Vault-13

GOSSAMER BIO INC GOSS 5 06.01.27

NOTE 5.000% 6/0 · US DOMESTIC · CUSIP 38341PAA0

15 institutional holders -4 vs Q1 2023
2,000,0002.0m shares reported held*
$58.4mreported value*
1 new 4 added 3 reduced 5 sold out net sold ≈ $9.1m (-1.1m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($3.3m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $30.83.

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

0102030Q3 22: 25Q4 22: 20Q1 23: 19Q2 23: 1515Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 202225
Q4 202220
Q1 202319
Q2 202315

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
20020Q4 22: 6 bought or addedQ4 22: 11 cut or sold outQ4 22Q1 23: 4 bought or addedQ1 23: 5 cut or sold outQ1 23Q2 23: 5 bought or addedQ2 23: 8 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022611
Q1 202345
Q2 202358

Biggest buyers

683 Capital Management, LLC New +15,145,000+15.1m
HIGHBRIDGE CAPITAL MANAGEMENT LLC Added +9,000,000+9.0m
Walleye Capital LLC Added +3,500,000+3.5m
CAPSTONE INVESTMENT ADVISORS, LLC Added +1,000,000+1.0m
Context Capital Management, LLC Added +14,500+14.5k

Biggest sellers

LAZARD ASSET MANAGEMENT LLC Sold out -16,695,000-16.7m
Polar Asset Management Partners Inc. Sold out -15,000,000-15.0m
CITIGROUP INC Sold out -7,500,000-7.5m
AVIVA PLC Sold out -7,500,000-7.5m
Shaolin Capital Management LLC Reduced -5,000,000-5.0m
WHITEBOX ADVISORS LLC Reduced -5,000,000-5.0m
ABSOLUTE INVESTMENT ADVISERS, LLC Reduced -1,150,000-1.1m
BARCLAYS PLC Sold out -500,000-500.0k

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 DeepCurrents Investment Group LLC 0.46% of their portfolio NEW YORK, NY 35,360,00035.4m $10.8m $10.8m 0.46% Unchanged
2 Shaolin Capital Management LLC 0.84% of their portfolio Miami, FL 30,000,00030.0m $9.1m $9.1m 0.84% Reduced -5.0m -5,000,000
3 HIGHBRIDGE CAPITAL MANAGEMENT LLC 0.42% of their portfolio NEW YORK, NY 23,000,00023.0m $7.2m $7.2m 0.42% Added +9.0m +9,000,000
4 WOLVERINE ASSET MANAGEMENT LLC 0.13% of their portfolio CHICAGO, IL 22,096,00022.1m $6.7m $6.7m 0.13% Unchanged
5 683 Capital Management, LLC 0.46% of their portfolio NEW YORK, NY 15,145,00015.1m $4.7m $4.7m 0.46% New
6 CAPSTONE INVESTMENT ADVISORS, LLC 0.12% of their portfolio NEW YORK, NY 13,000,00013.0m $4.0m $4.0m 0.12% Added +1.0m +1,000,000
7 WHITEBOX ADVISORS LLC 0.14% of their portfolio MINNEAPOLIS, MN 10,004,00010.0m $3.0m $3.0m 0.14% Reduced -5.0m -5,000,000
8 Rock Springs Capital Management LP 0.07% of their portfolio Baltimore, MD 9,573,0009.6m $2.9m $2.9m 0.07% Unchanged
9 Walleye Capital LLC 0.03% of their portfolio NEW YORK, NY 5,500,0005.5m $1.7m $1.7m 0.03% Added +3.5m +3,500,000
10 BlueCrest Capital Management Ltd 0.09% of their portfolio ST HELIER, Y9 2,122,0002.1m $651.6k $651.6k 0.09% Unchanged
11 ABSOLUTE INVESTMENT ADVISERS, LLC 0.08% of their portfolio ROSEMARY BEACH, FL 2,000,0002.0m $586.2k $586.2k 0.08% Reduced -1.1m -1,150,000
12 DEUTSCHE BANK AG\ 0.00% of their portfolio FRANKFURT AM MAIN, 2M 750,000750.0k $223.4k $223.4k 0.00% Unchanged
13 Context Capital Management, LLC 0.62% of their portfolio LAJOLLA, CA 22,35022.4k $6.9m $6.9m 0.62% Added +14.5k +14,500
14 Verition Fund Management LLC 0.05% of their portfolio GREENWICH, CT 10,63310.6k $3.3m $3.3m 0.05% Unchanged
15 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged