GUESS INC GES 2 04.15.24
NOTE 2.000% 4/1 · US DOMESTIC · CUSIP 401617AD7
20
institutional holders
-13 vs Q1 2023
321.0k
shares reported held*
$116.7mreported value*
1 new
4 added
2 reduced
14 sold out
net sold ≈ $215.1m (+150.0k shares)
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($11.3m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $398.53.
Trends to Q2 2023
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 32 |
| Q4 2022 | 36 |
| Q1 2023 | 33 |
| Q2 2023 | 20 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Bought or addedCut or sold out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q4 2022 | 11 | 12 |
| Q1 2023 | 12 | 11 |
| Q2 2023 | 5 | 16 |
Biggest buyers
| DeepCurrents Investment Group LLC | Added | +1.8m |
| DEUTSCHE BANK AG\ | Added | +213.0k |
| JANE STREET GROUP, LLC | New | +150.0k |
| Jefferies Financial Group Inc. | Added | +72.0k |
| Verition Fund Management LLC | Added | +1.8k |
Biggest sellers
| LAZARD ASSET MANAGEMENT LLC | Sold out | -57.9m |
| DLD Asset Management, LP | Sold out | -31.9m |
| STEELHEAD PARTNERS LLC | Sold out | -26.9m |
| GOLDMAN SACHS GROUP INC | Sold out | -17.9m |
| D. E. Shaw & Co., Inc. | Sold out | -15.6m |
| Calamos Advisors LLC | Sold out | -15.0m |
| CSS LLC/IL | Sold out | -14.9m |
| BOOTHBAY FUND MANAGEMENT, LLC | Sold out | -12.6m |
| TENOR CAPITAL MANAGEMENT Co., L.P. | Sold out | -5.8m |
| Wellesley Asset Management | Reduced | -5.5m |
Holders, Q2 2023
| Manager | Shares | Change |
|---|---|---|
| Wellesley Asset Management 3.72% of their portfolio | 44.6m $45.8m | Reduced -5.5m |
| DeepCurrents Investment Group LLC 1.55% of their portfolio | 35.2m $36.1m | Added +1.8m |
| JPMORGAN CHASE & CO 0.00% of their portfolio | 12.9m $13.3m | Unchanged |
| Parallax Volatility Advisers, L.P. 0.24% of their portfolio | 7.0m $7.0m | Unchanged |
| ADVENT CAPITAL MANAGEMENT /DE/ 0.10% of their portfolio | 5.0m $5.1m | Unchanged |
| DEUTSCHE BANK AG\ 0.00% of their portfolio | 4.7m $4.7m | Added +213.0k |
| Walleye Capital LLC 0.07% of their portfolio | 3.7m $3.8m | Reduced -4.6m |
| Jefferies Financial Group Inc. 0.00% of their portfolio | 167.0k $173.7k | Added +72.0k |
| JANE STREET GROUP, LLC 0.00% of their portfolio | 150.0k $154.7k | New |
| D.A. DAVIDSON & CO. 0.00% of their portfolio | 135.0k $135.5k | Unchanged |
| MORGAN STANLEY 0.00% of their portfolio | 100.0k $100.3k | Unchanged |
| Cetera Advisors LLC 0.00% of their portfolio | 97.0k $97.3k | Unchanged |
| CITIGROUP INC 0.00% of their portfolio | 44.0k $44.1k | Unchanged |
| ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio | 38.0k $38.1k | Unchanged |
| Cetera Advisor Networks LLC 0.00% of their portfolio | 36.0k $36.1k | Unchanged |
| STIFEL FINANCIAL CORP 0.00% of their portfolio | 13.0k $13.1k | Unchanged |
| Verition Fund Management LLC 0.18% of their portfolio | 11.1k $11.3m | Added +1.8k |
| Rehmann Capital Advisory Group 0.00% of their portfolio | 38 $38.1k | Unchanged |
| OSAIC HOLDINGS, INC. 0.00% of their portfolio | 35 $35.1k | Unchanged |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio | 0 $0 | Unchanged |