Vault-13

GUGGENHEIM STRATEGIC OPPORTU GOF

COM SBI · Closed-End Fund · CUSIP 40167F101

186 institutional holders +10 vs Q2 2025
32,002,87932.0m shares reported held*
$477.9mreported value*
25 new 82 added 42 reduced 10 sold out net bought ≈ $51.2m (+3.4m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($3.4m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $14.93.

Trends to Q3 2025

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 125Q4 22: 131Q1 23: 128Q2 23: 126Q3 23: 129Q4 23: 140Q1 24: 142Q2 24: 154Q3 24: 156Q4 24: 175Q1 25: 177Q2 25: 176Q3 25: 186186Q3 22Q2 23Q1 24Q4 24Q3 25
Numbers
QuarterHolders
Q3 2022125
Q4 2022131
Q1 2023128
Q2 2023126
Q3 2023129
Q4 2023140
Q1 2024142
Q2 2024154
Q3 2024156
Q4 2024175
Q1 2025177
Q2 2025176
Q3 2025186

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 23: 73 bought or addedQ4 23: 58 cut or sold outQ1 24: 83 bought or addedQ1 24: 54 cut or sold outQ1 24Q2 24: 80 bought or addedQ2 24: 51 cut or sold outQ3 24: 90 bought or addedQ3 24: 55 cut or sold outQ3 24Q4 24: 85 bought or addedQ4 24: 54 cut or sold outQ1 25: 101 bought or addedQ1 25: 58 cut or sold outQ1 25Q2 25: 97 bought or addedQ2 25: 52 cut or sold outQ3 25: 107 bought or addedQ3 25: 52 cut or sold outQ3 25
Numbers
QuarterBought or addedCut or sold out
Q4 20237358
Q1 20248354
Q2 20248051
Q3 20249055
Q4 20248554
Q1 202510158
Q2 20259752
Q3 202510752

Biggest buyers

MORGAN STANLEY Added +858,870+858.9k
Cetera Investment Advisers Added +524,872+524.9k
VERUS CAPITAL PARTNERS, LLC Added +393,530+393.5k
LPL Financial LLC Added +348,878+348.9k
INTEGRITY ALLIANCE, LLC. New +309,569+309.6k
Vestmark Advisory Solutions, Inc. New +229,296+229.3k
ELEVATION POINT WEALTH PARTNERS, LLC New +229,296+229.3k
OSAIC HOLDINGS, INC. Added +180,803+180.8k
Retirement Planning Group, LLC Added +158,481+158.5k
Tennessee Valley Asset Management Partners New +141,856+141.9k

Biggest sellers

ROYAL BANK OF CANADA Reduced -557,012-557.0k
RAYMOND JAMES FINANCIAL INC Reduced -251,398-251.4k
Bank of New York Mellon Corp Reduced -170,274-170.3k
Almanack Investment Partners, LLC. Reduced -112,031-112.0k
COMMONWEALTH EQUITY SERVICES, LLC Reduced -69,143-69.1k
Canal Capital Management, LLC Sold out -64,252-64.3k
BANK OF AMERICA CORP /DE/ Reduced -46,644-46.6k
Rockefeller Capital Management L.P. Reduced -28,833-28.8k
BlackRock, Inc. Reduced -27,912-27.9k
Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors Reduced -20,404-20.4k

Insider purchases and sales in Q3 2025

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

Officers and directors buying vs selling

Number of people, by quarter (10% owners not included)

BuyingSelling
202Q4 23: 0 buyingQ4 23: 2 sellingQ1 24: 0 buyingQ1 24: 1 sellingQ1 24Q2 24: 0 buyingQ2 24: 0 sellingQ3 24: 1 buyingQ3 24: 1 sellingQ3 24Q4 24: 0 buyingQ4 24: 0 sellingQ1 25: 0 buyingQ1 25: 0 sellingQ1 25Q2 25: 0 buyingQ2 25: 0 sellingQ3 25: 0 buyingQ3 25: 0 sellingQ3 25
Numbers
QuarterBuyingBoughtSellingSoldSold under a plan
Q4 20230—2$1.1m—
Q1 20240—1$411.5k—
Q2 20240—0——
Q3 20241$14.5k1$87.9k—
Q4 20240—0——
Q1 20250—0——
Q2 20250—0——
Q3 20250—0——

None reported in Q3 2025.

Holders, Q3 2025

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 8,156,1608.2m $122.2m $122.2m 0.01% Added +858.9k +858,870
2 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 2,400,5052.4m $36.0m $36.0m 0.01% Added +348.9k +348,878
3 VERUS CAPITAL PARTNERS, LLC 2.64% of their portfolio SCOTTSDALE, AZ 2,270,7602.3m $34.0m $34.0m 2.64% Added +393.5k +393,530
4 UBS Group AG 0.00% of their portfolio ZURICH, V8 1,581,1951.6m $23.7m $23.7m 0.00% Added +58.3k +58,334
5 Cetera Investment Advisers 0.02% of their portfolio SCHAUMBURG, IL 1,203,9381.2m $18.0m $18.0m 0.02% Added +524.9k +524,872
6 OSAIC HOLDINGS, INC. 0.02% of their portfolio SCOTTSDALE, AZ 951,693951.7k $14.2m $14.2m 0.02% Added +180.8k +180,803
7 MML INVESTORS SERVICES, LLC 0.03% of their portfolio SPRINGFIELD, MA 831,424831.4k $12.5m $12.5m 0.03% Added +30.1k +30,122
8 CreativeOne Wealth, LLC 0.30% of their portfolio OVERLAND PARK, KS 820,049820.0k $12.3m $12.3m 0.30% Added +79.4k +79,396
9 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 796,772796.8k $11.9m $11.9m 0.00% Added +66.0k +66,016
10 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 761,246761.2k $11.4m $11.4m 0.00% Reduced -557.0k -557,012
11 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 706,973707.0k $10.6m $10.6m 0.00% Reduced -251.4k -251,398
12 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 504,365504.4k $7.6m $7.6m 0.00% Reduced -46.6k -46,644
13 Secure Asset Management, LLC 1.17% of their portfolio Troy, MI 472,500472.5k $7.1m $7.1m 1.17% Added +38.8k +38,845
14 PETRA FINANCIAL ADVISORS INC 3.98% of their portfolio COLORADO SRPINGS, CO 455,829455.8k $6.8m $6.8m 3.98% Added +10.8k +10,773
15 Prime Capital Investment Advisors, LLC 0.08% of their portfolio OVERLAND PARK, KS 441,497441.5k $6.6m $6.6m 0.08% Added +16.7k +16,658
16 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 424,480424.5k $6.4m $6.4m 0.01% Added +108.2k +108,158
17 Janney Montgomery Scott LLC 0.01% of their portfolio PHILADELPHIA, PA 369,461369.5k $5.5m $5.5m 0.01% Added +85.7k +85,739
18 COHEN & STEERS, INC. 0.01% of their portfolio NEW YORK, NY 336,789336.8k $5.0m $5.0m 0.01% Reduced -10.0k -10,000
19 INTEGRITY ALLIANCE, LLC. 0.22% of their portfolio Urbandale, IA 309,569309.6k $4.6m $4.6m 0.22% New
20 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 291,622291.6k $4.4m $4.4m 0.01% Added +55.5k +55,452
21 Retirement Planning Group, LLC 0.14% of their portfolio LEAWOOD, KS 273,901273.9k $4.1m $4.1m 0.14% Added +158.5k +158,481
22 Integrated Wealth Concepts LLC 0.03% of their portfolio WALTHAM, MA 236,227236.2k $3.5m $3.5m 0.03% Added +28.6k +28,552
23 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 231,467231.5k $3.5m $3.5m 0.00% Reduced -69.1k -69,143
24 Richmond Brothers, Inc. 2.17% of their portfolio JACKSON, MI 229,328229.3k $3.4m $3.4m 2.17% Reduced -9.1k -9,072
25 Vestmark Advisory Solutions, Inc. 0.07% of their portfolio Wakefield, MA 229,296229.3k $3.4m $3.4m 0.07% New
26 ELEVATION POINT WEALTH PARTNERS, LLC 0.24% of their portfolio DENVER, CO 229,296229.3k $3.4m $3.4m 0.24% New
27 Illumine Investment Management, LLC 2.41% of their portfolio POULSBO, WA 225,876225.9k $3.4m $3.4m 2.41% Added +9.0k +9,042
28 MOSAIC FAMILY WEALTH PARTNERS, LLC 0.38% of their portfolio ST. LOUIS, MO 215,896215.9k $3.2m $3.2m 0.38% Reduced -11.3k -11,348
29 Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors 0.36% of their portfolio CONCORD, MA 202,327202.3k $3.0m $3.0m 0.36% Reduced -20.4k -20,404
30 Marks Group Wealth Management, Inc 0.27% of their portfolio MINNETONKA, MN 196,262196.3k $2.9m $2.9m 0.27% Unchanged
31 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 189,100189.1k $2.8m $2.8m 0.00% Reduced -10.8k -10,777
32 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 186,388186.4k $2.8m $2.8m 0.00% Added +44.9k +44,939
33 WEDBUSH SECURITIES INC 0.09% of their portfolio PASADENA, CA 178,961179.0k $2.7m $2.7m 0.09% Added +2.0k +2,036
34 FLYNN ZITO CAPITAL MANAGEMENT, LLC 0.90% of their portfolio GARDEN CITY, NY 162,270162.3k $2.4m $2.4m 0.90% Added +69.6k +69,623
35 PRINCIPAL SECURITIES, INC. 0.04% of their portfolio DES MOINES, IA 153,560153.6k $2.3m $2.3m 0.04% Added +8.1k +8,100
36 GREAT VALLEY ADVISOR GROUP, INC. 0.04% of their portfolio WILMINGTON, DE 142,036142.0k $2.1m $2.1m 0.04% Reduced -7.3k -7,291
37 Tennessee Valley Asset Management Partners 0.29% of their portfolio KNOXVILLE, TN 141,856141.9k $2.1m $2.1m 0.29% New
38 Steward Partners Investment Advisory, LLC 0.01% of their portfolio STAMFORD, CT 133,596133.6k $2.0m $2.0m 0.01% Added +3.7k +3,655
39 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 132,178132.2k $2.0m $2.0m 0.01% Added +29.7k +29,676
40 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 128,576128.6k $1.9m $1.9m 0.01% Reduced -123 -123
41 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 118,171118.2k $1.8m $1.8m 0.01% Added +10.4k +10,419
42 Almanack Investment Partners, LLC. 0.27% of their portfolio WAYNE, PA 118,059118.1k $1.8m $1.8m 0.27% Reduced -112.0k -112,031
43 Founders Financial Alliance, LLC 0.33% of their portfolio RALEIGH, NC 116,503116.5k $1.7m $1.7m 0.33% Added +4.3k +4,332
44 Capital Investment Advisory Services, LLC 0.13% of their portfolio RALEIGH, NC 106,612106.6k $1.6m $1.6m 0.13% Added +22.9k +22,862
45 Smith Asset Management Co., LLC 1.30% of their portfolio Chiefland, FL 101,871101.9k $1.5m $1.5m 1.30% Added +31.2k +31,155
46 CARY STREET PARTNERS FINANCIAL LLC 0.04% of their portfolio RICHMOND, VA 101,400101.4k $1.5m $1.5m 0.04% New
47 Ausdal Financial Partners, Inc. 0.07% of their portfolio Davenport, IA 100,587100.6k $1.5m $1.5m 0.07% Added +22.1k +22,069
48 IFG Advisory, LLC 0.07% of their portfolio ATLANTA, GA 98,04798.0k $1.5m $1.5m 0.07% Added +8.4k +8,351
49 Gridiron Partners, LLC 0.09% of their portfolio Wexford, PA 94,76594.8k $149.8k $149.8k 0.09% Added +84.8k +84,765
50 Mutual Advisors, LLC 0.03% of their portfolio OMAHA, NE 94,06394.1k $1.3m $1.3m 0.03% Added +1.5k +1,526
51 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 86,85986.9k $1.3m $1.3m 0.00% New
52 PFG Investments, LLC 0.06% of their portfolio WOODBURY, NY 82,05082.0k $1.2m $1.2m 0.06% Added +8.3k +8,343
53 Dynamic Advisor Solutions LLC 0.04% of their portfolio PHOENIX, AZ 80,89580.9k $1.2m $1.2m 0.04% Added +3.4k +3,374
54 Thrivent Financial for Lutherans 0.00% of their portfolio Minneapolis, MN 80,49180.5k $1.2m $1.2m 0.00% New
55 Sanctuary Advisors, LLC 0.00% of their portfolio INDIANAPOLIS, IN 79,74379.7k $1.2m $1.2m 0.00% Added +38.0k +38,043
56 Sigma Planning Corp 0.03% of their portfolio ANN ARBOR, MI 78,85878.9k $1.2m $1.2m 0.03% Added +2.1k +2,069
57 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 75,94175.9k $1.1m $1.1m 0.00% Added +7.7k +7,712
58 Sovran Advisors, LLC 0.09% of their portfolio SAN DIEGO, CA 73,64273.6k $975.8k $975.8k 0.09% Reduced -7.2k -7,244
59 MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio DENVER, CO 71,43371.4k $1.1m $1.1m 0.00% Added +9 +9
60 UMB Bank, n.a. 0.02% of their portfolio Kansas City, MO 70,03870.0k $1.0m $1.0m 0.02% Unchanged
61 CHOREO, LLC 0.01% of their portfolio ROCKFORD, IL 69,30169.3k $1.0m $1.0m 0.01% Unchanged
62 Focus Financial Network, Inc. 0.03% of their portfolio MINNEAPOLIS, MN 61,22061.2k $917.1k $917.1k 0.03% Added +6.0k +6,015
63 Geneos Wealth Management Inc. 0.02% of their portfolio ENGLEWOOD, CO 59,24159.2k $887.4k $887.4k 0.02% Added +203 +203
64 PMG Family Office LLC 0.94% of their portfolio PLANO, TX 56,29656.3k $843.3k $843.3k 0.94% First filing
65 Strategic Financial Concepts, LLC 0.12% of their portfolio SAN ANTONIO, TX 55,67655.7k $834.0k $834.0k 0.12% Added +3.3k +3,319
66 Fiduciary Alliance LLC 0.06% of their portfolio GREENVILLE, SC 54,88054.9k $822.1k $822.1k 0.06% Added +11.6k +11,568
67 OPPENHEIMER & CO INC 0.01% of their portfolio NEW YORK, NY 54,32254.3k $813.7k $813.7k 0.01% Added +3.6k +3,611
68 Garden State Investment Advisory Services LLC 0.20% of their portfolio Red Bank, NJ 51,90651.9k $777.6k $777.6k 0.20% Reduced -4.6k -4,625
69 Equitable Holdings, Inc. 0.01% of their portfolio NEW YORK, NY 51,41951.4k $770.3k $770.3k 0.01% Added +3.2k +3,176
70 Parisi Gray Wealth Management 0.20% of their portfolio MENDHAM, NJ 50,23350.2k $752.5k $752.5k 0.20% Reduced -742 -742
71 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 49,15749.2k $736.4k $736.4k 0.00% Reduced -788 -788
72 Brookstone Capital Management 0.01% of their portfolio WHEATON, IL 48,88448.9k $732.3k $732.3k 0.01% Reduced -7.4k -7,385
73 PENSION & WEALTH MANAGEMENT ADVISORS, INC. 0.23% of their portfolio WALTHAM, MA 48,74948.7k $730.3k $730.3k 0.23% Reduced -6.8k -6,819
74 Presper Financial Architects, LLC 0.42% of their portfolio AKRON, OH 48,27848.3k $723.2k $723.2k 0.42% Reduced -2.3k -2,272
75 Mallini Complete Financial Planning LLC 0.56% of their portfolio GAINESVILLE, FL 45,57745.6k $682.7k $682.7k 0.56% Added +7.0k +7,015
76 CoreCap Advisors, LLC 0.02% of their portfolio SOUTHFIELD, MI 45,39145.4k $680.0k $680.0k 0.02% Reduced -2.2k -2,250
77 J.W. COLE ADVISORS, INC. 0.01% of their portfolio TAMPA, FL 44,75744.8k $670.5k $670.5k 0.01% Added +25.0k +25,010
78 New England Private Wealth Advisors LLC 0.09% of their portfolio WELLESLEY, MA 43,32743.3k $649.0k $649.0k 0.09% Unchanged
79 Focus Partners Wealth 0.00% of their portfolio ST LOUIS, MO 40,00040.0k $599.2k $599.2k 0.00% New
80 Stratos Wealth Partners, LTD. 0.01% of their portfolio BEACHWOOD, OH 39,29939.3k $588.7k $588.7k 0.01% Reduced -3.0k -3,032
81 Buska Wealth Management, LLC 0.18% of their portfolio WAUSAU, WI 39,24239.2k $587.8k $587.8k 0.18% Added +6.7k +6,653
82 Orion Porfolio Solutions, LLC 0.00% of their portfolio OMAHA, NE 38,51038.5k $576.9k $576.9k 0.00% Added +10.5k +10,535
83 INSIGNEO ADVISORY SERVICES, LLC 0.04% of their portfolio MIAMI, FL 37,16637.2k $556.7k $556.7k 0.04% Added +4.0k +4,000
84 Western Wealth Management, LLC 0.03% of their portfolio GOLDEN, CO 36,93636.9k $553.3k $553.3k 0.03% Added +128 +128
85 Discipline Wealth Solutions, LLC 0.14% of their portfolio GREENVILLE, SC 35,93535.9k $538.3k $538.3k 0.14% New
86 DAVENPORT & Co LLC 0.00% of their portfolio RICHMOND, VA 35,60235.6k $533.3k $533.3k 0.00% Added +1.6k +1,594
87 Apollon Wealth Management, LLC 0.01% of their portfolio MOUNT PLEASANT, SC 34,09034.1k $510.7k $510.7k 0.01% Added +10.9k +10,876
88 Jacobi Capital Management LLC 0.03% of their portfolio PITTSTON, PA 32,97133.0k $493.9k $493.9k 0.03% Added +2.4k +2,433
89 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 31,50731.5k $472.0k $472.0k 0.00% Reduced -170.3k -170,274
90 GPS Wealth Strategies Group, LLC 0.05% of their portfolio CENTENNIAL, CO 31,50431.5k $471.9k $471.9k 0.05% Unchanged
91 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 31,18331.2k $467.1k $467.1k 0.00% Reduced -28.8k -28,833
92 AE Wealth Management LLC 0.00% of their portfolio TOPEKA, KS 31,11331.1k $466.1k $466.1k 0.00% Added +7.0k +7,034
93 COMERICA BANK 0.00% of their portfolio DALLAS, TX 31,05631.1k $465.2k $465.2k 0.00% Added +460 +460
94 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 30,26330.3k $453.4k $453.4k 0.00% Reduced -17.1k -17,076
95 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 29,59429.6k $443.3k $443.3k 0.00% Added +19.5k +19,530
96 B. Riley Wealth Advisors, Inc. 0.02% of their portfolio MEMPHIS, TN 27,73627.7k $415.5k $415.5k 0.02% Reduced -2.6k -2,643
97 Compound Planning, Inc. 0.01% of their portfolio NEW YORK, NY 27,59127.6k $413.3k $413.3k 0.01% Unchanged
98 WFA Asset Management Corp 0.23% of their portfolio WHITEFISH BAY, WI 27,03827.0k $426.1k $426.1k 0.23% Added +5.4k +5,378
99 Encompass More Asset Management 0.08% of their portfolio Danville, CA 26,95727.0k $403.8k $403.8k 0.08% Added +2.5k +2,527
100 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 26,93626.9k $403.5k $403.5k 0.00% Reduced -2.0k -1,994