Vault-13

GUGGENHEIM STRATEGIC OPPORTU GOF

COM SBI · Closed-End Fund · CUSIP 40167F101

212 institutional holders +10 vs Q1 2026
49,436,72549.4m shares reported held*
$539.8mreported value*
30 new 90 added 55 reduced 22 sold out net bought ≈ $52.7m (+4.8m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($2.5m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $10.92.

Trends to Q2 2026

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 125Q4 22: 131Q1 23: 128Q2 23: 126Q3 23: 129Q4 23: 140Q1 24: 142Q2 24: 154Q3 24: 156Q4 24: 175Q1 25: 177Q2 25: 176Q3 25: 186Q4 25: 197Q1 26: 202Q2 26: 212212Q3 22Q3 23Q3 24Q3 25Q2 26
Numbers
QuarterHolders
Q3 2022125
Q4 2022131
Q1 2023128
Q2 2023126
Q3 2023129
Q4 2023140
Q1 2024142
Q2 2024154
Q3 2024156
Q4 2024175
Q1 2025177
Q2 2025176
Q3 2025186
Q4 2025197
Q1 2026202
Q2 2026212

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q3 24: 90 bought or addedQ3 24: 55 cut or sold outQ4 24: 85 bought or addedQ4 24: 54 cut or sold outQ4 24Q1 25: 101 bought or addedQ1 25: 58 cut or sold outQ2 25: 97 bought or addedQ2 25: 52 cut or sold outQ2 25Q3 25: 107 bought or addedQ3 25: 52 cut or sold outQ4 25: 102 bought or addedQ4 25: 85 cut or sold outQ4 25Q1 26: 121 bought or addedQ1 26: 75 cut or sold outQ2 26: 120 bought or addedQ2 26: 77 cut or sold outQ2 26
Numbers
QuarterBought or addedCut or sold out
Q3 20249055
Q4 20248554
Q1 202510158
Q2 20259752
Q3 202510752
Q4 202510285
Q1 202612175
Q2 202612077

Biggest buyers

Kera Capital Partners, Inc. Added +1,749,184+1.7m
RIVERNORTH CAPITAL MANAGEMENT, LLC Added +778,095+778.1k
Arax Advisory Partners Added +326,863+326.9k
Thomas J. Herzfeld Advisors, Inc. Added +321,280+321.3k
Cetera Investment Advisers Added +311,506+311.5k
ROYAL BANK OF CANADA Added +309,575+309.6k
Integrated Wealth Concepts LLC Added +280,641+280.6k
OSAIC HOLDINGS, INC. Added +268,126+268.1k
ENVESTNET ASSET MANAGEMENT INC Added +266,774+266.8k
Integrity Advisory Solutions, LLC New +252,389+252.4k

Biggest sellers

MORGAN STANLEY Reduced -1,291,380-1.3m
Illumine Investment Management, LLC Sold out -227,556-227.6k
AMERIPRISE FINANCIAL INC Reduced -144,536-144.5k
XTX Topco Ltd Reduced -101,692-101.7k
Logan Stone Capital, LLC Reduced -94,270-94.3k
TRUIST FINANCIAL CORP Reduced -88,142-88.1k
VERUS CAPITAL PARTNERS, LLC Reduced -75,087-75.1k
READYSTATE ASSET MANAGEMENT LP Reduced -72,790-72.8k
LPL Financial LLC Reduced -69,107-69.1k
JANE STREET GROUP, LLC Sold out -60,200-60.2k

Insider purchases and sales since 1 Apr 2026

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

Officers and directors buying vs selling

Number of people, by quarter (10% owners not included)

BuyingSelling
202Q4 24: 0 buyingQ4 24: 0 sellingQ1 25: 0 buyingQ1 25: 0 sellingQ1 25Q2 25: 0 buyingQ2 25: 0 sellingQ3 25: 0 buyingQ3 25: 0 sellingQ3 25Q4 25: 2 buyingQ4 25: 0 sellingQ1 26: 1 buyingQ1 26: 0 sellingQ1 26Q2 26: 2 buyingQ2 26: 0 sellingQ3 26: 0 buyingQ3 26: 0 sellingQ3 26
Numbers
QuarterBuyingBoughtSellingSoldSold under a plan
Q4 20240—0——
Q1 20250—0——
Q2 20250—0——
Q3 20250—0——
Q4 20252$30.5k0——
Q1 20261$51.0k0——
Q2 20262$149.7k0——
Q3 20260—0——
DateInsiderTradeSharesPrice ValueTheir holding
2026-06-23 Binder Brian E. President and CEO Bought 4,704 $10.63 $50.0k4.7k shares new
2026-04-30 LYDON THOMAS F JR Director Bought 8,710 $11.45 $99.7k8.7k shares new

Their holding: how much the trade added to or took from the insider's holding (direct, or the trust or fund named). The same trade is sometimes reported by more than one insider, such as a fund and the director who represents it; totals count it once. A value is left blank where the reported price is far from the market price (usually a typo).

Holders, Q2 2026

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 6,845,8226.8m $74.8m $74.8m 0.00% Reduced -1.3m -1,291,380
2 RIVERNORTH CAPITAL MANAGEMENT, LLC 1.38% of their portfolio WEST PALM BEACH, FL 2,666,4302.7m $29.1m $29.1m 1.38% Added +778.1k +778,095
3 Estate Planners Group, LLC 12.17% of their portfolio YARDLEY, PA 2,464,7912.5m $26.9m $26.9m 12.17% Added +94.2k +94,176
4 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 2,448,4962.4m $26.7m $26.7m 0.01% Reduced -69.1k -69,107
5 VERUS CAPITAL PARTNERS, LLC 1.42% of their portfolio SCOTTSDALE, AZ 2,402,0012.4m $26.2m $26.2m 1.42% Reduced -75.1k -75,087
6 UBS Group AG 0.00% of their portfolio ZURICH, V8 2,071,0322.1m $22.6m $22.6m 0.00% Added +153.8k +153,820
7 Kera Capital Partners, Inc. 1.88% of their portfolio SACRAMENTO, CA 1,787,3811.8m $19.5m $19.5m 1.88% Added +1.7m +1,749,184
8 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 1,734,7531.7m $18.9m $18.9m 0.00% Added +266.8k +266,774
9 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 1,568,8201.6m $17.1m $17.1m 0.00% Added +111.0k +111,029
10 Cetera Investment Advisers 0.02% of their portfolio SCHAUMBURG, IL 1,562,8051.6m $17.1m $17.1m 0.02% Added +311.5k +311,506
11 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 1,455,4001.5m $15.9m $15.9m 0.00% Added +309.6k +309,575
12 Thomas J. Herzfeld Advisors, Inc. 4.48% of their portfolio MIAMI BEACH, FL 1,336,6801.3m $14.6m $14.6m 4.48% Added +321.3k +321,280
13 OSAIC HOLDINGS, INC. 0.02% of their portfolio SCOTTSDALE, AZ 1,335,0611.3m $14.6m $14.6m 0.02% Added +268.1k +268,126
14 COHEN & STEERS, INC. 0.02% of their portfolio NEW YORK, NY 1,256,7891.3m $13.7m $13.7m 0.02% Added +35.0k +35,000
15 Logan Stone Capital, LLC 2.78% of their portfolio CHICAGO, IL 1,204,8331.2m $13.2m $13.2m 2.78% Reduced -94.3k -94,270
16 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 955,315955.3k $10.4m $10.4m 0.00% Added +176.0k +176,023
17 CreativeOne Wealth, LLC 0.22% of their portfolio OVERLAND PARK, KS 948,818948.8k $10.4m $10.4m 0.22% Added +2.0k +2,003
18 MML INVESTORS SERVICES, LLC 0.02% of their portfolio SPRINGFIELD, MA 936,545936.5k $10.2m $10.2m 0.02% Added +94.5k +94,537
19 Secure Asset Management, LLC 0.97% of their portfolio Troy, MI 631,456631.5k $6.9m $6.9m 0.97% Added +8.0k +8,013
20 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 627,834627.8k $6.9m $6.9m 0.00% Added +24.5k +24,499
21 Integrated Wealth Concepts LLC 0.03% of their portfolio WALTHAM, MA 554,462554.5k $6.1m $6.1m 0.03% Added +280.6k +280,641
22 PETRA FINANCIAL ADVISORS INC 2.41% of their portfolio COLORADO SRPINGS, CO 476,910476.9k $5.2m $5.2m 2.41% Added +7.5k +7,531
23 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 476,318476.3k $5.2m $5.2m 0.01% Reduced -88.1k -88,142
24 Advisory Solutions Group, LLC 1.76% of their portfolio PLYMOUTH, MN 472,129472.1k $5.2m $5.2m 1.76% First filing
25 Janney Montgomery Scott LLC 0.01% of their portfolio PHILADELPHIA, PA 423,639423.6k $4.6m $4.6m 0.01% Added +3.4k +3,376
26 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 393,004393.0k $4.3m $4.3m 0.00% Added +205.6k +205,637
27 Arax Advisory Partners 0.02% of their portfolio NEW YORK, NY 328,860328.9k $3.6m $3.6m 0.02% Added +326.9k +326,863
28 Retirement Planning Group, LLC 0.09% of their portfolio LEAWOOD, KS 328,435328.4k $3.6m $3.6m 0.09% Added +81.7k +81,697
29 Harpswell Capital Advisors, LLC 2.13% of their portfolio YARMOUTH, ME 304,093304.1k $3.3m $3.3m 2.13% Reduced -23.5k -23,524
30 INTEGRITY ALLIANCE, LLC. 0.10% of their portfolio Urbandale, IA 298,689298.7k $3.3m $3.3m 0.10% Added +29.8k +29,787
31 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 269,991270.0k $2.9m $2.9m 0.00% Added +17.1k +17,078
32 PRINCIPAL SECURITIES, INC. 0.03% of their portfolio DES MOINES, IA 260,787260.8k $2.8m $2.8m 0.03% Added +71.8k +71,793
33 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 253,258253.3k $2.8m $2.8m 0.01% Added +13.6k +13,577
34 AE Wealth Management LLC 0.01% of their portfolio TOPEKA, KS 252,886252.9k $2.8m $2.8m 0.01% Added +1.8k +1,780
35 Integrity Advisory Solutions, LLC 0.28% of their portfolio DALLAS, TX 252,389252.4k $2.8m $2.8m 0.28% New
36 Richmond Brothers, Inc. 1.40% of their portfolio JACKSON, MI 247,151247.2k $2.7m $2.7m 1.40% Reduced -11.3k -11,254
37 Gridiron Partners, LLC 1.30% of their portfolio Wexford, PA 226,477226.5k $2.5m $2.5m 1.30% New
38 MOSAIC FAMILY WEALTH PARTNERS, LLC 0.17% of their portfolio ST. LOUIS, MO 225,080225.1k $2.5m $2.5m 0.17% Added +23.7k +23,725
39 Vestmark Advisory Solutions, Inc. 0.02% of their portfolio Wakefield, MA 224,433224.4k $2.5m $2.5m 0.02% Reduced -834 -834
40 ELEVATION POINT WEALTH PARTNERS, LLC 0.05% of their portfolio DENVER, CO 224,433224.4k $2.5m $2.5m 0.05% Added +4.9k +4,898
41 BlackRock, Inc. 0.00% of their portfolio New York, NY 221,191221.2k $2.4m $2.4m 0.00% Unchanged
42 IMC-Chicago, LLC 0.02% of their portfolio CHICAGO, IL 217,872217.9k $2.4m $2.4m 0.02% New
43 WEDBUSH SECURITIES INC 0.05% of their portfolio PASADENA, CA 192,139192.1k $2.1m $2.1m 0.05% Added +6.7k +6,747
44 Marks Group Wealth Management, Inc 0.18% of their portfolio MINNETONKA, MN 190,195190.2k $2.1m $2.1m 0.18% Unchanged
45 CARY STREET PARTNERS FINANCIAL LLC 0.04% of their portfolio RICHMOND, VA 182,722182.7k $2.0m $2.0m 0.04% Added +3.3k +3,340
46 XTX Topco Ltd 0.02% of their portfolio LONDON, X0 176,409176.4k $1.9m $1.9m 0.02% Reduced -101.7k -101,692
47 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 166,928166.9k $1.8m $1.8m 0.00% Added +9.5k +9,535
48 Quantinno Capital Management LP 0.00% of their portfolio NEW YORK, NY 166,360166.4k $1.8m $1.8m 0.00% New
49 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 164,030164.0k $1.8m $1.8m 0.00% Reduced -9.5k -9,548
50 Significant Wealth Partners LLC 1.90% of their portfolio CARY, IL 160,924160.9k $1.8m $1.8m 1.90% Added +2.7k +2,748
51 Tennessee Valley Asset Management Partners 0.19% of their portfolio KNOXVILLE, TN 158,023158.0k $1.7m $1.7m 0.19% Reduced -13.7k -13,657
52 FLYNN ZITO CAPITAL MANAGEMENT, LLC 0.43% of their portfolio GARDEN CITY, NY 145,296145.3k $1.6m $1.6m 0.43% Added +7.3k +7,350
53 Keating Financial Advisory Services, Inc. 0.20% of their portfolio MANHATTAN, KS 140,503140.5k $1.5m $1.5m 0.20% Added +19.4k +19,371
54 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 140,260140.3k $1.5m $1.5m 0.00% Added +5.9k +5,923
55 Smith Asset Management Co., LLC 1.20% of their portfolio Chiefland, FL 140,005140.0k $1.5m $1.5m 1.20% Added +1.0k +1,025
56 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 130,868130.9k $1.4m $1.4m 0.00% Added +4.1k +4,054
57 Ausdal Financial Partners, Inc. 0.05% of their portfolio Davenport, IA 126,215126.2k $1.4m $1.4m 0.05% Added +42.1k +42,128
58 Steward Partners Investment Advisory, LLC 0.01% of their portfolio STAMFORD, CT 118,698118.7k $1.3m $1.3m 0.01% Added +7.9k +7,857
59 Founders Financial Alliance, LLC 0.17% of their portfolio RALEIGH, NC 117,396117.4k $1.3m $1.3m 0.17% Reduced -2.5k -2,538
60 PMG Family Office LLC 1.13% of their portfolio PLANO, TX 112,594112.6k $1.2m $1.2m 1.13% Added +23.7k +23,656
61 Mutual Advisors, LLC 0.02% of their portfolio OMAHA, NE 108,650108.7k $1.2m $1.2m 0.02% Added +863 +863
62 Dynamic Advisor Solutions LLC 0.03% of their portfolio PHOENIX, AZ 108,583108.6k $1.2m $1.2m 0.03% Added +9.9k +9,906
63 Z3 Capital Partners, LLC 0.23% of their portfolio RICHMOND, VA 101,711101.7k $1.1m $1.1m 0.23% Reduced -6.9k -6,945
64 CHOREO, LLC 0.01% of their portfolio ROCKFORD, IL 87,80587.8k $958.8k $958.8k 0.01% Added +22.1k +22,141
65 Kovack Advisors, Inc. 0.04% of their portfolio FT. LAUDERDALE, FL 81,35181.4k $888.5k $888.5k 0.04% Added +8.8k +8,842
66 IFG Advisory, LLC 0.03% of their portfolio ATLANTA, GA 76,65376.7k $837.1k $837.1k 0.03% New
67 Virtu Financial LLC 0.03% of their portfolio New York, NY 75,65975.7k $826.0k $826.0k 0.03% New
68 J.W. COLE ADVISORS, INC. 0.01% of their portfolio TAMPA, FL 72,18072.2k $788.2k $788.2k 0.01% New
69 Focus Financial Network, Inc. 0.02% of their portfolio MINNEAPOLIS, MN 70,64570.6k $771.4k $771.4k 0.02% Added +1.3k +1,346
70 UMB Bank, n.a. 0.01% of their portfolio Kansas City, MO 70,03870.0k $764.8k $764.8k 0.01% Unchanged
71 Sigma Planning Corp 0.02% of their portfolio ANN ARBOR, MI 69,62269.6k $760.3k $760.3k 0.02% Added +9.6k +9,592
72 MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio DENVER, CO 69,40469.4k $757.9k $757.9k 0.00% Added +1.2k +1,226
73 Prime Capital Investment Advisors, LLC 0.01% of their portfolio OVERLAND PARK, KS 66,84266.8k $729.9k $729.9k 0.01% Reduced -2.2k -2,157
74 Thrivent Financial for Lutherans 0.00% of their portfolio Minneapolis, MN 64,03064.0k $699.0k $699.0k 0.00% Reduced -24.6k -24,647
75 PFG Investments, LLC 0.03% of their portfolio WOODBURY, NY 63,25563.3k $690.7k $690.7k 0.03% Reduced -17.4k -17,438
76 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 60,97161.0k $665.8k $665.8k 0.00% Reduced -144.5k -144,536
77 Almanack Investment Partners, LLC. 0.08% of their portfolio WAYNE, PA 57,68357.7k $629.9k $629.9k 0.08% Added +8.2k +8,228
78 Geneos Wealth Management Inc. 0.01% of their portfolio ENGLEWOOD, CO 57,58257.6k $628.8k $628.8k 0.01% Reduced -1.1k -1,094
79 Mallini Complete Financial Planning LLC 0.43% of their portfolio GAINESVILLE, FL 55,46755.5k $605.7k $605.7k 0.43% Added +5.0k +5,049
80 Western Wealth Management, LLC 0.02% of their portfolio GOLDEN, CO 55,12255.1k $601.9k $601.9k 0.02% Reduced -3.8k -3,771
81 StoneX Group Inc. 0.02% of their portfolio NEW YORK, NY 54,49754.5k $595.3k $595.3k 0.02% New
82 HRT FINANCIAL LP 0.00% of their portfolio NEW YORK, NY 53,08253.1k $579.0k $579.0k 0.00% Added +33.6k +33,639
83 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 51,81951.8k $565.9k $565.9k 0.00% Added +9.0k +8,962
84 Parisi Gray Wealth Management 0.11% of their portfolio MENDHAM, NJ 51,00451.0k $557.0k $557.0k 0.11% Unchanged
85 PRIVATE TRUST CO NA 0.04% of their portfolio CLEVELAND, OH 50,56350.6k $552.2k $552.2k 0.04% Added +1.6k +1,595
86 Turner Financial Group, Inc. 0.55% of their portfolio PACE, FL 50,31750.3k $549.5k $549.5k 0.55% First filing
87 Strategic Financial Concepts, LLC 0.16% of their portfolio SAN ANTONIO, TX 49,93649.9k $545.3k $545.3k 0.16% Reduced -228 -228
88 Stonebridge Financial Group, LLC/CA 0.07% of their portfolio SAN RAFAEL, CA 47,68747.7k $520.0k $520.0k 0.07% First filing
89 Equitable Holdings, Inc. 0.00% of their portfolio NEW YORK, NY 47,15347.2k $514.9k $514.9k 0.00% Added +626 +626
90 Fiduciary Alliance LLC 0.03% of their portfolio GREENVILLE, SC 46,09746.1k $503.4k $503.4k 0.03% Added +877 +877
91 Sovran Advisors, LLC 0.03% of their portfolio SAN DIEGO, CA 44,92344.9k $469.4k $469.4k 0.03% Reduced -1.2k -1,203
92 New England Private Wealth Advisors LLC 0.04% of their portfolio WELLESLEY, MA 43,32743.3k $454.5k $454.5k 0.04% Unchanged
93 Capital CS Group, LLC 0.68% of their portfolio IRVINE, CA 42,44542.4k $463.5k $463.5k 0.68% Added +4.0k +4,025
94 Discipline Wealth Solutions, LLC 0.04% of their portfolio GREENVILLE, SC 41,32241.3k $451.2k $451.2k 0.04% Added +10.9k +10,904
95 OPPENHEIMER & CO INC 0.00% of their portfolio NEW YORK, NY 38,26838.3k $417.9k $417.9k 0.00% Reduced -9.1k -9,144
96 Capital Analysts, LLC 0.01% of their portfolio FORT WASHINGTON, PA 37,37637.4k $408.0k $408.0k 0.01% Added +9 +9
97 Jacobi Capital Management LLC 0.02% of their portfolio PITTSTON, PA 36,69736.7k $400.7k $400.7k 0.02% Reduced -1.4k -1,411
98 Clear Creek Financial Management, LLC 0.03% of their portfolio SILVERDALE, WA 36,45736.5k $398.1k $398.1k 0.03% New
99 Apollon Wealth Management, LLC 0.00% of their portfolio MOUNT PLEASANT, SC 34,37534.4k $375.4k $375.4k 0.00% Added +1.6k +1,568
100 Mariner, LLC 0.00% of their portfolio Overland Park, KS 32,29432.3k $352.7k $352.7k 0.00% Reduced -648 -648