Vault-13

GREAT AJAX CORP RPT 7.25 04.30.24

7.25 CV SR NT 24 · PUBLIC · CUSIP 38983D409

18 institutional holders -3 vs Q1 2023
2,470,7112.5m shares reported held*
$74.1mreported value*
0 new 4 added 9 reduced 3 sold out net sold ≈ $19.7m (-853.9k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $29.98.

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

0102030Q3 22: 23Q4 22: 20Q1 23: 21Q2 23: 1818Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 202223
Q4 202220
Q1 202321
Q2 202318

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
20020Q4 22: 10 bought or addedQ4 22: 9 cut or sold outQ4 22Q1 23: 16 bought or addedQ1 23: 4 cut or sold outQ1 23Q2 23: 4 bought or addedQ2 23: 12 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022109
Q1 2023164
Q2 2023412

Biggest buyers

CreativeOne Wealth, LLC Added +28,599+28.6k
Raymond James Financial Services Advisors, Inc. Added +13,390+13.4k
BlackRock Inc. Added +3,654+3.7k
B. Riley Wealth Advisors, Inc. Added +150+150

Biggest sellers

FMR LLC Reduced -763,359-763.4k
KG Capital Management Sold out -120,033-120.0k
CITADEL ADVISORS LLC Reduced -85,975-86.0k
Beach Point Capital Management LP Reduced -37,248-37.2k
Skaana Management L.P. Sold out -12,871-12.9k
OSAIC HOLDINGS, INC. Reduced -1,150-1.1k
MORGAN STANLEY Reduced -1,000-1.0k
ROYAL BANK OF CANADA Reduced -953-953
Sterneck Capital Management, LLC Reduced -640-640
Cutler Capital Management, LLC Reduced -350-350

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Almitas Capital LLC 8.28% of their portfolio SANTA MONICA, CA 786,337786.3k $19.4m $19.4m 8.28% Unchanged
2 FMR LLC 0.00% of their portfolio BOSTON, MA 763,359763.4k $18.4m $18.4m 0.00% Reduced -763.4k -763,359
3 Beach Point Capital Management LP 5.73% of their portfolio Santa Monica, CA 565,636565.6k $13.8m $13.8m 5.73% Reduced -37.2k -37,248
4 BlackRock Inc. 0.00% of their portfolio New York, NY 356,722356.7k $8.7m $8.7m 0.00% Added +3.7k +3,654
5 WELLINGTON MANAGEMENT GROUP LLP 0.00% of their portfolio Boston, MA 205,247205.2k $5.0m $5.0m 0.00% Unchanged
6 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 119,125119.1k $116.6k $116.6k 0.00% Reduced -86.0k -85,975
7 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 79,32679.3k $1.9m $1.9m 0.00% Added +13.4k +13,390
8 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 79,15979.2k $1.9m $1.9m 0.00% Reduced -1.1k -1,150
9 Cutler Capital Management, LLC 0.65% of their portfolio WORCESTER, MA 56,56056.6k $1.4m $1.4m 0.65% Reduced -350 -350
10 Sterneck Capital Management, LLC 0.82% of their portfolio KANSAS CITY, MO 54,65254.7k $1.3m $1.3m 0.82% Reduced -640 -640
11 CreativeOne Wealth, LLC 0.03% of their portfolio OVERLAND PARK, KS 46,01646.0k $1.1m $1.1m 0.03% Added +28.6k +28,599
12 B. Riley Wealth Advisors, Inc. 0.01% of their portfolio MEMPHIS, TN 16,55516.6k $410.6k $410.6k 0.01% Added +150 +150
13 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 14,04314.0k $342.0k $342.0k 0.00% Reduced -3 -3
14 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 11,60011.6k $282.5k $282.5k 0.00% Unchanged
15 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 1,1211.1k $27.3k $27.3k 0.00% Reduced -1.0k -1,000
16 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 885885 $22.0k $22.0k 0.00% Reduced -953 -953
17 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 1414 $341 $341 0.00% Unchanged
18 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged