Vault-13

GRAFTECH INTL LTD EAF

COM · Common Stock · CUSIP 384313508

Company in Parma, United States

211 institutional holders -8 vs Q3 2022
236,123,031236.1m shares reported held*
$1.1bnreported value*
30 new 76 added 74 reduced 40 sold out net sold ≈ $9.1m (-1.9m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($383.2k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $4.76. Options: 6 managers hold calls ($573.2k notional), 5 hold puts ($369.3k).

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 219Q4 22: 211211Q3 22Q4 22
Numbers
QuarterHolders
Q3 2022219
Q4 2022211

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$250k$500k$750k$1mQ3 22 calls: $977.0kQ3 22 puts: $919.0kQ3 22P/C 0.94Q4 22 calls: $573.2kQ4 22 puts: $369.3kQ4 22P/C 0.64
Numbers
QuarterCallsPutsP/C
Q3 2022$977.0k$919.0k0.94
Q4 2022$573.2k$369.3k0.64

Biggest buyers

Grantham, Mayo, Van Otterloo & Co. LLC Added +4,404,450+4.4m
FMR LLC Added +4,025,882+4.0m
FEDERATED HERMES, INC. Added +721,822+721.8k
BlackRock Inc. Added +686,164+686.2k
ALGERT GLOBAL LLC Added +509,411+509.4k
RENAISSANCE TECHNOLOGIES LLC Added +485,000+485.0k
CHARLES SCHWAB INVESTMENT MANAGEMENT INC Added +476,794+476.8k
D. E. Shaw & Co., Inc. Added +467,740+467.7k
GW&K Investment Management, LLC Added +392,323+392.3k
TEACHER RETIREMENT SYSTEM OF TEXAS Added +287,121+287.1k

Biggest sellers

INDUS CAPITAL PARTNERS, LLC Sold out -1,536,971-1.5m
Boston Partners Sold out -1,344,443-1.3m
Man Group plc Reduced -848,809-848.8k
CITADEL ADVISORS LLC Reduced -829,650-829.6k
Impax Asset Management Group plc Sold out -800,000-800.0k
ZWJ INVESTMENT COUNSEL INC Reduced -716,678-716.7k
THOMPSON SIEGEL & WALMSLEY LLC Reduced -695,118-695.1k
ExodusPoint Capital Management, LP Sold out -654,858-654.9k
Bank of New York Mellon Corp Reduced -654,850-654.9k
MARSHALL WACE, LLP Reduced -548,848-548.8k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $348.4k73.2k shares
CITADEL ADVISORS LLC Reduced $151.4k31.8k shares
GROUP ONE TRADING LLC Reduced $41.9k8.8k shares
SIMPLEX TRADING, LLC Reduced $31.0k6.7k shares
CSS LLC/IL New $476100 shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $192.3k40.4k shares
CITADEL ADVISORS LLC Reduced $166.1k34.9k shares
SIMPLEX TRADING, LLC Reduced $9.0k1.9k shares
GROUP ONE TRADING LLC Reduced $1.9k400 shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
Colonial House Capital Ltd 13G · passive investor filed 2026-02-18 12.6% 3.2m 2026-02-18
HEG Ltd 13G · passive investor filed 2025-05-06 9.4% 24.3m 2025-05-06
Undavia Nilesh 13D · may seek influence filed 2025-01-14
Stated purposeItem 4 is hereby amended to add the following: On January 10, 2025, Nilesh Undavia entered into a Cooperation Agreement (the "Cooperation Agreement") with the Issuer, pursuant to which the Issuer agreed to, among other things, (i) appoint Sachin Shivaram to the Board as a Class III director (the "New Class III Director"), (ii) work with Mr. Undavia in good faith to find a mutually agreeable independent candidate (the "New Class I Director" and together with the New Class III Director the, "New Directors"), (iii) appoint each of the New Directors to at least two committees of the Board and (iv) recommend, support and solicit proxies for the election of the New Class I Director at the Issuer's 2025 annual meeting of stockholders. Pursuant to the Cooperation Agreement, Mr. Undavia is subjec… Full filing
6.7% 17.3m 2025-01-14

Fell to 5% or below in the last year: MARATHON ASSET MANAGEMENT LP (4.7%, 2026-05-15)

Insider purchases and sales in Q4 2022

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

Officers and directors buying vs selling

Number of people, by quarter (10% owners not included)

BuyingSelling
101Q1 21: 0 buyingQ1 21: 0 sellingQ2 21: 0 buyingQ2 21: 0 sellingQ2 21Q3 21: 0 buyingQ3 21: 0 sellingQ4 21: 1 buyingQ4 21: 1 sellingQ4 21Q1 22: 0 buyingQ1 22: 0 sellingQ2 22: 0 buyingQ2 22: 0 sellingQ2 22Q3 22: 0 buyingQ3 22: 0 sellingQ4 22: 0 buyingQ4 22: 0 sellingQ4 22
Numbers
QuarterBuyingBoughtSellingSoldSold under a plan
Q1 20210—0——
Q2 20210—0——
Q3 20210—0——
Q4 20211$506.1k1$588.3k—
Q1 20220—0——
Q2 20220—0——
Q3 20220—0——
Q4 20220—0——

None reported in Q4 2022.

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Brookfield Corp /ON/ 1.15% of their portfolio TORONTO, A6 63,828,25363.8m $303.8m $303.8m 1.15% Unchanged
2 FMR LLC 0.02% of their portfolio BOSTON, MA 35,678,52935.7m $169.8m $169.8m 0.02% Added +4.0m +4,025,882
3 VANGUARD GROUP INC 0.00% of their portfolio Valley Forge, PA 24,273,79424.3m $115.5m $115.5m 0.00% Reduced -79.8k -79,762
4 Grantham, Mayo, Van Otterloo & Co. LLC 0.38% of their portfolio Boston, MA 15,012,81115.0m $71.5m $71.5m 0.38% Added +4.4m +4,404,450
5 BlackRock Inc. 0.00% of their portfolio New York, NY 12,948,55712.9m $61.6m $61.6m 0.00% Added +686.2k +686,164
6 NORGES BANK 0.01% of their portfolio OSLO, Q8 8,290,9578.3m $39.5m $39.5m 0.01% Unchanged
7 YACKTMAN ASSET MANAGEMENT LP 0.38% of their portfolio AUSTIN, TX 8,095,8058.1m $38.5m $38.5m 0.38% Added +264.8k +264,807
8 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 3,957,3044.0m $18.8m $18.8m 0.00% Added +79.3k +79,259
9 MACKENZIE FINANCIAL CORP 0.03% of their portfolio TORONTO ONTARIO, A6 3,450,4833.5m $16.4m $16.4m 0.03% Reduced -239.0k -239,000
10 GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio BOSTON, MA 3,442,4973.4m $16.4m $16.4m 0.00% Added +92.3k +92,274
11 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.01% of their portfolio SAN FRANCISCO, CA 3,292,9763.3m $15.7m $15.7m 0.01% Added +476.8k +476,794
12 WILLIAM BLAIR INVESTMENT MANAGEMENT, LLC 0.06% of their portfolio CHICAGO, IL 3,289,6233.3m $15.7m $15.7m 0.06% Reduced -140.3k -140,309
13 D. E. Shaw & Co., Inc. 0.02% of their portfolio New York, NY 2,841,4152.8m $13.5m $13.5m 0.02% Added +467.7k +467,740
14 RENAISSANCE TECHNOLOGIES LLC 0.02% of their portfolio NEW YORK, NY 2,422,9002.4m $11.5m $11.5m 0.02% Added +485.0k +485,000
15 THOMPSON SIEGEL & WALMSLEY LLC 0.18% of their portfolio RICHMOND, VA 2,315,4482.3m $11.0m $11.0m 0.18% Reduced -695.1k -695,118
16 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 2,158,6092.2m $10.3m $10.3m 0.00% Reduced -654.9k -654,850
17 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 1,871,5171.9m $8.9m $8.9m 0.00% Added +2.9k +2,882
18 FEDERATED HERMES, INC. 0.02% of their portfolio PITTSBURGH, PA 1,695,4511.7m $8.1m $8.1m 0.02% Added +721.8k +721,822
19 DIMENSIONAL FUND ADVISORS LP 0.00% of their portfolio AUSTIN, TX 1,650,5831.7m $7.9m $7.9m 0.00% Reduced -207.2k -207,250
20 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 1,624,3851.6m $7.7m $7.7m 0.00% Reduced -39.8k -39,812
21 AQR CAPITAL MANAGEMENT LLC 0.02% of their portfolio Greenwich, CT 1,568,5551.6m $7.5m $7.5m 0.02% Reduced -119.5k -119,538
22 MILLENNIUM MANAGEMENT LLC 0.01% of their portfolio NEW YORK, NY 1,536,0171.5m $7.3m $7.3m 0.01% Added +49.7k +49,686
23 CITADEL ADVISORS LLC 0.01% of their portfolio MIAMI, FL 1,523,7741.5m $7.3m $7.3m 0.01% Reduced -829.6k -829,650
24 FOUNDATION RESOURCE MANAGEMENT INC 1.16% of their portfolio LITTLE ROCK, AR 1,473,3291.5m $7.0m $7.0m 1.16% Reduced -13.9k -13,929
25 AM Squared Ltd 4.48% of their portfolio HONG KONG, K3 1,427,9241.4m $6.8m $6.8m 4.48% First filing
26 HOTCHKIS & WILEY CAPITAL MANAGEMENT LLC 0.03% of their portfolio Los Angeles, CA 1,414,1801.4m $6.7m $6.7m 0.03% Added +64.2k +64,210
27 ZWJ INVESTMENT COUNSEL INC 0.33% of their portfolio Atlanta, GA 1,213,5971.2m $5.8m $5.8m 0.33% Reduced -716.7k -716,678
28 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 1,050,7951.1m $5.0m $5.0m 0.00% Added +90.8k +90,783
29 ALGERT GLOBAL LLC 0.25% of their portfolio SAN FRANCISCO, CA 943,300943.3k $4.5m $4.5m 0.25% Added +509.4k +509,411
30 Allianz Asset Management GmbH 0.01% of their portfolio MUNICH, 2M 908,778908.8k $4.3m $4.3m 0.01% Reduced -333.3k -333,314
31 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 897,882897.9k $4.3m $4.3m 0.00% Reduced -74.0k -73,990
32 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 852,487852.5k $4.1m $4.1m 0.00% Added +251.0k +250,963
33 ROBOTTI ROBERT 0.73% of their portfolio NEW YORK, NY 771,763771.8k $3.7m $3.7m 0.73% Added +35.1k +35,135
34 O'Keefe Stevens Advisory, Inc. 2.03% of their portfolio ROCHESTER, NY 716,784716.8k $3.4m $3.4m 2.03% Added +930 +930
35 VOLORIDGE INVESTMENT MANAGEMENT, LLC 0.02% of their portfolio JUPITER, FL 699,492699.5k $3.3m $3.3m 0.02% Reduced -170.3k -170,321
36 GW&K Investment Management, LLC 0.03% of their portfolio BOSTON, MA 685,568685.6k $3.3m $3.3m 0.03% Added +392.3k +392,323
37 FIRST TRUST ADVISORS LP 0.00% of their portfolio Wheaton, IL 661,210661.2k $3.1m $3.1m 0.00% Added +216.0k +216,021
38 Trium Capital LLP 1.25% of their portfolio LONDON, X0 574,869574.9k $2.7m $2.7m 1.25% First filing
39 TEACHER RETIREMENT SYSTEM OF TEXAS 0.02% of their portfolio AUSTIN, TX 561,326561.3k $2.7m $2.7m 0.02% Added +287.1k +287,121
40 Islet Management, LP 4.73% of their portfolio NEW YORK, NY 533,503533.5k $2.5m $2.5m 4.73% Reduced -466.5k -466,497
41 Nuveen Asset Management, LLC 0.00% of their portfolio CHICAGO, IL 530,625530.6k $2.5m $2.5m 0.00% Reduced -26.0k -26,000
42 Swiss National Bank 0.00% of their portfolio ZURICH, V8 496,100496.1k $2.4m $2.4m 0.00% Unchanged
43 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 493,358493.4k $2.3m $2.3m 0.00% Reduced -47.3k -47,285
44 Sonora Investment Management Group, LLC 0.20% of their portfolio TUCSON, AZ 461,255461.3k $2.2m $2.2m 0.20% Reduced -12.2k -12,188
45 NEW YORK STATE COMMON RETIREMENT FUND 0.00% of their portfolio ALBANY, NY 445,760445.8k $2.1m $2.1m 0.00% Reduced -479.6k -479,598
46 WELLINGTON MANAGEMENT GROUP LLP 0.00% of their portfolio Boston, MA 439,384439.4k $2.1m $2.1m 0.00% Added +4.5k +4,452
47 JB CAPITAL PARTNERS LP 0.52% of their portfolio Armonk, NY 417,754417.8k $2.0m $2.0m 0.52% Reduced -117.2k -117,246
48 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 387,680387.7k $1.8m $1.8m 0.00% Reduced -8.2k -8,221
49 FIL Ltd 0.00% of their portfolio HAMILTON, D0 330,051330.1k $1.6m $1.6m 0.00% Added +210.5k +210,461
50 S&T Bank/PA 0.28% of their portfolio Indiana, PA 316,867316.9k $1.5m $1.5m 0.28% Reduced -210.4k -210,429
51 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 313,416313.4k $1.5m $1.5m 0.00% Added +39.3k +39,313
52 Man Group plc 0.01% of their portfolio LONDON, X0 302,920302.9k $1.4m $1.4m 0.01% Reduced -848.8k -848,809
53 Amundi 0.00% of their portfolio Paris, I0 302,753302.8k $1.7m $1.7m 0.00% Reduced -267 -267
54 PUTNAM INVESTMENTS LLC 0.00% of their portfolio BOSTON, MA 299,047299.0k $1.4m $1.4m 0.00% Added +47.0k +47,001
55 Tidal Investments LLC 0.05% of their portfolio Milwaukee, WI 279,220279.2k $1.3m $1.3m 0.05% Added +52.1k +52,091
56 CANADA LIFE ASSURANCE Co 0.00% of their portfolio WINNIPEG, A2 273,437273.4k $1.3m $1.3m 0.00% Added +133.4k +133,391
57 Prescott Group Capital Management, L.L.C. 0.27% of their portfolio Tulsa, OK 264,377264.4k $1.3m $1.3m 0.27% New
58 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 0.00% of their portfolio WEST SACRAMENTO, CA 256,004256.0k $1.2m $1.2m 0.00% Added +323 +323
59 RHUMBLINE ADVISERS 0.00% of their portfolio BOSTON, MA 250,618250.6k $1.2m $1.2m 0.00% Added +3.2k +3,168
60 DENALI ADVISORS LLC 0.50% of their portfolio SAN DIEGO, CA 248,164248.2k $1.2m $1.2m 0.50% Reduced -342.4k -342,373
61 Palogic Value Management, L.P. 0.56% of their portfolio DALLAS, TX 225,000225.0k $1.1m $1.1m 0.56% First filing
62 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 0.00% of their portfolio NEW YORK, NY 210,757210.8k $1.0m $1.0m 0.00% Reduced -2.7k -2,657
63 Pinnacle Holdings, LLC 0.42% of their portfolio TULSA, OK 196,686196.7k $936.2k $936.2k 0.42% Added +3.2k +3,200
64 Russell Investments Group, Ltd. 0.00% of their portfolio Seattle, WA 196,225196.2k $934.0k $934.0k 0.00% Added +132.7k +132,664
65 LEVEL FOUR ADVISORY SERVICES, LLC 0.06% of their portfolio DALLAS, TX 182,397182.4k $868.2k $868.2k 0.06% Reduced -136.7k -136,684
66 ALLIANCEBERNSTEIN L.P. 0.00% of their portfolio NASHVILLE, TN 181,800181.8k $865.4k $865.4k 0.00% Reduced -3.3k -3,300
67 Graham Capital Management, L.P. 0.03% of their portfolio ROWAYTON, CT 177,879177.9k $846.7k $846.7k 0.03% Reduced -438.1k -438,100
68 Legal & General Group Plc 0.00% of their portfolio London, X0 175,777175.8k $836.7k $836.7k 0.00% Added +6.2k +6,229
69 VICTORY CAPITAL MANAGEMENT INC 0.00% of their portfolio San Antonio, TX 174,504174.5k $830.6k $830.6k 0.00% Added +122.3k +122,274
70 CREDIT SUISSE AG/ 0.00% of their portfolio ZURICH, V8 168,030168.0k $799.8k $799.8k 0.00% Added +16 +16
71 STATE OF WISCONSIN INVESTMENT BOARD 0.00% of their portfolio MADISON, WI 163,894163.9k $780.1k $780.1k 0.00% Reduced -41.3k -41,301
72 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 160,585160.6k $764.4k $764.4k 0.00% Added +17.8k +17,847
73 UBS Group AG 0.00% of their portfolio ZURICH, V8 159,553159.6k $759.5k $759.5k 0.00% Added +117.0k +116,951
74 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 155,028155.0k $737.9k $737.9k 0.00% Reduced -130.9k -130,880
75 DUALITY ADVISERS, LP 0.08% of their portfolio MIAMI, FL 142,835142.8k $679.9k $679.9k 0.08% Reduced -70.6k -70,552
76 Krilogy Financial LLC 0.06% of their portfolio ST. LOUIS, MO 139,250139.2k $662.8k $662.8k 0.06% New
77 Qube Research & Technologies Ltd 0.00% of their portfolio LONDON, X0 124,099124.1k $590.7k $590.7k 0.00% Added +59.5k +59,494
78 PATTEN & PATTEN INC/TN 0.05% of their portfolio CHATTANOOGA, TN 118,955119.0k $566.0k $566.0k 0.05% Reduced -16.9k -16,910
79 SummerHaven Investment Management, LLC 0.33% of their portfolio STAMFORD, CT 115,336115.3k $549.0k $549.0k 0.33% Added +2.7k +2,668
80 SUSQUEHANNA FUNDAMENTAL INVESTMENTS, LLC 0.01% of their portfolio BALA CYNWYD, PA 112,951113.0k $537.6k $537.6k 0.01% Reduced -201.5k -201,515
81 ROYCE & ASSOCIATES LP 0.01% of their portfolio New York, NY 112,035112.0k $533.3k $533.3k 0.01% Reduced -142.4k -142,403
82 Penbrook Management LLC 0.45% of their portfolio NEW YORK, NY 110,900110.9k $527.9k $527.9k 0.45% Reduced -3.3k -3,300
83 CORNERCAP INVESTMENT COUNSEL INC 0.09% of their portfolio Atlanta, GA 108,817108.8k $518.0k $518.0k 0.09% Reduced -3.6k -3,628
84 PRINCIPAL FINANCIAL GROUP INC 0.00% of their portfolio DES MOINES, IA 108,453108.5k $516.2k $516.2k 0.00% Added +80.6k +80,593
85 Mirae Asset Global Investments Co., Ltd. 0.00% of their portfolio SEOUL, M5 102,324102.3k $487.1k $487.1k 0.00% Added +12.6k +12,563
86 Gotham Asset Management, LLC 0.01% of their portfolio NEW YORK, NY 100,678100.7k $479.2k $479.2k 0.01% Added +85.8k +85,800
87 MetLife Investment Management, LLC 0.00% of their portfolio Whippany, NJ 96,53196.5k $459.5k $459.5k 0.00% Reduced -7.8k -7,840
88 DEUTSCHE BANK AG\ 0.00% of their portfolio FRANKFURT AM MAIN, 2M 94,96295.0k $452.0k $452.0k 0.00% Added +8.6k +8,580
89 Connor, Clark & Lunn Investment Management Ltd. 0.00% of their portfolio VANCOUVER, A1 93,75993.8k $446.3k $446.3k 0.00% New
90 AMERICAN INTERNATIONAL GROUP, INC. 0.00% of their portfolio New York, NY 91,68391.7k $436.4k $436.4k 0.00% Reduced -334 -334
91 PRICE T ROWE ASSOCIATES INC /MD/ 0.00% of their portfolio BALTIMORE, MD 84,65384.7k $403.0k $403.0k 0.00% Added +16.4k +16,431
92 DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main 0.00% of their portfolio FRANKFURT AM MAIN, 2M 80,68780.7k $384.1k $384.1k 0.00% New
93 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 79,96980.0k $380.7k $380.7k 0.00% Added +2.8k +2,757
94 EXCHANGE TRADED CONCEPTS, LLC 0.01% of their portfolio Oklahoma City, OK 79,20479.2k $377.0k $377.0k 0.01% Added +3.7k +3,674
95 MANUFACTURERS LIFE INSURANCE COMPANY, THE 0.00% of their portfolio Toronto, A6 79,04679.0k $376.3k $376.3k 0.00% Unchanged
96 Mitsubishi UFJ Trust & Banking Corp 0.00% of their portfolio TOKYO, M0 78,64078.6k $374.3k $374.3k 0.00% Unchanged
97 ARGA Investment Management, LP 0.02% of their portfolio STAMFORD, CT 78,26478.3k $372.5k $372.5k 0.02% Unchanged
98 VOYA INVESTMENT MANAGEMENT LLC 0.00% of their portfolio ATLANTA, GA 74,20974.2k $353.2k $353.2k 0.00% Unchanged
99 Prairiewood Capital, LLC 0.24% of their portfolio FARGO, ND 67,63867.6k $322.0k $322.0k 0.24% Reduced -4.7k -4,733
100 Y-Intercept (Hong Kong) Ltd 0.05% of their portfolio HONG KONG, K3 65,24365.2k $310.6k $310.6k 0.05% Reduced -17.3k -17,271