GRIFOLS S A GRFS
SP ADR REP B NVT · ADR · CUSIP 398438408
- SectorHealth care
- IndustryPharmaceutical Preparations
- HeadquartersNew York, NY
- FilingsSEC EDGAR
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($114.8k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $6.68. Options: 14 managers hold calls ($37.4m notional), 9 hold puts ($7.4m).
Trends to Q1 2024
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 124 |
| Q4 2022 | 128 |
| Q1 2023 | 128 |
| Q2 2023 | 135 |
| Q3 2023 | 135 |
| Q4 2023 | 145 |
| Q1 2024 | 132 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q4 2022 | 67 | 55 |
| Q1 2023 | 65 | 51 |
| Q2 2023 | 61 | 50 |
| Q3 2023 | 59 | 51 |
| Q4 2023 | 67 | 54 |
| Q1 2024 | 57 | 86 |
Calls vs puts
Options held, notional value, last 4 quarters. P/C = puts ÷ calls
Numbers
| Quarter | Calls | Puts | P/C |
|---|---|---|---|
| Q2 2023 | $5.2m | $2.2m | 0.42 |
| Q3 2023 | $475.0k | $2.5m | 5.19 |
| Q4 2023 | $1.1m | $2.0m | 1.89 |
| Q1 2024 | $37.4m | $7.4m | 0.20 |
Biggest buyers
| Permian Investment Partners, LP | New | +12.8m |
| ARMISTICE CAPITAL, LLC | New | +6.6m |
| BRANDES INVESTMENT PARTNERS, LP | Added | +3.6m |
| GOLDMAN SACHS GROUP INC | Added | +2.3m |
| Black Creek Investment Management Inc. | Added | +2.2m |
| T. Rowe Price Investment Management, Inc. | New | +2.0m |
| HARRIS ASSOCIATES L P | Added | +1.1m |
| BANK OF AMERICA CORP /DE/ | Added | +1.0m |
| Capital World Investors | Added | +961.7k |
| UBS Group AG | Added | +509.8k |
Biggest sellers
| FIRST TRUST ADVISORS LP | Sold out | -4.7m |
| Capital Research Global Investors | Reduced | -3.5m |
| FIL Ltd | Sold out | -1.8m |
| WHITEBOX ADVISORS LLC | Reduced | -1.8m |
| JPMORGAN CHASE & CO | Reduced | -1.7m |
| Hudson Bay Capital Management LP | Sold out | -1.5m |
| MILLENNIUM MANAGEMENT LLC | Reduced | -1.4m |
| Pictet Asset Management Holding SA | Reduced | -773.8k |
| Point72 Asset Management, L.P. | Reduced | -772.3k |
| FRED ALGER MANAGEMENT, LLC | Sold out | -439.1k |
Biggest calls
| Flat Footed LLC | New | $12.3m1.8m shares |
| SIMPLEX TRADING, LLC | Added | $7.6m1.1m shares |
| GROUP ONE TRADING LLC | Added | $5.9m880.0k shares |
| MILLENNIUM MANAGEMENT LLC | New | $3.0m444.4k shares |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Added | $2.7m398.2k shares |
| Point72 Asset Management, L.P. | New | $2.0m301.0k shares |
| CITADEL ADVISORS LLC | Added | $1.2m184.2k shares |
| GOLDMAN SACHS GROUP INC | New | $907.8k135.9k shares |
| DRW Securities, LLC | New | $849.7k127.2k shares |
| WOLVERINE TRADING, LLC | New | $319.3k47.8k shares |
Biggest puts
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Added | $3.0m448.8k shares |
| CITADEL ADVISORS LLC | Added | $1.1m169.2k shares |
| MILLENNIUM MANAGEMENT LLC | Added | $855.0k128.0k shares |
| GOLDMAN SACHS GROUP INC | New | $733.5k109.8k shares |
| SIMPLEX TRADING, LLC | Added | $656.0k98.3k shares |
| GROUP ONE TRADING LLC | Added | $637.9k95.5k shares |
| WOLVERINE TRADING, LLC | New | $251.8k37.7k shares |
| Belvedere Trading LLC | New | $170.3k25.5k shares |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | Unchanged | $00 shares |
Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.
Major shareholders (over 5%)
Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.
| Holder | Stake |
|---|---|
| BRANDES INVESTMENT PARTNERS, LP 13G · institution +3.6 pts · filed 2026-05-14 | 24.3% |
| Permian Investment Partners, LP 13G · exempt (held before listing) +0.8 pts · filed 2026-02-17 | 7.1% |
Insider purchases and sales in Q1 2024
Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.
None reported in Q1 2024.
Holders, Q1 2024
| Manager | Shares | Change |
|---|---|---|
| Capital World Investors 0.02% of their portfolio | 20.7m $138.6m | Added +961.7k |
| BRANDES INVESTMENT PARTNERS, LP 1.47% of their portfolio | 17.1m $114.3m | Added +3.6m |
| MILLENNIUM MANAGEMENT LLC 0.08% of their portfolio | 14.4m $95.9m | Reduced -1.4m |
| Permian Investment Partners, LP 11.07% of their portfolio | 12.8m $85.8m | New |
| Black Creek Investment Management Inc. 2.31% of their portfolio | 11.5m $76.5m | Added +2.2m |
| Flat Footed LLC 24.02% of their portfolio | 7.0m $47.0m | Reduced -321.9k |
| ARMISTICE CAPITAL, LLC 1.18% of their portfolio | 6.6m $44.4m | New |
| Pictet Asset Management Holding SA 0.05% of their portfolio | 6.4m $42.6m | Reduced -773.8k |
| MORGAN STANLEY 0.00% of their portfolio | 5.7m $37.9m | Reduced -301.1k |
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 5.3m $35.1m | Added +1.0m |
| HARRIS ASSOCIATES L P 0.04% of their portfolio | 3.9m $25.8m | Added +1.1m |
| GOLDMAN SACHS GROUP INC 0.00% of their portfolio | 3.2m $21.1m | Added +2.3m |
| NORGES BANK 0.00% of their portfolio | 2.3m $15.1m | Unchanged |
| BlackRock Inc. 0.00% of their portfolio | 2.2m $15.0m | Added +182.4k |
| SEI INVESTMENTS CO 0.02% of their portfolio | 2.1m $14.1m | Added +107.0k |
| JPMORGAN CHASE & CO 0.00% of their portfolio | 2.1m $14.1m | Reduced -1.7m |
| NEW YORK STATE COMMON RETIREMENT FUND 0.02% of their portfolio | 2.1m $13.7m | Unchanged |
| T. Rowe Price Investment Management, Inc. 0.01% of their portfolio | 2.0m $13.5m | New |
| WHITEBOX ADVISORS LLC 0.47% of their portfolio | 1.9m $12.4m | Reduced -1.8m |
| JANUS HENDERSON GROUP PLC 0.01% of their portfolio | 1.5m $10.0m | Reduced -327.1k |
| Ruffer LLP 0.22% of their portfolio | 850.0k $5.7m | Reduced -226.3k |
| Capital Research Global Investors 0.00% of their portfolio | 793.7k $5.3m | Reduced -3.5m |
| UBS Group AG 0.00% of their portfolio | 578.7k $3.9m | Added +509.8k |
| BARCLAYS PLC 0.00% of their portfolio | 572.3k $3.8m | Added +190.3k |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 541.8k $3.6m | Added +25.4k |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio | 498.0k $3.3m | New |
| CAPITAL INTERNATIONAL SARL 0.10% of their portfolio | 437.3k $2.9m | Added +48.5k |
| STATE STREET CORP 0.00% of their portfolio | 431.4k $2.9m | Added +14.9k |
| HAWK RIDGE CAPITAL MANAGEMENT LP 0.13% of their portfolio | 427.8k $2.9m | New |
| CAPITAL INTERNATIONAL LTD /CA/ 0.13% of their portfolio | 408.1k $2.7m | Added +19.0k |
| ARROWSTREET CAPITAL, LIMITED PARTNERSHIP 0.00% of their portfolio | 375.2k $2.5m | Added +296.7k |
| Hennion & Walsh Asset Management, Inc. 0.12% of their portfolio | 326.0k $2.2m | Added +71.4k |
| Anthracite Investment Company, Inc. 0.99% of their portfolio | 294.9k $2.0m | New |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 252.4k $1.7m | Reduced -3.9k |
| ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio | 238.3k $1.6m | Added +244 |
| SIMPLEX TRADING, LLC 0.05% of their portfolio | 236.0k $1.6m | Added +234.1k |
| GROUP ONE TRADING LLC 0.05% of their portfolio | 229.5k $1.5m | New |
| Capital International, Inc./CA/ 0.02% of their portfolio | 200.7k $1.3m | Reduced -21 |
| Henry James International Management Inc. 0.36% of their portfolio | 175.5k $1.2m | Unchanged |
| HANTZ FINANCIAL SERVICES, INC. 0.02% of their portfolio | 173.6k $1.2m | Reduced -2.1k |
| WOLVERINE ASSET MANAGEMENT LLC 0.02% of their portfolio | 164.7k $1.1m | Added +118.8k |
| Point72 Asset Management, L.P. 0.00% of their portfolio | 143.1k $956.2k | Reduced -772.3k |
| CITADEL ADVISORS LLC 0.00% of their portfolio | 131.2k $876.6k | Reduced -175.0k |
| GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio | 125.2k $836.5k | Reduced -2.8k |
| Amundi 0.00% of their portfolio | 105.8k $691.9k | Added +7.8k |
| Pathstone Holdings, LLC 0.00% of their portfolio | 91.4k $610.6k | Added +78.0k |
| CAPITAL GROUP INVESTMENT MANAGEMENT PTE. LTD. 0.10% of their portfolio | 82.0k $547.5k | Added +8.7k |
| NATIXIS ADVISORS, LLC 0.00% of their portfolio | 71.3k $476.0k | Reduced -93.9k |
| BANK OF MONTREAL /CAN/ 0.00% of their portfolio | 62.9k $420.5k | Reduced -4.2k |
| Ramirez Asset Management, Inc. 0.08% of their portfolio | 60.6k $404.8k | Added +12.7k |
| DekaBank Deutsche Girozentrale 0.00% of their portfolio | 50.0k $316.0k | New |
| Mint Tower Capital Management B.V. 0.10% of their portfolio | 42.2k $282.0k | New |
| LPL Financial LLC 0.00% of their portfolio | 41.6k $278.2k | New |
| GREENLEAF TRUST 0.00% of their portfolio | 41.3k $275.9k | Added +1.4k |
| Arax Advisory Partners 0.03% of their portfolio | 39.2k $261.8k | New |
| OPPENHEIMER ASSET MANAGEMENT INC. 0.00% of their portfolio | 35.8k $238.9k | Reduced -434 |
| BNP PARIBAS FINANCIAL MARKETS 0.00% of their portfolio | 35.2k $235.4k | Reduced -103.7k |
| Aspen Wealth Management LLC 0.09% of their portfolio | 35.2k $234.9k | Unchanged |
| Mitsubishi UFJ Asset Management Co., Ltd. 0.00% of their portfolio | 33.2k $222.0k | Reduced -1.6k |
| Quantinno Capital Management LP 0.00% of their portfolio | 32.6k $218.0k | Reduced -24.1k |
| LANARK FINANCIAL, INC. 0.02% of their portfolio | 28.1k $187.0k | Reduced -225 |
| FARALLON CAPITAL MANAGEMENT, L.L.C. 0.00% of their portfolio | 28.0k $187.0k | Not comparable |
| GABELLI FUNDS LLC 0.00% of their portfolio | 27.5k $184.0k | Reduced -185.2k |
| Erste Asset Management GmbH 0.00% of their portfolio | 27.1k $179.9k | Unchanged |
| Corient Private Wealth LP 0.00% of their portfolio | 26.5k $177.1k | Added +9.6k |
| Cerity Partners LLC 0.00% of their portfolio | 25.1k $167.5k | Reduced -21.2k |
| GAMCO INVESTORS, INC. ET AL 0.00% of their portfolio | 25.0k $166.9k | Reduced -2.8k |
| Cetera Investment Advisers 0.00% of their portfolio | 24.8k $166.0k | Added +7.5k |
| China Universal Asset Management Co., Ltd. 0.02% of their portfolio | 23.5k $156.7k | Added +9.3k |
| Sequoia Financial Advisors, LLC 0.00% of their portfolio | 22.6k $150.8k | Reduced -523 |
| Vident Advisory, LLC 0.00% of their portfolio | 22.0k $147.2k | Reduced -591 |
| GABELLI & Co INVESTMENT ADVISERS, INC. 0.02% of their portfolio | 19.6k $130.6k | Reduced -108.3k |
| OSAIC HOLDINGS, INC. 0.00% of their portfolio | 19.0k $126.7k | Added +3.4k |
| US BANCORP \DE\ 0.00% of their portfolio | 18.2k $121.6k | Reduced -5.0k |
| Cubist Systematic Strategies, LLC 0.00% of their portfolio | 17.0k $113.7k | Reduced -1.8k |
| FMR LLC 0.00% of their portfolio | 16.5k $110.4k | Reduced -36.0k |
| First Trust Direct Indexing L.P. 0.01% of their portfolio | 15.7k $105.2k | Reduced -32.1k |
| RHUMBLINE ADVISERS 0.00% of their portfolio | 15.6k $104.3k | Unchanged |
| DEUTSCHE BANK AG\ 0.00% of their portfolio | 15.6k $104.2k | Reduced -40.5k |
| WOLVERINE TRADING, LLC 0.00% of their portfolio | 15.4k $102.6k | New |
| RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio | 15.0k $99.9k | Added +4.0k |
| Creative Planning 0.00% of their portfolio | 14.8k $98.9k | Reduced -2.4k |
| Mariner, LLC 0.00% of their portfolio | 13.8k $92.2k | Reduced -22.0k |
| Schechter Investment Advisors, LLC 0.01% of their portfolio | 12.1k $80.7k | Reduced -76.2k |
| Cohen Investment Advisors LLC 0.05% of their portfolio | 12.0k $80.3k | New |
| HRT FINANCIAL LP 0.00% of their portfolio | 11.8k $78.0k | New |
| Laird Norton Wetherby Wealth Management, LLC 0.00% of their portfolio | 10.7k $71.3k | Reduced -1.2k |
| AMERIPRISE FINANCIAL INC 0.00% of their portfolio | 10.5k $70.1k | Reduced -111.2k |
| Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio | 10.2k $68.3k | Unchanged |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio | 9.7k $64.7k | Added +321 |
| Belvedere Trading LLC 0.00% of their portfolio | 7.3k $48.8k | New |
| QUADRANT CAPITAL GROUP LLC 0.00% of their portfolio | 5.6k $37.3k | Reduced -693 |
| GROUPAMA ASSET MANAGMENT 0.00% of their portfolio | 5.1k $45.6k | New |
| PNC Financial Services Group, Inc. 0.00% of their portfolio | 4.9k $32.9k | Reduced -1.4k |
| Allworth Financial LP 0.00% of their portfolio | 2.9k $19.7k | Added +712 |
| SIGNATUREFD, LLC 0.00% of their portfolio | 2.3k $15.1k | Reduced -2.0k |
| EverSource Wealth Advisors, LLC 0.00% of their portfolio | 1.7k $11.2k | New |
| Tower Research Capital LLC (TRC) 0.00% of their portfolio | 1.7k $11.2k | Reduced -953 |
| Zurcher Kantonalbank (Zurich Cantonalbank) 0.00% of their portfolio | 1.6k $10.9k | Added +36 |
| Parallel Advisors, LLC 0.00% of their portfolio | 1.6k $10.7k | Reduced -535 |