Vault-13

GUGGENHEIM STRATEGIC OPPORTU GOF

COM SBI · Closed-End Fund · CUSIP 40167F101

202 institutional holders +5 vs Q4 2025
44,374,13144.4m shares reported held*
$489.1mreported value*
33 new 88 added 51 reduced 24 sold out net bought ≈ $19.1m (+1.7m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($2.4m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $11.02.

Trends to Q1 2026

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 125Q4 22: 131Q1 23: 128Q2 23: 126Q3 23: 129Q4 23: 140Q1 24: 142Q2 24: 154Q3 24: 156Q4 24: 175Q1 25: 177Q2 25: 176Q3 25: 186Q4 25: 197Q1 26: 202202Q3 22Q3 23Q3 24Q3 25Q1 26
Numbers
QuarterHolders
Q3 2022125
Q4 2022131
Q1 2023128
Q2 2023126
Q3 2023129
Q4 2023140
Q1 2024142
Q2 2024154
Q3 2024156
Q4 2024175
Q1 2025177
Q2 2025176
Q3 2025186
Q4 2025197
Q1 2026202

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q2 24: 80 bought or addedQ2 24: 51 cut or sold outQ3 24: 90 bought or addedQ3 24: 55 cut or sold outQ3 24Q4 24: 85 bought or addedQ4 24: 54 cut or sold outQ1 25: 101 bought or addedQ1 25: 58 cut or sold outQ1 25Q2 25: 97 bought or addedQ2 25: 52 cut or sold outQ3 25: 107 bought or addedQ3 25: 52 cut or sold outQ3 25Q4 25: 102 bought or addedQ4 25: 85 cut or sold outQ1 26: 121 bought or addedQ1 26: 75 cut or sold outQ1 26
Numbers
QuarterBought or addedCut or sold out
Q2 20248051
Q3 20249055
Q4 20248554
Q1 202510158
Q2 20259752
Q3 202510752
Q4 202510285
Q1 202612175

Biggest buyers

MORGAN STANLEY Added +1,116,788+1.1m
RIVERNORTH CAPITAL MANAGEMENT, LLC Added +1,076,643+1.1m
COHEN & STEERS, INC. Added +450,000+450.0k
Logan Stone Capital, LLC Added +308,627+308.6k
UBS Group AG Added +224,953+225.0k
ROYAL BANK OF CANADA Added +163,619+163.6k
Significant Wealth Partners LLC New +158,176+158.2k
VERUS CAPITAL PARTNERS, LLC Added +152,724+152.7k
BANK OF AMERICA CORP /DE/ Added +145,498+145.5k
Invesco Ltd. Added +134,810+134.8k

Biggest sellers

BlackRock, Inc. Reduced -1,399,936-1.4m
Prime Capital Investment Advisors, LLC Reduced -352,720-352.7k
Kera Capital Partners, Inc. Reduced -324,604-324.6k
JANE STREET GROUP, LLC Reduced -308,141-308.1k
TRUIST FINANCIAL CORP Reduced -202,476-202.5k
TrueMark Investments, LLC Sold out -109,842-109.8k
IFG Advisory, LLC Sold out -95,343-95.3k
GREAT VALLEY ADVISOR GROUP, INC. Sold out -90,270-90.3k
Quantinno Capital Management LP Sold out -87,593-87.6k
Noble Wealth Management PBC Reduced -78,165-78.2k

Insider purchases and sales in Q1 2026

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

Officers and directors buying vs selling

Number of people, by quarter (10% owners not included)

BuyingSelling
202Q2 24: 0 buyingQ2 24: 0 sellingQ3 24: 1 buyingQ3 24: 1 sellingQ3 24Q4 24: 0 buyingQ4 24: 0 sellingQ1 25: 0 buyingQ1 25: 0 sellingQ1 25Q2 25: 0 buyingQ2 25: 0 sellingQ3 25: 0 buyingQ3 25: 0 sellingQ3 25Q4 25: 2 buyingQ4 25: 0 sellingQ1 26: 1 buyingQ1 26: 0 sellingQ1 26
Numbers
QuarterBuyingBoughtSellingSoldSold under a plan
Q2 20240—0——
Q3 20241$14.5k1$87.9k—
Q4 20240—0——
Q1 20250—0——
Q2 20250—0——
Q3 20250—0——
Q4 20252$30.5k0——
Q1 20261$51.0k0——
DateInsiderTradeSharesPrice ValueTheir holding
2026-03-12 Barnes Randall C Director Bought 220 $11.39 $2.5k220 shares +4%
2026-03-12 Barnes Randall C Director Bought 220 $11.39 $2.5k220 shares +4%
2026-03-06 Barnes Randall C Director Bought 4,180 $11.59 $48.4k4.2k shares +204%

Their holding: how much the trade added to or took from the insider's holding (direct, or the trust or fund named). The same trade is sometimes reported by more than one insider, such as a fund and the director who represents it; totals count it once. A value is left blank where the reported price is far from the market price (usually a typo).

Holders, Q1 2026

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 8,137,2028.1m $89.7m $89.7m 0.01% Added +1.1m +1,116,788
2 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 2,517,6032.5m $27.7m $27.7m 0.01% Reduced -34.6k -34,632
3 VERUS CAPITAL PARTNERS, LLC 1.88% of their portfolio SCOTTSDALE, AZ 2,477,0882.5m $27.3m $27.3m 1.88% Added +152.7k +152,724
4 Estate Planners Group, LLC 12.55% of their portfolio YARDLEY, PA 2,370,6152.4m $26.1m $26.1m 12.55% Added +77.8k +77,837
5 UBS Group AG 0.00% of their portfolio ZURICH, V8 1,917,2121.9m $21.1m $21.1m 0.00% Added +225.0k +224,953
6 RIVERNORTH CAPITAL MANAGEMENT, LLC 1.04% of their portfolio WEST PALM BEACH, FL 1,888,3351.9m $20.8m $20.8m 1.04% Added +1.1m +1,076,643
7 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 1,467,9791.5m $16.2m $16.2m 0.00% Reduced -28.5k -28,471
8 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 1,457,7911.5m $16.1m $16.1m 0.00% Added +134.8k +134,810
9 Logan Stone Capital, LLC 3.98% of their portfolio CHICAGO, IL 1,299,1031.3m $14.3m $14.3m 3.98% Added +308.6k +308,627
10 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 1,251,2991.3m $13.8m $13.8m 0.01% Reduced -9.7k -9,744
11 COHEN & STEERS, INC. 0.02% of their portfolio NEW YORK, NY 1,221,7891.2m $13.5m $13.5m 0.02% Added +450.0k +450,000
12 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 1,145,8251.1m $12.6m $12.6m 0.00% Added +163.6k +163,619
13 OSAIC HOLDINGS, INC. 0.02% of their portfolio SCOTTSDALE, AZ 1,066,9351.1m $11.8m $11.8m 0.02% Added +113.5k +113,494
14 Thomas J. Herzfeld Advisors, Inc. 3.81% of their portfolio MIAMI BEACH, FL 1,015,4001.0m $11.2m $11.2m 3.81% Added +88.2k +88,155
15 CreativeOne Wealth, LLC 0.24% of their portfolio OVERLAND PARK, KS 946,815946.8k $10.4m $10.4m 0.24% Added +47.6k +47,650
16 MML INVESTORS SERVICES, LLC 0.03% of their portfolio SPRINGFIELD, MA 842,008842.0k $9.3m $9.3m 0.03% Added +46.8k +46,787
17 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 779,292779.3k $8.6m $8.6m 0.00% Added +48.2k +48,219
18 Secure Asset Management, LLC 1.09% of their portfolio Troy, MI 623,443623.4k $6.9m $6.9m 1.09% Added +77.9k +77,904
19 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 603,335603.3k $6.6m $6.6m 0.00% Added +145.5k +145,498
20 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 564,460564.5k $6.2m $6.2m 0.01% Reduced -202.5k -202,476
21 PETRA FINANCIAL ADVISORS INC 3.20% of their portfolio COLORADO SRPINGS, CO 469,379469.4k $5.2m $5.2m 3.20% Added +11.1k +11,063
22 Janney Montgomery Scott LLC 0.01% of their portfolio PHILADELPHIA, PA 420,263420.3k $4.6m $4.6m 0.01% Added +14.0k +13,957
23 Harpswell Capital Advisors, LLC 2.69% of their portfolio YARMOUTH, ME 327,617327.6k $3.6m $3.6m 2.69% Added +128.7k +128,694
24 U.S. Capital Wealth Advisors, LLC 0.09% of their portfolio AUSTIN, TX 316,813316.8k $3.5m $3.5m 0.09% Added +10.1k +10,070
25 XTX Topco Ltd 0.05% of their portfolio LONDON, X0 278,101278.1k $3.1m $3.1m 0.05% Added +108.0k +108,013
26 Integrated Wealth Concepts LLC 0.02% of their portfolio WALTHAM, MA 273,821273.8k $3.0m $3.0m 0.02% Added +33.3k +33,303
27 INTEGRITY ALLIANCE, LLC. 0.11% of their portfolio Urbandale, IA 268,902268.9k $3.0m $3.0m 0.11% Reduced -64.5k -64,469
28 Richmond Brothers, Inc. 1.90% of their portfolio JACKSON, MI 258,405258.4k $2.8m $2.8m 1.90% Added +17.9k +17,860
29 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 252,913252.9k $2.8m $2.8m 0.00% Added +8.2k +8,212
30 AE Wealth Management LLC 0.01% of their portfolio TOPEKA, KS 251,106251.1k $2.8m $2.8m 0.01% Added +113.9k +113,861
31 Retirement Planning Group, LLC 0.08% of their portfolio LEAWOOD, KS 246,738246.7k $2.7m $2.7m 0.08% Reduced -40.8k -40,817
32 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 239,681239.7k $2.6m $2.6m 0.01% Reduced -1.6k -1,603
33 Illumine Investment Management, LLC 1.93% of their portfolio POULSBO, WA 227,556227.6k $2.5m $2.5m 1.93% Added +333 +333
34 Vestmark Advisory Solutions, Inc. 0.03% of their portfolio Wakefield, MA 225,267225.3k $2.5m $2.5m 0.03% Reduced -22.2k -22,210
35 BlackRock, Inc. 0.00% of their portfolio New York, NY 221,191221.2k $2.4m $2.4m 0.00% Reduced -1.4m -1,399,936
36 ELEVATION POINT WEALTH PARTNERS, LLC 0.06% of their portfolio DENVER, CO 219,535219.5k $2.4m $2.4m 0.06% Reduced -27.9k -27,942
37 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 205,507205.5k $2.3m $2.3m 0.00% Reduced -17.0k -17,038
38 MOSAIC FAMILY WEALTH PARTNERS, LLC 0.23% of their portfolio ST. LOUIS, MO 201,355201.4k $2.2m $2.2m 0.23% Reduced -21.3k -21,263
39 Marks Group Wealth Management, Inc 0.20% of their portfolio MINNETONKA, MN 190,195190.2k $2.1m $2.1m 0.20% Reduced -6.1k -6,067
40 PRINCIPAL SECURITIES, INC. 0.03% of their portfolio DES MOINES, IA 188,994189.0k $2.1m $2.1m 0.03% Added +19.4k +19,391
41 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 187,367187.4k $2.1m $2.1m 0.01% Added +33.1k +33,086
42 WEDBUSH SECURITIES INC 0.06% of their portfolio PASADENA, CA 185,392185.4k $2.0m $2.0m 0.06% Reduced -6.2k -6,215
43 CARY STREET PARTNERS FINANCIAL LLC 0.05% of their portfolio RICHMOND, VA 179,382179.4k $2.0m $2.0m 0.05% Added +17.8k +17,753
44 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 173,578173.6k $1.9m $1.9m 0.00% Reduced -24.4k -24,442
45 Tennessee Valley Asset Management Partners 0.25% of their portfolio KNOXVILLE, TN 171,680171.7k $1.9m $1.9m 0.25% Added +20.3k +20,294
46 Significant Wealth Partners LLC 2.15% of their portfolio CARY, IL 158,176158.2k $1.7m $1.7m 2.15% New
47 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 157,393157.4k $1.7m $1.7m 0.00% Reduced -12.1k -12,090
48 Smith Asset Management Co., LLC 1.31% of their portfolio Chiefland, FL 138,980139.0k $1.5m $1.5m 1.31% Added +15.9k +15,921
49 FLYNN ZITO CAPITAL MANAGEMENT, LLC 0.49% of their portfolio GARDEN CITY, NY 137,946137.9k $1.5m $1.5m 0.49% Reduced -4.1k -4,145
50 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 134,337134.3k $1.5m $1.5m 0.01% Reduced -16.6k -16,622
51 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 126,814126.8k $1.4m $1.4m 0.01% Added +12.1k +12,143
52 Keating Financial Advisory Services, Inc. 0.22% of their portfolio MANHATTAN, KS 121,132121.1k $1.3m $1.3m 0.22% Added +3.0k +3,004
53 Founders Financial Alliance, LLC 0.24% of their portfolio RALEIGH, NC 119,934119.9k $1.3m $1.3m 0.24% Added +3.3k +3,314
54 Steward Partners Investment Advisory, LLC 0.01% of their portfolio STAMFORD, CT 110,841110.8k $1.2m $1.2m 0.01% Reduced -6.9k -6,902
55 Z3 Capital Partners, LLC 0.30% of their portfolio RICHMOND, VA 108,656108.7k $1.2m $1.2m 0.30% Reduced -5.7k -5,664
56 Mutual Advisors, LLC 0.03% of their portfolio OMAHA, NE 107,787107.8k $1.2m $1.2m 0.03% Added +12.7k +12,668
57 Dynamic Advisor Solutions LLC 0.03% of their portfolio PHOENIX, AZ 98,67798.7k $1.1m $1.1m 0.03% Added +14.1k +14,101
58 READYSTATE ASSET MANAGEMENT LP 0.06% of their portfolio CHICAGO, IL 91,53191.5k $1.0m $1.0m 0.06% New
59 PMG Family Office LLC 1.09% of their portfolio PLANO, TX 88,93888.9k $980.1k $980.1k 1.09% Added +25.4k +25,390
60 Thrivent Financial for Lutherans 0.00% of their portfolio Minneapolis, MN 88,67788.7k $977.0k $977.0k 0.00% Added +11.9k +11,878
61 Ausdal Financial Partners, Inc. 0.04% of their portfolio Davenport, IA 84,08784.1k $926.8k $926.8k 0.04% Added +66.1k +66,062
62 PFG Investments, LLC 0.04% of their portfolio WOODBURY, NY 80,69380.7k $889.2k $889.2k 0.04% Added +1.0k +1,032
63 Kovack Advisors, Inc. 0.04% of their portfolio FT. LAUDERDALE, FL 72,50972.5k $799.8k $799.8k 0.04% Added +4.1k +4,086
64 UMB Bank, n.a. 0.01% of their portfolio Kansas City, MO 70,03870.0k $771.8k $771.8k 0.01% Unchanged
65 Focus Financial Network, Inc. 0.03% of their portfolio MINNEAPOLIS, MN 69,29969.3k $763.7k $763.7k 0.03% Added +332 +332
66 Prime Capital Investment Advisors, LLC 0.01% of their portfolio OVERLAND PARK, KS 68,99969.0k $760.4k $760.4k 0.01% Reduced -352.7k -352,720
67 MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio DENVER, CO 68,17868.2k $751.3k $751.3k 0.00% Reduced -12.8k -12,786
68 CHOREO, LLC 0.01% of their portfolio ROCKFORD, IL 65,66465.7k $723.6k $723.6k 0.01% Added +8.6k +8,597
69 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 60,20060.2k $663.4k $663.4k 0.00% Reduced -308.1k -308,141
70 Sigma Planning Corp 0.02% of their portfolio ANN ARBOR, MI 60,03060.0k $661.5k $661.5k 0.02% Reduced -9.5k -9,512
71 Western Wealth Management, LLC 0.02% of their portfolio GOLDEN, CO 58,89358.9k $649.0k $649.0k 0.02% Reduced -1.8k -1,811
72 Geneos Wealth Management Inc. 0.02% of their portfolio ENGLEWOOD, CO 58,67658.7k $646.6k $646.6k 0.02% Reduced -651 -651
73 Noble Wealth Management PBC 0.31% of their portfolio GREENWOOD VILLAGE, CO 54,40054.4k $599.5k $599.5k 0.31% Reduced -78.2k -78,165
74 Parisi Gray Wealth Management 0.13% of their portfolio MENDHAM, NJ 51,00451.0k $562.1k $562.1k 0.13% Added +6.0k +6,003
75 Mallini Complete Financial Planning LLC 0.44% of their portfolio GAINESVILLE, FL 50,41850.4k $555.6k $555.6k 0.44% Added +3.6k +3,585
76 Strategic Financial Concepts, LLC 0.14% of their portfolio SAN ANTONIO, TX 50,16450.2k $552.8k $552.8k 0.14% New
77 Almanack Investment Partners, LLC. 0.09% of their portfolio WAYNE, PA 49,45549.5k $545.0k $545.0k 0.09% Reduced -58.1k -58,140
78 PRIVATE TRUST CO NA 0.05% of their portfolio CLEVELAND, OH 48,96849.0k $539.6k $539.6k 0.05% Added +6.6k +6,555
79 Patriot Financial Group Insurance Agency, LLC 0.03% of their portfolio Westborough, MA 48,30648.3k $532.3k $532.3k 0.03% Added +24.4k +24,449
80 PENSION & WEALTH MANAGEMENT ADVISORS, INC. 0.16% of their portfolio WALTHAM, MA 48,03848.0k $529.4k $529.4k 0.16% Added +4.9k +4,879
81 OPPENHEIMER & CO INC 0.01% of their portfolio NEW YORK, NY 47,41247.4k $522.5k $522.5k 0.01% Added +1.9k +1,943
82 Equitable Holdings, Inc. 0.00% of their portfolio NEW YORK, NY 46,52746.5k $599.3k $599.3k 0.00% Added +14.6k +14,642
83 Sovran Advisors, LLC 0.04% of their portfolio SAN DIEGO, CA 46,12646.1k $527.2k $527.2k 0.04% Reduced -9.6k -9,558
84 Fiduciary Alliance LLC 0.03% of their portfolio GREENVILLE, SC 45,22045.2k $513.2k $513.2k 0.03% Reduced -361 -361
85 New England Private Wealth Advisors LLC 0.06% of their portfolio WELLESLEY, MA 43,32743.3k $477.5k $477.5k 0.06% New
86 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 42,85742.9k $472.3k $472.3k 0.00% Unchanged
87 Brookstone Capital Management 0.01% of their portfolio WHEATON, IL 42,59942.6k $469.4k $469.4k 0.01% Reduced -4.4k -4,446
88 Capital CS Group, LLC 0.87% of their portfolio IRVINE, CA 38,42038.4k $423.4k $423.4k 0.87% Added +10.8k +10,756
89 Kera Capital Partners, Inc. 0.05% of their portfolio SACRAMENTO, CA 38,19738.2k $420.9k $420.9k 0.05% Reduced -324.6k -324,604
90 Jacobi Capital Management LLC 0.02% of their portfolio PITTSTON, PA 38,10838.1k $419.9k $419.9k 0.02% Added +336 +336
91 Capital Analysts, LLC 0.01% of their portfolio FORT WASHINGTON, PA 37,36737.4k $412.0k $412.0k 0.01% Added +1.5k +1,538
92 Mariner, LLC 0.00% of their portfolio Overland Park, KS 32,94232.9k $363.0k $363.0k 0.00% New
93 Apollon Wealth Management, LLC 0.01% of their portfolio MOUNT PLEASANT, SC 32,80732.8k $361.5k $361.5k 0.01% Added +1.4k +1,362
94 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 31,50731.5k $347.2k $347.2k 0.00% Unchanged
95 Discipline Wealth Solutions, LLC 0.04% of their portfolio GREENVILLE, SC 30,41830.4k $335.2k $335.2k 0.04% Reduced -15.1k -15,071
96 Merit Financial Group, LLC 0.00% of their portfolio ALPHARETTA, GA 29,74229.7k $327.8k $327.8k 0.00% Added +660 +660
97 DAVENPORT & Co LLC 0.00% of their portfolio RICHMOND, VA 29,47429.5k $324.8k $324.8k 0.00% Added +1.9k +1,872
98 LANARK FINANCIAL, INC. 0.02% of their portfolio BIRMINGHAM, AL 29,43829.4k $324.4k $324.4k 0.02% Added +7.8k +7,795
99 FIFTH THIRD BANCORP 0.00% of their portfolio CINCINNATI, OH 28,47528.5k $313.8k $313.8k 0.00% New
100 Perennial Investment Advisors, LLC 0.02% of their portfolio Los Angeles, CA 28,29328.3k $311.8k $311.8k 0.02% Added +3.8k +3,833