Vault-13

GUGGENHEIM TAXABLE MUNICP BO GBAB

COM · Closed-End Fund · CUSIP 401664107

60 institutional holders -3 vs Q1 2026
8,248,5318.2m shares reported held*
$119.3mreported value*
6 new 22 added 21 reduced 8 sold out net bought ≈ $7.4m (+508.7k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $14.46.

Trends to Q2 2026

Institutional holders

Managers reporting a position, each quarter

0255075Q3 22: 58Q4 22: 63Q1 23: 63Q2 23: 65Q3 23: 64Q4 23: 60Q1 24: 63Q2 24: 64Q3 24: 67Q4 24: 73Q1 25: 63Q2 25: 63Q3 25: 62Q4 25: 65Q1 26: 63Q2 26: 6060Q3 22Q3 23Q3 24Q3 25Q2 26
Numbers
QuarterHolders
Q3 202258
Q4 202263
Q1 202363
Q2 202365
Q3 202364
Q4 202360
Q1 202463
Q2 202464
Q3 202467
Q4 202473
Q1 202563
Q2 202563
Q3 202562
Q4 202565
Q1 202663
Q2 202660

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q3 24: 40 bought or addedQ3 24: 19 cut or sold outQ4 24: 35 bought or addedQ4 24: 33 cut or sold outQ4 24Q1 25: 31 bought or addedQ1 25: 27 cut or sold outQ2 25: 28 bought or addedQ2 25: 27 cut or sold outQ2 25Q3 25: 28 bought or addedQ3 25: 26 cut or sold outQ4 25: 29 bought or addedQ4 25: 25 cut or sold outQ4 25Q1 26: 27 bought or addedQ1 26: 29 cut or sold outQ2 26: 28 bought or addedQ2 26: 29 cut or sold outQ2 26
Numbers
QuarterBought or addedCut or sold out
Q3 20244019
Q4 20243533
Q1 20253127
Q2 20252827
Q3 20252826
Q4 20252925
Q1 20262729
Q2 20262829

Biggest buyers

MORGAN STANLEY Added +374,754+374.8k
RIVERNORTH CAPITAL MANAGEMENT, LLC New +288,901+288.9k
SIT INVESTMENT ASSOCIATES INC Added +127,802+127.8k
JBR Co Financial Management Inc Added +40,813+40.8k
Invesco Ltd. Added +39,788+39.8k
WELLS FARGO & COMPANY/MN Added +19,534+19.5k
OSAIC HOLDINGS, INC. Added +18,988+19.0k
XTX Topco Ltd New +15,498+15.5k
Advisors Asset Management, Inc. Added +14,638+14.6k
FIRST FOUNDATION ADVISORS New +14,350+14.3k

Biggest sellers

BANK OF AMERICA CORP /DE/ Reduced -316,322-316.3k
LPL Financial LLC Reduced -65,076-65.1k
WOLVERINE ASSET MANAGEMENT LLC Sold out -28,836-28.8k
Xcel Wealth Management, LLC Reduced -15,858-15.9k
OPPENHEIMER & CO INC Reduced -14,225-14.2k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Sold out -13,298-13.3k
RAYMOND JAMES FINANCIAL INC Reduced -10,527-10.5k
Dynamic Advisor Solutions LLC Sold out -10,486-10.5k
Belpointe Asset Management LLC Sold out -10,411-10.4k
JANE STREET GROUP, LLC Reduced -10,354-10.4k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
MORGAN STANLEY 13G · institution +1.4 pts · filed 2026-08-13 12.8% +1.4 pts 3.5m≈ $51.2m 2026-08-13

Insider purchases and sales since 1 Apr 2026

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

DateInsiderTradeSharesPrice ValueTheir holding
2026-09-14 Li Allen Portfolio Manager Bought 700 $13.33 $9.3k700 shares +70%
2026-09-08 Li Allen Portfolio Manager Bought 1,000 $13.59 $13.6k1.0k shares new

Their holding: how much the trade added to or took from the insider's holding (direct, or the trust or fund named). The same trade is sometimes reported by more than one insider, such as a fund and the director who represents it; totals count it once. A value is left blank where the reported price is far from the market price (usually a typo).

Holders, Q2 2026

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 3,542,8803.5m $51.2m $51.2m 0.00% Added +374.8k +374,754
2 SIT INVESTMENT ASSOCIATES INC 0.22% of their portfolio Minneapolis, MN 801,655801.7k $11.6m $11.6m 0.22% Added +127.8k +127,802
3 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 418,035418.0k $6.0m $6.0m 0.00% Reduced -65.1k -65,076
4 RIVERNORTH CAPITAL MANAGEMENT, LLC 0.20% of their portfolio WEST PALM BEACH, FL 288,901288.9k $4.2m $4.2m 0.20% New
5 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 272,969273.0k $3.9m $3.9m 0.00% Reduced -316.3k -316,322
6 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 230,759230.8k $3.3m $3.3m 0.00% Added +39.8k +39,788
7 UBS Group AG 0.00% of their portfolio ZURICH, V8 193,113193.1k $2.8m $2.8m 0.00% Reduced -1.6k -1,613
8 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 181,841181.8k $2.6m $2.6m 0.00% Added +19.5k +19,534
9 Cooper Financial Group 0.20% of their portfolio IRVINE, CA 164,368164.4k $2.4m $2.4m 0.20% Added +6.9k +6,872
10 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 158,813158.8k $2.3m $2.3m 0.00% Reduced -10.5k -10,527
11 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 151,322151.3k $2.2m $2.2m 0.00% Added +19.0k +18,988
12 Venture Visionary Partners LLC 0.06% of their portfolio Sylvania, OH 141,622141.6k $2.0m $2.0m 0.06% Unchanged
13 COHEN & STEERS, INC. 0.00% of their portfolio NEW YORK, NY 140,924140.9k $2.0m $2.0m 0.00% Unchanged
14 Fiera Capital Corp 0.01% of their portfolio MONTREAL, A8 138,884138.9k $2.0m $2.0m 0.01% Added +4.5k +4,488
15 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 103,718103.7k $1.5m $1.5m 0.00% Reduced -5.1k -5,074
16 WHITTIER TRUST CO 0.01% of their portfolio SOUTH PASADENA, CA 100,514100.5k $1.4m $1.4m 0.01% Unchanged
17 Savvy Advisors, Inc. 0.03% of their portfolio NEW YORK, NY 83,94983.9k $1.2m $1.2m 0.03% Added +562 +562
18 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 82,86182.9k $1.2m $1.2m 0.00% Reduced -6.5k -6,524
19 DAYMARK WEALTH PARTNERS, LLC 0.03% of their portfolio CINCINNATI, OH 82,10782.1k $1.2m $1.2m 0.03% Reduced -200 -200
20 Morse Asset Management, Inc 0.19% of their portfolio DARIEN, CT 78,94478.9k $1.1m $1.1m 0.19% Added +751 +751
21 WEDBUSH SECURITIES INC 0.03% of their portfolio PASADENA, CA 77,97278.0k $1.1m $1.1m 0.03% Added +7.1k +7,121
22 JBR Co Financial Management Inc 0.37% of their portfolio ARDMORE, OK 69,86569.9k $1.0m $1.0m 0.37% Added +40.8k +40,813
23 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 60,49460.5k $874.8k $874.8k 0.00% Added +4.1k +4,099
24 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 55,49455.5k $802.4k $802.4k 0.00% Reduced -200 -200
25 Whipplewood Advisors, LLC 0.51% of their portfolio LITTLETON, CO 52,36452.4k $757.2k $757.2k 0.51% Reduced -442 -442
26 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 45,55845.6k $658.8k $658.8k 0.00% Reduced -3.1k -3,115
27 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 41,72741.7k $603.4k $603.4k 0.00% Added +13.0k +12,993
28 Intellus Advisors LLC 0.07% of their portfolio NAPLES, FL 39,66839.7k $573.6k $573.6k 0.07% Added +7.7k +7,682
29 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 34,85034.9k $503.9k $503.9k 0.00% Added +4.0k +3,955
30 Xcel Wealth Management, LLC 0.12% of their portfolio Holly Hill, FL 34,25834.3k $495.4k $495.4k 0.12% Reduced -15.9k -15,858
31 INVICTUS PRIVATE WEALTH, LLC 0.03% of their portfolio Denver, CO 32,72332.7k $473.2k $473.2k 0.03% Added +14.3k +14,267
32 David J Yvars Group 0.23% of their portfolio UNIVERSITY PARK, FL 32,31532.3k $466.3k $466.3k 0.23% Reduced -317 -317
33 OPPENHEIMER & CO INC 0.00% of their portfolio NEW YORK, NY 29,38529.4k $424.9k $424.9k 0.00% Reduced -14.2k -14,225
34 Walker Asset Management, LLC 0.20% of their portfolio SPRINGFIELD, MO 27,34827.3k $395.5k $395.5k 0.20% Reduced -3.9k -3,860
35 MGO ONE SEVEN LLC 0.01% of their portfolio Beachwood, OH 23,95924.0k $346.5k $346.5k 0.01% Added +3.4k +3,396
36 Fortitude Advisory Group L.L.C. 0.13% of their portfolio GIG HARBOR, WA 23,58523.6k $341.0k $341.0k 0.13% Added +689 +689
37 Private Advisor Group, LLC 0.00% of their portfolio MORRISTOWN, NJ 21,95822.0k $317.5k $317.5k 0.00% Reduced -1.9k -1,860
38 Noble Wealth Management PBC 0.12% of their portfolio GREENWOOD VILLAGE, CO 18,52518.5k $267.9k $267.9k 0.12% Added +425 +425
39 LANARK FINANCIAL, INC. 0.02% of their portfolio BIRMINGHAM, AL 17,77317.8k $257.0k $257.0k 0.02% Added +2.2k +2,219
40 Estate Planners Group, LLC 0.11% of their portfolio YARDLEY, PA 16,17916.2k $233.9k $233.9k 0.11% Reduced -517 -517
41 XTX Topco Ltd 0.00% of their portfolio LONDON, X0 15,49815.5k $224.1k $224.1k 0.00% New
42 Advisors Asset Management, Inc. 0.00% of their portfolio Monument, CO 15,05115.1k $217.6k $217.6k 0.00% Added +14.6k +14,638
43 LaSalle St. Investment Advisors, LLC 0.03% of their portfolio ELMHURST, IL 14,99315.0k $216.8k $216.8k 0.03% Reduced -1.2k -1,166
44 FIRST FOUNDATION ADVISORS 0.01% of their portfolio Irvine, CA 14,35014.3k $207.5k $207.5k 0.01% New
45 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 12,73012.7k $184.1k $184.1k 0.00% Reduced -10.4k -10,354
46 Stratos Wealth Partners, LTD. 0.00% of their portfolio BEACHWOOD, OH 11,33711.3k $163.9k $163.9k 0.00% Reduced -1.4k -1,400
47 Carl P. Sherr & Co., LLC 0.07% of their portfolio WORCESTER, MA 11,32511.3k $163.8k $163.8k 0.07% New
48 MOSAIC FAMILY WEALTH PARTNERS, LLC 0.01% of their portfolio ST. LOUIS, MO 10,66410.7k $154.2k $154.2k 0.01% Reduced -970 -970
49 MAIMON WEALTH MANAGEMENT LTD. 0.11% of their portfolio RA'ANANA, L3 10,00010.0k $144.6k $144.6k 0.11% Unchanged
50 CoreCap Advisors, LLC 0.00% of their portfolio SOUTHFIELD, MI 6,7756.8k $98.0k $98.0k 0.00% Reduced -2.5k -2,490
51 EASTERN BANK 0.00% of their portfolio BOSTON, MA 4,2384.2k $61.3k $61.3k 0.00% Unchanged
52 Fairscale Capital, LLC 0.01% of their portfolio NASHUA, NH 1,5871.6k $22.9k $22.9k 0.01% Unchanged
53 Clear Street Group Inc. 0.00% of their portfolio NEW YORK, NY 1,4261.4k $20.6k $20.6k 0.00% New
54 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 1,2001.2k $17.4k $17.4k 0.00% Unchanged
55 Farther Finance Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 820820 $11.9k $11.9k 0.00% Unchanged
56 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.00% of their portfolio ORLANDO, FL 778778 $11.1k $11.1k 0.00% Added +244 +244
57 Kentucky Trust Co 0.01% of their portfolio DANVILLE, KY 775775 $11.2k $11.2k 0.01% Unchanged
58 Integrated Wealth Concepts LLC 0.00% of their portfolio WALTHAM, MA 500500 $7.2k $7.2k 0.00% New
59 WHITTIER TRUST CO OF NEVADA INC 0.00% of their portfolio RENO, NV 175175 $2.5k $2.5k 0.00% Unchanged
60 HIGHLINE WEALTH PARTNERS LLC 0.00% of their portfolio SHERMAN OAKS, CA 130130 $1.9k $1.9k 0.00% Unchanged