Vault-13

GREAT ELM GROUP INC GEG

COM NEW · Common Stock · CUSIP 39037G109

25 institutional holders +2 vs Q1 2026
6,213,3536.2m shares reported held*
20.0% of all shares outstanding*
$13.5mreported value*
3 new 5 added 6 reduced 1 sold out net bought ≈ $54.1k (+24.8k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Shares outstanding: 31.1m as of 2026-08-20, from the company's own SEC filing; the percentage can still exceed 100%: lent-out shares are counted by the lender and the buyer, and some reports overlap without saying so. Implied quarter-end price ≈ $2.18.

Trends to Q2 2026

Institutional holders

Managers reporting a position, each quarter

02040Q3 22: 33Q4 22: 35Q1 23: 31Q2 23: 33Q3 23: 33Q4 23: 32Q1 24: 31Q2 24: 31Q3 24: 31Q4 24: 26Q1 25: 26Q2 25: 25Q3 25: 27Q4 25: 27Q1 26: 23Q2 26: 2525Q3 22Q3 23Q3 24Q3 25Q2 26
Numbers
QuarterHolders
Q3 202233
Q4 202235
Q1 202331
Q2 202333
Q3 202333
Q4 202332
Q1 202431
Q2 202431
Q3 202431
Q4 202426
Q1 202526
Q2 202525
Q3 202527
Q4 202527
Q1 202623
Q2 202625

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
20020Q3 24: 3 bought or addedQ3 24: 12 cut or sold outQ4 24: 5 bought or addedQ4 24: 16 cut or sold outQ4 24Q1 25: 7 bought or addedQ1 25: 9 cut or sold outQ2 25: 4 bought or addedQ2 25: 10 cut or sold outQ2 25Q3 25: 10 bought or addedQ3 25: 14 cut or sold outQ4 25: 9 bought or addedQ4 25: 12 cut or sold outQ4 25Q1 26: 4 bought or addedQ1 26: 10 cut or sold outQ2 26: 8 bought or addedQ2 26: 7 cut or sold outQ2 26
Numbers
QuarterBought or addedCut or sold out
Q3 2024312
Q4 2024516
Q1 202579
Q2 2025410
Q3 20251014
Q4 2025912
Q1 2026410
Q2 202687

Biggest buyers

GEODE CAPITAL MANAGEMENT, LLC Added +40,204+40.2k
HRT FINANCIAL LP New +16,203+16.2k
GatePass Capital, LLC New +10,500+10.5k
CITADEL ADVISORS LLC Added +5,724+5.7k
BlackRock, Inc. Added +3,543+3.5k
NORTHERN TRUST CORP Added +801+801
VANGUARD FIDUCIARY TRUST CO Added +622+622
Arax Advisory Partners New +2+2

Biggest sellers

RENAISSANCE TECHNOLOGIES LLC Reduced -21,200-21.2k
GOLDMAN SACHS GROUP INC Sold out -11,475-11.5k
MILLENNIUM MANAGEMENT LLC Reduced -10,655-10.7k
MORGAN STANLEY Reduced -6,121-6.1k
Tower Research Capital LLC (TRC) Reduced -2,025-2.0k
UBS Group AG Reduced -694-694
VANGUARD CAPITAL MANAGEMENT LLC Reduced -622-622

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
LONG BALL PARTNERS LLC 13D · may seek influence +1.0 pts · filed 2026-09-10
Stated purposeItem 4 is hereby supplemented as follows: As of the date of this Amendment, Long Ball is the holder of an aggregate principal amount of $8,755,560.00 of the Issuer's 5.0% Convertible Senior PIK Notes Due 2030 (the "PIK Notes"). The PIK Notes are convertible into Common Stock. On September 8, 2026, Long Ball entered into a letter agreement (the "Forbearance Agreement") with the Issuer, pursuant to which Long Ball irrevocably agreed to forbear from exercising its right to convert the PIK Notes (and any additional PIK Notes issued pursuant to the PIK Notes) into Common Stock until November 10, 2027 (the "Forbearance End Date"). The Forbearance End Date may be extended by Long Ball with the prior written consent of the Issuer. As of the date of this Amendment, if the Forbearance Agreement wer… Full filing
 23.3% +1.0 pts 7.3m 2026-09-10
Northern Right Capital Management, L.P. 13D · may seek influence +0.1 pts · filed 2026-07-14
Stated purposeItem 4 is amended and supplemented to add the following information for updating as of the date hereof: As of the date of this Statement, each of Northern Right QP, NRC LO and Mr. Drapkin is the holder of an aggregate principal amount of $2,745,290, $1,016,880 and $342,021, respectively, of the PIK Notes. The PIK Notes are convertible into Common Stock. On July 10, 2026, Northern Right QP, NRC LO and Mr. Drapkin entered into a letter agreement (the "Forbearance Agreement") with the Issuer, supplementing that certain letter agreement, dated as of December 6, 2024, by and among Northern Right QP, Mr. Drapkin and the Issuer (as previously supplemented by that certain letter agreement dated January 13, 2025), pursuant to which Northern Right QP, NRC LO and Mr. Drapkin irrevocably agreed to fo… Full filing
 19.1% +0.1 pts 6.2m≈ $13.5m 2026-07-14
SMITH RANDALL D 13D · may seek influence new · filed 2025-09-04
Stated purposeOn August 27, 2025, the Issuer entered into the Securities Purchase Agreement with WVF, pursuant to which WVF purchased from the Issuer an aggregate of 4,000,000 shares of Common Stock, at a purchase price of $2.25 per share. Pursuant to the Securities Purchase Agreement, the Issuer also issued to WVF a Series A Warrant to purchase an aggregate of 1,000,000 shares of Common Stock and a Series B Warrant to purchase an aggregate of 1,000,000 shares of Common Stock. The transactions contemplated by the Securities Purchase Agreement closed on August 27, 2025. WVF used its own working capital to acquire the securities. The Series A Warrant is exercisable at any time on or after the Series A Warrant Exercisability Date for 1,000,000 shares of Common Stock, expires on the ten-year anniversary of … Full filing
 14.4% new 4.9m≈ $10.6m 2025-09-04
PC Elfun LLC 13G · passive investor filed 2025-08-13 9.9% 3.1m≈ $6.7m 2025-08-13

Insider purchases and sales since 1 Apr 2026

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

None reported since 1 Apr 2026.

Holders, Q2 2026

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Northern Right Capital Management, L.P. 2.75% of their portfolio DARIEN, CT 4,243,1684.2m $9.3m $9.3m 2.75% Unchanged
2 VANGUARD CAPITAL MANAGEMENT LLC 0.00% of their portfolio MALVERN, PA 533,322533.3k $1.2m $1.2m 0.00% Reduced -622 -622
3 RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio NEW YORK, NY 525,776525.8k $1.1m $1.1m 0.00% Reduced -21.2k -21,200
4 BlackRock, Inc. 0.00% of their portfolio New York, NY 337,669337.7k $736.1k $736.1k 0.00% Added +3.5k +3,543
5 GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio BOSTON, MA 179,072179.1k $390.6k $390.6k 0.00% Added +40.2k +40,204
6 VANGUARD FIDUCIARY TRUST CO 0.00% of their portfolio MALVERN, PA 89,76789.8k $195.7k $195.7k 0.00% Added +622 +622
7 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 82,91782.9k $180.8k $180.8k 0.00% Unchanged
8 BRIDGEWAY CAPITAL MANAGEMENT, LLC 0.00% of their portfolio HOUSTON, TX 41,54541.5k $90.6k $90.6k 0.00% Unchanged
9 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 40,00340.0k $87.2k $87.2k 0.00% Reduced -6.1k -6,121
10 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 36,63036.6k $79.9k $79.9k 0.00% Added +5.7k +5,724
11 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 30,72730.7k $67.0k $67.0k 0.00% Added +801 +801
12 MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 21,69021.7k $47.3k $47.3k 0.00% Reduced -10.7k -10,655
13 HRT FINANCIAL LP 0.00% of their portfolio NEW YORK, NY 16,20316.2k $35.0k $35.0k 0.00% New
14 TRUST CO OF TOLEDO NA /OH/ 0.00% of their portfolio HOLLAND, OH 15,00015.0k $32.7k $32.7k 0.00% Unchanged
15 GatePass Capital, LLC 0.01% of their portfolio INDEPENDENCE, OH 10,50010.5k $22.9k $22.9k 0.01% New
16 Vanguard Global Advisers, LLC 0.00% of their portfolio MALVERN, PA 6,1226.1k $13.3k $13.3k 0.00% Unchanged
17 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 1,0801.1k $2.4k $2.4k 0.00% Unchanged
18 UBS Group AG 0.00% of their portfolio ZURICH, V8 920920 $2.0k $2.0k 0.00% Reduced -694 -694
19 Tower Research Capital LLC (TRC) 0.00% of their portfolio NEW YORK, NY 662662 $1.4k $1.4k 0.00% Reduced -2.0k -2,025
20 Basecamp Wealth Advisors LLC 0.00% of their portfolio BELLEVUE, WA 269269 $586 $586 0.00% Unchanged
21 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 216216 $471 $471 0.00% Unchanged
22 Federation des caisses Desjardins du Quebec 0.00% of their portfolio LEVIS, A8 7777 $168 $168 0.00% Unchanged
23 BARRETT & COMPANY, INC. 0.00% of their portfolio PROVIDENCE, RI 1313 $28 $28 0.00% Unchanged
24 Farther Finance Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 33 $7 $7 0.00% Unchanged
25 Arax Advisory Partners 0.00% of their portfolio NEW YORK, NY 22 $5 $5 0.00% New