Vault-13

GRIFOLS S A GRFS

SP ADR REP B NVT · ADR · CUSIP 398438408

132 institutional holders -13 vs Q4 2023
140,736,587140.7m shares reported held*
$940.1mreported value*
22 new 35 added 51 reduced 35 sold out net bought ≈ $92.0m (+13.8m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($114.8k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $6.68. Options: 14 managers hold calls ($37.4m notional), 9 hold puts ($7.4m).

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 124Q4 22: 128Q1 23: 128Q2 23: 135Q3 23: 135Q4 23: 145Q1 24: 132132Q3 22Q1 23Q3 23Q1 24
Numbers
QuarterHolders
Q3 2022124
Q4 2022128
Q1 2023128
Q2 2023135
Q3 2023135
Q4 2023145
Q1 2024132

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 67 bought or addedQ4 22: 55 cut or sold outQ4 22Q1 23: 65 bought or addedQ1 23: 51 cut or sold outQ1 23Q2 23: 61 bought or addedQ2 23: 50 cut or sold outQ2 23Q3 23: 59 bought or addedQ3 23: 51 cut or sold outQ3 23Q4 23: 67 bought or addedQ4 23: 54 cut or sold outQ4 23Q1 24: 57 bought or addedQ1 24: 86 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q4 20226755
Q1 20236551
Q2 20236150
Q3 20235951
Q4 20236754
Q1 20245786

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$10m$20m$30m$40mQ2 23 calls: $5.2mQ2 23 puts: $2.2mQ2 23P/C 0.42Q3 23 calls: $475.0kQ3 23 puts: $2.5mQ3 23P/C 5.19Q4 23 calls: $1.1mQ4 23 puts: $2.0mQ4 23P/C 1.89Q1 24 calls: $37.4mQ1 24 puts: $7.4mQ1 24P/C 0.20
Numbers
QuarterCallsPutsP/C
Q2 2023$5.2m$2.2m0.42
Q3 2023$475.0k$2.5m5.19
Q4 2023$1.1m$2.0m1.89
Q1 2024$37.4m$7.4m0.20

Biggest buyers

Permian Investment Partners, LP New +12,839,299+12.8m
ARMISTICE CAPITAL, LLC New +6,648,000+6.6m
BRANDES INVESTMENT PARTNERS, LP Added +3,598,855+3.6m
GOLDMAN SACHS GROUP INC Added +2,323,021+2.3m
Black Creek Investment Management Inc. Added +2,206,541+2.2m
T. Rowe Price Investment Management, Inc. New +2,018,203+2.0m
HARRIS ASSOCIATES L P Added +1,101,500+1.1m
BANK OF AMERICA CORP /DE/ Added +1,043,640+1.0m
Capital World Investors Added +961,700+961.7k
UBS Group AG Added +509,819+509.8k

Biggest sellers

FIRST TRUST ADVISORS LP Sold out -4,684,749-4.7m
Capital Research Global Investors Reduced -3,537,532-3.5m
FIL Ltd Sold out -1,832,740-1.8m
WHITEBOX ADVISORS LLC Reduced -1,822,812-1.8m
JPMORGAN CHASE & CO Reduced -1,683,008-1.7m
Hudson Bay Capital Management LP Sold out -1,500,000-1.5m
MILLENNIUM MANAGEMENT LLC Reduced -1,385,753-1.4m
Pictet Asset Management Holding SA Reduced -773,755-773.8k
Point72 Asset Management, L.P. Reduced -772,255-772.3k
FRED ALGER MANAGEMENT, LLC Sold out -439,068-439.1k

Biggest calls

Flat Footed LLC New $12.3m1.8m shares
SIMPLEX TRADING, LLC Added $7.6m1.1m shares
GROUP ONE TRADING LLC Added $5.9m880.0k shares
MILLENNIUM MANAGEMENT LLC New $3.0m444.4k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $2.7m398.2k shares
Point72 Asset Management, L.P. New $2.0m301.0k shares
CITADEL ADVISORS LLC Added $1.2m184.2k shares
GOLDMAN SACHS GROUP INC New $907.8k135.9k shares
DRW Securities, LLC New $849.7k127.2k shares
WOLVERINE TRADING, LLC New $319.3k47.8k shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $3.0m448.8k shares
CITADEL ADVISORS LLC Added $1.1m169.2k shares
MILLENNIUM MANAGEMENT LLC Added $855.0k128.0k shares
GOLDMAN SACHS GROUP INC New $733.5k109.8k shares
SIMPLEX TRADING, LLC Added $656.0k98.3k shares
GROUP ONE TRADING LLC Added $637.9k95.5k shares
WOLVERINE TRADING, LLC New $251.8k37.7k shares
Belvedere Trading LLC New $170.3k25.5k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
BRANDES INVESTMENT PARTNERS, LP 13G · institution +3.6 pts · filed 2026-05-14 24.3% +3.6 pts 27.2m 2026-05-14
Permian Investment Partners, LP 13G · exempt (held before listing) +0.8 pts · filed 2026-02-17 7.1% +0.8 pts 18.6m 2026-02-17

Insider purchases and sales in Q1 2024

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

None reported in Q1 2024.

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Capital World Investors 0.02% of their portfolio LOS ANGELES, CA 20,749,22520.7m $138.6m $138.6m 0.02% Added +961.7k +961,700
2 BRANDES INVESTMENT PARTNERS, LP 1.47% of their portfolio LA JOLLA, CA 17,114,86617.1m $114.3m $114.3m 1.47% Added +3.6m +3,598,855
3 MILLENNIUM MANAGEMENT LLC 0.08% of their portfolio NEW YORK, NY 14,353,41014.4m $95.9m $95.9m 0.08% Reduced -1.4m -1,385,753
4 Permian Investment Partners, LP 11.07% of their portfolio DALLAS, TX 12,839,29912.8m $85.8m $85.8m 11.07% New
5 Black Creek Investment Management Inc. 2.31% of their portfolio TORONTO, A6 11,458,15911.5m $76.5m $76.5m 2.31% Added +2.2m +2,206,541
6 Flat Footed LLC 24.02% of their portfolio WILSON, WY 7,036,8807.0m $47.0m $47.0m 24.02% Reduced -321.9k -321,899
7 ARMISTICE CAPITAL, LLC 1.18% of their portfolio NEW YORK, NY 6,648,0006.6m $44.4m $44.4m 1.18% New
8 Pictet Asset Management Holding SA 0.05% of their portfolio CAROUGE, V8 6,391,9186.4m $42.6m $42.6m 0.05% Reduced -773.8k -773,755
9 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 5,677,1705.7m $37.9m $37.9m 0.00% Reduced -301.1k -301,120
10 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 5,251,5735.3m $35.1m $35.1m 0.00% Added +1.0m +1,043,640
11 HARRIS ASSOCIATES L P 0.04% of their portfolio CHICAGO, IL 3,857,7003.9m $25.8m $25.8m 0.04% Added +1.1m +1,101,500
12 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 3,164,1773.2m $21.1m $21.1m 0.00% Added +2.3m +2,323,021
13 NORGES BANK 0.00% of their portfolio OSLO, Q8 2,260,9442.3m $15.1m $15.1m 0.00% Unchanged
14 BlackRock Inc. 0.00% of their portfolio New York, NY 2,247,1742.2m $15.0m $15.0m 0.00% Added +182.4k +182,412
15 SEI INVESTMENTS CO 0.02% of their portfolio OAKS, PA 2,109,4162.1m $14.1m $14.1m 0.02% Added +107.0k +107,000
16 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 2,104,5502.1m $14.1m $14.1m 0.00% Reduced -1.7m -1,683,008
17 NEW YORK STATE COMMON RETIREMENT FUND 0.02% of their portfolio ALBANY, NY 2,058,2862.1m $13.7m $13.7m 0.02% Unchanged
18 T. Rowe Price Investment Management, Inc. 0.01% of their portfolio BALTIMORE, MD 2,018,2032.0m $13.5m $13.5m 0.01% New
19 WHITEBOX ADVISORS LLC 0.47% of their portfolio MINNEAPOLIS, MN 1,855,4501.9m $12.4m $12.4m 0.47% Reduced -1.8m -1,822,812
20 JANUS HENDERSON GROUP PLC 0.01% of their portfolio LONDON, X0 1,490,3741.5m $10.0m $10.0m 0.01% Reduced -327.1k -327,100
21 Ruffer LLP 0.22% of their portfolio LONDON, X0 850,000850.0k $5.7m $5.7m 0.22% Reduced -226.3k -226,315
22 Capital Research Global Investors 0.00% of their portfolio Los Angeles, CA 793,690793.7k $5.3m $5.3m 0.00% Reduced -3.5m -3,537,532
23 UBS Group AG 0.00% of their portfolio ZURICH, V8 578,670578.7k $3.9m $3.9m 0.00% Added +509.8k +509,819
24 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 572,314572.3k $3.8m $3.8m 0.00% Added +190.3k +190,307
25 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 541,817541.8k $3.6m $3.6m 0.00% Added +25.4k +25,374
26 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 498,036498.0k $3.3m $3.3m 0.00% New
27 CAPITAL INTERNATIONAL SARL 0.10% of their portfolio Los Angeles, CA 437,279437.3k $2.9m $2.9m 0.10% Added +48.5k +48,455
28 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 431,417431.4k $2.9m $2.9m 0.00% Added +14.9k +14,944
29 HAWK RIDGE CAPITAL MANAGEMENT LP 0.13% of their portfolio LOS ANGELES, CA 427,787427.8k $2.9m $2.9m 0.13% New
30 CAPITAL INTERNATIONAL LTD /CA/ 0.13% of their portfolio LOS ANGELES, CA 408,110408.1k $2.7m $2.7m 0.13% Added +19.0k +19,048
31 ARROWSTREET CAPITAL, LIMITED PARTNERSHIP 0.00% of their portfolio BOSTON, MA 375,229375.2k $2.5m $2.5m 0.00% Added +296.7k +296,725
32 Hennion & Walsh Asset Management, Inc. 0.12% of their portfolio Parsippany, NJ 325,996326.0k $2.2m $2.2m 0.12% Added +71.4k +71,387
33 Anthracite Investment Company, Inc. 0.99% of their portfolio FORT WORTH, TX 294,930294.9k $2.0m $2.0m 0.99% New
34 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 252,406252.4k $1.7m $1.7m 0.00% Reduced -3.9k -3,946
35 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 238,338238.3k $1.6m $1.6m 0.00% Added +244 +244
36 SIMPLEX TRADING, LLC 0.05% of their portfolio CHICAGO, IL 235,955236.0k $1.6m $1.6m 0.05% Added +234.1k +234,108
37 GROUP ONE TRADING LLC 0.05% of their portfolio CHICAGO, IL 229,517229.5k $1.5m $1.5m 0.05% New
38 Capital International, Inc./CA/ 0.02% of their portfolio Los Angeles, CA 200,697200.7k $1.3m $1.3m 0.02% Reduced -21 -21
39 Henry James International Management Inc. 0.36% of their portfolio NEW YORK, NY 175,513175.5k $1.2m $1.2m 0.36% Unchanged
40 HANTZ FINANCIAL SERVICES, INC. 0.02% of their portfolio SOUTHFIELD, MI 173,648173.6k $1.2m $1.2m 0.02% Reduced -2.1k -2,099
41 WOLVERINE ASSET MANAGEMENT LLC 0.02% of their portfolio CHICAGO, IL 164,690164.7k $1.1m $1.1m 0.02% Added +118.8k +118,821
42 Point72 Asset Management, L.P. 0.00% of their portfolio STAMFORD, CT 143,145143.1k $956.2k $956.2k 0.00% Reduced -772.3k -772,255
43 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 131,226131.2k $876.6k $876.6k 0.00% Reduced -175.0k -174,966
44 GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio BOSTON, MA 125,227125.2k $836.5k $836.5k 0.00% Reduced -2.8k -2,839
45 Amundi 0.00% of their portfolio Paris, I0 105,791105.8k $691.9k $691.9k 0.00% Added +7.8k +7,773
46 Pathstone Holdings, LLC 0.00% of their portfolio ENGLEWOOD, NJ 91,40691.4k $610.6k $610.6k 0.00% Added +78.0k +77,975
47 CAPITAL GROUP INVESTMENT MANAGEMENT PTE. LTD. 0.10% of their portfolio Raffles Quay, U0 81,95582.0k $547.5k $547.5k 0.10% Added +8.7k +8,660
48 NATIXIS ADVISORS, LLC 0.00% of their portfolio Boston, MA 71,33071.3k $476.0k $476.0k 0.00% Reduced -93.9k -93,895
49 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 62,85462.9k $420.5k $420.5k 0.00% Reduced -4.2k -4,217
50 Ramirez Asset Management, Inc. 0.08% of their portfolio NEW YORK, NY 60,60460.6k $404.8k $404.8k 0.08% Added +12.7k +12,742
51 DekaBank Deutsche Girozentrale 0.00% of their portfolio FRANKFURT, 2M 50,00050.0k $316.0k $316.0k 0.00% New
52 Mint Tower Capital Management B.V. 0.10% of their portfolio AMSTERDAM, P7 42,18942.2k $282.0k $282.0k 0.10% New
53 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 41,64641.6k $278.2k $278.2k 0.00% New
54 GREENLEAF TRUST 0.00% of their portfolio KALAMAZOO, MI 41,30641.3k $275.9k $275.9k 0.00% Added +1.4k +1,363
55 Arax Advisory Partners 0.03% of their portfolio NEW YORK, NY 39,18539.2k $261.8k $261.8k 0.03% New
56 OPPENHEIMER ASSET MANAGEMENT INC. 0.00% of their portfolio NEW YORK, NY 35,76735.8k $238.9k $238.9k 0.00% Reduced -434 -434
57 BNP PARIBAS FINANCIAL MARKETS 0.00% of their portfolio PARIS, I0 35,24035.2k $235.4k $235.4k 0.00% Reduced -103.7k -103,675
58 Aspen Wealth Management LLC 0.09% of their portfolio FORT WORTH, TX 35,16535.2k $234.9k $234.9k 0.09% Unchanged
59 Mitsubishi UFJ Asset Management Co., Ltd. 0.00% of their portfolio TOKYO, M0 33,23533.2k $222.0k $222.0k 0.00% Reduced -1.6k -1,559
60 Quantinno Capital Management LP 0.00% of their portfolio NEW YORK, NY 32,62832.6k $218.0k $218.0k 0.00% Reduced -24.1k -24,128
61 LANARK FINANCIAL, INC. 0.02% of their portfolio BIRMINGHAM, AL 28,07228.1k $187.0k $187.0k 0.02% Reduced -225 -225
62 FARALLON CAPITAL MANAGEMENT, L.L.C. 0.00% of their portfolio SAN FRANCISCO, CA 28,00028.0k $187.0k $187.0k 0.00% Not comparable
63 GABELLI FUNDS LLC 0.00% of their portfolio Rye, NY 27,54927.5k $184.0k $184.0k 0.00% Reduced -185.2k -185,218
64 Erste Asset Management GmbH 0.00% of their portfolio VIENNA, C4 27,05627.1k $179.9k $179.9k 0.00% Unchanged
65 Corient Private Wealth LP 0.00% of their portfolio MIAMI, FL 26,51126.5k $177.1k $177.1k 0.00% Added +9.6k +9,581
66 Cerity Partners LLC 0.00% of their portfolio NEW YORK, NY 25,08125.1k $167.5k $167.5k 0.00% Reduced -21.2k -21,151
67 GAMCO INVESTORS, INC. ET AL 0.00% of their portfolio GREENWICH, CT 24,98625.0k $166.9k $166.9k 0.00% Reduced -2.8k -2,814
68 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 24,84724.8k $166.0k $166.0k 0.00% Added +7.5k +7,541
69 China Universal Asset Management Co., Ltd. 0.02% of their portfolio SHANGHAI, F4 23,46123.5k $156.7k $156.7k 0.02% Added +9.3k +9,350
70 Sequoia Financial Advisors, LLC 0.00% of their portfolio Akron, OH 22,57222.6k $150.8k $150.8k 0.00% Reduced -523 -523
71 Vident Advisory, LLC 0.00% of their portfolio Alpharetta, GA 22,03922.0k $147.2k $147.2k 0.00% Reduced -591 -591
72 GABELLI & Co INVESTMENT ADVISERS, INC. 0.02% of their portfolio Rye, NY 19,55619.6k $130.6k $130.6k 0.02% Reduced -108.3k -108,350
73 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 18,96919.0k $126.7k $126.7k 0.00% Added +3.4k +3,405
74 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 18,20918.2k $121.6k $121.6k 0.00% Reduced -5.0k -4,973
75 Cubist Systematic Strategies, LLC 0.00% of their portfolio STAMFORD, CT 17,02617.0k $113.7k $113.7k 0.00% Reduced -1.8k -1,837
76 FMR LLC 0.00% of their portfolio BOSTON, MA 16,53216.5k $110.4k $110.4k 0.00% Reduced -36.0k -36,022
77 First Trust Direct Indexing L.P. 0.01% of their portfolio Boston, MA 15,74515.7k $105.2k $105.2k 0.01% Reduced -32.1k -32,127
78 RHUMBLINE ADVISERS 0.00% of their portfolio BOSTON, MA 15,61115.6k $104.3k $104.3k 0.00% Unchanged
79 DEUTSCHE BANK AG\ 0.00% of their portfolio FRANKFURT AM MAIN, 2M 15,59415.6k $104.2k $104.2k 0.00% Reduced -40.5k -40,468
80 WOLVERINE TRADING, LLC 0.00% of their portfolio CHICAGO, IL 15,36615.4k $102.6k $102.6k 0.00% New
81 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 14,95215.0k $99.9k $99.9k 0.00% Added +4.0k +4,033
82 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 14,80814.8k $98.9k $98.9k 0.00% Reduced -2.4k -2,428
83 Mariner, LLC 0.00% of their portfolio Overland Park, KS 13,79813.8k $92.2k $92.2k 0.00% Reduced -22.0k -21,971
84 Schechter Investment Advisors, LLC 0.01% of their portfolio BIRMINGHAM, MI 12,08612.1k $80.7k $80.7k 0.01% Reduced -76.2k -76,159
85 Cohen Investment Advisors LLC 0.05% of their portfolio BEDFORD, NH 12,01412.0k $80.3k $80.3k 0.05% New
86 HRT FINANCIAL LP 0.00% of their portfolio NEW YORK, NY 11,80011.8k $78.0k $78.0k 0.00% New
87 Laird Norton Wetherby Wealth Management, LLC 0.00% of their portfolio Seattle, WA 10,67910.7k $71.3k $71.3k 0.00% Reduced -1.2k -1,181
88 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 10,49710.5k $70.1k $70.1k 0.00% Reduced -111.2k -111,224
89 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 10,22010.2k $68.3k $68.3k 0.00% Unchanged
90 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 9,6929.7k $64.7k $64.7k 0.00% Added +321 +321
91 Belvedere Trading LLC 0.00% of their portfolio CHICAGO, IL 7,2987.3k $48.8k $48.8k 0.00% New
92 QUADRANT CAPITAL GROUP LLC 0.00% of their portfolio CINCINNATI, OH 5,5795.6k $37.3k $37.3k 0.00% Reduced -693 -693
93 GROUPAMA ASSET MANAGMENT 0.00% of their portfolio PARIS, I0 5,0695.1k $45.6k $45.6k 0.00% New
94 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 4,9184.9k $32.9k $32.9k 0.00% Reduced -1.4k -1,396
95 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 2,9482.9k $19.7k $19.7k 0.00% Added +712 +712
96 SIGNATUREFD, LLC 0.00% of their portfolio ATLANTA, GA 2,2662.3k $15.1k $15.1k 0.00% Reduced -2.0k -2,048
97 EverSource Wealth Advisors, LLC 0.00% of their portfolio BIRMINGHAM, AL 1,7391.7k $11.2k $11.2k 0.00% New
98 Tower Research Capital LLC (TRC) 0.00% of their portfolio NEW YORK, NY 1,6711.7k $11.2k $11.2k 0.00% Reduced -953 -953
99 Zurcher Kantonalbank (Zurich Cantonalbank) 0.00% of their portfolio ZURICH, V8 1,6331.6k $10.9k $10.9k 0.00% Added +36 +36
100 Parallel Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 1,6041.6k $10.7k $10.7k 0.00% Reduced -535 -535