Vault-13

GUILD HLDGS CO

CL A · CUSIP 40172N107

24 institutional holders -2 vs Q1 2023
4,416,6914.4m shares reported held*
$50.2mreported value*
1 new 6 added 9 reduced 4 sold out net bought ≈ $1.4m (+120.1k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($4.2m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $11.36.

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

0102030Q3 22: 25Q4 22: 29Q1 23: 26Q2 23: 2424Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 202225
Q4 202229
Q1 202326
Q2 202324

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
20020Q4 22: 15 bought or addedQ4 22: 10 cut or sold outQ4 22Q1 23: 11 bought or addedQ1 23: 13 cut or sold outQ1 23Q2 23: 7 bought or addedQ2 23: 13 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 20221510
Q1 20231113
Q2 2023713

Biggest buyers

Empowered Funds, LLC New +183,568+183.6k
STATE STREET CORP Added +37,200+37.2k
BlackRock Inc. Added +15,159+15.2k
BRIDGEWAY CAPITAL MANAGEMENT, LLC Added +6,448+6.4k
GEODE CAPITAL MANAGEMENT, LLC Added +4,014+4.0k
RENAISSANCE TECHNOLOGIES LLC Added +700+700
WELLS FARGO & COMPANY/MN Added +3+3

Biggest sellers

HighTower Advisors, LLC Sold out -34,102-34.1k
ALLIANCEBERNSTEIN L.P. Reduced -26,814-26.8k
MILLENNIUM MANAGEMENT LLC Sold out -15,968-16.0k
ADAGE CAPITAL PARTNERS GP, L.L.C. Reduced -15,218-15.2k
ALGEBRIS (UK) LTD Reduced -11,864-11.9k
Schonfeld Strategic Advisors LLC Reduced -11,000-11.0k
BASSWOOD CAPITAL MANAGEMENT, L.L.C. Reduced -6,737-6.7k
Tower Research Capital LLC (TRC) Sold out -2,726-2.7k
VANGUARD GROUP INC Reduced -859-859
BANK OF AMERICA CORP /DE/ Sold out -609-609

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

No one currently above 5% in the filings since 19 Dec 2024.

Fell to 5% or below in the last year: MCCARTHY CAPITAL MORTGAGE INVESTORS, LLC (0.0%, 2026-02-12), Bayview Asset Management, LLC (0.0%, 2025-11-28)

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 ADAGE CAPITAL PARTNERS GP, L.L.C. 0.03% of their portfolio Boston, MA 1,147,0101.1m $13.0m $13.0m 0.03% Reduced -15.2k -15,218
2 BAYVIEW ASSET MANAGEMENT, LLC 3.62% of their portfolio CORAL GABLES, FL 826,873826.9k $9.4m $9.4m 3.62% Unchanged
3 BASSWOOD CAPITAL MANAGEMENT, L.L.C. 0.57% of their portfolio NEW YORK, NY 676,917676.9k $7.7m $7.7m 0.57% Reduced -6.7k -6,737
4 VANGUARD GROUP INC 0.00% of their portfolio Valley Forge, PA 503,328503.3k $5.7m $5.7m 0.00% Reduced -859 -859
5 BRIDGEWAY CAPITAL MANAGEMENT, LLC 0.11% of their portfolio HOUSTON, TX 414,869414.9k $4.7m $4.7m 0.11% Added +6.4k +6,448
6 Empowered Funds, LLC 0.07% of their portfolio NEWTOWN SQUARE, PA 183,568183.6k $2.1m $2.1m 0.07% New
7 EA Series Trust 0.07% of their portfolio HAVERTOWN, PA 183,568183.6k $2.1m $2.1m 0.07% First filing
8 DONALD SMITH & CO., INC. 0.07% of their portfolio NEW YORK, NY 169,826169.8k $1.9m $1.9m 0.07% Unchanged
9 GoodHaven Capital Management, LLC 1.10% of their portfolio MILLBURN, NJ 162,097162.1k $1.8m $1.8m 1.10% Reduced -400 -400
10 ALGEBRIS (UK) LTD 0.78% of their portfolio London, X0 140,396140.4k $1.6m $1.6m 0.78% Reduced -11.9k -11,864
11 GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio BOSTON, MA 104,880104.9k $1.2m $1.2m 0.00% Added +4.0k +4,014
12 BlackRock Inc. 0.00% of their portfolio New York, NY 89,43789.4k $1.0m $1.0m 0.00% Added +15.2k +15,159
13 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 61,48761.5k $698.5k $698.5k 0.00% Added +37.2k +37,200
14 ALLIANCEBERNSTEIN L.P. 0.00% of their portfolio NASHVILLE, TN 51,71151.7k $587.4k $587.4k 0.00% Reduced -26.8k -26,814
15 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 25,13025.1k $285.5k $285.5k 0.00% Unchanged
16 Schonfeld Strategic Advisors LLC 0.00% of their portfolio NEW YORK, NY 20,00020.0k $227.2k $227.2k 0.00% Reduced -11.0k -11,000
17 RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio NEW YORK, NY 11,00011.0k $125.0k $125.0k 0.00% Added +700 +700
18 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 8,7008.7k $99.0k $99.0k 0.00% Reduced -520 -520
19 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 1,0991.1k $12.5k $12.5k 0.00% Added +3 +3
20 HOEY INVESTMENTS, INC 0.00% of their portfolio COATESVILLE, PA 892892 $10.1k $10.1k 0.00% Unchanged
21 UBS Group AG 0.00% of their portfolio ZURICH, V8 528528 $6.0k $6.0k 0.00% Reduced -152 -152
22 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 503503 $5.7k $5.7k 0.00% Unchanged
23 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 88 $91 $91 0.00% Unchanged
24 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged