GUGGENHEIM TAXABLE MUNICP BO GBAB
COM · Closed-End Fund · CUSIP 401664107
65
institutional holders
+2 vs Q1 2023
5.4m
shares reported held*
$88.6mreported value*
4 new
26 added
16 reduced
4 sold out
net bought ≈ $4.4m (+269.0k shares)
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $16.30.
Trends to Q2 2023
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 58 |
| Q4 2022 | 63 |
| Q1 2023 | 63 |
| Q2 2023 | 65 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Bought or addedCut or sold out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q4 2022 | 26 | 32 |
| Q1 2023 | 33 | 22 |
| Q2 2023 | 30 | 20 |
Biggest buyers
| MORGAN STANLEY | Added | +226.1k |
| Janney Montgomery Scott LLC | Added | +108.7k |
| Farther Finance Advisors, LLC | New | +33.7k |
| LPL Financial LLC | Added | +18.8k |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | New | +16.0k |
| Cetera Investment Advisers | New | +10.3k |
| Cooper Financial Group | Added | +9.8k |
| BANK OF AMERICA CORP /DE/ | Added | +6.2k |
| Raymond James Financial Services Advisors, Inc. | Added | +4.8k |
| Xcel Wealth Management, LLC | Added | +4.2k |
Biggest sellers
| UBS Group AG | Reduced | -43.3k |
| SIT INVESTMENT ASSOCIATES INC | Sold out | -34.2k |
| WHITTIER TRUST CO | Reduced | -26.1k |
| Composition Wealth, LLC | Reduced | -21.6k |
| WILBANKS SMITH & THOMAS ASSET MANAGEMENT LLC | Sold out | -14.0k |
| WELLS FARGO & COMPANY/MN | Reduced | -9.5k |
| RAYMOND JAMES & ASSOCIATES | Reduced | -9.3k |
| B. Riley Wealth Advisors, Inc. | Reduced | -6.4k |
| KENFARB & CO. | Reduced | -3.9k |
| Walker Asset Management, LLC | Reduced | -3.2k |
Major shareholders (over 5%)
Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.
| Holder | Stake |
|---|---|
| MORGAN STANLEY 13G · institution +1.4 pts · filed 2026-08-13 | 12.8% |
Insider purchases and sales in Q2 2023
Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.
Officers and directors buying vs selling
Number of people, by quarter (10% owners not included)
BuyingSelling
Numbers
| Quarter | Buying | Bought | Selling | Sold | Sold under a plan |
|---|---|---|---|---|---|
| Q3 2021 | 0 | — | 0 | — | — |
| Q4 2021 | 0 | — | 0 | — | — |
| Q1 2022 | 0 | — | 0 | — | — |
| Q2 2022 | 0 | — | 0 | — | — |
| Q3 2022 | 1 | $31.5k | 0 | — | — |
| Q4 2022 | 1 | $15.5k | 0 | — | — |
| Q1 2023 | 0 | — | 0 | — | — |
| Q2 2023 | 0 | — | 0 | — | — |
None reported in Q2 2023.
Holders, Q2 2023
| Manager | Shares | Change |
|---|---|---|
| MORGAN STANLEY 0.00% of their portfolio | 1.4m $22.9m | Added +226.1k |
| GUGGENHEIM CAPITAL LLC 0.10% of their portfolio | 762.7k $12.4m | Unchanged |
| Janney Montgomery Scott LLC 0.02% of their portfolio | 349.9k $5.7m | Added +108.7k |
| UBS Group AG 0.00% of their portfolio | 300.4k $4.9m | Reduced -43.3k |
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 241.0k $3.9m | Added +6.2k |
| LPL Financial LLC 0.00% of their portfolio | 194.4k $3.2m | Added +18.8k |
| Invesco Ltd. 0.00% of their portfolio | 166.6k $2.7m | Added +3.3k |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 137.4k $2.2m | Added +516 |
| RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio | 131.8k $2.1m | Reduced -9.3k |
| INVICTUS PRIVATE WEALTH, LLC 0.22% of their portfolio | 126.3k $2.1m | Added +2.6k |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 108.6k $1.8m | Reduced -9.5k |
| Fiera Capital Corp 0.01% of their portfolio | 108.2k $1.8m | Unchanged |
| Bramshill Investments, LLC 0.16% of their portfolio | 106.4k $1.7m | Reduced -1.6k |
| U.S. Capital Wealth Advisors, LLC 0.08% of their portfolio | 103.0k $1.7m | Added +5 |
| REGATTA CAPITAL GROUP, LLC 0.43% of their portfolio | 83.2k $1.4m | Reduced -2.9k |
| OSAIC HOLDINGS, INC. 0.00% of their portfolio | 78.0k $1.3m | Reduced -2.7k |
| Xcel Wealth Management, LLC 0.37% of their portfolio | 72.7k $1.2m | Added +4.2k |
| KENFARB & CO. 0.99% of their portfolio | 70.0k $1.1m | Reduced -3.9k |
| STIFEL FINANCIAL CORP 0.00% of their portfolio | 68.4k $1.1m | Added +2.6k |
| WEDBUSH SECURITIES INC 0.04% of their portfolio | 53.6k $874.0k | Added +415 |
| Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio | 53.0k $864.1k | Added +4.8k |
| David J Yvars Group 0.65% of their portfolio | 48.1k $781.4k | Added +487 |
| Walker Asset Management, LLC 0.64% of their portfolio | 47.3k $771.2k | Reduced -3.2k |
| Bison Wealth, LLC 0.13% of their portfolio | 42.6k $693.7k | Added +3 |
| Composition Wealth, LLC 0.02% of their portfolio | 40.5k $659.9k | Reduced -21.6k |
| Cooper Financial Group 0.16% of their portfolio | 38.5k $627.1k | Added +9.8k |
| Dynamic Advisor Solutions LLC 0.03% of their portfolio | 34.6k $564.7k | Reduced -2.3k |
| Farther Finance Advisors, LLC 0.12% of their portfolio | 33.7k $549.1k | New |
| Kestra Advisory Services, LLC 0.00% of their portfolio | 29.7k $483.7k | Added +1.0k |
| Private Advisor Group, LLC 0.00% of their portfolio | 28.4k $462.6k | Added +217 |
| SCHNIEDERS CAPITAL MANAGEMENT LLC 0.10% of their portfolio | 27.9k $455.6k | Unchanged |
| NWF Advisory Services Inc. 0.10% of their portfolio | 26.8k $436.8k | Unchanged |
| B. Riley Wealth Advisors, Inc. 0.01% of their portfolio | 24.6k $400.8k | Reduced -6.4k |
| BANK OF MONTREAL /CAN/ 0.00% of their portfolio | 22.5k $369.9k | Unchanged |
| Baird Financial Group, Inc. 0.00% of their portfolio | 21.6k $352.0k | Added +564 |
| RAYMOND JAMES TRUST N.A. 0.01% of their portfolio | 18.8k $306.0k | Unchanged |
| Fortitude Advisory Group L.L.C. 0.21% of their portfolio | 17.5k $284.9k | Added +2.0k |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio | 16.0k $260.6k | New |
| King Wealth Management Group 0.05% of their portfolio | 15.3k $250.0k | Added +49 |
| HighTower Advisors, LLC 0.00% of their portfolio | 14.5k $236.0k | Added +59 |
| WHITTIER TRUST CO 0.00% of their portfolio | 13.5k $220.0k | Reduced -26.1k |
| Stratos Wealth Partners, LTD. 0.00% of their portfolio | 13.5k $219.9k | Added +1.5k |
| CoreCap Advisors, LLC 0.01% of their portfolio | 12.5k $203.2k | First filing |
| COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio | 12.4k $202.0k | Added +128 |
| Carlton Hofferkamp & Jenks Wealth Management, LLC 0.09% of their portfolio | 12.1k $194.1k | Reduced -200 |
| Benedetti & Gucer, Inc. 0.10% of their portfolio | 12.0k $196.0k | Added +300 |
| Triad Investment Management 0.27% of their portfolio | 11.8k $192.6k | Reduced -225 |
| Rockefeller Capital Management L.P. 0.00% of their portfolio | 11.7k $191.0k | First filing |
| Carl P. Sherr & Co., LLC 0.12% of their portfolio | 11.3k $184.6k | Unchanged |
| Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio | 10.9k $177.0k | Reduced -1.2k |
| Good Life Advisors, LLC 0.02% of their portfolio | 10.5k $171.7k | Unchanged |
| Sigma Planning Corp 0.01% of their portfolio | 10.4k $169.8k | Added +238 |
| Cetera Investment Advisers 0.00% of their portfolio | 10.3k $168.0k | New |
| Spire Wealth Management 0.00% of their portfolio | 3.4k $55.3k | Unchanged |
| Register Financial Advisors LLC 0.04% of their portfolio | 3.1k $50.8k | Unchanged |
| CWM, LLC 0.00% of their portfolio | 2.3k $37.0k | Unchanged |
| IFP Advisors, Inc 0.00% of their portfolio | 1.3k $24.5k | Added +650 |
| WHITTIER TRUST CO OF NEVADA INC 0.00% of their portfolio | 845 $13.8k | Reduced -600 |
| Nemes Rush Group LLC 0.00% of their portfolio | 750 $12.2k | First filing |
| CARY STREET PARTNERS INVESTMENT ADVISORY LLC 0.00% of their portfolio | 650 $10.6k | Unchanged |
| Parallel Advisors, LLC 0.00% of their portfolio | 394 $6.4k | Unchanged |
| ORG Partners LLC 0.00% of their portfolio | 368 $6.0k | New |
| Steward Partners Investment Advisory, LLC 0.00% of their portfolio | 240 $3.9k | Unchanged |
| Sound Income Strategies, LLC 0.00% of their portfolio | 40 $652 | Unchanged |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio | 0 $0 | Unchanged |