Vault-13

GUINNESS ATKINSON FDS DIVS

SMARTETFS DIVID · ETP · CUSIP 402031835

22 institutional holders +3 vs Q1 2025
487,596487.6k shares reported held*
$15.0mreported value*
3 new 5 added 7 reduced 0 sold out net sold ≈ $256.7k (-8.3k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $30.79.

Trends to Q2 2025

Institutional holders

Managers reporting a position, each quarter

0102030Q3 22: 11Q4 22: 11Q1 23: 15Q2 23: 15Q3 23: 18Q4 23: 19Q1 24: 20Q2 24: 18Q3 24: 19Q4 24: 22Q1 25: 19Q2 25: 2222Q3 22Q2 23Q1 24Q4 24Q2 25
Numbers
QuarterHolders
Q3 202211
Q4 202211
Q1 202315
Q2 202315
Q3 202318
Q4 202319
Q1 202420
Q2 202418
Q3 202419
Q4 202422
Q1 202519
Q2 202522

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
20020Q3 23: 10 bought or addedQ3 23: 4 cut or sold outQ4 23: 7 bought or addedQ4 23: 8 cut or sold outQ4 23Q1 24: 8 bought or addedQ1 24: 9 cut or sold outQ2 24: 8 bought or addedQ2 24: 10 cut or sold outQ2 24Q3 24: 10 bought or addedQ3 24: 7 cut or sold outQ4 24: 12 bought or addedQ4 24: 5 cut or sold outQ4 24Q1 25: 2 bought or addedQ1 25: 12 cut or sold outQ2 25: 8 bought or addedQ2 25: 7 cut or sold outQ2 25
Numbers
QuarterBought or addedCut or sold out
Q3 2023104
Q4 202378
Q1 202489
Q2 2024810
Q3 2024107
Q4 2024125
Q1 2025212
Q2 202587

Biggest buyers

FLOW TRADERS U.S. LLC New +10,613+10.6k
JANE STREET GROUP, LLC Added +6,657+6.7k
ROYAL BANK OF CANADA Added +6,435+6.4k
UBS Group AG New +5,863+5.9k
COMMONWEALTH EQUITY SERVICES, LLC Added +2,035+2.0k
PRINCIPAL SECURITIES, INC. New +850+850
RFG Advisory, LLC Added +46+46
J.W. COLE ADVISORS, INC. Added +31+31

Biggest sellers

OSAIC HOLDINGS, INC. Reduced -35,273-35.3k
Lakeside Advisors, INC. Reduced -1,960-2.0k
Post Resch Tallon Group Inc. Reduced -1,430-1.4k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -1,240-1.2k
Cambridge Investment Research Advisors, Inc. Reduced -881-881
HARBOUR INVESTMENTS, INC. Reduced -75-75
CHB Investment Group, LLC Reduced -11-11

Holders, Q2 2025

#ManagerLocationShares Value% of their portfolioChangeShares change
1 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 197,994198.0k $6.1m $6.1m 0.01% Reduced -35.3k -35,273
2 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 44,69944.7k $1.4m $1.4m 0.00% Added +2.0k +2,035
3 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 41,61641.6k $1.3m $1.3m 0.00% Reduced -1.2k -1,240
4 CHB Investment Group, LLC 0.57% of their portfolio NEW HOPE, PA 36,39636.4k $1.1m $1.1m 0.57% Reduced -11 -11
5 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 32,43832.4k $999.0k $999.0k 0.00% Reduced -881 -881
6 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 19,64619.6k $604.0k $604.0k 0.00% Added +6.4k +6,435
7 Atria Wealth Solutions, Inc. 0.01% of their portfolio NEW YORK, NY 17,65917.7k $545.9k $545.9k 0.01% Unchanged
8 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 15,39615.4k $474.0k $474.0k 0.00% Added +6.7k +6,657
9 Lakeside Advisors, INC. 0.29% of their portfolio SEATTLE, WA 14,46814.5k $445.4k $445.4k 0.29% Reduced -2.0k -1,960
10 RFG Advisory, LLC 0.01% of their portfolio BIRMINGHAM, AL 12,34812.3k $380.1k $380.1k 0.01% Added +46 +46
11 FLOW TRADERS U.S. LLC 0.01% of their portfolio NEW YORK, NY 10,61310.6k $327.0k $327.0k 0.01% New
12 LaSalle St. Investment Advisors, LLC 0.08% of their portfolio ELMHURST, IL 9,2409.2k $284.0k $284.0k 0.08% Unchanged
13 Sterling Financial Planning, Inc. 0.09% of their portfolio SPARTA, NJ 8,8768.9k $273.2k $273.2k 0.09% Unchanged
14 J.W. COLE ADVISORS, INC. 0.01% of their portfolio TAMPA, FL 7,7307.7k $238.0k $238.0k 0.01% Added +31 +31
15 Post Resch Tallon Group Inc. 0.22% of their portfolio PITTSFORD, NY 7,3507.3k $226.3k $226.3k 0.22% Reduced -1.4k -1,430
16 UBS Group AG 0.00% of their portfolio ZURICH, V8 5,8635.9k $180.5k $180.5k 0.00% New
17 Archer Investment Corp 0.02% of their portfolio Carmel, IN 2,3222.3k $71.5k $71.5k 0.02% Unchanged
18 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 2,0712.1k $63.7k $63.7k 0.00% Reduced -75 -75
19 PRINCIPAL SECURITIES, INC. 0.00% of their portfolio DES MOINES, IA 850850 $26.2k $26.2k 0.00% New
20 TSFG, LLC 0.00% of their portfolio LAKE FOREST, IL 2020 $1.0k $1.0k 0.00% Unchanged
21 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 11 $37 $37 0.00% Unchanged
22 CONCOURSE FINANCIAL GROUP SECURITIES, INC. — of their portfolio BIRMINGHAM, AL 00 $0 $0 — Unchanged