Vault-13

GUGGENHEIM STRATEGIC OPPORTU GOF

COM SBI · Closed-End Fund · CUSIP 40167F101

197 institutional holders +11 vs Q3 2025
42,708,60242.7m shares reported held*
$550.1mreported value*
31 new 71 added 59 reduced 26 sold out net bought ≈ $106.6m (+8.2m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($3.2m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $12.88.

Trends to Q4 2025

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 125Q4 22: 131Q1 23: 128Q2 23: 126Q3 23: 129Q4 23: 140Q1 24: 142Q2 24: 154Q3 24: 156Q4 24: 175Q1 25: 177Q2 25: 176Q3 25: 186Q4 25: 197197Q3 22Q2 23Q1 24Q4 24Q4 25
Numbers
QuarterHolders
Q3 2022125
Q4 2022131
Q1 2023128
Q2 2023126
Q3 2023129
Q4 2023140
Q1 2024142
Q2 2024154
Q3 2024156
Q4 2024175
Q1 2025177
Q2 2025176
Q3 2025186
Q4 2025197

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q1 24: 83 bought or addedQ1 24: 54 cut or sold outQ2 24: 80 bought or addedQ2 24: 51 cut or sold outQ2 24Q3 24: 90 bought or addedQ3 24: 55 cut or sold outQ4 24: 85 bought or addedQ4 24: 54 cut or sold outQ4 24Q1 25: 101 bought or addedQ1 25: 58 cut or sold outQ2 25: 97 bought or addedQ2 25: 52 cut or sold outQ2 25Q3 25: 107 bought or addedQ3 25: 52 cut or sold outQ4 25: 102 bought or addedQ4 25: 85 cut or sold outQ4 25
Numbers
QuarterBought or addedCut or sold out
Q1 20248354
Q2 20248051
Q3 20249055
Q4 20248554
Q1 202510158
Q2 20259752
Q3 202510752
Q4 202510285

Biggest buyers

BlackRock, Inc. Added +1,605,725+1.6m
Invesco Ltd. New +1,322,981+1.3m
Logan Stone Capital, LLC New +990,476+990.5k
Thomas J. Herzfeld Advisors, Inc. New +927,245+927.2k
RIVERNORTH CAPITAL MANAGEMENT, LLC New +811,692+811.7k
ENVESTNET ASSET MANAGEMENT INC Added +699,678+699.7k
COHEN & STEERS, INC. Added +435,000+435.0k
Kera Capital Partners, Inc. New +362,801+362.8k
TRUIST FINANCIAL CORP Added +342,456+342.5k
JANE STREET GROUP, LLC Added +281,482+281.5k

Biggest sellers

MORGAN STANLEY Reduced -1,135,746-1.1m
Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors Sold out -202,327-202.3k
Cambridge Investment Research Advisors, Inc. Reduced -137,341-137.3k
Capital Investment Advisory Services, LLC Sold out -106,612-106.6k
Gridiron Partners, LLC Reduced -84,765-84.8k
Ausdal Financial Partners, Inc. Reduced -82,562-82.6k
COMMONWEALTH EQUITY SERVICES, LLC Reduced -61,984-62.0k
Strategic Financial Concepts, LLC Sold out -55,676-55.7k
GREAT VALLEY ADVISOR GROUP, INC. Reduced -51,766-51.8k
BANK OF AMERICA CORP /DE/ Reduced -46,528-46.5k

Insider purchases and sales in Q4 2025

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

Officers and directors buying vs selling

Number of people, by quarter (10% owners not included)

BuyingSelling
202Q1 24: 0 buyingQ1 24: 1 sellingQ2 24: 0 buyingQ2 24: 0 sellingQ2 24Q3 24: 1 buyingQ3 24: 1 sellingQ4 24: 0 buyingQ4 24: 0 sellingQ4 24Q1 25: 0 buyingQ1 25: 0 sellingQ2 25: 0 buyingQ2 25: 0 sellingQ2 25Q3 25: 0 buyingQ3 25: 0 sellingQ4 25: 2 buyingQ4 25: 0 sellingQ4 25
Numbers
QuarterBuyingBoughtSellingSoldSold under a plan
Q1 20240—1$411.5k—
Q2 20240—0——
Q3 20241$14.5k1$87.9k—
Q4 20240—0——
Q1 20250—0——
Q2 20250—0——
Q3 20250—0——
Q4 20252$30.5k0——
DateInsiderTradeSharesPrice ValueTheir holding
2025-12-18 NYBERG RONALD Director Bought 412 $12.13 $5.0k412 shares +9%
2025-11-04 Barnes Randall C Director Bought 380 $13.08 $5.0k380 shares +24%
2025-10-30 Barnes Randall C Director Bought 1,580 $13.02 $20.6k1.6k shares new

Their holding: how much the trade added to or took from the insider's holding (direct, or the trust or fund named). The same trade is sometimes reported by more than one insider, such as a fund and the director who represents it; totals count it once. A value is left blank where the reported price is far from the market price (usually a typo).

Holders, Q4 2025

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 7,020,4147.0m $90.4m $90.4m 0.01% Reduced -1.1m -1,135,746
2 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 2,552,2352.6m $32.9m $32.9m 0.01% Added +151.7k +151,730
3 VERUS CAPITAL PARTNERS, LLC 2.01% of their portfolio SCOTTSDALE, AZ 2,324,3642.3m $30.0m $30.0m 2.01% Added +53.6k +53,604
4 Estate Planners Group, LLC 12.80% of their portfolio YARDLEY, PA 2,292,7782.3m $29.5m $29.5m 12.80% First filing
5 UBS Group AG 0.00% of their portfolio ZURICH, V8 1,692,2591.7m $21.8m $21.8m 0.00% Added +111.1k +111,064
6 BlackRock, Inc. 0.00% of their portfolio New York, NY 1,621,1271.6m $20.9m $20.9m 0.00% Added +1.6m +1,605,725
7 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 1,496,4501.5m $19.3m $19.3m 0.01% Added +699.7k +699,678
8 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 1,322,9811.3m $17.0m $17.0m 0.00% New
9 Cetera Investment Advisers 0.02% of their portfolio SCHAUMBURG, IL 1,261,0431.3m $16.2m $16.2m 0.02% Added +57.1k +57,105
10 Logan Stone Capital, LLC 3.15% of their portfolio CHICAGO, IL 990,476990.5k $12.8m $12.8m 3.15% New
11 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 982,206982.2k $12.7m $12.7m 0.00% Added +221.0k +220,960
12 OSAIC HOLDINGS, INC. 0.02% of their portfolio SCOTTSDALE, AZ 953,441953.4k $12.3m $12.3m 0.02% Added +1.7k +1,748
13 Thomas J. Herzfeld Advisors, Inc. 4.04% of their portfolio MIAMI BEACH, FL 927,245927.2k $11.9m $11.9m 4.04% New
14 CreativeOne Wealth, LLC 0.28% of their portfolio OVERLAND PARK, KS 899,165899.2k $11.6m $11.6m 0.28% Added +79.1k +79,116
15 RIVERNORTH CAPITAL MANAGEMENT, LLC 0.49% of their portfolio WEST PALM BEACH, FL 811,692811.7k $10.5m $10.5m 0.49% New
16 MML INVESTORS SERVICES, LLC 0.02% of their portfolio SPRINGFIELD, MA 795,221795.2k $10.2m $10.2m 0.02% Reduced -36.2k -36,203
17 COHEN & STEERS, INC. 0.02% of their portfolio NEW YORK, NY 771,789771.8k $9.9m $9.9m 0.02% Added +435.0k +435,000
18 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 766,936766.9k $9.9m $9.9m 0.01% Added +342.5k +342,456
19 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 731,073731.1k $9.4m $9.4m 0.00% Added +24.1k +24,100
20 Secure Asset Management, LLC 1.11% of their portfolio Troy, MI 545,539545.5k $7.0m $7.0m 1.11% Added +73.0k +73,039
21 PETRA FINANCIAL ADVISORS INC 3.46% of their portfolio COLORADO SRPINGS, CO 458,316458.3k $5.9m $5.9m 3.46% Added +2.5k +2,487
22 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 457,837457.8k $5.9m $5.9m 0.00% Reduced -46.5k -46,528
23 Prime Capital Investment Advisors, LLC 0.07% of their portfolio OVERLAND PARK, KS 421,719421.7k $5.4m $5.4m 0.07% Reduced -19.8k -19,778
24 Janney Montgomery Scott LLC 0.01% of their portfolio PHILADELPHIA, PA 406,306406.3k $5.2m $5.2m 0.01% Added +36.8k +36,845
25 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 368,341368.3k $4.7m $4.7m 0.01% Added +281.5k +281,482
26 Kera Capital Partners, Inc. 0.57% of their portfolio SACRAMENTO, CA 362,801362.8k $4.6m $4.6m 0.57% New
27 INTEGRITY ALLIANCE, LLC. 0.16% of their portfolio Urbandale, IA 333,371333.4k $4.3m $4.3m 0.16% Added +23.8k +23,802
28 U.S. Capital Wealth Advisors, LLC 0.10% of their portfolio AUSTIN, TX 306,743306.7k $4.0m $4.0m 0.10% Added +280.0k +280,020
29 Retirement Planning Group, LLC 0.12% of their portfolio LEAWOOD, KS 287,555287.6k $3.7m $3.7m 0.12% Added +13.7k +13,654
30 Vestmark Advisory Solutions, Inc. 0.04% of their portfolio Wakefield, MA 247,477247.5k $3.2m $3.2m 0.04% Added +18.2k +18,181
31 ELEVATION POINT WEALTH PARTNERS, LLC 0.15% of their portfolio DENVER, CO 247,477247.5k $3.2m $3.2m 0.15% Added +18.2k +18,181
32 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 244,701244.7k $3.2m $3.2m 0.00% Added +55.6k +55,601
33 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 241,284241.3k $3.1m $3.1m 0.01% Added +109.1k +109,106
34 Richmond Brothers, Inc. 1.97% of their portfolio JACKSON, MI 240,545240.5k $3.1m $3.1m 1.97% Added +11.2k +11,217
35 Integrated Wealth Concepts LLC 0.04% of their portfolio WALTHAM, MA 240,518240.5k $3.1m $3.1m 0.04% Added +4.3k +4,291
36 Illumine Investment Management, LLC 2.13% of their portfolio POULSBO, WA 227,223227.2k $2.9m $2.9m 2.13% Added +1.3k +1,347
37 MOSAIC FAMILY WEALTH PARTNERS, LLC 0.31% of their portfolio ST. LOUIS, MO 222,618222.6k $2.9m $2.9m 0.31% Added +6.7k +6,722
38 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 222,545222.5k $2.9m $2.9m 0.00% Added +146.6k +146,604
39 Harpswell Capital Advisors, LLC 2.03% of their portfolio YARMOUTH, ME 198,923198.9k $2.6m $2.6m 2.03% New
40 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 198,020198.0k $2.6m $2.6m 0.00% Added +11.6k +11,632
41 Marks Group Wealth Management, Inc 0.24% of their portfolio MINNETONKA, MN 196,262196.3k $2.5m $2.5m 0.24% Unchanged
42 WEDBUSH SECURITIES INC 0.07% of their portfolio PASADENA, CA 191,607191.6k $2.5m $2.5m 0.07% Added +12.6k +12,646
43 XTX Topco Ltd 0.06% of their portfolio LONDON, X0 170,088170.1k $2.2m $2.2m 0.06% New
44 PRINCIPAL SECURITIES, INC. 0.03% of their portfolio DES MOINES, IA 169,603169.6k $2.2m $2.2m 0.03% Added +16.0k +16,043
45 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 169,483169.5k $2.2m $2.2m 0.00% Reduced -62.0k -61,984
46 CARY STREET PARTNERS FINANCIAL LLC 0.05% of their portfolio RICHMOND, VA 161,629161.6k $2.1m $2.1m 0.05% Added +60.2k +60,229
47 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 154,281154.3k $2.0m $2.0m 0.01% Reduced -137.3k -137,341
48 Tennessee Valley Asset Management Partners 0.25% of their portfolio KNOXVILLE, TN 151,386151.4k $1.9m $1.9m 0.25% Added +9.5k +9,530
49 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 150,959151.0k $1.9m $1.9m 0.01% Added +22.4k +22,383
50 FLYNN ZITO CAPITAL MANAGEMENT, LLC 0.65% of their portfolio GARDEN CITY, NY 142,091142.1k $1.8m $1.8m 0.65% Reduced -20.2k -20,179
51 AE Wealth Management LLC 0.01% of their portfolio TOPEKA, KS 137,245137.2k $1.8m $1.8m 0.01% Added +106.1k +106,132
52 Noble Wealth Management PBC 0.86% of their portfolio GREENWOOD VILLAGE, CO 132,565132.6k $1.7m $1.7m 0.86% New
53 Smith Asset Management Co., LLC 1.31% of their portfolio Chiefland, FL 123,059123.1k $1.6m $1.6m 1.31% Added +21.2k +21,188
54 Keating Financial Advisory Services, Inc. 0.21% of their portfolio MANHATTAN, KS 118,128118.1k $1.5m $1.5m 0.21% First filing
55 Steward Partners Investment Advisory, LLC 0.01% of their portfolio STAMFORD, CT 117,743117.7k $1.5m $1.5m 0.01% Reduced -15.9k -15,853
56 Founders Financial Alliance, LLC 0.28% of their portfolio RALEIGH, NC 116,620116.6k $1.5m $1.5m 0.28% Added +117 +117
57 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 114,671114.7k $1.5m $1.5m 0.01% Reduced -3.5k -3,500
58 Z3 Capital Partners, LLC 0.35% of their portfolio RICHMOND, VA 114,320114.3k $1.5m $1.5m 0.35% First filing
59 TrueMark Investments, LLC 0.27% of their portfolio CHICAGO, IL 109,842109.8k $1.4m $1.4m 0.27% New
60 Almanack Investment Partners, LLC. 0.24% of their portfolio WAYNE, PA 107,595107.6k $1.4m $1.4m 0.24% Reduced -10.5k -10,464
61 IFG Advisory, LLC 0.05% of their portfolio ATLANTA, GA 95,34395.3k $1.2m $1.2m 0.05% Reduced -2.7k -2,704
62 Mutual Advisors, LLC 0.03% of their portfolio OMAHA, NE 95,11995.1k $1.2m $1.2m 0.03% Added +1.1k +1,056
63 GREAT VALLEY ADVISOR GROUP, INC. 0.02% of their portfolio WILMINGTON, DE 90,27090.3k $1.2m $1.2m 0.02% Reduced -51.8k -51,766
64 Quantinno Capital Management LP 0.00% of their portfolio NEW YORK, NY 87,59387.6k $1.1m $1.1m 0.00% New
65 Dynamic Advisor Solutions LLC 0.03% of their portfolio PHOENIX, AZ 84,57684.6k $1.1m $1.1m 0.03% Added +3.7k +3,681
66 MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio DENVER, CO 80,96481.0k $1.0m $1.0m 0.00% Added +9.5k +9,531
67 PFG Investments, LLC 0.05% of their portfolio WOODBURY, NY 79,66179.7k $1.0m $1.0m 0.05% Reduced -2.4k -2,389
68 Thrivent Financial for Lutherans 0.00% of their portfolio Minneapolis, MN 76,79976.8k $985.0k $985.0k 0.00% Reduced -3.7k -3,692
69 J.W. COLE ADVISORS, INC. 0.02% of their portfolio TAMPA, FL 76,19376.2k $936.6k $936.6k 0.02% Added +31.4k +31,436
70 UMB Bank, n.a. 0.01% of their portfolio Kansas City, MO 70,03870.0k $902.1k $902.1k 0.01% Unchanged
71 Sigma Planning Corp 0.02% of their portfolio ANN ARBOR, MI 69,54269.5k $895.7k $895.7k 0.02% Reduced -9.3k -9,316
72 Focus Financial Network, Inc. 0.03% of their portfolio MINNEAPOLIS, MN 68,96769.0k $888.3k $888.3k 0.03% Added +7.7k +7,747
73 Kovack Advisors, Inc. 0.04% of their portfolio FT. LAUDERDALE, FL 68,42368.4k $881.3k $881.3k 0.04% New
74 PMG Family Office LLC 0.95% of their portfolio PLANO, TX 63,54863.5k $818.5k $818.5k 0.95% Added +7.3k +7,252
75 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 0.05% of their portfolio Englewood, NJ 61,18761.2k $788.1k $788.1k 0.05% New
76 Western Wealth Management, LLC 0.04% of their portfolio GOLDEN, CO 60,70460.7k $781.9k $781.9k 0.04% Added +23.8k +23,768
77 Geneos Wealth Management Inc. 0.02% of their portfolio ENGLEWOOD, CO 59,32759.3k $764.1k $764.1k 0.02% Added +86 +86
78 CHOREO, LLC 0.01% of their portfolio ROCKFORD, IL 57,06757.1k $746.2k $746.2k 0.01% Reduced -12.2k -12,234
79 Sovran Advisors, LLC 0.06% of their portfolio SAN DIEGO, CA 55,68455.7k $712.8k $712.8k 0.06% Reduced -18.0k -17,958
80 Marex Group Ltd 0.01% of their portfolio London, X0 54,68254.7k $704.3k $704.3k 0.01% New
81 Brookstone Capital Management 0.01% of their portfolio WHEATON, IL 47,04547.0k $605.9k $605.9k 0.01% Reduced -1.8k -1,839
82 Mallini Complete Financial Planning LLC 0.48% of their portfolio GAINESVILLE, FL 46,83346.8k $603.2k $603.2k 0.48% Added +1.3k +1,256
83 Focus Partners Wealth 0.00% of their portfolio ST LOUIS, MO 46,29046.3k $680.2k $680.2k 0.00% Added +6.3k +6,290
84 Fiduciary Alliance LLC 0.04% of their portfolio GREENVILLE, SC 45,58145.6k $587.1k $587.1k 0.04% Reduced -9.3k -9,299
85 Discipline Wealth Solutions, LLC 0.11% of their portfolio GREENVILLE, SC 45,48945.5k $585.9k $585.9k 0.11% Added +9.6k +9,554
86 OPPENHEIMER & CO INC 0.01% of their portfolio NEW YORK, NY 45,46945.5k $585.6k $585.6k 0.01% Reduced -8.9k -8,853
87 Parisi Gray Wealth Management 0.13% of their portfolio MENDHAM, NJ 45,00145.0k $579.6k $579.6k 0.13% Reduced -5.2k -5,232
88 Garden State Investment Advisory Services LLC 0.13% of their portfolio Red Bank, NJ 43,47843.5k $560.0k $560.0k 0.13% Reduced -8.4k -8,428
89 PENSION & WEALTH MANAGEMENT ADVISORS, INC. 0.16% of their portfolio WALTHAM, MA 43,15943.2k $555.9k $555.9k 0.16% Reduced -5.6k -5,590
90 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 42,85742.9k $552.0k $552.0k 0.00% Reduced -6.3k -6,300
91 PRIVATE TRUST CO NA 0.05% of their portfolio CLEVELAND, OH 42,41342.4k $546.3k $546.3k 0.05% Added +41.7k +41,700
92 Sanctuary Advisors, LLC 0.00% of their portfolio INDIANAPOLIS, IN 42,11342.1k $542.4k $542.4k 0.00% Reduced -37.6k -37,630
93 Buska Wealth Management, LLC 0.18% of their portfolio WAUSAU, WI 38,01338.0k $489.6k $489.6k 0.18% Reduced -1.2k -1,229
94 Jacobi Capital Management LLC 0.03% of their portfolio PITTSTON, PA 37,77237.8k $486.5k $486.5k 0.03% Added +4.8k +4,801
95 Capital Analysts, LLC 0.01% of their portfolio FORT WASHINGTON, PA 35,82935.8k $461.0k $461.0k 0.01% Added +10.1k +10,120
96 INSIGNEO ADVISORY SERVICES, LLC 0.03% of their portfolio MIAMI, FL 35,16635.2k $452.9k $452.9k 0.03% Reduced -2.0k -2,000
97 Orion Porfolio Solutions, LLC 0.00% of their portfolio OMAHA, NE 34,59834.6k $445.6k $445.6k 0.00% Reduced -3.9k -3,912
98 NOMURA HOLDINGS INC 0.00% of their portfolio TOKYO, M0 34,12934.1k $439.6k $439.6k 0.00% New
99 Prosperity Wealth Management, Inc. 0.14% of their portfolio San Ramon, CA 33,41633.4k $430.4k $430.4k 0.14% Added +11.6k +11,632
100 Equitable Holdings, Inc. 0.00% of their portfolio NEW YORK, NY 31,88531.9k $410.7k $410.7k 0.00% Reduced -19.5k -19,534