Vault-13

GUGGENHEIM TAXABLE MUNICP BO GBAB

COM · Closed-End Fund · CUSIP 401664107

63 institutional holders -2 vs Q4 2025
7,757,4167.8m shares reported held*
$112.5mreported value*
6 new 21 added 21 reduced 8 sold out net bought ≈ $2.1m (+146.4k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $14.50.

Trends to Q1 2026

Institutional holders

Managers reporting a position, each quarter

0255075Q3 22: 58Q4 22: 63Q1 23: 63Q2 23: 65Q3 23: 64Q4 23: 60Q1 24: 63Q2 24: 64Q3 24: 67Q4 24: 73Q1 25: 63Q2 25: 63Q3 25: 62Q4 25: 65Q1 26: 6363Q3 22Q3 23Q3 24Q3 25Q1 26
Numbers
QuarterHolders
Q3 202258
Q4 202263
Q1 202363
Q2 202365
Q3 202364
Q4 202360
Q1 202463
Q2 202464
Q3 202467
Q4 202473
Q1 202563
Q2 202563
Q3 202562
Q4 202565
Q1 202663

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q2 24: 31 bought or addedQ2 24: 24 cut or sold outQ3 24: 40 bought or addedQ3 24: 19 cut or sold outQ3 24Q4 24: 35 bought or addedQ4 24: 33 cut or sold outQ1 25: 31 bought or addedQ1 25: 27 cut or sold outQ1 25Q2 25: 28 bought or addedQ2 25: 27 cut or sold outQ3 25: 28 bought or addedQ3 25: 26 cut or sold outQ3 25Q4 25: 29 bought or addedQ4 25: 25 cut or sold outQ1 26: 27 bought or addedQ1 26: 29 cut or sold outQ1 26
Numbers
QuarterBought or addedCut or sold out
Q2 20243124
Q3 20244019
Q4 20243533
Q1 20253127
Q2 20252827
Q3 20252826
Q4 20252925
Q1 20262729

Biggest buyers

MORGAN STANLEY Added +321,863+321.9k
BANK OF AMERICA CORP /DE/ Added +53,498+53.5k
COHEN & STEERS, INC. Added +40,000+40.0k
LPL Financial LLC Added +34,696+34.7k
WOLVERINE ASSET MANAGEMENT LLC New +28,836+28.8k
NewEdge Advisors, LLC New +28,734+28.7k
Morse Asset Management, Inc Added +28,206+28.2k
OSAIC HOLDINGS, INC. Added +23,554+23.6k
MGO ONE SEVEN LLC New +20,563+20.6k
Venture Visionary Partners LLC Added +20,000+20.0k

Biggest sellers

WELLS FARGO & COMPANY/MN Reduced -171,728-171.7k
StoneX Group Inc. Sold out -111,324-111.3k
READYSTATE ASSET MANAGEMENT LP Sold out -93,845-93.8k
SIT INVESTMENT ASSOCIATES INC Reduced -22,653-22.7k
RAYMOND JAMES FINANCIAL INC Reduced -16,469-16.5k
DAYMARK WEALTH PARTNERS, LLC Reduced -13,473-13.5k
WMG Financial Advisors, LLC Sold out -12,150-12.2k
Alaska Wealth Advisors, LLC Sold out -11,500-11.5k
Carl P. Sherr & Co., LLC Sold out -11,325-11.3k
NOMURA HOLDINGS INC Sold out -11,125-11.1k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
MORGAN STANLEY 13G · institution +1.4 pts · filed 2026-08-13 12.8% +1.4 pts 3.5m≈ $51.2m 2026-08-13

Insider purchases and sales in Q1 2026

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

None reported in Q1 2026.

Holders, Q1 2026

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 3,168,1263.2m $45.9m $45.9m 0.00% Added +321.9k +321,863
2 SIT INVESTMENT ASSOCIATES INC 0.20% of their portfolio Minneapolis, MN 673,853673.9k $9.8m $9.8m 0.20% Reduced -22.7k -22,653
3 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 589,291589.3k $8.5m $8.5m 0.00% Added +53.5k +53,498
4 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 483,111483.1k $7.0m $7.0m 0.00% Added +34.7k +34,696
5 UBS Group AG 0.00% of their portfolio ZURICH, V8 194,726194.7k $2.8m $2.8m 0.00% Added +10.5k +10,498
6 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 190,971191.0k $2.8m $2.8m 0.00% Reduced -3.4k -3,408
7 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 169,340169.3k $2.5m $2.5m 0.00% Reduced -16.5k -16,469
8 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 162,307162.3k $2.4m $2.4m 0.00% Reduced -171.7k -171,728
9 Cooper Financial Group 0.23% of their portfolio IRVINE, CA 157,496157.5k $2.3m $2.3m 0.23% Added +2.7k +2,670
10 Venture Visionary Partners LLC 0.07% of their portfolio Sylvania, OH 141,622141.6k $2.1m $2.1m 0.07% Added +20.0k +20,000
11 COHEN & STEERS, INC. 0.00% of their portfolio NEW YORK, NY 140,924140.9k $2.0m $2.0m 0.00% Added +40.0k +40,000
12 Fiera Capital Corp 0.01% of their portfolio MONTREAL, A8 134,396134.4k $1.9m $1.9m 0.01% Reduced -6.3k -6,309
13 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 132,334132.3k $1.9m $1.9m 0.00% Added +23.6k +23,554
14 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 108,792108.8k $1.6m $1.6m 0.00% Added +19.8k +19,815
15 WHITTIER TRUST CO 0.02% of their portfolio SOUTH PASADENA, CA 100,514100.5k $1.4m $1.4m 0.02% Unchanged
16 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 89,38589.4k $1.3m $1.3m 0.00% Added +5.5k +5,515
17 Savvy Advisors, Inc. 0.03% of their portfolio NEW YORK, NY 83,38783.4k $1.2m $1.2m 0.03% Reduced -2.3k -2,281
18 DAYMARK WEALTH PARTNERS, LLC 0.04% of their portfolio CINCINNATI, OH 82,30782.3k $1.2m $1.2m 0.04% Reduced -13.5k -13,473
19 Morse Asset Management, Inc 0.24% of their portfolio DARIEN, CT 78,19378.2k $1.1m $1.1m 0.24% Added +28.2k +28,206
20 WEDBUSH SECURITIES INC 0.03% of their portfolio PASADENA, CA 70,85170.9k $1.0m $1.0m 0.03% Reduced -4.8k -4,812
21 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 56,39556.4k $817.7k $817.7k 0.00% Added +1.5k +1,487
22 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 55,69455.7k $807.6k $807.6k 0.00% Reduced -242 -242
23 Whipplewood Advisors, LLC 0.40% of their portfolio LITTLETON, CO 52,80652.8k $765.7k $765.7k 0.40% Reduced -15 -15
24 Xcel Wealth Management, LLC 0.20% of their portfolio Holly Hill, FL 50,11650.1k $726.7k $726.7k 0.20% Reduced -4.8k -4,753
25 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 48,67348.7k $705.8k $705.8k 0.00% Added +388 +388
26 OPPENHEIMER & CO INC 0.01% of their portfolio NEW YORK, NY 43,61043.6k $632.3k $632.3k 0.01% Added +2.2k +2,156
27 David J Yvars Group 0.26% of their portfolio UNIVERSITY PARK, FL 32,63232.6k $465.8k $465.8k 0.26% Reduced -556 -556
28 Intellus Advisors LLC 0.06% of their portfolio NAPLES, FL 31,98632.0k $463.8k $463.8k 0.06% Added +488 +488
29 Walker Asset Management, LLC 0.24% of their portfolio SPRINGFIELD, MO 31,20831.2k $452.5k $452.5k 0.24% Unchanged
30 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 30,89530.9k $448.0k $448.0k 0.00% Added +14.1k +14,096
31 JBR Co Financial Management Inc 0.18% of their portfolio ARDMORE, OK 29,05229.1k $433.5k $433.5k 0.18% Unchanged
32 WOLVERINE ASSET MANAGEMENT LLC 0.01% of their portfolio CHICAGO, IL 28,83628.8k $418.1k $418.1k 0.01% New
33 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 28,73428.7k $416.6k $416.6k 0.00% New
34 Private Advisor Group, LLC 0.00% of their portfolio MORRISTOWN, NJ 23,81823.8k $345.4k $345.4k 0.00% Reduced -1.8k -1,840
35 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 23,08423.1k $334.7k $334.7k 0.00% Added +2.1k +2,136
36 Fortitude Advisory Group L.L.C. 0.15% of their portfolio GIG HARBOR, WA 22,89622.9k $332.0k $332.0k 0.15% Unchanged
37 MGO ONE SEVEN LLC 0.01% of their portfolio Beachwood, OH 20,56320.6k $298.2k $298.2k 0.01% New
38 INVICTUS PRIVATE WEALTH, LLC 0.02% of their portfolio Denver, CO 18,45618.5k $267.6k $267.6k 0.02% Added +6.0k +5,950
39 Noble Wealth Management PBC 0.13% of their portfolio GREENWOOD VILLAGE, CO 18,10018.1k $262.4k $262.4k 0.13% Reduced -650 -650
40 Integrity Wealth Partners, LLC 0.23% of their portfolio WALNUT CREEK, CA 17,54317.5k $254.4k $254.4k 0.23% First filing
41 Estate Planners Group, LLC 0.12% of their portfolio YARDLEY, PA 16,69616.7k $242.1k $242.1k 0.12% Reduced -741 -741
42 LaSalle St. Investment Advisors, LLC 0.03% of their portfolio ELMHURST, IL 16,15916.2k $234.3k $234.3k 0.03% Added +1.3k +1,264
43 LANARK FINANCIAL, INC. 0.02% of their portfolio BIRMINGHAM, AL 15,55415.6k $225.5k $225.5k 0.02% Reduced -795 -795
44 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 13,29813.3k $192.8k $192.8k 0.00% Reduced -3.0k -3,027
45 Stratos Wealth Partners, LTD. 0.00% of their portfolio BEACHWOOD, OH 12,73712.7k $184.7k $184.7k 0.00% Reduced -274 -274
46 MOSAIC FAMILY WEALTH PARTNERS, LLC 0.02% of their portfolio ST. LOUIS, MO 11,63411.6k $168.7k $168.7k 0.02% Unchanged
47 Dynamic Advisor Solutions LLC 0.00% of their portfolio PHOENIX, AZ 10,48610.5k $152.0k $152.0k 0.00% Reduced -758 -758
48 Belpointe Asset Management LLC 0.01% of their portfolio RENO, NV 10,41110.4k $151.0k $151.0k 0.01% Added +97 +97
49 MAIMON WEALTH MANAGEMENT LTD. 0.12% of their portfolio RA'ANANA, L3 10,00010.0k $139.9k $139.9k 0.12% Unchanged
50 CoreCap Advisors, LLC 0.00% of their portfolio SOUTHFIELD, MI 9,2659.3k $134.3k $134.3k 0.00% Reduced -5.0k -5,000
51 EASTERN BANK 0.00% of their portfolio BOSTON, MA 4,2384.2k $61.5k $61.5k 0.00% Added +2.7k +2,700
52 Advisory Services Network, LLC 0.00% of their portfolio ATLANTA, GA 2,2712.3k $32.9k $32.9k 0.00% New
53 Spire Wealth Management 0.00% of their portfolio MCLEAN, VA 2,0002.0k $29.0k $29.0k 0.00% New
54 Fairscale Capital, LLC 0.02% of their portfolio NASHUA, NH 1,5871.6k $23.0k $23.0k 0.02% Unchanged
55 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 1,2001.2k $17.4k $17.4k 0.00% Unchanged
56 Farther Finance Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 820820 $11.9k $11.9k 0.00% Unchanged
57 Kentucky Trust Co 0.01% of their portfolio DANVILLE, KY 775775 $11.2k $11.2k 0.01% Unchanged
58 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.00% of their portfolio ORLANDO, FL 534534 $7.7k $7.7k 0.00% Unchanged
59 Advisors Asset Management, Inc. 0.00% of their portfolio Monument, CO 413413 $6.0k $6.0k 0.00% New
60 WHITTIER TRUST CO OF NEVADA INC 0.00% of their portfolio RENO, NV 175175 $2.5k $2.5k 0.00% Unchanged
61 HUNTINGTON NATIONAL BANK 0.00% of their portfolio COLUMBUS, OH 132132 $1.9k $1.9k 0.00% Reduced -67 -67
62 HIGHLINE WEALTH PARTNERS LLC 0.00% of their portfolio SHERMAN OAKS, CA 130130 $1.9k $1.9k 0.00% Unchanged
63 DHJJ Financial Advisors, Ltd. 0.00% of their portfolio NAPERVILLE, IL 1010 $145 $145 0.00% Unchanged