Vault-13

RYVYL INC

COM · CUSIP 39366L307

19 institutional holders -5 vs Q1 2024
304,697304.7k shares reported held*
$441.4kreported value*
2 new 3 added 6 reduced 7 sold out net bought ≈ $124.9k (+86.1k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $1.45. Options: 1 managers hold calls ($0 notional), 1 hold puts ($0).

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

0102030Q3 23: 18Q4 23: 22Q1 24: 24Q2 24: 1919Q3 23Q4 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 202318
Q4 202322
Q1 202424
Q2 202419

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
20020Q4 23: 12 bought or addedQ4 23: 7 cut or sold outQ4 23Q1 24: 9 bought or addedQ1 24: 7 cut or sold outQ1 24Q2 24: 5 bought or addedQ2 24: 13 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 2023127
Q1 202497
Q2 2024513

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$20k$40k$60k$80kQ3 23 calls: $40.8kQ3 23 puts: $79.9kQ3 23P/C 1.96Q4 23 calls: $5.0kQ4 23 puts: $418Q4 23P/C 0.08Q1 24 calls: $0Q1 24 puts: $0Q1 24P/C —Q2 24 calls: $0Q2 24 puts: $0Q2 24P/C —
Numbers
QuarterCallsPutsP/C
Q3 2023$40.8k$79.9k1.96
Q4 2023$5.0k$4180.08
Q1 2024$0$0—
Q2 2024$0$0—

Biggest buyers

CVI Holdings, LLC Added +93,904+93.9k
RENAISSANCE TECHNOLOGIES LLC New +41,424+41.4k
GEODE CAPITAL MANAGEMENT, LLC Added +7,589+7.6k
Tower Research Capital LLC (TRC) Added +1,258+1.3k
BANK OF AMERICA CORP /DE/ New +33+33

Biggest sellers

VANGUARD GROUP INC Reduced -32,268-32.3k
MARSHALL WACE, LLP Sold out -10,379-10.4k
UBS Group AG Reduced -6,689-6.7k
MORGAN STANLEY Reduced -6,665-6.7k
ROYAL BANK OF CANADA Reduced -753-753
Palisade Asset Management, LLC Sold out -400-400
WOLFF WIESE MAGANA LLC Reduced -345-345
OSAIC HOLDINGS, INC. Reduced -325-325
WELLS FARGO & COMPANY/MN Sold out -124-124
Financial Synergies Wealth Advisors, Inc. Sold out -101-101

Biggest calls

Biggest puts

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
Comer James Lamar Walton 13D · may seek influence new · filed 2026-06-26
Stated purposeThe information set forth or incorporated by reference in Items 3 and 6 of this Statement is incorporated by reference into this Item 4. The Reporting Person intends to continuously review his investment in the Issuer and may in the future determine (1) to acquire additional securities of the Issuer, through open market purchases, private agreements or otherwise, (2) to dispose of all or a portion of the securities of the Issuer owned by him or (3) to take any other available course of action. Notwithstanding anything contained herein, the Reporting Person specifically reserves the right to change his intention with respect to any or all of such matters. In reaching any decision as to his course of action (as well as to the specific elements thereof), the Reporting Person currently expects… Full filing
31.7% new 4.5m 2026-06-26
RTB DIGITAL INC. 13D · may seek influence -83.4 pts · filed 2025-12-08
Stated purposeRTB Digital acquired 50,000 shares of RYVYL Series C Convertible Preferred Stock as part of a planned reverse merger transaction with RYVYL Inc. pursuant to the Agreement and Plan of Merger dated September 28, 2025 (the "Merger Agreement"). The Series C Preferred Stock currently may be converted into 12,500,000 shares of common stock, subject to the blocker provision of 19.9%, that was established October 29,2025 by mutual agreement between RYVYL INC. and RTB Digital, Inc. pursuant to the terms of the Certificate of Designation for the Series C Preferred Stock. Full filing
16.6% -83.4 pts 7.2m 2025-12-08
Dawson Wendy Rae 13G · passive investor +0.9 pts · filed 2025-08-15 7.8% +0.9 pts 1.2m 2025-08-15

Fell to 5% or below in the last year: S8 Global Fintech & Regtech Fund (0.0%, 2026-04-15), Arena Investors LP (0.0%, 2026-02-13)

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 CVI Holdings, LLC 0.13% of their portfolio WILMINGTON, DE 106,379106.4k $154.2k $154.2k 0.13% Added +93.9k +93,904
2 RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio NEW YORK, NY 41,42441.4k $60.1k $60.1k 0.00% New
3 GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio BOSTON, MA 39,27839.3k $57.0k $57.0k 0.00% Added +7.6k +7,589
4 VANGUARD GROUP INC 0.00% of their portfolio Valley Forge, PA 36,08736.1k $52.3k $52.3k 0.00% Reduced -32.3k -32,268
5 Cross Staff Investments Inc 0.04% of their portfolio PITTSFORD, NY 34,37134.4k $49.8k $49.8k 0.04% Unchanged
6 Allied Investment Advisors, LLC 0.00% of their portfolio BILLINGS, MT 14,68414.7k $21.3k $21.3k 0.00% Unchanged
7 BlackRock Inc. 0.00% of their portfolio New York, NY 14,41714.4k $20.9k $20.9k 0.00% Unchanged
8 WOLFF WIESE MAGANA LLC 0.01% of their portfolio CARSLBAD, CA 8,0578.1k $11.7k $11.7k 0.01% Reduced -345 -345
9 Tower Research Capital LLC (TRC) 0.00% of their portfolio NEW YORK, NY 3,0803.1k $4.5k $4.5k 0.00% Added +1.3k +1,258
10 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 2,9322.9k $4.3k $4.3k 0.00% Reduced -6.7k -6,665
11 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 2,0322.0k $2.9k $2.9k 0.00% Reduced -325 -325
12 Planning Capital Management Corp 0.00% of their portfolio PAOLI, PA 1,3401.3k $1.9k $1.9k 0.00% Unchanged
13 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 317317 $0 $0 0.00% Reduced -753 -753
14 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 262262 $381 $381 0.00% Unchanged
15 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 3333 $48 $48 0.00% New
16 Qube Research & Technologies Ltd 0.00% of their portfolio LONDON, X0 22 $2 $2 0.00% Unchanged
17 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 11 $1 $1 0.00% Unchanged
18 UBS Group AG 0.00% of their portfolio ZURICH, V8 11 $1 $1 0.00% Reduced -6.7k -6,689
19 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged