GUGGENHEIM STRATEGIC OPPORTU GOF
COM SBI · Closed-End Fund · CUSIP 40167F101
125
institutional holders
15.4m
shares reported held*
$236.6mreported value*
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $15.37.
Insider purchases and sales in Q3 2022
Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.
Officers and directors buying vs selling
Number of people, by quarter (10% owners not included)
BuyingSelling
Numbers
| Quarter | Buying | Bought | Selling | Sold | Sold under a plan |
|---|---|---|---|---|---|
| Q4 2020 | 0 | — | 0 | — | — |
| Q1 2021 | 0 | — | 0 | — | — |
| Q2 2021 | 0 | — | 0 | — | — |
| Q3 2021 | 0 | — | 0 | — | — |
| Q4 2021 | 0 | — | 1 | $629.6k | — |
| Q1 2022 | 0 | — | 0 | — | — |
| Q2 2022 | 0 | — | 1 | $228.9k | — |
| Q3 2022 | 0 | — | 1 | $62.4k | — |
| Date | Insider | Trade | Value |
|---|---|---|---|
| 2022-09-29 | TOUPIN RONALD E JR Director | Sold | $30.4k2.0k shares |
| 2022-09-22 | TOUPIN RONALD E JR Director | Sold | $32.0k2.0k shares |
Their holding: how much the trade added to or took from the insider's holding (direct, or the trust or fund named). The same trade is sometimes reported by more than one insider, such as a fund and the director who represents it; totals count it once. A value is left blank where the reported price is far from the market price (usually a typo).
Holders, Q3 2022
| Manager | Shares | Change |
|---|---|---|
| MORGAN STANLEY 0.01% of their portfolio | 3.7m $57.5m | — |
| UBS Group AG 0.01% of their portfolio | 1.5m $22.5m | — |
| AMERIPRISE FINANCIAL INC 0.00% of their portfolio | 697.4k $10.7m | — |
| OSAIC HOLDINGS, INC. 0.02% of their portfolio | 684.4k $10.5m | — |
| COHEN & STEERS, INC. 0.02% of their portfolio | 546.0k $8.4m | — |
| Raymond James Financial Services Advisors, Inc. 0.02% of their portfolio | 498.9k $7.7m | — |
| Prime Capital Investment Advisors, LLC 0.43% of their portfolio | 488.1k $7.5m | — |
| LPL Financial LLC 0.01% of their portfolio | 484.7k $7.4m | — |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 471.6k $7.2m | — |
| COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio | 351.5k $5.4m | — |
| Janney Montgomery Scott LLC 0.02% of their portfolio | 342.5k $5.3m | — |
| Advisors Asset Management, Inc. 0.10% of their portfolio | 322.6k $5.0m | — |
| Baird Financial Group, Inc. 0.01% of their portfolio | 249.6k $3.8m | — |
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 240.5k $3.7m | — |
| VERUS CAPITAL PARTNERS, LLC 0.63% of their portfolio | 218.5k $3.4m | — |
| Marks Group Wealth Management, Inc 0.45% of their portfolio | 191.1k $2.9m | — |
| ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio | 182.8k $2.8m | — |
| Richmond Brothers, Inc. 3.01% of their portfolio | 175.6k $2.7m | — |
| Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors 0.80% of their portfolio | 174.5k $2.7m | — |
| Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio | 167.0k $2.6m | — |
| Sigma Planning Corp 0.09% of their portfolio | 149.6k $2.3m | — |
| Rockefeller Capital Management L.P. 0.01% of their portfolio | 137.5k $2.1m | — |
| Founders Financial Alliance, LLC 1.03% of their portfolio | 132.3k $2.0m | — |
| RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio | 129.5k $2.0m | — |
| TRUIST FINANCIAL CORP 0.00% of their portfolio | 128.2k $2.0m | — |
| Private Advisor Group, LLC 0.02% of their portfolio | 116.6k $1.8m | — |
| Atria Wealth Solutions, Inc. 0.03% of their portfolio | 114.2k $1.8m | — |
| Wealthcare Advisory Partners LLC 0.09% of their portfolio | 100.2k $1.5m | — |
| Western Wealth Management, LLC 0.08% of their portfolio | 95.4k $1.5m | — |
| Mutual Advisors, LLC 0.07% of their portfolio | 94.7k $1.5m | — |
| Cetera Investment Advisers 0.02% of their portfolio | 94.0k $1.4m | — |
| CreativeOne Wealth, LLC 0.08% of their portfolio | 86.5k $1.3m | — |
| CAPTRUST FINANCIAL ADVISORS 0.01% of their portfolio | 85.1k $1.3m | — |
| AE Wealth Management LLC 0.01% of their portfolio | 80.8k $1.2m | — |
| OneAscent Financial Services LLC 0.48% of their portfolio | 78.4k $1.2m | — |
| Thrivent Financial for Lutherans 0.00% of their portfolio | 73.7k $1.1m | — |
| AVANTAX ADVISORY SERVICES, INC. 0.02% of their portfolio | 73.0k $1.1m | — |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 68.2k $1.0m | — |
| Brookstone Capital Management 0.02% of their portfolio | 67.9k $1.1m | — |
| MML INVESTORS SERVICES, LLC 0.01% of their portfolio | 58.6k $900.0k | — |
| David J Yvars Group 0.98% of their portfolio | 57.7k $882.0k | — |
| HARBOUR INVESTMENTS, INC. 0.06% of their portfolio | 56.7k $913.0k | — |
| NewEdge Advisors, LLC 0.01% of their portfolio | 56.7k $871.0k | — |
| Cetera Advisors LLC 0.02% of their portfolio | 56.1k $861.0k | — |
| Integrated Wealth Concepts LLC 0.03% of their portfolio | 52.8k $811.0k | — |
| Cetera Advisor Networks LLC 0.01% of their portfolio | 51.5k $791.0k | — |
| BDO Wealth Advisors, LLC 0.10% of their portfolio | 50.0k $768.0k | — |
| Steward Partners Investment Advisory, LLC 0.01% of their portfolio | 47.6k $731.0k | — |
| American Portfolios Advisors 0.03% of their portfolio | 46.8k $718.8k | — |
| B. Riley Wealth Advisors, Inc. 0.02% of their portfolio | 46.5k $715.0k | — |
| RAYMOND JAMES TRUST N.A. 0.03% of their portfolio | 43.8k $673.0k | — |
| Dynamic Advisor Solutions LLC 0.05% of their portfolio | 42.6k $655.0k | — |
| WEDBUSH SECURITIES INC 0.04% of their portfolio | 42.2k $649.0k | — |
| FIRST FOUNDATION ADVISORS 0.03% of their portfolio | 40.2k $618.0k | — |
| MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio | 40.0k $614.0k | — |
| GPS Wealth Strategies Group, LLC 0.14% of their portfolio | 36.1k $555.0k | — |
| Kovack Advisors, Inc. 0.08% of their portfolio | 34.9k $536.0k | — |
| CENTAURUS FINANCIAL, INC. 0.05% of their portfolio | 34.4k $528.0k | — |
| DAVENPORT & Co LLC 0.00% of their portfolio | 33.0k $507.0k | — |
| D.A. DAVIDSON & CO. 0.01% of their portfolio | 32.4k $497.0k | — |
| NORTHERN TRUST CORP 0.00% of their portfolio | 32.4k $500.0k | — |
| Capital Market Strategies LLC 0.55% of their portfolio | 32.1k $492.0k | — |
| Valeo Financial Advisors, LLC 0.03% of their portfolio | 31.2k $480.0k | — |
| Merit Financial Group, LLC 0.02% of their portfolio | 27.4k $421.0k | — |
| CoreCap Advisors, LLC 0.03% of their portfolio | 26.6k $409.0k | — |
| Tennessee Valley Asset Management Partners 0.16% of their portfolio | 26.0k $399.0k | — |
| Kestra Advisory Services, LLC 0.00% of their portfolio | 25.0k $385.0k | — |
| 9258 Wealth Management, LLC 0.09% of their portfolio | 23.3k $358.0k | — |
| PNC Financial Services Group, Inc. 0.00% of their portfolio | 22.5k $346.0k | — |
| Quad-Cities Investment Group, LLC 0.27% of their portfolio | 22.4k $344.0k | — |
| Advisory Services Network, LLC 0.01% of their portfolio | 22.4k $344.0k | — |
| Wagner Wealth Management, LLC 0.25% of their portfolio | 22.3k $343.0k | — |
| Measured Wealth Private Client Group, LLC 0.15% of their portfolio | 21.4k $329.0k | — |
| Aviance Capital Partners, LLC 0.08% of their portfolio | 21.1k $324.0k | — |
| JB Capital LLC 0.03% of their portfolio | 20.6k $316.0k | — |
| Collaborative Wealth Managment Inc. 0.22% of their portfolio | 20.5k $315.0k | — |
| Equitable Holdings, Inc. 0.01% of their portfolio | 18.9k $291.0k | — |
| Castleview Partners, LLC 0.27% of their portfolio | 18.6k $286.0k | — |
| Ameritas Advisory Services, LLC 0.02% of their portfolio | 18.3k $282.0k | — |
| Parisi Gray Wealth Management 0.20% of their portfolio | 17.4k $268.0k | — |
| Bard Financial Services, Inc. 0.02% of their portfolio | 16.9k $260.0k | — |
| LEVEL FOUR ADVISORY SERVICES, LLC 0.02% of their portfolio | 16.5k $254.0k | — |
| Clear Creek Financial Management, LLC 0.05% of their portfolio | 16.2k $249.0k | — |
| IHT Wealth Management, LLC 0.02% of their portfolio | 15.5k $238.0k | — |
| Capital Wealth Alliance, LLC 0.19% of their portfolio | 15.4k $235.0k | — |
| HighTower Advisors, LLC 0.00% of their portfolio | 15.3k $235.0k | — |
| Arete Wealth Advisors, LLC 0.02% of their portfolio | 14.8k $227.0k | — |
| CATALYST PRIVATE WEALTH, LLC 0.17% of their portfolio | 14.4k $222.0k | — |
| Main Street Financial Solutions, LLC 0.04% of their portfolio | 14.4k $221.0k | — |
| Bison Wealth, LLC 0.09% of their portfolio | 14.3k $219.0k | — |
| Safeguard Financial, LLC 0.20% of their portfolio | 14.1k $216.0k | — |
| GILL CAPITAL PARTNERS, LLC 0.11% of their portfolio | 13.8k $211.0k | — |
| LVZ, Inc. 0.04% of their portfolio | 13.7k $211.0k | — |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.04% of their portfolio | 12.8k $196.0k | — |
| Koshinski Asset Management, Inc. 0.02% of their portfolio | 12.3k $188.0k | — |
| Retirement Planning Group, LLC 0.02% of their portfolio | 11.3k $174.0k | — |
| FSA Wealth Management LLC 0.12% of their portfolio | 11.0k $169.0k | — |
| Future Financial Wealth Managment LLC 0.20% of their portfolio | 10.8k $174.0k | — |
| DOWLING & YAHNKE LLC 0.01% of their portfolio | 10.7k $164.0k | — |
| Gladstone Institutional Advisory LLC 0.01% of their portfolio | 10.6k $163.0k | — |