL 49,04849.0k $1.9m $1.9m 0.23% Added +1.4k +1,421
74 Naviter Wealth, LLC 0.48% of their portfolio LITTLE ROCK, AR 48,10048.1k $1.9m $1.9m 0.48% Added +5.3k +5,320
75 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 47,98448.0k $1.9m $1.9m 0.00% Added +21.5k +21,465
76 VICTORY CAPITAL MANAGEMENT INC 0.00% of their portfolio San Antonio, TX 47,09547.1k $1.9m $1.9m 0.00% Unchanged
77 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 46,36546.4k $1.8m $1.8m 0.00% Reduced -3.3k -3,311
78 EARNEST PARTNERS LLC 0.01% of their portfolio ATLANTA, GA 45,42845.4k $1.8m $1.8m 0.01% Reduced -158 -158
79 RITHOLTZ WEALTH MANAGEMENT 0.08% of their portfolio NEW YORK, NY 43,56243.6k $1.7m $1.7m 0.08% Added +5.5k +5,547
80 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 40,20740.2k $1.6m $1.6m 0.00% Reduced -150 -150
81 CIBC Private Wealth Group LLC 0.00% of their portfolio ATLANTA, GA 40,00040.0k $1.6m $1.6m 0.00% Reduced -1.8k -1,798
82 Quantinno Capital Management LP 0.09% of their portfolio NEW YORK, NY 38,52838.5k $1.5m $1.5m 0.09% Added +7.8k +7,831
83 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 38,02438.0k $1.5m $1.5m 0.01% Added +9.2k +9,186
84 Ethic Inc. 0.05% of their portfolio NEW YORK, NY 37,19937.2k $1.5m $1.5m 0.05% Added +2.1k +2,110
85 SIGNATUREFD, LLC 0.04% of their portfolio ATLANTA, GA 37,16037.2k $1.5m $1.5m 0.04% Added +7.7k +7,747
86 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 35,75735.8k $1.4m $1.4m 0.00% Added +8.8k +8,760
87 CAPTRUST FINANCIAL ADVISORS 0.01% of their portfolio RALEIGH, NC 35,68035.7k $1.4m $1.4m 0.01% Added +1.6k +1,599
88 OPPENHEIMER & CO INC 0.03% of their portfolio NEW YORK, NY 35,31735.3k $1.4m $1.4m 0.03% Reduced -1.8k -1,838
89 THOROUGHBRED FINANCIAL SERVICES, LLC 0.18% of their portfolio BRENTWOOD, TN 35,04235.0k $1.4m $1.4m 0.18% Added +4.0k +4,048
90 Vident Investment Advisory, LLC 0.05% of their portfolio Alpharetta, GA 34,87034.9k $1.4m $1.4m 0.05% Added +15.3k +15,264
91 Composition Wealth, LLC 0.04% of their portfolio LOS ANGELES, CA 34,19334.2k $1.4m $1.4m 0.04% Reduced -19.6k -19,552
92 BNP PARIBAS FINANCIAL MARKETS 0.00% of their portfolio PARIS, I0 34,06934.1k $1.3m $1.3m 0.00% Added +33.3k +33,284
93 Pacer Advisors, Inc. 0.01% of their portfolio Malvern, PA 34,03034.0k $1.3m $1.3m 0.01% Added +3.3k +3,308
94 LEVEL FOUR ADVISORY SERVICES, LLC 0.08% of their portfolio DALLAS, TX 32,72132.7k $1.3m $1.3m 0.08% Added +2.0k +1,964
95 Cerity Partners LLC 0.00% of their portfolio NEW YORK, NY 31,62331.6k $1.3m $1.3m 0.00% Added +2.2k +2,243
96 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 31,48431.5k $1.2m $1.2m 0.00% Reduced -1.0k -1,020
97 Schechter Investment Advisors, LLC 0.11% of their portfolio BIRMINGHAM, MI 30,99231.0k $1.2m $1.2m 0.11% Added +821 +821
98 PARK AVENUE SECURITIES LLC 0.02% of their portfolio NEW YORK, NY 30,45730.5k $1.2m $1.2m 0.02% Added +11.9k +11,859
99 LGT Group Foundation 0.03% of their portfolio VADUZ, N2 30,32530.3k $1.2m $1.2m 0.03% Reduced -1.2k -1,190
100 OLD MISSION CAPITAL LLC 0.04% of their portfolio CHICAGO, IL 29,45529.5k $1.2m $1.2m 0.04% Added +6.4k +6,406